within a strong orbit equivalence class
Fumiaki Sugisaki *
118 P.Sugisaki
thetopologicalsettingwehaveasimilarresult,thatis,theconceptsofstrong o r b i t e q u i v a l e n c e a n d t o p o l o g i c a l e n t r o p y a r e i n d e p e n d e n t ( [ S 1 ] , [ S 2 ] ) .
ConcerningthestrongorbitequivalenceofaCantorminimalsystem,wecan askthefollowingquestion・Withinanystrongorbitequivalenceclass,isthere aminimalsubshift?In{S31,weobtainthe駒llowingresult:FbreveryCantor minimalsystemitsstrongorbitequivalenceclasscontainsminimalsubshiftof allfinitetopologicalentropies・Inthispaperwegeneralizethisresultusingthe c o n c e p t o f t o p o l o g i c a l p r e s s u r e b y t h e f o l l o w i n g ( T h e o r e m 1 . 1 ) . F o r a t o p o l o g i c a l dynamicalsystem(X,T),denoteMIX)bythesetofBorelprobabilitymeasures onXandルi(X,T)bythesetofT‑invariantBorelprobabilitymeasuresonX.
LetC{X,K)denotethesetofallrealvaluedcontinuousfunctions.
Theorem1.1Supposethat(X,4>)isaCantorm伽加αIsystema冗〃eC(X,R),
whichiscα"edapote沌鰯α』ん c"on,isgiven.Chooseanyawithe x p I s u p < / 抑 r e M { x , 4 > ) X ¥ ≦ α ≦ 。 。 ( 1 . 1 )
α 仇髄.me測娩ereexistsaCa冗加rminimalsystem(Y,tp)stronglyorbitequiv‑
alentto(X,$)sueノithat
m/0‑*)=ioga,
ノ e7℃W‑)お〃ietopologicalpressure〃妙α泥de:X‑→Yisasti℃noorbit
equhノαノencemap.〃αお伽"e,uノeca汎takerj)asam如加αノsubsノZ縦.Weremarkthatifノニ0,then1<a<ooandP(V>,0)isthetopologicalentropy o f t p . S o T h e o r e m 1 . 1 i s t h e g e n e r a l i z a t i o n o f [ S I ] , [ S 2 ] a n d [ S 3 ] . W e a l s o r e m a r k that(1.1)isthebestpossibleinequalitywhichacantake・Thereasonisthe following.Giordano,PutnamandSkaushowedthatan(strong)orbitequivalence map0:X→Ygivesabijection$:M(Y,if>)‑→M(X,<I>)definedby9(is)=〃。β ( T h e o r e m 2 . 2 i n [ G P S ] ) . U s i n g t h i s f a c t a n d t h e v a r i a t i o n a l p r i n c i p l e o f t o p o l o g i c a l pressure(seeTheorem9.10in[Wl]),wehave
P 他 ' 。 ' ‑ り 言 愚 " { M 州 ル ‑ * d i / I i ; e M { Y , i l > ) ¥
> s u p │ / f o 9 ‑ * d v │ u e M { Y ^ ) ¥
= s u p U f d 9 ( v ) │ u e M ( Y ^ ) ¥
= " { 〃 " │ 似 E ル * . * ) } .
Nowwegiveanoverviewofeachsectionbelow.Inthissectionbelowweintro‑
ducesomenotations,definitionsandconditionsconcerningBrattelidiagrams.In
§2,weconsidertherelationbetweenCantorminimalsystemsandsubshifts.We
willshowthatwheneveraproperlyorderedBrattelidiagramBsatisfiesProperty
1 . 5 , t h e n t h e a s s o c i a t e d B r a t t e l i ‑ V e r s h i k s y s t e m ( X z , 入 慮 ) i s t o p o l o g i c a l l y c o n j u ‑ gatetoasubshift(Theorem2.4).In3,wecalculateatopologicalpressureofa specialcaseofCantorminimalsystem・ByTheorem3.8,weonlycalculateapres‑
sureofasubshiftassociatedwithaBsatisfyingProperty1.5.In4,weintroduce twomodificationpropositionsofdiagramwhichpreservetheequivalencerelation onBrattelidiagrams.InProposition4.2weconstructabasedBrattelidiagram CusingagivendiagramB.InProposition4.5weconstructthedesireddiagram Bof(Y,ip)inTheorem1.1usingabaseddiagramC.Thesepropositionsplay
importantrolesinprovingTheorem1.1.Finallyin5,weproveTheorem1.1.Notation1.2Basically,weusenotationsanddefinitionsin[HPS]and(GPSl.
SupposeB=(K,E,≧)isaproperlyordered(alsocalledsimplyordered)Bratteli diagram.SupposeAisasetandIAl(or#^4)denotesthecardinalityofA.
(1)Letr:E→Vdenotetherangemapands:E‑→Vdenotethesourcemap.
Namely,eE且、connectsbetweens(e)E脇‑,andγ(e)E賂.
( 2 ) L e t M ( ' ) = [ # r ‑ n w ) n s ‑ n v ル e v h , u E v h ‑ 』 d e n o t e t h e‑ t h i n c i d e n c e m a t r i x o f
B ( i 、 e 、 , M 無 ) i s t h e n u m b e r o f e d g e s c o n n e c t i n g b e t w e e n u E V h a n d t ノ G V , ‑ i ) . W e a l s o w r i t e B = { V , E , { M ^ " ) } , ≧ ) . L e t M か ) = 1 M 蝿 ) 1 秒 E , , ; 、 ̲ , d e n o t e t h e u ' s
rowvectorofM^"^whichiscalleda冗如cidencevectorofu.For≧k,let j V / ( n , f c ) d e n o t e t h e p r o d u c t o f i n c i d e n c e m a t r i c e s M ^ ^ ^ M ^− i ) . . . M W . (3)SetXb={(e,)ieNICiGEi,r{ei)=s(ei+i)ViGN}.Wecallitthe伽一
伽茄elengtfisノpatノispaceofB.Forv^Vn,letP(v)denotethesetofall (finitelengths)pathsconnectingbetweenthetopvertexvqeVnandv.Then
l P ( U ) │ = M 卿 6 1 ) h o l d s , P u t P ( 1 / ; 、 ) = U o E V h P ( ひ ) . T h e r a n g e m a p r i s e x t e n d e d
toViVn),thatis,forp=(d.…,e")EP(脇),wedefiner(p)=『(e").
( 4 ) F o r X = ( e i ) i 6 N G X ^ o r a ; = ( e i , … , e n ) e V { V n ) , p n t z l . j 1 = ( c i . e t + i . … , e , ) andX(i,j│=(ci+i,…,ej).FbrpEP(略),se巾}B={zEXBlzI1,"l=p}・
Wecallitthecylindersetofp.
(5)ForVGKiandeGr^{v),letOrder(e)denotetheorderofeinr^(v).If Pmin=(ei,e2,…)istheuniqueminimalpathinXb,thenOrder(cn)=1 forallnGN.IfPmax=(/i,/2,…)istheuniquemaximalpathinXb,then O r d e r ( ん ) = │ r − 1 r ( / h ) │ f b r a l lE N S i m i l a r l y , O r d e r ( ・ ) i s d e f i n e d o n P ( 脇 ) . I.e.,forpGV{Vn),Order(p)istheorderofpinVMp)).
(6)ForVGKi,wewriter^{v)={cj│1≦j≦¥r‑^{v)lOrder(ei)=i}.Define
L i s t ( t ; ) = ( s ( e i ) , s ( e 2 ) , … . 5 ( e │ r ‑ i ( . ) │ ) ) G ( V n ‑ l ) " ' ‑ ' ( ' ' > "
WecallittheorderIistofv.
120 F・Sugisaki
(7)Foramonotoneincreasingsequence{tn}nez+CZ+withto=0,wesaythat
a B r a t t e l i d i a g r a m B ' = ( V , E ' , { M ' * " H ) i s a t e l e s c o p i n g ( o r c o n t r a c t i o n ) o l B t o { t " } , w h i c h w e w r i t e B ' = ( B , { t " } ) , i f V ' " = V La n d M ' ( " ) = M ( t " , t " − 1 + ' ) L e t & " , f , 、 ̲ 、 + , = { 麺 (" ̲ , ," l l z E X B } . T h e n t h e r e i s a b i j e c t i o n b e t w e e n E ' a n d E" ," ̲ , + , p r e s e r v i n g s o u r c e a n d r a n g e v e r t i c e s ・ W e c a l l { t n } a s e q u e n c e oftelescopingdep"蹄.Especially,wedefineBoddastelescopingBtoodddepths
{ 0 , 1 , 3 , … } a n d d e f i n e S e v e n a s t e l e s c o p i n g B t o e v e n d e p t h s { 0 , 2 , 4 , … } . (8)Let(Xb,入b)denotetheBratteli‑VershiksystemofB.Namelyi入B:XB‑→Xb
isalexicographictransformationdefinedbytheorder≧onE.
