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HEC0HEC1

9.4 Future Prospects

Figure 9.31: A schedule of the LHC and HL-LHC operation [137].

[GeV]

t1

m

~

200 300 400 500 600 700 800 900 1000 [GeV]

0 1χ∼

m

0 100 200 300 400 500 600 700

< 0t

0 - m

χ1

- m t1

m~

< 0 - mW

0

χ1

- m t1

m~

0

χ1

bW

1

~t

0, χ1

t+

1

~t production, t1

~ t1

~

13.2 fb-1 28.0 fb-1 100 fb-1 300 fb-1 1000 fb-1 3000 fb-1

obs.

exp.

Limit at 95% CL

Figure 9.32: Evolution of the expected exclusion limits at 95% CL due to increment of integrated luminosity. The expected limits are evaluated by assuming integrated luminosity of 13.2 (early-Run-2, Moriond 2016), 28.0 (this thesis), 100 (late-Run-2), 300 (Run-3), 1000 (early-HL-LHC), and 3000 (HL-LHC) fb 1. Resolved, Boosted, and Diagonalresults are combined as described in Section9.3. The dashed lines show the expected limits including all uncertainties except the theoretical signal cross section uncertainty. For 28.0 fb 1, the observed limit (solid line) is also shown as a reference. The systematic uncertainties are assumed to be not changed. A region of m˜t1>1 TeV was not evaluated because samples with such high mass points were unavailable.

Chapter 10

Conclusion

This thesis presents a search for top squarks in events with one lepton inpp collisions atps= 13 TeV. Top squark (stop) is a new particle predicted by supersymmetry, which is an extension of the SM. Stop is the key particle to naturally solve the hierarchy problem of the Higgs mass correction (naturalness). The analysis targets a direct pair production of stops where each stop decays into the top quark and the lightest neutralino (˜t1 !t˜01), theW boson from one of the two top quarks decays to an electron or muon (either directly or via a ⌧ lepton), and the W boson from the other top quark decays hadronically. The lightest neutralino is a candidate of dark matter and this is also one of motivations of supersymmetry.

Since the analysis optimized to ˜t1 ! t˜01 is also sensitive to a model where stop directly decays into theb-quark,W-boson, and the lightest neutralino (˜t1!bW˜01), the analysis result is reinterpreted for ˜t1 ! bW˜01 model. The search uses 28.0 fb 1 of LHC pp collision data collected in the ATLAS experiment in 2015 and 2016.

Since the signal event topology highly depends on the mass di↵erence between the stop and the lightest neutralino, three analyses are performed which are optimized toDiagonal,Resolved, andBoostedtopologies of the signal events. InBoostedtopology ( m(˜t101)&3mt), top quarks are highly boosted so that bqq0 from hadronic top decay forms one large-R jet. In Resolved topology ( m(˜t101)⇠2mt), the hadronic top decay products are not merged into one large-R jet but resolved into three smaller-radius jets becausepT of top quark is relatively medium. In Diagonaltopology ( m(˜t101)⇠mt), the behavior of hadronic top decay is the same asResolved region but ˜01andt from ˜t1 decay are nearly collinear with respect to ˜t1momentum.

In a preceding study using the data of 13.2 fb 1, which uses events with one lepton in the final state, there were some excesses of CLb = 2.2 3.3 in several signal regions which are somewhat kinematically overlapped with each other [27]. The search in this thesis covers a part of the phase spaces with the excesses. For this reason, Resolved and Boosted analyses in this thesis are similar to those of Ref. [27]. The originality in this thesis is the Diagonal analysis which is newly developed and performed to search theDiagonalregion which is more important from the view of naturalness. The key technique newly developed for Diagonal analysis is a background estimation using ‘2-dimensional shape fit’, which greatly expands the search region ofDiagonal.

The analysis starts from defining physics object, which is a four-momentum reconstructed from the detector signature with a tag such as electron, muon, jet,b-jet, etc. The defined physics

objects are used in the event selection which specifies a phase space named ‘signal region (SR)’, where the signal events are enhanced and background events are suppressed. Since there is contamination of background events in the SR, they are estimated by using ‘control region (CR)’

defined as a SR with some key requirements changed to enhance purity and yield of a specific background in the region. Number of events in SR and CRs are used in a simultaneous fit, where the fitted parameters are total normalization scale factors for signal and backgrounds.

The total normalization scale factors are determined from the statistical constraint of CRs in the simultaneous fit, and then the background contamination in SR can be estimated from the fitted µbkg. Experimental and theoretical uncertainties are also considered by incorporating the systematic parameters with gaussian constraints into likelihood used in the simultaneous fit.

