A Random Model for Tumor
lmmunobiomechanism:
Theoretical
Implication for Host-Defense Mechanism
Isamu DOKU
Department
of
Mathematics, Facultyof
Education,Saitama University, Saitama338-8570JAPAN
[email protected] 腫瘍免疫機構に関する確率モデル:
生体防御に関する理論的示唆
道工 勇
埼玉大学教育学部数学教室
The purpose consists in construction ofamathematical model that describesthehost-defense
mech-anismagainstcancer. Roughlyspeaking, therearetwodistinct methodsin mathematicalmodelling
forcancercells, suchasthe methodbyadeterministicmodel and the method byastochastic model.
Inthisarticle,based uponthe lattermethod,weproposean immuneresponsemodel againstcancer
as a mathematical model ofbranching particle system, and grasp the effects ofimmunity as the
reflectiveextinction ofa superprocessarising by takingthe limit of thesystem. Ordinarily, normal
cellsaretransformed intoirregularones bysomereasons, and thetumorigenicprocessproceeds. In concord with that,agroup of immune cellsinvokeimmuneresponse,and insodoing they accomplish their important errandof host-defense mechanism. We forcus our mind especially on the immune
response bothin thetransformationperiodofcell and in theproliferation period ofcancerated cell,
and propose a stochasticmodel that isabletodescribe thecytotoxicactionsof effectorsagainst
can-cercells. Those effectorsaresupposedtobe NK (natural killer) cells,cytotoxic$T$cells,and activated
macrophages, etc. Analyzing the model mathematically, westudy thequalitative properties of the biologicalphenomenarelatedto immuneresponse,andwe areaimingatexplainingan extraordinary phenomenon such as the suturation of immune effectiveness, from the viewpoint of model theory.
Inourpreviousresearch [6] weintroduced the immigrationrate $q>0$ (apositive constant) asthe
cytotoxicintensity ofeffectorsagainstcancer. In thepresentpaperweimprovethispointandpropose
a moreelaborate model that can describe the effects by thoseeffectors, depending on the location
in accordance with the environmental changes. We finally consider the extinctionproperty of the proposedmodel, whichcorrespondstoakey physiological phenomenonof immune response relative to the effectors. 本研究の目的はがん細胞に対する免疫反応を記述する数理モデルの構築にある.がん細胞に対する数理モ デリングの手法は,大雑把に言って確定モデルか確率モデルによる記述の2つに大別される.ここではが ん細胞の免疫応答を後者の立場に基づき分枝粒子系の数理モデルとして提案し,免疫能の働きをその極限 の超過程の消滅性の反映として捉える.通常細胞が何らかの要因で形質転換して細胞のがん化過程が進行 する.それに対して免疫細胞群は免疫応答作用することで,生体防御の重要な役割を担っている.細胞の 形質転換期及びがん化細胞の無秩序増殖期における免疫応答に焦点を当て,NK 細胞,キラー
T
細胞,マク ロファージなどのエフェクターによるがん細胞に対する細胞障害性の働きを記述する確率モデルを提案し, そのモデルを数理的に解析することにより,免疫作用に関わる現象の定性的性質や特異現象に対するモデ ル論的な説明を補助的に提供することを目指す.前研究 [6] においては,エフェクターのがんへの細胞障害 性の強さを移入率$q>0$ (正定数) として導入した.本研究ではこの点を改良して,場所ごとに異なり個 体ごとの環境変化に応じたエフェクター効果を記述出来るモデルに関して,キーとなる生理現象に対応す る消滅性について考察する.1
Introduction
We
are
aimingatmathematicallymodelling theimmuneresonseagainst cancercells. Ordinarily,some
of normalcellsaretransformed intoirregularonesby severalreasons,suchaschemicals, carcinogens,
car-cinogenic virus and bacteria, DNAreplicationerror, DNA repairdisorder, chromosomal end centromere
disorder, radiation andso on, and the tumorigenic process proceeds. In concord with that, a group of
immune cells invoke the immune response against canceration, accomplishing an important errand of host-defense mechanism in the living body. The effectors are supposed to be NK (naturak killer) cells,
cytotoxic $T$cells, and activated macrophages, etc. We focusespecially onthe immune response both
in
the transformationperiodof cell and in theproliferation periodofcancerated cell, and proposearandom
the model mathematically,
we
provide witha
complementary explanation ofqualitative properties andpeculiar phenomenarelative toimmuneactions from theviewpointof modelling theory.
