CHAPTER 1 INTRODUCTION
1.2 REVIEWS OF PREVIOUS RESEARCHES
7 GUGCTEJ GUQPHCEVQTUQHGXCEWCVKQPDGJ CXKQTYKVJ VJG HCVCNKVKGU
* XCEWCVKQPFWTKPIVJG , TGCV* CUV/ CRCP* CTVJSWCMG CPF 9UWPCOK YCUCOCUUOQXGOGPV QHOQTG VJCP RGQRNG GUECRKPI HTQO VJG GCTVJSWCMG-KPFWEGF VUWPCOK 2 CTEJ 3 CVKQPCN5QNKEG &IGPE[ ( QORCTCVKXG CPCN[UKU DGVYGGP VJG UWTXKXQTU CPF PQP-UWTXKXQTU ECP RTQXKFG XCNWCDNG KPUKIJ VU KPVQ VJG HCEVQTU HQT UWTXKXCNYKVJ UQOG XGT[ KORQTVCPVRTCEVKECNKUUWGU TGICTFKPIVUWPCOK CPF GXCEWCVKQP
2 CP[ RTGXKQWUTGUGCTEJ GUQPGXCEWCVKQPFWTKPIGCTVJSWCMG-KPFWEGF VUWPCOK CKOGF VQ RTGFKEV YJ Q QTJ QY OCP[ GXCEWCVGF CPF HQEWUGF QPDQVJ VJG KPFKXKFWCNEJ CTCEVGTKUVKEUCPF EQOOWPKV[
GXCEWCVKQP EWGU +KTUVN[ VJG EJ CTCEVGTKUVKEU UWEJ CU CIG RTGUGPEG QHEJ KNFTGP QT GNFGTN[ KP VJG J QWUGJ QNF IGPFGT CPF RTGXKQWU GZRGTKGPEG YKVJ FKUCUVGT J CXG DGGP VGUVGF YKVJ TGUWNVU QHC UWEEGUUHWNGXCEWCVKQP CPF UJ QYGF OKZGF TGUWNVU FGRGPFKPI QP VJG UKVWCVKQP ) CUJ , NCFYKP !>GJ !, QVQ * CTN[ GXCEWCVKQP YCU GZCOKPGF CU C MG[ HCEVQT HQT UWTXKXCNCPF VJG GXCEWCVKQP TGCUQPU CPFQT TGCUQPU HQT PQVGXCEWCVKPI J CF DGGP CPCN[\GF 6 WCTCPVGNNK ! 7 KCF GVCN !8QTGPUGP 8GEQPFN[ VJG EQOOWPKVKGUVJCVHCEKNKVCVGF GXCEWCVKQPYKVJ VJG
FKUCUVGTRTGXGPVKQPVTCKPKPICPF GCTN[ YCTPKPIUGPCDNGF TGUKFGPVUVQ UCHGN[ CPF GHHKEKGPVN[ GUECRG VUWPCOK FCPIGTU+WLKPCYC 3 QFC !, TGIIGVCN !5CRCVJQOCGVCN
* XCEWCVKQP DGJ CXKQTU VCMGP D[ VJG TGUKFGPVU CTG HWPFCOGPVCNVQ J WOCP FCOCIG OKVKICVKQP OGCUWTGUCICKPUVFKUCUVGTU +QTGZCORNG VJG KPKVKCNUVGRKPRTQVGEVKPIJ WOCPNKXGUHTQO CVUWPCOK KUGXCEWCVKPIVQ CJ KIJ GTITQWPF UYKHVN[ CPF CWVQPQOQWUN[ YKVJQWVJ GUKVCVKQP CUUQQPCUCUVTQPI QTCP GZVGPFGF UJ CMKPIKUHGNV 2 QTG FGVCKNGF KPHQTOCVKQP KUPGGFGF DGECWUG MPQYNGFIG QHYJ CV RGQRNG FQ FWTKPI CPF KOOGFKCVGN[ CHVGT C UGXGTG GCTVJSWCMG ECP CUUKUVTGUGCTEJ GTU KP IKXKPI CFXKEG CPF VTCKPKPI TGUKFGPVU QP J QY VQ CEVKP YC[U VJCVYKNNTGFWEG RCPKE KPLWT[ QT FGCVJ KP HWVWTG GXGPVU * XCEWCVKQPTCVGU FGHKPGF CUVJG PWODGTQHGXCEWGGUHTQO VJG VQVCNRQRWNCVKQPXCT[