(9)ForBrattelidiagramsBandB',defineB〜B'providedthatthereexistsa BrattelidiagramBsuchthatBoddyieldsatelescopingeitherBorB',and
Sevenyieldsatelescopingoftheother・Thenitisnothardtoshowthat〜is anequivalencerelationonBrattelidiagrams.Remark1.3
(1)Let(X,T)denoteaCantorminimalsystem,C(X,Z)thesetofallinteger valuedcontinuousfunctions,C{X,Z)+={/GC(X,Z)¥ノ≧0}andBt=
{ノー/or‑*IノEC(X,Z)}、Define
K(X,T)=C(X,Z)/Bt,K(X,T)+=C{X,Z)+/Bt.
In[Pu],Putnamshowedthatthetriple(K(X,T),K(X,T)+Al))isasim‑
pie,acyclic(i.e.K(X,T)^Z)dimensiongroupwiththe(canonicaldistin‑
guished)orderunit[1],where1=l*istheconstantfunction1・Herman, PutnamandSkaushowedin[HPS]thatthefamilyofCantorminimalsystems
coincideswiththefamilyofBratteli‑VershiksystemsuptoconjugacyandshowedthatKR(X,T)=Ko(V,E)(=meanstwodimensiongroupsareunital o r d e r i s o m o r p h i c ) , w h e r e ( V , E ) i s a B r a t t e l i ‑ V e r s h i k r e p r e s e n t a t i o n o f ( X , T ) andKo(V,E)isdefinedbytheinductlimitofasystemoforderedgroups
Kb(V;E)=lim(ZlVh‑1l,Mh)=Z1%l坐ZlVil坐Z│雌│些….
冗 一Theyalsoshowedthatall(acyclic)simpledimensiongroupscanbeobtained inthis(dynamical)way.
(2)Itiseasytoseethat(V,E)〜(V',E')ifandonlyifKo(V,E)SKo(V',E).
Giordano,PutnamandSkaushowedin[GPS]thatBratteli‑Vershiksystems (Xb,,Xb,)and(Xb,,A^)arestronglyorbitequivalentifandonlyifBi〜Bo.
Definition1.4
(1)(distinctorderlist.)WesayK,hasdistincto㎡erhstsiffortノ,ひ′E脇,
L i s t ( v ) = L i s t ( i / ) i m p l i e s v = v ' ( o r e q u i v a l e n t l y , ひ ≠ t ノ ' i m p l i e s L i s t ( t ノ ) ≠ L i s t ( v ' ) ) .
(2)(Theminimal/maximalvertexproperty.)SupposeB=(V,E,≧)isaproperly orderedBrattelidiagram.WesayEnhastheminimal/maximalvertexproperty
i f t h e r e e x i s t U 耐 ↑ ひ 湿 e V n ‑ i s u c h t h a t f o r a n y e , ノ G E n w i t h O r d e r ( e ) = 1 andOrder(ノ)=│r‑V(/)│,thens(e)="肘ands(/)=t侭.
NowweconsideraproperlyorderedBrattelidiagramBofProperty1.5.Laterwe w i l l s h o w t h a t t h e a s s o c i a t e d B r a t t e l i ‑ V e r s h i k s y s t e m { X ^ , X s ) i s c o n j u g a t e t o a s u b s h i f t a n d i t s t o p o l o g i c a l p r e s s u r e i s c a l c u l a b l e .
P r o p e r t y 1 . 5 B = ( K , E , { M ^ } , > ) s a t i s f i e s t h e f o l l o w i n g p r o p e r t i e s . F o r a n y
neN,
( 1 ) M ^ i s a p o s i t i v e m a t r i x ( i . e . M i " J ≧ 1 f o r a l l u a n d v ) 、
(2)且、hastheminimal/maximalvertexproperty,
( 3 ) │ 脇 │ ≧ 3 a n d u 品 i n ≠ ひ 品 a x , w h e r e t ノ 品 i n a n d U 品 a x a r e d e f i n e d i n D e f i n i t i o n 1 . 4 ( 2 ) ,
( 4 ) f b r e a c h 〃 E 典 , 〃 " l ̲= 〃 ( " 1 ‑ , = 1 ,
U U m i n U U m n x
(5)Vnhasdistinctorderlists.(Inthecaseofn=1,weignorethisproperty.) 2.ConjugacybetweenCantorminimalsystemsandsubshifts
I n t h i s s e c t i o n w e c o n s i d e r a B s a t i s f y i n g P r o p e r t y 1 . 5 . W e w i l l s h o w t h a t ( X g , 入 圃 ) i s t o p o l o g i c a l l y c o n j u g a t e t o a s u b s h i f t . T h e d e t a i l s o f s h i f t s p a c e s a n d i t s t o p o l o g y , see[LMJin1and6.
Definition2、1
(1)Let(X,(t)denoteasubshift,thatis,Xisashiftspaceandaisshifttransfer‑
mation.ForxGXandi,j6Zwithi≧j,set
^M=^i^i+l…坊'^(M) XiZi+l…巧一',
whicharecalledblocks(orwords)ofx.Set
Bn(X)={x<o,n)¥xeX},B(X)=Un^Bn(X).
SinceXisshiftinvariant,weseethatB"(X)={zI)|zEX,j−j=冗}and henceBn(X)isthesetofall(length)n‑blocksthatoccurinpointsinX.We callB(X)仇eIα u eQ/X、FbrBEB"(X)andj,jwithj−j+1= ,put
m={xeX¥xuj,=B}.
122 F.Sugisaki
(2)(shiftoffinitetype)LetAbeanalphabet(afiniteset)andFbeasetof w o r d s w i t h a l p h a b e t A 、 F b r F , d e f i n e X ァ t o b e t h e s u b s e t o f s e q u e n c e s i n A z whichdonotcontainanywordinT.Wesayasubshift(X,<t)iss血峨of伽髄e type(SF乃ifXhastheformXtforsomeFandFisafiniteset.Wesayan SFTsubshift(Xァ,cr)isM‑step(MGN)ifFconsistsofblockswithlength M+l.Wesayasubshift(X,a)isin℃ducibleifforanyu,wGB(X),there existsvGB(X)suchthatuvwGB(X).
Remark2、2SupposeXCA*.ByTheorem6.1.21in[LM],
Xisashiftspaceiff3J"suchthatX=XtiffXisshift‑invariantandcompact.
Definition2.3(SubshiftassociatedwithB)SupposeB=(V,E,≧)isa properlyorderedBrattelidiagram・Letr:X*U(UieNW))‑→V(Vi)denote atruncationmap,thatis,γz=xiwherex=(xi,X2,…).
( 1 ) D e f i n e a s h i f t i n v a r i a n t s u b s e t X o q C V i Y i f " t o b e X 。 。 = { ( 丁 入 息 " z ) " e z l z E X g }
OnecanshowthatXqoiscompact.Let(Toodenotetherestrictionofshiftto
Aoo‑
(2)DefineafinitedirectedgraphGk=(V,)arisingfromVCVk)asfollows.Define aedgesetE=V{Vル)andavertexsetV={i{p),t(p)¥pG},wherei(p) ( t ( p ) , r e s p . ) i s t h e i n i t i a l ( t e r m i n a l , r e s p . ) v e r t e x o f p s a t i s f y i n g t h a t
p9E8,t(p)=i(9)iff
│蝋舞,:剛糖州ItiseasytoseethatGkisairreduciblegraph.LetXkdenotetheedgeshift X<VI‑e‑,
X k = X c 脂 = { z = ( z f ) i E z E P ( 唾 ) z l t ( : r) = j ( z 愈 + , ) f b r a l l j E Z } . (See[LM]:Definition2.2.5.)Let&kdenotetheshiftonXk・Itiseasytosee that(Xk,ケた)isa1‑stepshiftoffinitetype.DefineXk=^k(Xk),wherethe mapTTfc:Xk‑→V(Vi)*isdefinedby
**:(…X‑i.XoXl…)=(…(γお‑l).(γ〃o){rxi)…).
LetびんdenotetheshiftonXk‑
F i r s t w e c o n s i d e r t h e r e l a t i o n s h i p b e t w e e n { X g , 入 直 ) a n d { X ・ ・ , ぴ 。 。 ) .
( 2 . 1 )
T h e o r e m 2 . 4 S u p p o s e B = ( V , E , を ) i s a p i ℃ p e 伽 o r d e r e d B r a t t e l i d i a g r a m s a t ‑ 蛾ノ畑Property1.5.Then(X*,入)istopologica"yconjugateto(Xoo,ぴ。。).
Proof.WewriteA=入0forshort.Definettoo:X息→Xooas 汀。。垂=(γ入"s)nez.
Wewillshowthat汀ooisaconjugacy.ClearlytTooissurjective、TTooO入=グーo汀函
holdsbecause
( T o o 入 勿 ) n = γ 入 " 入 勿 = γ 入 " " a ; = ( 7 『 。 。 z ) n + l = ( C o c T l o o z ) 沌 .
ThereforewewillshowthatTTooisinjective.Wecalltheargumentbelowtheone‑
to‑oneα噸秘ment.
