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Research on seismic deformation and failure mechanism of mountain tunnel under earthquake force Graduate School of Engineering, Nagasaki University Xuepeng ZHANG

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Research on seismic deformation and failure mechanism of mountain tunnel under earthquake force

Graduate School of Engineering, Nagasaki University Xuepeng ZHANG

Underground structures are more and more frequently constructed to facilitate different needs in a wide range of engineering application, including subways and railways, highways, material storage, and sewage and water transport. Historically, underground structures have experienced a lower rate of damage than surface structures under static and seismic loadings. However, many insurances of noticeable seismic damage to mountain tunnel were reported to indicate that tunnel could be damaged at different levels regarding earthquakes, such as the 1999 Chi-Chi earthquake, the 2008 Wenchuan earthquake, and the 2016 Kumamoto earthquake. Recent earthquake records indicate the urgent requirement for seismic assessment and aseismic design.

Accurate seismic assessment and aseismic design of underground structures require a comprehensive understanding of the seismic performance and response of underground structures subjected to an earthquake.

In this thesis, deformation/failure mechanism and seismic restoration/aseismic design of mountain tunnel under earthquake force have been studied in three parts: 1) analytic seismic analysis; 2) case study on seismic performance and assessment; 3) restoration and aseismic design.

In the first part of this thesis, analytical solutions are developed to investigate the seismic response of tunnels subjected to seismic wave, aiming at to improve understanding of the seismic deformation and failure mechanism in a quantitative viewpoint. In the longitudinal seismic analysis, an analytical solution for three-dimensional seismic performance is proposed based on the three-dimensional elastodynamics. Influence of incidence angle and imperfect interface on the dynamic stress of the medium-lining system is examined in detail. In the transverse seismic analysis, two kinds of analytical solutions for the deep-buried and shallow tunnel are developed, respectively. For a deep-buried tunnel, an analytical solution for the anti-plane dynamic response of a horseshoe tunnel with imperfect interface in anisotropic rock mass is proposed through the wave function expansion method. The mapping function is adopted to describe the horseshoe tunnel lining. The elastic spring model is used to represent the imperfect interface. Influence of rock anisotropy and imperfect interface on the dynamic stress

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concentration is examined in detail, accompanied by the incidence angle and wave frequency.

For a shallow tunnel, an analytical solution for the anti-plane dynamic response of a shallow lined tunnel with imperfect interface in anisotropic elastic half-space medium is proposed through the wave function expansion method and multi-polar coordinate system. The elastic spring model is also used to represent the imperfect interface. Influence of the medium anisotropy and imperfect interface stiffness on the dynamic stress and surface displacement of the medium-lining system is examined thoroughly, as well as incidence angle and frequency.

In the second part of this thesis, a case study on the seismic performance of Tawarayama tunnel subjected to the 2016 Kumamoto earthquake is conducted. Distribution and characteristics of seismic damages to Tawarayama tunnel are investigated. Then with a combination of the theoretical analysis and site investigation, assessment of the potential influencing factors is discussed. Moreover, a trial work is carried out to explore whether the seismic damages of underground structures are related to the ground deformation. The 3-D deformation field of the ground above Tawarayama tunnel is calculated with in-situ datasets using Combination and Classification Iteratively Closest Point (CCICP) algorithm. Ground displacements are spatially compared with seismic damages to the tunnel to explore their relationship possibility.

In the third part of this thesis, a restoration design criterion according to the seismic analysis on Tawarayama tunnel is developed with reference to the restoration design criteria for Touya tunnel against the eruption of Mount Usu. In addition, some recommendations for future tunnel planning are discussed and a tunnel longitudinal shock absorber is proposed.

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