$arJmt_{\theta}l$ $7_{C}\mathfrak{g}||$ $C_{:_{:}}^{\sim}O_{\vee::}.)$ ‘ $t|\cdot\cdot|k$ (億岡’$t\aleph$; $macm\alpha\backslash a\Re$ 図 1: Agroupof effectors
Recently the system biological researcheson
cancer
have madea remarkable progress, cf. Wang (2010)[16]. Accompanying this rapidprogress, the modelling theoreticalresearches, simulation and numerical
analysis have become in full activity now, that
are
driving forilluminating the biological dynamism ofcancer
cells and mechanism of cancer-specific phenomena, based upon the standpoint of mathematicalphysiology, cf. Wodarz andKomarova(2005) [18]. In thispaper
we
may adoptstochastic modellingap-proach [14] to graspthe immuneresponse against
cancer as
amathematical model of branching particlesystem,and to considerthe effectiveness ofimmunity asa reflectionof extinction propertyon
superpro-cesses. In [1] we considereda formulation ofcatalytic processes applicableto filaments and catalysts in
physiologyandbiochemistry,andstudiedasymptoticbehavioursof solutions torelatedequations. While,
in [2] weinvestigatedaspecialclass of stochastic processes related to chemical reaction of the medicinal,
and proved the existence and uniqueness theorem formeasure-valued processeswhich isable to describe
theincreaseordecrease ofabranchingparticle system in number according to whether the environment
isgood or not.
2
Prerequisite from immunobiology
2.1
Network of
immune
system
The immunesystem intheliving bodyis regulatedbytheeffector-induction protocol. It is known that various kindof effectors (such as $T$cells, $B$cells, NKcells, NKT cells, dendritic cells,and macrophages,
etc.) forma very complicated network, and that thereis apossibilitythat it provokesapositive and$/or$
negative immune response for/against cancer cells. Our main concern is antitumor immune response,
and NK cells, NKT cells and $T$ cells have to do with the immune surveillance for cancerated cells. On the otherhand, the samebunch ofimmunecells reveal antitumor immune effects against swollen cancer
cells. The dendritic cell works as an antigen-presenting cell (APC) in the living body, that is to say, it
processesa tumor antigen, activates
an
antitumor $T$cell, and plays animportantrole in urging a CTLto propagate. The macrophage is animmunecell which possesses a strongcytotoxicity, however in the
living bodywith akindofcancerit worksas animmunesuppressor or
as
anantitumor effectoraccordingtothe physiologicalsituation there. More precisely, in the network of immune system, first of all
a cancer
cell with tumor antigen is taken in by aprofessional APC with phagocytosis, then theAPC presents a
cancer
antigentoaCD$8+T$cellviaaco-stimulatorymolecule with thehelpofCD$4+$helper$T$cell,whilethe CD$8+T$ cellwill be able torecognize the antigen viaconjugation with co-receptor, being urged to
CD$8+T$ cell next encounters
a
cancer cellwith thesame
antigen, then the CTL may recognize itas
atarget and executesakilling of the cancercell by cytotoxicity [13].