Theone‑to‑oneargument、Chooseanyz=(垂i),y=(眺)EX息withz≠yandfix them・Itsu田cestoshowthatthereismEZsothat丁入mz≠丁入"VIfrz≠γり,
theclaimwouldhavebeenproven.Thereforeassumethatthereis/>1sothat
お 【 1 , 1 ] = y [ i , i ) a n d a : [ i , / + i j ≠ " [ 1 , 1 + 1 ] ( X [ 1 M = ( ^ l > ^ 2 , … , { ) ) . S u p p o s e n < 0 i s t h e m a x i m u m n u m b e r s o t h a t ( 入 " 麺 ) 1 , , 1 + , } l i e s i n t h e m i n i m a l p a t h i n P ( γ ( 毎 【 + i ) ) . T h i s i m p l i e s t h a t O r d e r ( ( 入 " a O n ‑ i ) = 1 a n d ( 入 " 毎 ) [ M ‑ 2 , 。 。 ) = a : [ / + 2 , o o ) ‑ T h e n w e c o n s i d e r
t h e f o l l o w i n g t w o c a s e s :
( i ) ( 入 " a O [ i , i ] = ( A " y ) i i , i ] ,
()(^x)lU]≠(入"!ノ)m‑
Inthecaseof(i),wenotethatOrder((¥"y)i+i)=1becauser(入.x)i=r(入"y)i=
vi..andProperty1.5(2)and(4).Letu=r(入"x)i+iandv=r(¥"y)t+i.
T h e n 秘 ≠ v b e c a u s e o f x n f + i ] ≠ y ¥ i , i + i ] ‑ S i n c e V J + i h a s d i s t i n c t o r d e r l i s t s , thereexisteEr‑1(私),ノEr−1(ひ)andtheminimumnumberl< ′<
m i n ( │ r ‑ * ( u ) │ , │ r* ( u ) │ ) s u c h t h a t s ( e ) ≠ * ( / ) a n d O r d e r ( e ) = O r d e r ( ノ ) = n ' .
L e t n = n + Y Z L i N ^ ( * ( c i ) ) l w h e r e e * G r ‑ i ( w ) w i t h O r d e r ( e i ) =T h e n s ( 入 " ) / + ! = s ( e ) a n d s ( 入 免 り ) i + i = s ( f ) . T h i s i m p l i e s t h a t ( 入 * z ) m ≠ ( 入 免 Z ノ ) m ‑
B o t h t h e c a S e ( i ) a n d ( i i ) i m p l y t h a t t h e r e e x i s t s Ⅳ E Z s u c h t h a t ( 入 " z ) [ M # ( 入 j ^ 2 / ) [ U ] h o l d s . B y r e p e a t i n g t h i s p r o c e d u r e , w e g e t T 入 、 〃 ≠ 丁 入 m y f b r s o m e
meZ.Sowefinishtheproof.
Definition2.5ForvGV¥Vq,definewords(orblocks)Con(v)andrCon(v)as C o n ( t ; ) = P 1 P 2 … P ¥ v ( v ) ¥ > r C o n ( v ) = ( t p i ) { t p 2 ) … { t P ¥ v ( v ) ¥ ) ,
where{pi│Order(pi)=i,1≦j≦¥vm=v(v).
124 P.Sugisaki
Remark2.6UsingCon(・)andTCon(・),weseethat
昨{…〃'ョ{僅嚇ご芸蒐鰯皇君:制 蕊‑{…〃'ョ琶鵜鰯繁謡酬鵡}
S o f J J f f c , け た ) a n d ( X k , ぴ k ) a r e r e n e w a l s y s t e m s w i t h t h e g e n e r a t i n g l i s t { C o n () │ U E V k h { r C o n ( v ) I t ノ 6 1 4 } r e s p e c t i v e l y ( s e e [ L M ] , 1 3 . 1 ) .
Weconsidertherelationshipbetween(Xk^ak)and(Xk,<7k)‑Thefollowingtheo‑
r e m i s i m p o r t a n t s o a s t o c a l c u l a t e t h e t o p o l o g i c a l p r e s s u r e o f { X q , 入 息 )
Theorem2、7SupposeB=(V,E,≧)isaprope吻orderedBrattelidiagramsat‑
isfyingProperty1.5.ThenforanyA;GN,(Xk,ケ上)α九diXk,<7k)α犯topologicα"y c o n j u g a t e .
Proof.WewillshowthatthemapTr/tisaconjugacy.ClearlyTrjtissurjective andTTkoo'k=o"fco汀齢Sowewillshowthatifkisinjective.Supposex=
M,z'=(x'i)GXksatisfiesthatz≠z'andxoissomeminimalpathinV(Vk).
Ifra;o≠丁勿'0,thenwehavebeendone.ThereforeweassumeTz0=Tx'n.Then thereexist{n,},{'i}CZand{vi},{v'i}CVjtsuchthatforanyiGZ,
a ^ I n i , n , + o = C o n ( v i ) , x ' [ n ' i , n ' i + , ) = C o n ( v ' i ) , n o = 0 ,' 0 ≦ 0 <' ル
Here,letusconsiderthefollowingthreecases:
( i ) ひ ' 0 ≠ 妙 0 ,
(ii)v'o=vqandn'o≠0, (iii)v'o=Vqand'0=0.
I n t h e c a s e o f ( i ) a n d ( i i ) , t h e r e e x i s t s / w i t h I < l < k s u c h t h a t ( x o ) n , / ) = ( a : ' o ) [ i , i ] a n d ( a ; o ) [ i , / + i ) ≠ { x ' o ) l i , i + i ] . S o w e u s e t h e o n e ‑ t o ‑ o n e a r g u m e n t i n T h e o r e m 2 . 4 andobtainrx^≠Tx'mforsomem.Inthecaseof(iii),byz≠x'thereexists
/GNsuchthat
ofbranyjwithljl<I,Uf=u'f(therefbrei='iholds),
OUI≠v'iorv‑i≠tノ/I f V / ≠ v ' i , b y P r o p e r t y 1 . 5 ( 2 ) , { x n , ) ¥ i , k ] a n d { x ' n j ) u k ] a r e t h e m i n i m a l p a t h i n V i v i ) a n d V { v ' i ) r e s p e c t i v e l y ( a n d h e n c e { x n i ) [ i , k ‑ i ] = ( a ; ' n / ) ( i . f c ‑ i ) ) a n d { X n , ) [ l , k ] ≠ ( 毎 ' n / ) [ i , f c ] ‑ S o u s i n g t h e o n e ‑ t o ‑ o n e a r g u m e n t i n T h e o r e m 2 . 4 , w e
haveTzm≠丁勿'mforsomem・Uv‑i≠v'‑i,basicallybythesameargumentwe
haveTz,、≠Tx'mforsomem.Inthecasewherexoisnotsomeminimalpath,wemayconsidersomeminimal pathXninsteadofxq.Thereforewehaveaconclusionthat汀kisinjective.
3.Calculationoftopologicalpressure
T h e a i m o f t h i s s e c t i o n i s t o c a l c u l a t e t h e t o p o l o g i c a l p r e s s u r e o f a B r a t t e l i ‑ V e r s h i k s y s t e m i n a s p e c i a l c a s e . F i r s t w e i n t r o d u c e t h e d e f i n i t i o n o f t o p o l o g i c a l p r e s s u r e . T h e d e t a i l s o f d e f i n i t i o n s a n d n o t a t i o n s a r e w r i t t e n i n [ W l l .
3.1.Definitionsandpropertiesoftopologicalpressure
Definition3.1Let{X,T)beatopologicaldynamicalsystem.(I.e.Xisa compactmetricspaceandTisacontinuoustransformationonX.)ForノE
C{X,R)andneN,put低ノル)=E封/CTx).Fore>0,put
。川。1−"{悪鱈州………forA"I,
Q ( r ,, 倉 ) = ' 慨 p : ' ・ g Q 凧 ( r ,, ) ,
p(r,/)=iimQ(r,ノ,ey
ThenitiseasytoseethatP(T,f)existsbutcouldbeoo・ThemapP(T,.):
CiX,R)‑→RU{00}iscalledthetopologicalpressu泥ofT.
WhenTisanexpansivehomeomorphism,wecancalculateP(T,f)asthefollowing
way.Afiniteopencoverao(Xisage冗eratorforTifforeverybisequence{A"}足‑..ofmembersofa,thesetn墨‑..T‑"A"containsatmostonepointof
X.Define
剛加‑"{遷恕。'州伽"……璽門}
Theorem3.2([Wl]:Lemma9.3,Theorem9.6)LetTbeanexpansive
homeomorphismofX.〃α15ageneratorforT,thenP ( 叩 = 蝿 : l o g , 蝿 ( r , 八 α ) = 磯 寿 ¥ o g P N { T J , a l
Inthecaseofasubshift(X,ぴ)withalphabetA,α={Ial8laEA}isgenerator
fora.Moreoverweseethat
。V封。‑iα={{Bl8llBEB鯉(X)}andhenceV封。*Qisafinitecoverof
X,
。 s i n c e { ( B 1 8 − 1 l B E B 沌 ( X ) } i s a d i s j o i n t f i n i t e c o v e r ( i 、 e , B ≠ B ' i m p l i e s [ B ] J " ^ n [ B %^ = 0 ) , i t h a s n o p r o p e r s u b c o v e r .
SobyTheorem3.2wehavethefollowing.