HTQO RNCEG VQ RNCEG HQTVJG UCOG VUWPCOK CPF HTQO VUWPCOK VQ VUWPCOK HQTVJG UCOG RNCEG
-34 =7 UJ QYUCPQXGTXKGY QHGXCEWCVKQPDGJ CXKQTUCICKPUVVUWPCOKUKP/ CRCPUKPEG KP CFFKVKQPVQ KNNWUVTCVKPIVJG TGUWNVUQHUWTXG[UQPCHHGEVGF TGUKFGPVU &NCTOUYGTG KUUWGF VKOGU CPF HQWTQHVJGUG CNCTOUYGTG HQTYCTPKPIUHQTVUWPCOKUOQTG VJCPVJTGG OGVGTUKPJ GKIJ V
-34=7*XCEWCVKQPDGJCXKQTUFWTKPIGCTVJSWCMGCPFVUWPCOKKP/CRCP 2KFFNG/CRCP8GC F_prfos_icImii_gbm-O_lqcg- 4MK*CTVJSWCMGUmi_afg-4MK F_prfos_ic*CUV(JKUJKOC KUNCPFU*CTVJSWCMG2KFFNGRCTVEQCUV GCTVJSWCMGKP(JKNG,TGCV*CUV/CRCP F_prfos_ic 9KOGQHQEEWTTGPEG N_elgrsbcNh8/8Nh8/9Nh9/1Nh8/;Nu9/9Nh;/1 9UWPCOKYCTPKPI'KIVUWPCOK'KIVUWPCOKUqsl_kgUqsl_kg'KIVUWPCOK'KIVUWPCOK 2CZVUWPCOKJGKIJV )nj_ac*O )Omqfgpmims*OCPFOQTG )Fq_qfg*O9QMCEJKMQWO2K[CMGLKOC Uqs`mr_*O8WUCMKMQWO8QOC +CVCNKVKGUCPFOKUUKPI2153413112;-336 .PXGUVKICVKQPRNCEG VJGPWODGTQHVJG q_knjcq*
3QUJKTQUJK )2-111*4MWUJKTKEJQW )315*EKVKGUKP-QMMCKFQ EQCUVEKVKGUKP-QMMCKFQ EQCUV)711*
agrgcqKP&QOQTK- Ju_rcNgw_eg )6-111*
Ju_rcNgw_eK Gsisqfgk_)981* *XCEWCVKQP7CVG)&*4/7&9;/3&66/9&57/8&48/6&68& 4RRQTVWPKV[QH ct_as_rgml
-*ZRGTKGPEGQH 2KFFNG/CRCP8GC *CTVJSWCMG )61/6&*Bnnc_j QHVJGHCOKN[ )4;/1&*&RRGCN QHpcj_rgtc- PGKIJDQT 9JQWIJVVJCVVUWPCOK ECOGHTQOUJCMKPI EQPFKVKQP &RRGCNQHVJGEKVKGU CPFVQYPU 9UWPCOKYCTPKPI )62/2&*
9UWPCOKYCTPKPI )78/;&*&RRGCNQH VJGEKVKGUCPFVQYPU )61/1&*&RRGCNQH VJGHCOKN[
&RRGCNQHVJGEKVKGU CPFVQYPU0 *ZRGTKGPEGQH (JKNGGCTVJSWCMG VUWPCOK 'KI-VUWPCOK YCTPKPI
.PUVKPEVKXGVJQWIJV VJCVVUWPCOKYKNN EQOGCHVGTUWEJCDKI UJCMKPI0 &RRGCNQHHCOKN[ PGKIJDQTJQQF 0-GCTDKI-VUWPCOK YCTPKPI)27&* 7GCUQPQHPQV ct_as_rgle--
ct_as_rgle--)KFPnVVJKPMVJG RNCEGYCUFCPIGTQWU )6;/7&*9JQWIJV VJCVVJGDKIVUWPCOK YJKEJGZEGGFGFC DTGCMYCVGTCPFC UGCYCNNFKFPQVEQOG )32/5&*-GCTFVJG DTQCFECUVVJCV VUWPCOKJGKIJVYCU O )KFPnVVJKPMVJG nj_acYCUFCPIGTQWU )65/1&*9JQWIJV VJCVVJGDKIVUWPCOK YJKEJGZEGGFGFC DTGCMYCVGTCPFC UGCYCNNFKFPQVEQOG )47/9&*-GCTFVJG DTQCFECUVVJCV VUWPCOKJGKIJVYCU O 4PVJGJKNNCPFFKF PQVVJKPMVJGTGYCU HNQQFGF 9JGVUWPCOKJGKIJV QHQVJGTCTGCYGTG PQVJKIJ UJQWIJVVJCVQPN[VJG VUWPCOKYJKEJYCU UOCNNGTVJCPO ECOG