鵜まAn$\phi\grave$に議融婁れ激 -燃鶏細謝と灘編餓$\sim$ 叢礁1れ桑 縢編編総 丁織纏 $’$ $-$ 灘蕩鱒轟駒$-$ $-$ 仮殴$a*C$乙 L が $-$ 灘購綴騰]繕謙 $arrow$ $-$ $-$
図2: Induction and effectualphase ofCTL
2.2
Monoclonal
antibody and
antitumor immune response
Generally, the monoclonal antibody is produced by an immortalized hybridoma $(=$ a sort ofhybrid
cell)which isanantibody-formingcell ($=B$cell)oftarget antigen-immunizedmouse, amalgamated with
aspecial myeloma cell. The monoclonalantibody is much more specific than theblood serum antibody
(or polyclonal antibody),
moreover
there is a merit that it is possible to produce largely uniform andidentically specific antibodies. This cell fusion technique applied to this production of hybridomawas
established in 1975 by G. K\"ohler and C. Milstein, and they won the Nobel Prize in Physiology and Medicine in 1984 for this exploit. Recently plenty ofattempts have been made that the human-type monoclonalantibody producedfrom human cells is usedtothe
cure
forcancer. Forinstance, outstandingantitumor effects have been recently confirmed for two exceptional antibodies among monoclonal
anti-bodiesproducedfromhuman-cancer-cell-immunizedanimalsofdifferentspecies, suchastheantibodyof Her2 of breast
cancer
and antibody ofCD20 oflymphoma, see e.g. the report ofJACI (2011) [11].The elucidation of molecular biologicalmechanism for antitumor immune response has been rapidly
promotedin thesedays. However, it is certain that the actualsituation is really complicated, and also
that the unknown parts are not few. A group ofimmune cells (suchas dendritic cells, NK cells, NKT
cells, and macrophages) carries the innate immune responseon itsback in the early stage, and induces
the acquired (adaptive) immune response of$T$ cells and $B$ cells being a system with high output rate
by antigen-specified proliferation, through the secretion ofcytokines and the presentation of antigen.
Although the antitumor effect is observed in the administration of monoclonal antibody via mouse, it is not clear unexpectedly what the antitumorimmunity via antibodies produced by the patient
means
in fact. The $T$ cell plays an extremely important role for tumor rejection in plenty of animal tumor models and human malignant melanoma [15]. In the immune response of$T$ cell, the $T$ cell receptor specifically recognizes the tumor antigen peptide-MHC complex on the
cancer
surface, and the $T$ cell secretes cytokines and injures the cancer cell directly. There are two kinds of $T$ cells in the class of tumor-reactive $T$ cells; one is the CD$8+T$ cell that recognizes the MHC class I-peptide complex, andthe other is the CD$4+T$ cellthat recognizes the MHC class II-peptide complex. TheCD$8+T$ cell has
to do directly with the recognition ofcancer cell. On the other hand, the CD$4+T$ cell has todo with
macrophage and the collection or wandering interception of antitumor CD$8+T$ cell within the tumor
area,
see
also e.g. Murphy et al. (2008) [12].r$\zeta$
細胞 Ct)
$3$
がん細胞
$|$
図 3: Antitumor cytotoxicity of$T$cell
2.3
Tumor escape mechanism
It is reported that the
cancer
cell possesses the so-called escape mechanism $hom$ various kinds ofimmune responses. Sincethe cancercell has malfunction inthemolecule that is concerneddirectly with
antigen recognition by$T$cell, the
cancer
cell is capable to escape$hom$ theimmunesurveillance withoutrecognition by $T$ cell. For example, the malfunction in the molecule can be found in tumor antigen,
MHC, $\beta 2$ micro-globulin, and various molecules related to the antigen processing.
$?r\wedge\tilde{\kappa*}$ 嫁
$l1\mathscr{K}^{\aleph}\nearrow^{\prime\infty}It^{\gamma}arrow$
immune suppressors. Those suppressors are, for instance, $TGF-\beta$ and IL-10secreted from the cancer,
andIL-6 and PGE2emitted from the macrophage (whichisurged tosecrete bythe cancercell). Except
the above avoidance,
we can
list below someother factors: weakening of Thl responseby Th2displace-ment, signaltransduction disorder of$T$cell,induction oftumor-antigen-specific immunologicaltolerance,
induction of antitumor immune suppressive $T$ cell, $T$ cell apoptosis induction by$FasL$ appearanceon a
cancercell, local environmentthat intercepts collection of$T$cellsinthetumor tissue,and so on. See e.g.
Weinberg (2007) [17]; see also [15].
$t^{\eta}\backslash A^{\backslash l}.\#$
.
$\backslash jt^{f}\theta t\backslash r::$,図4: Mechanism of antitumor effectors
3
Random
model
for
immune
response
3.1
Proliferation
process of
cancer
cells
When the tumorigenic process proceeds, normal cells are transformed into irregular ones by some
reasons and are cancerated, and they repeat disorder proliferation peculiar to the cancer because of
continualemission of falseproliferation signals bymalfunctioned oncogenes andtumor suppressorgenes.