126 F・Sugisaki
Proposition3.3Supposethat(X,a)isasubsh蛾α ノEC(X,R)jspote7l"α
ん泥c虎on.Then
帥ル典器唾(ふ雫鮮'…)
‐磯寿1噸(、黒副雫淵州訓)
3.2.TopologicalpressureofBratteli‑Vershiksystems
InthissubsectionweassumethatBsatisfiesProperty1.5.Firstwecalculatethe
t o p o l o g i c a l p r e s s u r e o f ( X k , ケ ん ) w i t h r e s p e c t t o s o m e s p e c i a l p o t e n t i a l f u n c t i o n s . Definition3.4SupposeBisaproperlyorderedBrattelidiagram・Wesaythat/
i s a s i m 此 ん 冗 c t i o n o n X q b a s e d o n V { V n ) i f f o r a n y x , 〃 ' E X B w i t h z I 1 , " l = z ' 1 , , " 1 , /(*)=ノ(毎')holds,ThenfbrpEP(Wjwecandefineノ{plB=ノ(z)ifzEIplB.
Remark3.5Sinceeachcylinderset[pisisaclopenset,/isacontinuousfunc‑
tion.
Fbr9EC(X9,R)andkEN,let9kdenoteasimplefUnctionbasedonP(砿)
satisfyinglimん一・.Ofc=gasthesupremumnorm.Wedefineacontinuousfunction OfconXktobe
§ k { x ) = g k [ x o U ,
where〃=(z")EXkandhence§kisasimplefimctiononXk.
Lemma3.6Inthes"秘α虎o αbove,uノehave P(けた,5k)=logafc,
whei℃αkistノiemaximumpos""esolutiono/仇eequα"o冗/brz9"enby
二淵−1,
UE脇
whereTOu)=exp
(異,州)Proof.ByTheorem2.7,(A*,or*)is1‑stepirreducibleSFT.LetAbetheadja‑
cencymatrixofthegraphGkdefinedby
4,.妻{;:闘総』,ル
LetDbeadiagonalmatrixdefinedbyD=e9脂{PlB.PutS=AD・Let入S=
max{│A│:入isaneigenvalueofS}.AisanirreduciblematrixandsoisS.Then
u s i n g L e m m a 4 . 7 i n [ W 2 ] , w e h a v e P ( ケ k , 5 / b ) = l o g 入 s a n d t h e r e e x i s t s a n e i g e n v a l u e AsuchthatAs=入Nowwewillshow入s=αk.ByPerron‑FrebeniusTheorem ( S e e [ W l ] : p l 6 , T h e o r e m 0 . 1 6 . ) , A s i s a n e i g e n v a l u e a n d i t s e i g e n v e c t o r i s p o s i t i v e .
L e t O b e t h e r i g h t e i g e n v e co r o f 入 s , W e w r i t e e a s e = ( 8 " ) E R r) 1 , w h e r e
8 ツ ー ( 8 p ) p E p ( 。 ) . ( T 一 人 s ) 0 = 0 f o l l o w s t h a t
。 一 入 s 0 p + e t o M t O a = 0 , w h e r e r ( p ) = r ( q ) a n d O r d e r ( p ) + 1 = O r d e r ( q ) .
● 一 入 s 8 p + , e * * k k 0 = 0 , w h e r e O r d e r ( p ) = p ( r ( p ) ) │ a n d q i s t a k e n o v e r
Orderfa)=1.
Theseareequivalentto
。 8 , = 入 : 侭 d " ( p )l e x p ( ‑ E 9 〃 1 9 ) 0 , , w h e r e 『 ( p ) = 『 ( 9 ) , O r d e r ( 9 ) = 1 a n d
p ' i s t a k e n o v e r p ' E P ( 『 ( p ) ) w i t h l < O r d e r ( p ' ) ≦ O r d e r ( p ) .
● E , e " ' ' 1 息 8 。 = 入 r ( 『 ( , ) ) l e x p ( ‑ E p , 9 k { p ' } g ) 8 , , w h e r e O r d e r ( p ) = 1 , 9 i s
takenoverOrder(g)=1andp'istakenoverp'GVirCp))with1<
O r d e r ( p ' ) ≦ O r d e r ( p ) .
Thenwehave
鰻言撰;蓋言淵峠三八黙;器普)鴎‑雲P(L>9kW]8)"
wherep'istakenoverp'EP(γ(p))withl<Order(p')≦Order(p)and9'istaken overq'6VMq))with1<Order(q')≦Orderfq).Soweha八'e
忌畿=1.
Sowefinishtheproof.
Lemma3、7
P(グ。。Pot)=KmP{ok,9ko師F')(3.1)
Proof.Firstwewillshow
n^=x・・・
kEN
FbrkENandUE脇十,,thewordTCon(ひ)correspondstoconcatenatedwords rCon(wi)rCon(u2)…γCO、(秘"),
where(wi,U2,…,u")=List(u).ThenbyRemark2、6X1コ麺.…and
XooCflfceN‑Xfe‑Conversely,supposex6DfegN^fc‑SincexexooifffbranynEN,thewordz(−m,lappearsinapointofX。。,
128 F・Sugisaki
w e w i l l s h o w z I ‑ " , " l E B 2 " + 1 ( X b . ) . I t s u 髄 c e s t o s h o w t h a t z I ‑ " , " l a p p e a r s i n TCon(v)forsomevertexv.SupposethatNGNsatisfiesmin{│P(t;)││vG15v}>
2 .Form≧Ⅳ,DefineAm,BmandCmas
A m = { v G V m │ X [ ‑ n , n ] a p p e a r s i n T C o n ( v ) } ,
m={(u,v)G晩×豚n│Z(‑n,n]appearsinaconcatenai Cm={(u,v)e賂×賂IrCon(u)rCon(v)GB(Xm+i)}‑
appearsinaconcatenatedwordTCon(w)TCon(v)},
SincexGn^tiXk,BmnCm≠0holdsforanym≧Ⅳ.SupposeAm=0for anym.If(u,v)GB^DCvwith(u,v)≠(ひ脇>^min)>thenthereexistwGVWi ande,/Gr*(w)suchthats(e)=u,s(/)=tノandOrder(/)=Order(e)+1.
ButthisimpliesthatwGAn+iandhenceBnHCn={(ひ船^min)}'NOW,for anyyGV)v+2,TCon(y)containsthewordrCon(u^)rCon(〃船).Becauseby Property1.5(2),anyconcatenatedwordTCon(ti)rCon(v)withu,vGVWicon‑
t a i n s r C o n ( ひ 総 J r C o n ^ J a n d r C o n ( t ノ ) c o n s i s t s o f c o n c a t e n a t i o n s o f r C o n ( t y ) ' s
(wGVn+i).ThereforeyGi4Ar+2holdsandhenceitisacontradiction.Therefore
" m ≠ O f b r s o m e m a n d : E ( ̲ " , " l a p p e a r s i n γ C o n ( ひ ) f b r s o m e v e r t e x U . DefineノinGC{Xq,R)basedonP(Ki)tobe
ノin{x)=max{0(y)│yG[pis)if^G[pis‑
Thenweseethatlim"一。。IIノIn‑pi1=0andhencelimfc‑。o¥¥hn‑gn¥¥=0.By Theorem9、7(iv)in[Wl]
¥ P ( < r k , 9 k O T T . ^ ) ‑ P ( < 7 f c , h k o 汀 億 ' ) l ≦ I I ノ i k ‑ 9 k ¥ ¥ → 0 a s f c ‑ → C O ・
Thereforewewillshow
P(。。。,5.曙)=limP(。雌,内晦。汀‑')
Clearly
P f a , ん l ) ≧ P { ^ 2 ^ 2 0 7 r r ' ) ≧ P i e r s , h z . 汀 亙 ' ) ≧ … ≧ P ( ぴ 。 。 . 5 . 汀 三 )
becauseXiコX2コ…。Xooandノinismonotonedecreasingwithrespectton.
ByProposition3、3foranye>0,chooseiVsatisfying
詩'・噂(、ふ!雫岬嶋…)<'ぃ。噌吟
ByHfegN‑Xfe=‑Xoo,thereexistsKGNsuchthatforanyk≧KandxGX*,
Bn{Xo。)=BviXk)andhk(x)<q{x)+‑e.
UsingProposition3.3again,foranyk≧Kwehave
岬…崎・(ふ釧雫緋…、")
〈か"(・ふ雲鮮……鵬)
<P(。。。,9.汀三)+e.
Theorem3、8SupposethatB=(V,E,≧)isaproperlyorderedBrattelidiagram sα"wmgProperty1.5,gisapotentialんnctiononX*and{g^}isasapienceof simpleん冗ctionsonXbasedonV(Vn)/'oreacノZsα"吻inglimn一。。Il5‑ffn││=0.
Supposeanistheuniquepositiveso此"o加Q/仇eequα"o /orxgivenby
二淵……‑.麺(為州)
α冗dliman=aexists.ThenP(A,ff)=logα・
Proof.ByTheorem2.4,入8andぴ。oareconjugateandhenceP(Ag,g)=P(ぴ。。,9 t t ‑ M . B y T h e o r e m 2 . 7 , ケ & a n d o ‑ f c a r e c o n j u g a t e a n d h e n c e P ( ケ k , 9 k ) = P { < r k , 9 k o t i y * ) . T h e r e f o r e b y L e m m a 3 . 6 a n d 3 . 7 w e h a v e
P ( 入 B ' 9 ) = l i m P ( 。 臆 , § k o 派 F * ) = l i m P ( ケ 態 , p f c ) = U r n l o g o ! * = l o g a .