,QDCEMJQOG 1QQMHQTQTIQVQ OGGVHCOKN[ (JGEMVJGKTHCOKN[nU UCHGV[ 9JGTGEGKXGFTCVKQQH VUWPCOKYCTPKPI65/3&24/3&97/9&93/3&;9/5&98/8& 8QWTEG 2QFKHKGFCPFVTCPUNCVGFHTQO(CDKPGV4HHKEG,QXGTPOGPVQH/CRCP8GRVGODGT
* XCEWCVKQPTCVGUFKF PQV J QYGXGT FGRGPF QPVJG UK\ G QHVJG FKUCUVGT .VTCPIGF HTQO KP VQ KP 9J KU UJ QYU VJCVOQTG EQORTGJ GPUKXG UVWFKGU UJ QWNF DG RGTHQTOGF VQ WPFGTUVCPF GXCEWCVKQPDGJ CXKQT
8GXGTCNUVWFKGU QHTGUKFGPVUn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
.P CFFKVKQP FKUCUVGT GXCEWCVKQP RTKPEKRNG ECP RTQXKFG C RTKOCT[ MPQYNGFIG J QY VQ GXCEWCVG CPF J QY VQ RTGRCTG DGHQTG FKUCUVGT 9J G ECUWCNV[ YCUPGCTN[ KP0 COCKUJ K DWVVJGTG YGTG XKEVKOU VQVCNQH EJ KNFTGP QHVJG FKUCUVGT >WP - COCFC D 4 PG OCKP TGCUQP HQT VJGKT UWTXKXCNKU VJCVVJG[ HQNNQYGF VJTQWIJ YJ CVVJG[ RCTVKEKRCVGF KP VJG GXCEWCVKQP FTKNNCPF VTCKPGF YKVJ VUWPCOK GXCEWCVKQPOCPWCN .VKUKORQTVCPVVQ TGXKGY J QY VJGUG KPUVTWEVKQPUYKNNJ GNR UCXG J WOCPNKXGU < J GPCFKUCUVGTUVTKMGU RGQRNG OWUVOCMG KORQTVCPVUWTXKXCNFGEKUKQPU 9 J G[
OWUVENGCTN[ WPFGTUVCPF VJG UKVWCVKQP CPF FGEKFG YJ CVVQ FQ KOOGFKCVGN[ & YGNN-FGUKIPGF FKUCUVGTOCPWCNYQWNF HCEKNKVCVG OCMKPIVJG DGUVEJ QKEGU
- QYGXGT RTGXKQWU UVWFKGU J CXG RTQXKFGF HGY SWCNKVCVKXG CUUGUUOGPVUQP J QY RGQRNG DGJ CXG FWTKPI FKUCUVGTU NKMG VJG TGEQOOGPFGF RTKPEKRNGU HQT GXCEWCVKQP DGJ CXKQTU 4 P 2 C[ VJG 2 KPKUVT[ QH* FWECVKQP ( WNVWTG 8RQTVU 8EKGPEG CPF 9GEJ PQNQI[ QH/ CRCP2 * = 9 TGRQTVGF UQOG XCNWCDNG TGUWNVU QP GXCEWCVKQP DGJ CXKQT RTKPEKRNGUn CUUGUUOGPV KP QHHKEKCNFQEWOGPV VKVNGF m< QTMKPI , TQWRnU TGRQTV HQT GXCEWCVKQP DGJ CXKQT DCUGF QP GCTVJSWCMG FKUCUVGT RTGXGPVKQP
17