On the other hand, the
cancer
cell is preyed or destroyed by effectors (agroup ofimmune cells such asNK cells and
so
on) byvirtue of the immune surveillance mechanism in alivingbody. Then,taking themallinto consideration, we introduce the natural number valuedrandomvariable$N_{n}$ : $\Omegaarrow \mathbb{N}$ for each$n$,
whichmeansthe total number ofcancercells inthe n-th generation. We assumethat thereisa sequence
$\{\gamma_{n}\}_{n}$ofpositivenumbers such that
$\gamma_{n}arrow\gamma\in \mathbb{R}+$ $(narrow\infty)$
and also that
$E[ \xi_{n}]=1+\frac{\gamma_{n}}{n}$, $Var(\xi_{n})=\sigma_{n}^{2}arrow\sigma^{2}$ $(narrow\infty)$
where$\xi_{n}$ isthenumber of offsprings generated bythe n-th generation. This implies that thebranching
particle system has a clear tendency to increase in number. When we suppose that for each cell, the
proliferation or division
occurs
independently at a random time, we introduce the branching rate $n\lambda$$(\lambda>0)$,which meansthe accelerated increase rate for the numberofcancer cells. We adopt amodelby
$*\succeq u$ $\hat{*}\overline{|\prime},\phi\searrow$ ...$u_{l}-\sim$ $|.\overline{\prime}\overline{\prime x\backslash *}$ 図 5: hajectories ofbranchingprocess
3.2
Spatial
movement
of
cancer
Sincewehave onlyto describe the immuneresponse inalocally limitedtissue,theregioninquestion
isrestricted toacomparatively small
area.
Sothat, itsuffices to consider the model ina
bounded domain$D\subset \mathbb{R}^{d}$ with$d=3$
.
For $N_{n}$ pieces ofcancer
cells in the n-th generation, eachcancer
cell is sopposed tostart at the initial point$x_{i}^{(n)}\in \mathbb{R}^{d}(i=1,2, \ldots, N_{n})$. While, it isconsidered that the targetcell $(=$ the
cancer
cell)moves
little in theearly stage, namely in the transformation period ofcell, and also that intheproliferation periodof cancerated cell it may diffuse and expand
as
if the liquid should seep throughaleatherbagbecauseofasuperfluityof proliferated
cancer
cells. Hence,weregard itas
adiffusion with diffusion coefficient $k(\epsilon)$ dependingona
small parameter$\epsilon(>0)$.
Thediffusionoperatorisdefinedas$L_{\epsilon}$$=k(\epsilon)\Delta$, where $\Delta$is the Laplacian.
図6: Various kinds of
cancer
cells3.3
Cytotoxicity of effectors
In
our
model the effectorsare
supposed to be NK cells, killer $T$ cells, macrophages amonga
groupofimmune cells, and we will takethe cytotoxicityof these effectors against cancer into account. Inthe
previouspaper [6], the previous report [4] orthe previous announcements [3] (seealso [5]), weintroduce
adeterministic emigration rate$q(>0)$ (apositiveconstant) in the terminology of the theory of stochastic processes,whichexpressesthe intensityof cytotoxicitybyeffectorsagainstcancer. Although
one
may find it interestingas
the first randommodel, it is not necessarily desirable to treat it like asimpleand poormodel, inorder to imitate the effects of immune responsebyeffectors against
cancer
from theviewpointof the modelling theory
as
wellas
$hom$ thestandpoint of future simulation analysis. In this articlewedepending onthe location in accordancewith the environmentchanges. Thereare three methods inthe improvement. That is, it
means
that instead of thepositiveconstant $q$,we adopt a (random) function $q$like:
(i)$q(x),$$x\in D$; (ii)$q(\omega)$ or$q(\omega, x),\omega\in\Omega$; (iii)$q(t, \omega),$$\omega\in\Omega$
.