4.ThemodificationofsimpleBrattelidiagrampreservingequivalence
relation
Inthissection,wegivetwomodificationsofdiagramspreservingtheequivalence
relationofBrattelidiagrams(seeNotation1.2(9)).Thefirstmodificationis
usefulfortheconstructionofabaseddiagramCinthemaintheorem.Usingag i v e n s i m p l e B r a t t e l i d i a g r a m B = { V , E , { M ^ } ) a n d a s e q u e n c e o f t e l e s c o p i n g d e p t h s { t " } " E z + , C = ( W ; R { ノ V ( " H ) i s c o n s t r u c t e d b y t h e f o l l o w i n g : ( W e c a l l t h e constructionbelowt旅Uertexam吻oma加冗.)
ThevertexamalgamationconstructionofC.Defineanequivalencerelation
onverticesof(B,{})as
u〜U(u,ひE脇")−
{鯨刷̲〃… い…ifn=0,
Usingthisequivalencerelation,weconstructWby
Wn=VtJ〜.
130 F.Sugisaki
F b r 鯵 E W h ‑ 1 a n dE W h , d e f i n e ノ V f c > a s
j 噸 = Z M 総 '蝿 ‑+ ' ) , w h e r e u E " ・
vE韮
(Inthecaseof =1,weputuoEt"owhereWb={tuo},妬={Uo}.)Notethat
thisdefinitionisindependentofthechoiceofuG⑩.Remark4、1
( 1 ) W e g i v e a n e x a m p l e o f ( s t a t i o n a r y ) B r a t t e l i d i a g r a m s s a t i s f y i n g t h e c o n d i t i o n s above、FbranyEN,sett"=泥,脇={1,2,3,4,5,6}andWh={,,t"2,"3}・
IncidencematricesM^andN^aredefinedby
"卿‑ルー側"御‑職}M釧一{湖陀,
Thenweseethat1,2ewi,3,5Guノ2and4,6E 3
(2)Inthisexample,W2≠^3butN&}=N$
P r o p o s i t i o n 4 . 2 S u p p o s e B = ( V , E , { M ^ } ) i s a s i m p l e B r a t t e l i d i a g r a m a 卸 。 {t"}jSasee冗ceq/telescop卿。es"jSノシ町thα"M(t","−1+')もα花DOS‑
""em 7、ices・SupposeCistノiediagramconstructedabove.The冗娩e/'ollowing
statementshold:
(1)/brα ENa sEN,#{tUEWhルー'(")│≦s}<2*, (2)foranyvGuノGW,¥V(v)¥=¥V(uノ)¥,
(3)forany0≦r<1,仇e花函sjsKENsuch仇E"EwhrlP(u')│<1ノorα〃
≧K,
(4)5〜c.
Proof.(1)Since
{ M M t " ," − 1 + ' ) │ u E v I " } 亡
{偲釧置側鵬帳l好弓見叫Wn‑1+1…}
and
(州伽賃"}言(見附…"│州)
wehave
細川『Ⅷ‑州{(蝿測'峰釧│好十(
Thenwehave
8
拶 { " e 鵬 ' ' ' 一 l ( " ) ' ≦ s ] ≦ D { ¥ V t n Z l ¥ ‑ l ) = (
j=│暁、‑,1
w h e r e w e u s e d t h e f b r m u l a ( 圏 ) = ( ¥ ) − ( " ? ' ) .
S
│ 脇 九 一 , ) 〈 2 , ,
s − 1
1畷‑ll‑l
(2)Inthecaseofn=1,¥V(v)¥=M^=A#&,=¥P(w)¥holdsforany
uE EWi、SupposethatfbranyuEzEWh‑,,│P(u)│=│P(毎)lholds・
ThenfbruEwEWh,wehave
州琴。昂州峨…‑雪見(雲州叫…)
=Ei^)i^"‑^=Epwi*無ノ=¥V(w)¥.
諺 E W f B ‑ , ひ E エ エE叱り−1
(3)Putp隅=min{│P(z)│|zEWh−,}・BythesimplicityofBand(2)above,it iseasytoseethatp^i",ismonotoneincreasingwithrespectton.Using(1),
wehave
逗 蔽 ' 戸 ( " ) ' ≦ E 『 , 湾 ' 癖 ‑( 。 ) ' < 量 『 , 渦 。 × 2 。 = ' ,−2γP調→0 『 ' 綱
山 E 1 " ウ 8 m E W h s = 1
a s → C O .( 4 ) W e w i l l c o n s t r u c t a B r a t t e l i d i a g r a m 8 = ( ' , 白 , { 血 ( " ) } ) s o t h a t a v e n c o r r e ‐ s p o n d s t o ( B , { t " } ) a n d 8 b d d c o r r e s p o n d s t o C ・ F b rE N , w e p u t 喝 郷 ‑ 1 = W n , 喝 " = V I " a n d d e f i n e t h e i n c i d e n c e m a t r i x 血 ( " ) a s
ハ " 卿 − 1 ) = M M り , t " − 0 + ' ) , w h e r e u E ⑩ ,
必瀞)=珊,where6鮒=1if妙E ,and噸=Oift 任切・
WewillcheckthatM^^‑D=M<*‑'‑+i>andM(2+i.2)=w(n+i)
( M < ) = N W = [ 1 ] f o r c o n v e n i e n c e ) .
j雌"'2"−1)=E蝿靭>i雌ー')=E噸M#",蝿‑+')(E")
WZWn E眠り
^Wn‑l+l)(.,^jg切→Af(w‑+i)=M''‑'‑>),
)
132 F・Sugisaki
ハ " 鮮 + l , 2 n ) ̲ Y ^ A " 卿 + 1 ) 蝿 誓) = Z 雌 … ,癌 十 ' ) 螺 ) ( # E " )
秒 E V h T j E 暁 、
‑E蝿…'"+'>=*&+>(vtew).
UE垂
Remark4、3
( 1 ) I n t h e e x a m p l e o f R e m a r k 4 . 1 , M ^ i s t h e f o l l o w i n g .
( 2 )
血(1)= 胤仙‑│蕊}"…=^23456
(EN).
SupposeBandCareBrattelidiagramssatisfyingProposition4.2.Thenthere
isanontomapの:E'‐→F,whereE'=U経,Et風, "‑,+listheedgesetof { B , { t n } ) , s u c h t h a t
・の(Et",t"‑,+,)=島,
・fbranyeEE',s(e)ES(の(e))andr(e)Eγ(の(e)),
ofbranyteweWn,のgivesabijectionbetween{eEEtn,t恥‑,+,|γ(e)=
v } a n d r ^ { u ノ ) ,
●fbranygERande,e'Eの−1(9),s(e)=s(e').
Thenwecandefineamapの^:V(Vu)‑→V(Wn)as
^ ( l . t n l 骨 の ( z 1 , , t 1 1 ) の ( z ( t 1 , t 3 1 ) … の ( a ^ ( t n ‑ . . t n l ) ‑
Weseethat
(i)の"iss町ective,
(ii)therestrictedmapの¥‑p(y¥isabijectionbetweenP{v)andV{w)where
Vew,
( i i i ) f b r a n y p E P ( W h ) a n d z I 1 , t n l , z ' 1 , , t " l E ( の 沌 ) ‑ ' ( p ) , z 1 , , t " ‑ , 1 = 毎 ' [ l . t n ‑ l l
holds.
Usingの"'s,wedefine<:Xq‑→Xras
や((z")"EN)=(y")"EN等fbranyEN,の'"(3[l,u)=y(l,n]‑
Thenwecanshowthatやisbijective町thefbllowing・By(i)やissuIjective・
F o r a n y f i x e d y G X と , t h e n u m b e r o f p a t h s i n P ( Ⅵ 、 ) c o r r e s p o n d i n g t o y ( , , 宛 l v i a の( i 、 e 、 , │ ( の " )' ( y ( , , " l ) │ ) i s # { U E 脇| ひ E r ( y " ) } b e c a u s e o f ( i i ) . H o w e v e r , b y ( i i i ) s o u r c e v e r t i c e s o f e a c h e d g e i n & 、 + , , f " + , c o r r e s p o n d i n g t o Z ノ n + i v i a の a r e a s a m e v e r t e x ・ T h e r e f b r e c o n s i d e r i n g p r e i m a g e o f y I 1 , 冗 十 , l v i a の 沌 + i w e c a n c h o o s e u n i q u e l y t h e p a t h i n P ( V I n ) c o r r e s p o n d i n g t o g I 1 , " l v i a の n . T h i s
means<pisinjective.
( 3 ) y > p r e s e r v e s t h e c o f i n a l r e l a t i o n . I . e ,
z≠x'6XqandVn≧tⅣ,z"=z' 一V汎≧Ⅳ,P(〃) =や(釘').
Therefore,ifweassignanyproperorder≦B,≦conB,Crespectively,<pisan orbitequivalencemap・Moreoverif≦Band≦csatisfies^(x^in)=yminand v t e m a x ) = j / m a x . < p i s a s t r o n g o r b i t e q u i v a l e n c e m a p .