RTKPEKRNGUHQTGCTVJSWCMG GXCEWCVKQPDGJ CXKQTYGTG XGTKHKGF CPF TGRQTVGF 9J G HQWTRTKPEKRNGUCTG C UGGMKPI UVWTF[ HWTPKVWTG CU C TGHWIG D RTQVGEVKPI [QWT J GCF CPF J KFKPI [QWT DQF[ E PQV IQKPI QWVHTQO KPUKFG CHVGT HGGNKPI VJG GCTVJSWCMG CPF F EJ GEMKPI HKTG UQWTEGU YJ GP CP GCTVJSWCMG QEEWTU +QT GZCORNG mC UGGMKPI UVWTF[ HWTPKVWTG CU CTGHWIGnUJ QYU OKZGF TGUWNVU
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
9J KU UVWF[ VJGTGHQTG GZVGPFU CPF EQORNGOGPVU RTGXKQWU TGUGCTEJ KP VJG FKUCUVGT OKVKICVKQP HKGNF D[ KPXGUVKICVKPI DGJ CXKQTCNRGTURGEVKXG QHGXCEWGGU FWTKPI FKUCUVGTU 5TGXKQWU TGUGCTEJ GTU J CXG CPCN[\ GF UWTXKXQTUn GXCEWCVKQP DGJ CXKQT DWVIGPGTCNN[ GZENWFGF PQP-UWTXKXQTU FWG VQ KVU FKHHKEWNVKGUKPICVJGTKPIFCVC - GTG . KPENWFG YKVJ UGXGTCNHCEVQTUVJCVKPHNWGPEG KPFKXKFWCNEQRKPI TGURQPUGUWUKPIDQVJ UWTXKXQTUCPF PQP-UWTXKXQTUQHVJG VUWPCOK 9J G TGUWNVUWUKPIVJG FKUCUVGT FCVC UJ QY YJ CVMKPF QHKPFKXKFWCNEJ CTCEVGTKUVKEU KPETGCUG VJG NKMGNKJ QQF QHVJG HCVCNKV[
FWG VQ VJG VUWPCOK
+KUVN[ ( J CRVGT YKNNHQNNQY VJG RTGXKQWU TGUGCTEJ HCEVQTU VQ UVWF[ VJG IGPGTCNVTGPF QH HCVCNKVKGUTGNCVGF YKVJ GXCEWCVKQPDGJ CXKQTUFWTKPIVJG FKUCUVGT CPF HWTVJGTEQORTGJ GPUKXGN[ FKUEWUUVJG GHHGEVKXGPGUUQHGCEJ KPHNWGPVKCNHCEVQTQPHCVCNKVKGUCUVJG HQNNQYKPIU
* XCEWGGnUEJ CTCEVGTKUVKEUKG CIG j VQ YJ CVGZVGPVFQ FGCVJUJ CXG KPFKXKFWCNECWUGU%
5TGRCTGFPGUU DGHQTG FKUCUVGTU j YJ CVKUVJG TGNCVKQPUJ KR DGVYGGP NGXGNU QHRTGRCTGFPGUU YKVJ FKUCUVGTRTGXGPVKQPGFWECVKQPCPF UWTXKXCNTCVGU%
* XCEWCVKQP VKOG j J QY FQ UWTXKXQTUCPF VJG FGCF CPF OKUUKPIFKHHGT KPVJG DGJ CXKQTQH KPFKXKFWCNUKPTGURQPUG VQ CYCTPKPIQTVJG ITQWPF UJ CMKPI%
) KHHGTGPEGU KP DGJ CXKQT DGVYGGP ITQWRU QH PQP-UWTXKXQTU CPF UKPING UWTXKXQTU j GHHGEVKXGPGUUQHVUWPCOK GXCEWCVKQPRTKPEKRNGU
7 GUGCTEJ GUQPHCVCNKVKGUECWUGF D[ VJG GCTVJSWCMG CPF VUWPCOK
9J G 2 u , TGCV* CUV/ CRCPGCTVJSWCMG CPF VUWPCOK VTKIIGTGF CPWPRTGEGFGPVGF COQWPV QHFCOCIGU J WOCP NQUUGU .VRWVHQTYCTF C ITGCVEJ CNNGPIG VQ OKVKICVG HCVCNKVKGU ECWUGF D[ CP c_prfos_ic-KPFWEGF VUWPCOK OGCPYJ KNG RTQXKFKPI C NCTIG COQWPVQHFCVC VQ GZRNQTG TGNCVKQPU DGVYGGPVJG HCVCNKVKGUCPF