In the model (i) the intensity of cytotoxicity $q$ depends on the location $x\in D$, which means that the
intensity $q(x)$ varies as the environment changes, and it strengthens or weakens according to the good
or bad environment. In the second new model the parameter $\omega$ expresses the environmental change
independentof the sample$\omega’$ whichcomes $hom$
the original stochasticity of the branching model. The
latter
case
$q(\omega, x)$just correspondsto thecase
$q(\omega)$dependingonthe location. In the model (iii)thetimeevolution of$q(\omega)$ can alsobedescribed. As amatterof fact, we canrealizeit asthe choice of
branching
rate $\alpha(x)$ and branching mechanism$\beta(x)$ dependingon the location $($or$\omega,$$t)$, forexample.
3.4
Superprocess under the limiting
procedure
Under theabove-mentioned settings, weproposearandom model for the target
cancer
cells:$X_{t}^{(n)}= \frac{1}{n}.\sum_{i=1}^{N_{n}(t)}\delta_{x_{t}^{(n)}(t)}$ (1)
where $x_{i}^{(n)}(t)$ is the location of the
i-th
cancer
cell in the n-th generation at time $t$, and $N_{n}(t)$denotes
the total numberof
cancer
cells alive at time $t$.
Eq.(l) is the quantityrelated to an empirical measure,expressing the stateof the cancer at time $t$. For instance, the qualitative property ofa random
walk is
wellreflectedby its limiting process,say, theBrownian motion. Likewise, the qualitative property ofan
aggregateofcancer cells canbe thought tobe reflected by its limiting process $X_{t}$. On this account, we
will analyze thesuperprocess $X_{t}$ in what follows.
4
Analysis
on
the limiting
process
Let $C=C(\mathbb{R}^{d})$ be the space of continuous functions on $\mathbb{R}^{d}$.
When $C_{b}$ denotes the set of bounded
continuous functions on $\mathbb{R}^{d}$,
then $C_{b}^{+}$ is the set of positive members
$g$ in $C_{b}$
.
Let $\langle\mu,$$f \rangle=\int fd\mu$,and $M_{F}=M_{F}(\mathbb{R}^{d})$ is the space of finite
measures
on $\mathbb{R}^{d}$.
We denote an $L_{\epsilon}$-diffusion process by $\Xi=$
$\{\xi, \Pi_{s,a}, s\geq 0, a\in \mathbb{R}^{d}\}$. Then $K\equiv K(dr)$ is the associated continuous additive functional
(CAF),
and we
assume
that $K$ liesin the Dynkin locally admissible class ofCAF, and we write itas
$K\in$ IK$\eta$(some $\eta>0$). Then asuperprocess $X=\{X, P.,\mu, S\geq 0, \mu\in M_{F}\}$ with branchingrate functional$K$ (
or $(L, K, \mu)$-superprocess)
can
be characterizedas acontinous$M_{F}$-valued time-inhomogeneousMarkov process $X=\{X_{t}\}$ with Laplacefunctional$\mathbb{P}_{s,\mu}e^{-\langle X_{t},\varphi\rangle}=e^{-(\mu,v(s,t)\rangle}$, $0\leq s\leq t$, $\mu\in M_{F}$,
$\varphi\in C_{b}^{+}$
.
Here the function $v$ isuniquelydetermined bythe log-Laplaceequation
$\Pi_{s,a}\varphi(\xi_{t})=v(s, a)+\Pi_{s,a}\int_{s}^{t}v^{2}(r, \xi_{r})K(dr)$, $0\leq s\leq t$, $a\in \mathbb{R}^{d}$.
We need Dynkin’s Historical Superprocess. $\mathbb{C}=C(\mathbb{R}_{+}, \mathbb{R}^{d})$ denotesthespace of continuouspathson$\mathbb{R}^{d}$
with topology ofuniform convergence on compact subsets of$\mathbb{R}+\cdot$ To each $w\in \mathbb{C}$ and $t>0,$ $w^{t}\in \mathbb{C}$
expresses the stopped path of$w$, and$\mathbb{C}^{t}$ is the totality of
all these paths stopped at time $t$. To every
$w\in \mathbb{C}$, putting $\tilde{w}_{t}=w^{t}$, $t\geq 0$, we associate the corresponding stopped path trajectory
$\tilde{w}$
.