(4)SupposeノisasimplefimctiononXBbasedonP(VIn‑,).ThenfoP−isa simplefunctiononXcbutnotbasedonV(Wn‑i)ingeneral・Indeed,/ou>*
isbasedonVCWn‑i)ifandonlyif加}b=地'lBfbranyp,P'EP(VI"̲,)
withの"(p)=#"(p').However,focp'*isbasedonV(Wn).Weregard/asa simplefunctionbasedonV(V*)by
/(*)=/Iph,‑,i]8if^gbis.peWJ.
B y t h e c o n d i t i o n ( i i i ) , の * ( * [ l * . l ) = の( 毎 ' │ i , t ) ) i m p l i e s X [ i ^ . , ] = 毎 ' [ M n ‑ l l ‑
Therefore
ノ 。 や − 1 ( " ) = 加 1 , ," ̲ , l l B i f 〃 E I の " ( P ) ] c
doesnotdependonachoiceofpEP(脇,、)andisasimplefunctionbasedon P ( W h ) .
Hereweintroducethe"converse"constructionofthevertexamalgamation,which i s c a l l e d t h e i ノ e r t e x s p l i t t i n g .
ThevertexsplittingconstructionofB.SupposeC=(W,FJN^})isa s i m p l e B r a t t e l i d i a g r a m . S u p p o s e B = ( V , E , { M ^ } ) s a t i s f i e s
o脇=U"Ewn脇,ujasdiSjointunionand脇,≠0,(I.e,,wesplitulintoM,"|
v e r t i c e s i n K , . )
・fbrany 。E鴎,",蝿飛=M),
・fbrt",zEWhwithl"≠z,then秘")≠蝿")fbruE1/handひE脇,z
・ f b r a n yE 鵬 , " , Z 秒 E , h ‑ , , 雪 j 嘘 ) = j V 鯛 .
Remark4、4Inthecaseofthevertexamalgamationconstruction,Cisuniquely determined.However,inthecaseofthevertexsplittingconstruction,thereisan ambiguityofanumberofverticesandhenceBisnotuniquelydetermined.
ー
Proposition4.5B〜c.
Proof.ThisfollowsProposition4、2byputtingB=Band{t"}=Z+、
Remark4,6
134 F・Sugisaki
( 1 ) S u p p o s e B a n d C a r e s i m p l e B r a t t e l i d i a g r a m s s a t i s f y i n g t h e v e r t e x s p l i t t i n g construction.BysimilarargumentsofRemark4.3(2),weha八'eabijection の:蝿‑→Xcpreservingthecofinalrelation.SupposethatBandCaresimple BrattelidiagramssatisfyingthevertexamalgamationconstructionandBand B h a v e p r o p e r o r d e r s ≦ b , a n d ≦ 息 r e s p e c t i v e l y s a t i s f y i n g
や(Xmin)=ViXmin)and¥>(Xmax)=^(^max)‑
T h e n ( p * o i p i s a s t r o n g o r b i t e q u i v a l e n c e m a p b e t w e e n ( A s , 入 B ) a n d ( ^ . 入 息 ) . (2)Letの":P(路)‑→VCWn)beanontomapwhichinducesaconjugacy<p(see Remark4.3(2))andノibeasimplefunctiononXcbasedonV(Wn).Thenwe
s e e t h a t f o r a n y i , 毎 ' E X g w i t h の " ( 毎 1 , , , 1 ) = の * ( * i i . l > = 9 .
ん 。 。 ( 曇 ) = ノ Z 。 。 ( 毎 ' ) = ノ i [ q } c ‑
〜
ThisimpliesthatfbranyU,u'E脇,
*。伽u‑Eん。伽]b=E%Jc.
p E P ( 秒 ) P E P ( U ' ) q E P ( 画 )
5.ProofofTheorem1.1
5.1.RequirementsofasimpleBrattelidiagramfor(Y^ip).
ByTheorem9.7in[Wl],foratopologicaldynamicalsystem(X,T)andpotential function/6C(X,R),
h(T)+infノ≦P(TJ)≦ん(T)+supノ
andsoP(T,ノ)=ooiぼん(T)=oo.Inthecaseofa=oc,thereexistsaCantor m i n i m a l s y s t e m ( Y , t / j ) s t r o n g l y o r b i t e q u i v a l e n t t o ( X , < f > ) s u c h t h a t ノ i ( i p ) = o o ( s e e [ S 2 ] ) . T h i s m e a n s
W , / O = 0 .
Soweonlyconsiderthecasewhereaisfinite.LetB=(V,E,{M^H,≧)be aproperlyorderedBrattelidiagramwhichisarepresentationof(X,<p).Sowe identify(X,<}>)with(Xb,入b)‑Fromthesimplicityofdiagram,wemayassume t h a t a l l M ^ ' s a r e p o s i t i v e m a t r i c e s . W e o n l y c o n s i d e r w i t h i n a s t r o n g o r b i t equivalenceclassof(X,<f)).SoapplyingProposition4.2toB,wemayalsoassume
that
W,sEN,#{ひE脇llr−1(U)│≦s}≦2',
0≦Vr<1,3KeNs.t.Vn≧k,y>i^>i<i.
UE晩3
( 5 . 1 )
( 5 . 2 )
C h o o s e a n y d e c r e a s i n g s e q u e n c e { e n } n e N s a t i s f y i n g 0 < ^ n < n + i < j n
andfixit.NowwewillconstructaproperlyorderedBrattelidiagramB=
( V , E , { M M } , ≦ ) w h i c h i s a r e p r e s e n t a t i o n o f ( V , ^ ) . F i r s t , a p p l y i n g t h e v e r t e x amalgamationconstructionto(B,Un})where{,}issomesuitabletelescoping depths,wehaveabasedBrattelidiagramC=(W,剛Ⅳ<">})withC〜B(see Proposition4.2).Second,applyingthevertexsplittingconstructiontoC,wehave BwithB〜C(seeProposition4.5
5.2.Preliminary
Inthissubsection,wewillintroducesomelemmas.
Lemma5、1SupposethatN,A,QeN切鋤A≧3,REZ+and1<r<2satisfy
仇eノollowingconditions:(1)Ⅳ−2=(A‑2)Q+Rand0≦R<A‑2,
(2){r‑l)Q>A,(2‑r)Q≧1and立二幾二型>1.
Zソie冗仇e/'ollowingineq秘α"如加Ids.
¥j(n,)eN*‑*│誉職‑"‑….}ご(止苦塾‑r)"
P r o o f L e t { I i } 告 3 b e a s e t o f n o n ‑ n e g a t i v e i n t e g e r s w i t h J i 〈 ( γ − 1 ) Q . D e f i n e { " * } f a i * C N a s
。。{鵜│畳:→
T h e n w e c a n e a s i l y v e r i f y t h a t { " i } s a t i s f i e s E 省 2 " , = L ‑ 2 a n d b y c o n d i t i o n
(2),1≦ t<rQholdsforeachi.Moreoveritiseasytocheckthatthemap (Jl.fe,…,^‑l)‑*(m,"2,…,n,4̲2)isinjective.Let[1denotetheGauss s y m b o l ( i . e . [ x ] i s t h e i n t e g e r p a r t o f x ) . S o w e g e t
籍JMgn^‑2i芸禰‐N‑…。}量州倒‑>¥li<(r‑リ。}
≧ ( [ ( r ‑ り ・ . j j r f ‑ s ^ m r ‑ l ) ( N ‑ 2 ‑ R ) ^ y ‑ * ≧ ( { 止 二 幾 二 4 1 )
≧ ( 竺 幾 二 型 − 1 ) " ‑ ( 止 二 幾 二 且 ‑ 『 ) "
Sowefinishtheproof.
A − 3
136 F.Sugisaki
Wewillusethefollowingnotations.
* < ‑ = 越E鴫一, m w , M < : ' = │ i │ .
L e m m a 5 . 2 S u p p o s e t h a t { V , E , { M ( " H ) i s a s i m p l e B r a t t e l i d i a g r a m w i t h p o s i ‑ tivematricesa冗dNeNisgiven.Thenther℃exists{culweViv‑i^**ノI0<Cu<1
sucノIthat
c 鯉 ≦ i n f { 蝿 W + ' ' ' ^ ) I V G V N + k , k G N } . ( 5 . 3 )
Proof.ForanyA;GNandvGVN+k,蝿 』 V + / . . N ) < │ │ ^ ( i V ) │ │ x 蝿 N + k , N + i ) ^ h e r e │ │ M ( ^ ) │ │ = V M i i ' ) . ( 5 ‑ 4 )
皿,U
Also,thefollowinginequalityholds.
叫僻'")〉蝿"+k,N+l)×駅m/,y>(5.5)
F r o m ( 5 . 4 ) a n d ( 5 . 5 ) , w e g e t M i J ' ‑ ^ * ' ^ ^ > c w h e r e C u = ( m i n / g v ^ m / J ^ ^ ) / │ │ M ( ^ ) │ │ .
Itisclearthat0<Cu<1foralluGVn‑i.Therefore(5.3)holds.
L e m m a 5 . 3 F o 『 。 " n G N , ( ^ ) " < n ! < ( 2 a r ^ ' .