KVUKPHNWGPVKCNHCEVQTU ) GURKVG VJG GPQTOQWUKORCEVUQHVJG VUWPCOK C NKOKVGF PWODGT QH OGVJQFU CTG CXCKNCDNG HQT GUVKOCVKPI VJG HCVCNKV[ * XGP HTQO VJG INQDCN XKGYRQKPV VJGTG CTG NKOKVGF UVWFKGU QP SWCPVKVCVKXG TGNCVKQPU DGVYGGP HCVCNKV[ CPF KPHNWGPVKCN HCEVQTUFWG VQ VJG GCTVJSWCMG-KPFWEGF VUWPCOK
9J G HCVCNKV[ TCVG FGRGPFUPQVQPN[ QPVJG VUWPCOK J GKIJ VCPF VJG CTTKXCNVKOG DWVCNUQ QPVJG GXCEWCVKQP TGNCVGF HCEVQTU & TKUM CUUGUUOGPVOQFGN YJ KEJ EQPUKFGTU VUWPCOK GPXKTQPOGPVCN CPF DGJ CXKQTCNTKUM HCEVQTU YKNNDG C OGCPKPIHWNVQQNVQ HCEKNKVCVG GHHQTVU VQ RTGRCTG YGNNKP VJG HWVWTG VUWPCOKU5GGM-&UCGVCN - GPEG VJKUTGUGCTEJ FGXGNQRUCHCVCNKV[ GUVKOCVGF OQFGN WUKPIVJG VUWPCOK YCXG HCEVQTU CUYGNNCUVJG GXCEWCVKQPHCEVQTUCPF KPFKXKFWCNHCEVQTU
+QWT OQFGNU NKUVGF KP-34 =7 CTG DCUGF QP FKHHGTGPVFCVC UGVU DWVVCMGU KPVQ CEEQWPVVJG VUWPCOK YCXG J GKIJ VHQT VJG HCVCNKV[ GUVKOCVKQP < KVJ VJG GZEGRVKQPU QH8WIKOQVQ GVCN YJ KEJ UKOWNCVGF KVWPFGT URGEKHKE VUWPCOK EQPFKVKQPU CPF GXCEWCVKQPU VCTIGVKPI QPG VQYP CNN RTGXKQWUOQFGNUEQPUKFGTUVJG VUWPCOK HCEVQTUTGICTFNGUUQHVJG GXCEWCVKQPHCEVQT!CPF VJGTG KUPQ TGRQTVQHVJG FGVCKNUHQTVJG OQFGNHKVVKPI73 9J G VYQ OQFGNUWUKPIVJG J KUVQTKECNVUWPCOK FCVC KP/ CRCPRTQXKFG VJG GUVKOCVGUTGICTFNGUUQHVJG GXCEWCVKQPHCEVQTUCPF URGEKHKECTGCUnEQPFKVKQPU 8WIKOQVQ GVCN CPF 0 QUJ KOWTC GVCN UKOWNCVGF VJG GUVKOCVGU QHVJG HCVCNKVKGU VCTIGVKPIQPG URGEKHKECTGC
'GECWUG VJG VUWPCOK ECWUGF J WIG HCVCNKVKGU OCP[ TGUGCTEJ GUYGTG EQPFWEVGF VCMKPIVJG KORCEVQHVJG VUWPCOK J GKIJ V8WRRCUTK GVCN KPWPFCVKQP FGRVJ PF TGRQTVRWDNKUJ GF D[
2 KPKUVT[ QH1CPF .PHTCUVTWEVWTG 9TCPURQTVCPF 9QWTKUO CPF VJG TCVKQ QHVJG FCOCIGF DWKNFKPIU , QMQP 0 QUJ KOWTC QP VJG HCVCNKV[ TCVG KPVQ EQPUKFGTCVKQP &NVJQWIJ VJGTG YGTG PQ FQWDVU VJCVVJG VUWPCOK J GKIJ VYKNNDG WUGHWNHQT GUVKOCVKPI VJG HCVCNKVKGU CPF HQT EQPUKFGTKPI VJG VUWPCOK RTQVGEVKQP FWTKPI VJG GXGPV KVYCU KPUWHHKEKGPVVQ GZRNCKP VJG QDUGTXGF HCVCNKVKGUYKVJ VJG VUWPCOK J GKIJ VFWG VQ QVJGTKPHNWGPVKCNHCEVQTU8WRRCUTK GVCN !8WIKOQVQ GVCN !0 CYCVC !.OCOWTC 8WRRCUTK