The$\mathbb{C}_{R}^{\cross}\equiv \mathbb{R}+\cross \mathbb{C}\wedge=\{(s, w) : s\in \mathbb{R}_{+}, w\in \mathbb{C}^{\epsilon}\}$
.
We consider the set $M(\mathbb{C}_{R}^{x})\equiv M(\mathbb{R}+\cross \mathbb{C})\wedge$ ofmeasures
$\gamma$on
$\mathbb{R}+\cross \mathbb{C}\wedge$ whichare finite, ifrestricted to afinite time interval. Suppose that $K$ is a positive CAF of$\xi$.Then Dynkin’s historical superprocess (1991)
$\tilde{X}=\{\tilde{X},\tilde{\mathbb{P}}_{s,\mu}, s\geq 0, \mu\in M_{F}(\mathbb{C}^{8})\}$
is defined
as
a time-inhomogeneous Markov process with state $\tilde{X}_{t}\in M_{F}(\mathbb{C}^{t}),$ $t\geq s$, with Laplace functional$\tilde{\mathbb{P}}_{s,\mu}e^{-(\overline{X}_{l},\varphi\rangle}=e^{-(\mu,v(\epsilon,t)\rangle}$ $0\leq s\leq t$, $\mu\in M_{F}(\mathbb{C}^{\epsilon})$, $\varphi\in C_{b}^{+}(\mathbb{C})$
where $v$ isuniquely determined bythe log-Laplace typeequation
$\tilde{\Pi}_{s,w_{\delta}}\varphi(\tilde{\xi}_{t})=v(s, w_{s})+\tilde{\Pi}_{\epsilon,w_{s}}l^{t}v^{2}(r,\tilde{\xi}_{r})K(dr)$, $0\leq s\leq t$, $w_{8}\in \mathbb{C}^{8}$
.
Theorem 1. Let$K\in K^{\eta}$ and$\mu\in M_{F}$ with compact support. Then there enists an$(L, K, \mu)$-superprocess $X=\{X, \mathbb{P}_{s,\mu}, s\geq 0, \mu\in M_{F}\}$
with branchingrate
functional
$K$.
Theorem 2. There exests a Dynkin’s historical superprocess
$\tilde{X}=\{\tilde{X},\tilde{\mathbb{P}}_{\epsilon,\mu}, s\geq 0, \mu\in M_{F}(\mathbb{C}^{8})\}$.
In thepreviouswork[6] (see also [3-5])wehaverecognizedthat the extinctionpropertyofsuperprocesses
is very importantin the model theory. Especially
as
faras
local extinction isconcerned, it isofextremeinterest and importance because itjust corresponds to the situation that the
cancer
cellsare
expelledlocally from the cancerated
area
bythe immune effects of effectors.Since the initial
measure
$\mu\in M_{F}$ hasa
compact support, it follows from the argument of compactsupport property (cf. Dawson-Mueller : Ann Prob 23 (1995)) that the range $\Re(X)$ of$X$ is compact.
Under the historical superprocess setting$\tilde{X}_{t}(dw)$,
we
define$\mathbb{C}_{M}=\{w\in \mathbb{C}:|w_{8}|<M, \forall s\geq 0\}$
for $M\geq 1$. By the compact support property, wehave
$\lim_{Karrow\infty}\inf_{t\geq 0}\tilde{\mathbb{P}}_{0,\mu}(supp(\tilde{X}_{t})\subseteq \mathbb{C}_{M})=1$, $\mathbb{P}-$a.a.$\omega$
.
Proposition 3. For$K\in K^{\eta}$
$\lim_{tarrow\infty}\overline{\mathbb{P}}_{0,\mu}(\tilde{X}_{t}\neq 0$, and $supp(\tilde{X}_{t})\subseteq \mathbb{C}_{M})=0$
.
Finally, through the projection technique (cf. Dawson-Perkins (1991); D\^oku (2003)) we obtain Theorem 4. (Extinction property) Let$d=1$ and$\mu\in M_{F}$ with compact support. Then
$\mathbb{P}_{0,\mu}$($X_{t}=0$ for some $t>0$) $=1$
.
Acknowledgements This work is supported in part by JapanMEXT Grant-in Aids SR(C)
20540106
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