P r o ・ f . I f n = 1 , t h e i n e q u a l i t y h o l d s t r i v i a l l y . I f n ≧ 2 , t h e n e " = E r = o ^ > S ‑
Thereforetheleftpartoftheinequalityholds・Next,wecancalculate
1・創州一言1.帥慧獣+1・"雲州lo馴州‑(n+1).
Sincelog(n+1)>1for ≧2,weget
logn¥<{n+2)log(n+2)‑(n+1)一log(n+1)
< ( n + 2 ) { l o g ( n + 2 ) ‑ 1 } = l o g ( ( n + 2 ) / e ) " + ^ .
Sotherightpartoftheinequalityalsoholds.
LetノbeafunctionofXb・ForXeXbandmGN,put
S { f , x , m ) =
j=O龍 ' ( い )
Lemma5,4SupposeB={V,E,≧)isaproperlyorderedBrattelidiagram,fis asimpleん抑c"・no"XB伽sedo"P(Wv).Fbrα"yβ>exp(sup{〃d似|似E ル!(XB,入B)}),仇e'℃existsⅣ'>NsueノIthatforany ≧Ⅳ'α九dvGK.,
β l P ( u ) │ > e x p
(易州・)ProofSupposethislemmaisfalse、Thenthereareinfinitelymany冗'sandU E Vj,sothat
Q ¥ ‑ P { V n ) ¥ ≦ e x p
(異釧伽'・)今exp(logβ−S(ノ¥Xn,¥P{Vn)¥))≦1, where⑳"EXBisintheminimalpathofP(u").Define〃 EルUXb)as
,P(Wn)│‑l
似聡=両可雲 …
C h o o s e s u b s e q u e n c e { r i i } s o t h a t { S ( / , 釘 ", │ P ( U ") │ ) } i s c o n v e r g e n t a n d い " , } i s convergentintheweak*topologyon人4(Xb)‑Letfj.=limi‑ooHm.ByTheorem 6,9in{W11,weseethat似EM(XB,入B)and
, ( 加 瀬 " K ) l ) = 御 鋤 一 か U { i → 。 。
Thereforewehave
。 " ( l o g β ‑ / 伽 ) ≦ ,
T h … " 。 i " 鼠 β > e " ( " p { 〃 ' " e " ( x 職 入 圃 ' } )
5.3.TheconstructionofabaseddiagramC.
I f { t n } i s d e c i d e d , w e c a n c o n s t r u c t C b y t h e v e r t e x a m a l g a m a t i o n c o n s t r u c t i o n . Then,wedefinetp:Xb‑→XbasRemark4.3(2)andasimplefunction/nonXb basedonP(脇")as
A(z)=min{/(y)lyE(plB}wherezE{plBandpEP(脇").
(SetV(Vo)=0and[%=Xb‑Thenノb(z)=min{鮒)IvEXB}.)Weseethat
。{ん}ismonotoneincreasingandlim"一。。IIノー九11=0,
●ん‑,oや−1isasimplefimctiononXbbasedonP(Wh)(Remark4、3(4)),
●fbranyUET〃EWh,
E 九 一 l b ' 1 , ,鰯 ̲ 1 , 1= E 九 一・ や ‑ ' { 9 1 c ( 5 . 6 )
P E P ( U ) q E P ( w )
(SeeRemark4.3(4).Putpn01=0.)‑
138 F・Sugisaki
Definer"Mas
『蝿(tu)=exp勲伽‑ills㈹
wherevGwGWn‑Now,wewilldecide{tn}byinduction.
The1ststep・Putto=0.ApplyingLemma5、4toノoandB,thereexistsUGN
s a t i s f y i n g
(・告")卿釧'…,(易加[i.o]]・)…仰ル州州州ル
(鵠)'診(訓>,
f o r a l l v G V i , . ( T h e s e c o n d p a r t o f i n e q u a l i t y a b o v e h o l d s b e c a u s e m i n v g v i [ P i t ノ ) l ismonotoneincreasingwithrespecttoti.)Wefixti.ThenwecanconstructWi
a n d N t o o f C b y t h e v e r t e x a m a l g a m a t i o n c o n s t r u c t i o n . S i n c e │ P ( i u ) │ = │ > ( v ) │ h o l d s f o r v G t o , t h e f i r s t p a r t o f i n e q u a l i t y a b o v e i s e q u i v a l e n t t o ( a + k e i ) >
TiHforanywGWi.Let{A^GN│wGWAsatisfy
$ ' > 2 … { ( α 芸 普 型 ' M } ,
whereV*,^={vGVi,│vGty}.Thenthereexistsauniquenumberai>a+Ei
suchthat
愚織黒=1.
Chooseanyen>ai−aandfixit.
Then‑thstep.For冗≧2,supposethe(丸−l)‑thstepdataaregivenbythe following:ForanywGWn‑i,
P n ‑ l ‑ l ) ( 蓋 芸 ラ ) ¥ n * > ) ¥ > 2 ,
( D " ‑ , ‑ 2 ) ( α + e " ̲ , ) l P ( " ) l 〈 ( A− 1 ) − 2 ) r " ̲ 1 M , ( D " ‑ , ‑ 3 ) ' 1 / I " ̲, u , │ 〈 A 断 − 1 ) − 2
C h o o s e r ^ G R s a t i s f y i n g ( 5 . 8 ) a n d f i x i t .
…"蝿(;(鴨畿誌│叫)側
F b r a n y f i x e d t> t " ‑ , , w e c a n t e m p o r a r i l y c o n s t r u c t W h a n d Ⅳ ( " ) b y t h e v e r t e x amalgamationconstruction.DefineQxwGNandR垂、〃GZ+tobetheunique
numberssuchthat
jV期−2=(A聯 ')−2)Q霊"+R露 andO≦/U<4r'>‑2.(5.9)
DefineBx,CxwandD‑was
峠、…揺裂;綜赫"(剛‑劃晶噸)
伽‑{(蝿測'鵬…'│悪緬鋤‑叫
。"‑{峻州…'噌卿轄害卿‑"≦…善"}
NowwewillshowthatClaim5、5holdsfbrsu田cientlylarget .
Claim5、5Foγα九yzeWn,
( ' ) r " { z } 〈 ( α + ; g " ) ' P ( 錘 ) ' , ( 2 ) B 毎 r " I z l ( α + E " ̲ , ) ‑ │ P ( 露 ) l > 1 , (3)fora孔ywWn‑i,│CxJ<U>ェto;
( 4 ) M 恋 , 諺 │ r " { 錘 } < ( α + g 河 ) I ア ( 麺 ) │ ,
( 5 ) E , 6 w r 誕 畿 碧 掃 計 < 1 ,
( 6 ) ( 釜 詩 3 ) l " < * > l > 2 .
(1)/n̲iisasimplefunctionbasedonP(昭八‑1).SoapplyingLemma5、4toA−1
andB,thereexistsT>tn‑1suchthatfbranyt >Tsatisfying(崎榊)順"伽…。(〃帆山)
forallveV*.Thereforeby(5.7)and¥V(i)│=│P(毎)lwhereUEz,wehave
『心'<(時雨¥l*<零川
( 2 ) S i n c e
恥'−.期。"(晶州。雌…割)…
≧ルP53fn‑2[q[l,t…I州>…
140 F・Sugisaki
Ⅱ ( r " ‑ , M ) 噸 ,
E脚ら、−,
==
wehave
… i x ( ^ ‑ + 2 ) ( a 黒 等 ¥ V ( w ) ¥ J N鮒 島 r " { 麺 }
( α + E " ‑ , ) l P ( エ ) 1
,w h " e 島 = { ( ( 鮒 ) ‑ 2 ) / e ) , Ⅱ . 直 w }̲ 伽 Q 壷 " + 2 ) / e ) 蝿" }' C h o o s o
asmallnumbere>0satisfying(5.10)andfixit(See(5.8)).
( 鵜 劣 識 ' 一 霞 参 ( 5 . 1 0 )
SinceminzEwhQz ‑→ooastn‑→CO,町(5.9)fbrasu缶cientlylarget",
M票諾裂裂ァ(。,,参(鵜望満]̲二剛
FromLemma5,2,thereexists{c luE脇"̲,}withO<c <lsuchthat
蝿 # ,唾 ‑+ ' ) ≧ c of b r a n yE 1 / 1 , 、 、 P u t 砥 W = j V 4 3 / j W ) . F b r U E z , w e
have
* < > = ‑ 帳 謡 憲 異 亦 逗 篭 蝶 芸 巽 , ( 5 . 1 2 )
‑E*&"^‑1*"≧E趣三CIM.
uE 狸E
Then0<d*,<1and(5.12)isindependentoft andzEWh.As
l i m " → 。 。 丸 ' /= 1 , i t f b l l o w s t h a t ( 凡 ) ' / j V A " ) ‐ → 1 a s t ‑ → o o . T h e r e f o r e b y
( 5 . 1 0 ) , ( 5 . 1 1 ) a n d ( 5 . 1 2 ) , t h e f o l l o w i n g i n e q u a l i t y h o l d s f o r s u f f i c i e n t l y l a r g e
t 兜 :
側 " " 芦 品 ( ( 鵜 望 識 ' ‑ ) …
Finallyweget
砥W‑c'
( ( 。 黙 坐 修 , , ) 叩 " 参 鋤 瓢 ( 鵜 皇 満 ' ‑ >1.■ ■ ■ ■
(3)Itiseasilyseenthat
lq"│=
11ト ー叩 の四町
J1毒一Ⅳ恥
( )<(卿)'脇緬‑"'一 ●
( 5 . 1 3 )
andr,areconstant,
Since.A^'antTwiUixw≧1and
wehave(『妙−1)Q霊〉A"'),(2−
>1fbrsu価cientlylarget .Therefbre byLemma5.1,weseethat
,。雲",≧((軸器砦''一綴.)劉噸"・剛
Using(D"‑,‑3),weobtainthefbllowinginequalityfbrsu髄cientlylarget":
,ルート』<((筈鶴‑"‑輪)岬" 剛
B y ( 5 . 1 3 ) , ( 5 . 1 4 ) a n d ( 5 . 1 5 ) , w e g e t t h e i n e q u a l i t y o f ( 3 ) .