19
-34 =7 4 XGTXKGY QHGZKUVKPINQUUQHNKHG OGVJQF CPF VJG HCEVQTUKPENWFGF Nmbcj
[GCT ns`jgqfcb*
7 GURQPUG XCTKCDNG [
Dmt_pg_rc-v Fos_rgml ) CVCDCUKU
P`qcpt_rgml
* ZRQUGF
nmnsj_rgml G_r_jgrgcq 0 CYCVC
)2;;8* 9UWPCOK
a_qs_jrgcq 9UWPCOK YCXG
J GKIJ V@OA : PFGVGTOKPGF - KUVQTKECN VUWPCOK KP K_n_l
^ 9UWPCOK
ECUWCNVKGU DGIKPVQ QEEWTYJ GP VJG VUWPCOK J GKIJ V GZEGGFU O ( ) 2 (
TGEKVGF HTQO / QPMOCPGV CN
2 QTVCNKV[
)GE*
9UWPCOK YCXG J GKIJ VJrq@OA
G) #
4/46769</>?>@GKJ
)GEg
- KUVQTKECN VUWPCOK KP K_n_l
Vlilmul ^
8WIKOQVQ GV
CN 9QVCN
FGCVJ VQNN ( QORWVGF VUWPCOK KPWPFCVKQP J GKIJ V h O HNQY XGNQEKV[
h OU GXCEWCVKQP UVCTVKPI VKOG OKPWVGU CHVGT VJG QEEWTTGPEG QH CPGCTVJSWCMG GXCEWCVKQP URGGF OU
8KOWNCVKQP 8KOWNCVKQP : UC VQYP 8J KMQMW .UNCPF / CRCP
PQ ct_as_rgml*
KPENWFKPI GXCEWCVKQP _argtgrw*
0 QUJ KOWTCGV CN
)3117*
9UWPCOK ECUWCNVKGU )Gp*
( QORWVGF EWTTGPV XGNQEKV[
QH VJG VUWPCOK KPWPFCVKQP HNQY )^ KPWPFCVKQP FGRVJ J
GXCEWGGnU YGKIJ V MI J GKIJ V )281ak*
+T# ^0P;( 8KOWNCVKQP Tc_rrjc YCVGTHTQPV
< CUJ KPIVQP 8VCVG : 8&
^ ^KUVJG
OKPKOWO EWTTGPV XGNQEKV[ VQ ECWUG VUWPCOK a_qs_jrgcq
- GTG . GZVGPF VJG RTGXKQWUTGUGCTEJ D[ CPCN[\ KPIVJG HCVCNKV[ TCVG YJ KNG . GZCOKPG VJG GHHGEVU QHXCTKQWU HCEVQTU- VUWPCOK CTTKXCNVKOG FKUVCPEG VQ GXCEWCVKQP RNCEGU CPF CIKPI FGITGG QHVJG TGUKFGPVU-QPVQRQHVJG VUWPCOK J GKIJ V.PVJG HQNNQYKPIUGEVKQP CPGY OQFGNKURTQRQUGF HQTVJG GUVKOCVKQP QHNQUU QHNKHG ECWUGF D[ VJG VUWPCOK WUKPI VJG TCPIG QHFCVC KP VJG FKUCUVGT 9J GTGHQTG VJKUKUUWG QHVJG FKUCUVGT YKNNDG HQEWUKPIQPOGVJQFUHQTGUVKOCVKPIVJG NQUUQH NKHG FWG VQ GCTVJSWCMG KPFWEGF-VUWPCOK CPF DG FKUEWUUGF KP( J CRVGT
7 GUGCTEJ GUQPRTGRCTGFPGUUDGHQTG FKUCUVGTKP9QM[Q 'C[ CTGCU
&HVGT VJG , TGCV* CUV/ CRCP * CTVJSWCMG VJG 9QM[Q 2 GVTQRQNKVCP , QXGTPOGPVnU ) KUCUVGT 5TGXGPVKQP( QWPEKNTGXKUGF CPF KUUWGF C TGRQTVQPCPGUVKOCVKQPQHFCOCIG ECWUGF D[ RTGFKEVGF GCTVJSWCMGU KP 9QM[Q CTGC QP &RTKN 9 J G 3 QTVJGTP-9QM[Q 'C[ GCTVJSWCMG YKVJ C OCIPKVWFG EQWNF YQTUGPVJKUUKVWCVKQPDGECWUG VJG VTCPURQTVCVKQPTGEQXGT[ OKIJ VDG FGNC[GF
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
VQ EJ GEM VJG RTGRCTGFPGUUQHTGUKFGPVUCTQWPF 9QM[Q 'C[ CTGCUCICKPUVVJG GZRGEVGF FKUCUVGTCHVGT VJG FKUCUVGT
&UVQ VJG RTGXKQWUUVWFKGUQPRTGRCTGFPGUUDGHQTG FKUCUVGT CEEQTFKPIVQ 'CPGTLGG CPF , KNNGURKG C ki C UGTKGU QHCEVKXKVKGU YJ KEJ FKTGEVN[ QT KPFKTGEVN[ UJ QWNF OKVKICVG NQUU QHNKHG CPF RTQRGTV[ KP FKUCUVGTi KU RTGFKEVGF QP VJG CUUWORVKQP VJCVFKUCUVGTU QHXCTKQWU HQTOU YKNNQEEWT DWVVJCVVJGKT PGICVKXG EQPUGSWGPEGU OC[ DG TGFWEGFl R .P QVJGT YQTFU RTG-FKUCUVGT RTGRCTGFPGUUKUCRTGRNCPPGF CEVKXKV[ VQ TGFWEG NQUUQHNKHG CPF CDCUKECUUWORVKQPWPFGTN[KPIVJG CEVKXKVKGUKUVJCVVJG[ EQPVTKDWVG VQ TGURQPUG GHHGEVKXGPGUU
8GXGTCNUVWFKGUQPFKUCUVGTRTGRCTGFPGUUJ CXG DGGPGZCOKPGF YKVJ OKZGF TGUWNVU &EEQTFKPIVQ 8CVVNGT 0 CKUGT CPF - KVVPGT kUQOGQPG YJ Q J CUVCMGPCEVKQPUVQ OKPKOK\G FCOCIG UGEWTG J KU QT J GT HCOKN[nU UCHGV[ QT TGRNCEG NQUVQT FCOCIGF RQUUGUUKQPU OC[ FGXGNQRG CP GPJ CPEGF UGPUG QHUGNHGUVGGO UGNH-GHHKECE[ RGTUQPCNEJ CTCEVGTKUVKETGUQWTEGU CPF UVTQPIGT DQPFU COQPI HCOKN[ CPF EQOOWPKV[ OGODGTU EQPFKVKQP TGUQWTEGUl R 9J GTGHQTG YJ GP KPFKXKFWCNU RGTEGKXG TKUMU QHFKUCUVGTU CPF DGNKGXG VJCVVJGKT YGNN-DGKPIU YKNNDG VJTGCVGPGF VJGP VJG[ CTG NKMGN[ VQ GPICIG KPRTGRCTGFPGUUDGJ CXKQTU &FFKVKQPCNN[ KPFKXKFWCNUYJ Q HGGNECRCDNG QHFGCNKPI
21
UKORN[ DGKPI CYCTG QHVJG TKUMU FQGU PQVUGGO VQ DG C UVTQPI HCEVQT HQT C IQQF RTGFKEVQT QH RTGRCTGFPGUUDGJ CXKQTU+CWRGN 0 GNNG[ CPF 5GVGG
- GPEG YG KPXGUVKICVGF RTGRCTGFPGUUDGHQTG FKUCUVGT CPF ECNEWNCVGF KVDCUGF QP VJG TGRNKGUVQ VJG SWGUVKQP < J CVJ CXG [QW FQPG HQT RTGRCTGFPGUU DGHQTG C FKUCUVGT TGICTFKPI VJG HQNNQYKPI ECVGIQTKGU% 0 GGRKPIUWRRNKGU HQQF YCVGT HKTUV-CKF MKV ENQVJKPI! 8VCDKNK\ KPIHWTPKVWTG!
, GVVKPIJ C\ CTF-TGNCVGF KPHQTOCVKQP! 2 CMKPICRNCPVQ OGGVWRYKVJ HCOKN[ CHVGTFKUCUVGTU!