( 4 ) A s │ r ‑ i ( v ) │ = M i ' " ^ ≦ 耐 f 価 ' t 侭 ‑ l + ' ) = l r − 1 ( z ) l h o l d s f b rE 畷 , 、 , a ; , b y u s i n g
( 5 . 1 ) w e h a 八 ' e
l v I " , 霊 │ ≦ # { U E 1 / I " l l r − 1 ( U ) │ ≦ ¥ r ‑ H x ) ¥ } ≦ 2 │ r ‑ ( x ) │
By(D"‑,‑1)andClaim5、5(1),fbranyt >T(whereTisdefinedinthe proofofClaim5.5(1))wehave
( α + 躍 ) ' 頓 に Ⅲ > r " 1 忽 ' " 黒 ̲ ( 無 ) ' 頓 州 ,
〉 r " I 露 l Ⅱ 2 1 v 期 = r " ( z l 2 I r' ( 霊 ) 1 .
W^Wn‑i
T h e r e f b r e w e g e t M " , " │ r " I 毎 1 < ( α + g " ) │ ア ( 垂 ) 1 .
( 5 ) C h ・ o s e a n y n u m b e r 叩 w i t h 0 < り < ^ n ‑ i a n d f i x i t . P u t r = 窯 誓 . T h e n
O<r<1.By(5.2)fbrasu伍cientlylargetn,
Trl^'t")!<1.
UE暁冗
Clearly¥Wn¥≦IV*│.ByProposition4.2(3),wehave Vrl^WI<1.
諺E砿、
S i n c e ¥ V ( x ) ¥ ‑ → 0 0 h o l d s a s t n → 0 0 , f o r s u f f i c i e n t l y l a r g e t n , 2 ( a + n ) ^ ア ( : = ) l <
( α + E " + 叩 ) l P ( 韮 ) │ h o l d s ・ T h e r e f o r e w e h a v e t h e i n e q u a l i t y o f ( 5 ) .
(6)Sinceg"+,isindependentwithrespecttot andlP(z)|‐→ooholdsas
t n → 。 o , ( 釜 鴛 ナ 面 ) l ^ ( = = ) l > 2 f o l l o w s . □
142 F.Sugisaki
P u t t n s a t i s f y i n g C l a i m 5 、 5 . T h e n w e c a n d e f i n e A ^ G N a s
( A ' ) − 3 ) r 弧 { 砥 } ≦ ( α + g " ) │ P ( 諺 ) │ 〈 ( A r ) − 2 ) r " { z } 〈 A # ) r " { 鰯 l 〈 2 ( α + g " ) │ P ( 垂 ) |
( 5 . 1 6 ) becauseofClaim5.5(1).Sowehavethen‑thstepdatabythefollowing:Forany
zEWh,
( D 狐 ‑ 1 ) ( 詳 窯 論 ) P ( * ) I > 2 ,
( D " ‑ 2 ) ( α + g 禰 ) │ P ( 垂 ) │ 〈 ( A # ) − 2 ) r n I z l , ( D 漉 ‑ 3 ) l V I 魂 , 垂 │ 〈 A r ) − 2 .
5.4.TheconstructionofB.
I n t h i s s u b s e c t i o n w e w i l l c o n s t r u c t B = ( V " , E , { M ^ } , ≦ ) s a t i s f y i n g P r o p e r t y 1 . 5
andforeachnGN,
. +綱 く α " < … 卿 ‑ i a n d ェEWru T ) ! 為 踏 1 ‑ 1 . ( 5 . 1 7 )
Theconstructionof脇.ForxGWn,weset
| 脇 , 露 │ = 婚 ) . ( 5 . 1 8 ) Bythecondition(D"‑3),Mu,│≧3holds、Let*EWh(**EWhresp)denotethe vertexsatisfyingthattheminimalpathXminXb(themaximalpathXmaxXg r e s p . ) g o e s t h r o u g h s o m e v e r t e x i n 畷 " , 掌 ( 脇 癒 , * * r e s p . ) . W e c a n c h o o s e a n y d i s t i n c t verticesu船inE脇,*andUHiaxE脇,態*(becauseofl脇,u,│≧3)andfixthem.Then P r o p e r t y 1 . 5 ( 3 ) h o l d s .
TheconstructionofM^KInthecaseofn=1,forvGVi,wedefine
^VVn^WWa
whereVo={vq}andWq={wq}.Inthecaseof汎≧2,weconsiderthefollowing c o n d i t i o n s w i t h r e s p e c t t o M ^ :
( c . O ) I f x . x ' G W n w i t h x ≠ 錘 ' , t h e n M j ^ ≠ 蝿 ? ¥ w h e r e v G K , , x a n d v ' G V ? , 霧 , . ( c . l ) F o r a n y v , U ' e 典 。 窓 , 刷 施 ) ̲ 秘 ? )
(c.2)ForanyvGVn,x,
(、 ) ) u E 鴎 ̲ , . " E D 諺 幽
whereD^^isdefinedby
〜
Dz山=
{(鯛測剛豊剛。‑噸‑刺‑州…雲}and
SJuノ)=
{;順:州‑{;聴鴛(c.3)螺鼠,=蝋設=1ibrany"E脇
I t i s e a s y t o c o n s t r u c t M ^ " ' s a t i s f y i n g t h e c o n d i t i o n s ( c . l ) , ( c . 2 ) a n d ( c . 3 ) a n d
theseconditionsimplythatBsatisfiestheassumptionsofthevertexsplitting
constructionandProperty1.5(1),(4).Nowwewillshowthatwecanconstruct i t s a t i s f y i n g a l s o t h e c o n d i t i o n ( c 、 0 ) .
S u p p o s e t h a t M ^ ^ ^ s a t i s f i e s o n l y t h e c o n d i t i o n s ( c . l ) , ( c . 2 ) a n d ( c . 3 ) . I t i s c l e a r t h a t i f i V i " ^ ≠ N i ' ' ¥ t h e n M i " > ≠" ) w h e r e Ⅷ E V ; 腿 , " a n d り E 鴎 , a ; . I n g e n e r a l , z ≠ z ' e W h d o e s n o t i m p l y j V 4 " ) ≠ n ! . ? ' ( s e e R e m a r k 4 . 1 ( 2 ) ) a n d s o w e w i l l s h o w t h a t f o r a n y x ≠ 懇 ' e W h w i t h 雌 " ) = j V 4 ? ) , w e c a n r e c o n s t r u c t 蝿 " ) a n d M ^ r ^ s a t i s f y i n g M ^ T ^ ≠ 蝿 ? ) f b m e 魚 , 露 a n d' e V h , 錘 , B y t h e c o n s t r u c t i o n o f
i V < " ¥ w e s e e t h a t
#{sewwvf)=雌)}≦Ⅱ│C.,│.(5.19)
⑩EW冗一,
A s M i " ^ a n d 必 『 ^ ' s a t i s f y t h e c o n d i t i o n ( c . 2 ) , b y C l a i m 5 . 5 ( 3 ) a n d ( 5 . 1 9 ) w e h a v e
拶{swwv:凧)=蝿")}≦ⅡP.tx.1≦Ⅱ¥DxJ.(5.20)
w E W h ‑ , u J E W h ‑ , ・
Therightpartoftheinequality(5.20)meanswhatthemaximumpossiblevalue f o r i n c i d e n c e v e c t o r s i n N ' ^ " ‑ i I s a t i s f y i n g t h e c o n d i t i o n ( c 、 2 ) i s ・ T h e r e f o r e , w e c a n
c h o o s e i n c i d e n c e v e c t o r s s a t i s f y i n g M v ≠ 蝿 n )
Theconstructionof>.Wewillcheckthatwecanconstruct>on"withthe
propertythateachEnhastheminimal/maximalvertexproperty(Property1.5 (2))andeach脇hasdistinctorderlists(Property1.5(5)).FbrzEWh,define Distfo)6Nas
o帥'一(殻爵!Ⅱ豊論
whereUEVh,霊andV;:−,=脇̲,/{U耐,ひ臓}・Distfo)meansthemaximal
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r"(ひ)=exp
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followingconditions:ForeachnGN,
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