8VTWEVWTCNN[ UVTGPIVJGPKPIVJG DWKNFKPIl KP( J CRVGT
3 WOGTQWUUVWFKGUJ CXG UJ QYPVJCVRTGXKQWUGZRGTKGPEGUYKVJ FKUCUVGTUCTG RQUKVKXGN[ TGNCVGF VQ RTGRCTGFPGUU'CPGTLGG CPF , KNNGURKG D .PQVJGTYQTFU VJGTG CTG UQOG GXKFGPEGUCDQWVC VGPFGPE[ VQ DG DGVVGT VTCKPGF CPF MPQYNGFIGCDNG KP FKUCUVGT CU C TGUWNVQHRTGXKQWU GZRGTKGPEG
&NVJQWIJ VJG , TGCV* CUV/ CRCP GCTVJSWCMG ECWUGF FGCVJU KP VJG 9QM[Q CTGC 3 CVKQPCN 5QNKEG &IGPE[ / WN[ RGTUQPU KP VJG 9QM[Q CTGC J CXG GZRGTKGPEGF UQOG NQUU QHVJGKT J QOG ECT HWTPKVWTG GVE FWG VQ WPHQTIGVVCDNG UVTQPIUJ CMKPIU
5TGXKQWUTGUGCTEJ RTQXKFGURQUKVKXG GXKFGPEGUHQTVJG TQNG QHFKUCUVGTGZRGTKGPEG KPVJG FKUCUVGT RTGRCTGFPGUU- QDHQNN !+TGGF[ 8J CY / CTTGNN CPF 2 CUVGTU &EEQTFKPIVQ 8CVVNGTGVCN KPFKXKFWCNU YJ Q GURGEKCNN[ GZRGTKGPEGF J WIG TGUQWTEG NQUU YQWNF DG OQTG NKMGN[ VQ CEMPQYNGFIG C FKUCUVGT VJTGCV CPF EJ QQUG RTQRGT EQWTUGU QH CEVKQP VJCP RGQRNG YJ Q J CXG GZRGTKGPEGF OGTG FCOCIGUFWG VQ CFKUCUVGTQTVJQUG YJ Q J CXG PQ FKUCUVGTGZRGTKGPEGU ) KUCUVGT UWTXKXQTUYJ Q GZRGTKGPEG J KIJ GTNGXGNUQHRTQRGTV[ NQUURC[ CVVGPVKQPVQ PGYUTGRQTVUCPF J CXG C DGVVGT WPFGTUVCPFKPI QHVJG RQVGPVKCNEQPUGSWGPEGU QHFKUCUVGTU 8CVVNGT GVCN .P CFFKVQP TGUKFGPVU YJ Q NKXG KP CTGCU VJCVCTG HTGSWGPVN[ VJTGCVGPGF D[ RTGFKEVGF FKUCUVGTU OC[ DG OQTG NKMGN[ VQ WPFGTUVCPF C J C\CTFU CPF VJTGCV1KPFGNNCPF 5GTT[ &EEQTFKPIN[ VJKU UVWF[
GZCOKPGF VJG KORQTVCPEG QHVJG TCPIG QHCFXGTUG GZRGTKGPEGU QHTGUQWTEG NQUU QP KPFKXKFWCN CFLWUVOGPVHQNNQYKPICPCVWTCNFKUCUVGT
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
FKUCUVGT RTGXGPVKQP VTCKPKPI PGGFU VQ EQXGT OKVKICVKQP RTGRCTGFPGUU CPF TGURQPUG CURGEVU QH PCVWTCNFKUCUVGTQEEWTTGPEG - QYGXGT +CWRGNGVCN UVCVGF VJCVHQTCP[ PWODGTQHTGCUQPU MPQYNGFIG NGCTPGF KPVJG FKUCUVGTGFWECVKQPRTQITCOUFQGUPQVCNYC[UVTCPUNCVG KPVQ CRRTQRTKCVG DGJ CXKQT .PQVJGTYQTFU KVECPPQVDG RTGUWOG VJCVGXGPKHRGQRNG MPQY YJ CVVQ FQ KPCFKUCUVGT VJG[ YKNNPGEGUUCTKN[ CEVQPVJG DCUKUQHVJCVMPQYNGFIG
'CUGF QPVJG CDQXG DTKGHTGXKGY KVKUPGEGUUCT[ VQ ICVJGTFCVCHTQO VJG CTGCUCHVGTVJG FKUCUVGTCPF EQORTGJ GPUKXGN[ EQPUKFGTCNNQHVJGUG KPHNWGPEGU 9 J GTGHQTG VJG RTGRCTGFPGUUKP9QM[Q 'C[ CTGCUYKNNDG FKUEWUUGF KP ( J CRVGT YJ KEJ KU DCUGF QP HWNN[ CPUYGTGF FCVC VQ VJG FGUKIPGF UWTXG[ CPF OWNVK -TGITGUUKQPCPCN[UKU