Finally, CLband CLsvalues are calculated in the hypothesis test which compares null-hypothesis (background-only scenario) to alternative-hypothesis (background + signal scenario) using the fit result.

The detector signature of the signal events is similar to that of a top quark pair (tt) produced¯ in association with large missing transverse momentum, which becomes the main background in the analyses. The event selection and background estimation are optimized to Diagonal, Resolved, and Boosted analyses, individually. Resolved and Boosted analyses exploit the con-ventional cut-and-count methods and the dedicated event selections which highly suppress the tt¯events. Diagonal analysis exploits the dedicated 2-dimensional (ETmiss,mT) shape fit newly developed in this thesis, which precisely estimates thett¯events in the signal region.

The analysis concludes that there is no significant excess over the SM background expectation inDiagonal,Resolved, andBoostedsignal regions. Exclusion limits at 95% CL are derived for stop pair production models for the assumptions of BR(˜t1 !t˜01) = 100% and BR(˜t1 !bW˜01) = 100% with di↵erent hypotheses of the mass splitting between the stop and the lightest neutralino.

These results extend the latest ATLAS and CMS exclusion limits with an integrated luminosity of 13.2 fb 1 for stop pair production model. TheDiagonal result newly excludes the ˜t1 !t˜01 and ˜t1 ! bW˜01 models with 200 GeV < m˜0

1 < 240 GeV and (m˜t1, m˜0

1) ⇠ (430, 250) GeV near the Diagonal line. The Resolved result doesn’t newly exclude but enlarges the expected CLs contour up to (mt˜1, m˜0

1) ⇠(700 800, 400) GeV. Although there was the excess of CLb

= 2.2 in the Resolved analysis with 13.2 fb 1 reported in Ref. [27], the excess decreases to CLb = 1.29 in this thesis. The Boosted result newly excludes the ˜t1 !t˜01 model with the m˜t1.980 GeV form˜0

1 .300 GeV and (m˜t1, m˜0

1) = (900, 350) GeV.

Acknowledgements

I thank CERN for the very successful operation of the LHC, as well as the support sta↵ from collaborating institutions without whom ATLAS could not be operated efficiently.

I thank Keita Hanawa who was a sta↵ sharing a workplace with me and gives me many advices about analysis technique (and very funny jokes). I thank Shimpei Yamamoto who was a sta↵helping my understanding statistics in high energy physics. I also thank Chikuma Kato who is my friend sharing a workplace with me and makes my life at CERN enjoyable and gives me hints helping my analysis that stem from his experience of Higgs analysis.

In particular, I thank Takashi Yamanaka and Junichi Tanaka very much.

Takashi Yamanaka is my supervisor who kindly supports this study and gives me a lot of penetrating advices in aspects of SUSY theory and analysis techniques. Without his helps, I would have not resolved many analysis stoppers.

Junichi Tanaka is my boss who sincerely supports my life and computing at CERN and gives me many helpful advices about analysis that comes from his thick experiences in physics analyses and about strategies or behaviors in working at CERN, which will be very helpful in the works in a big group (my next job is just the case).

They also have given many comments on this thesis. Without it, this thesis could have not been submitted.

Finally, I thank my family, Chikako Mori, Atsushi Mori and Eiko Mori very much for greatly supporting basis of my study and life. Without the dedicated supports, I could have not studied with my full e↵ort.

Thanks again!

Appendix A

Validation Fit for Diagonal

Figure A.1: Binning configuration for the validation fit in Diagonal. Slashed bins are ‘blinded’

bins that had not been either used until this validation fit has confirmed that there is no issue with respect to the (ETmiss,mT) shape fit configuration.

In this appendix, results of a validation fit forDiagonalare shown. In the context ofDiagonal, the validation fit means the 2-D shape fit with the blinded bins indicated in FigureA.1and the signal model dropped away from fit. The purpose of the validation fit is to check how well the background models (or the SM-only model) can explain the observed data and to confirm there is no issue in the fit. FigureA.2 shows variable distributions after validation fit at each ETmiss slice and at TAUCR. The variables not used in the selection, R(b,`),mtop,amT2, andtopness, are also checked and shown in Figure A.3-A.14. The parameters and correlations after fit are shown in Figure A.15 and A.16. The observed CLb obtained by a discovery hypothesis test with the benchmark signal model inDiagonalwhere (m˜t1, m˜0

1) = (400,200) is 0.436 (0.160 )1, concluding that there is no significant deviation from the only prediction and thus the SM-only model is plausible.

From the validation fit results, it has been concluded that there is no significant issue in the

1The terminology of hypothesis test is summarized in Section7.

2-D shape fit and unblind fit can be done with a confidence in this context. The unblind fit results are shown in Section9.2.

(a)mT at 1stETmissslice [100, 150] GeV. (b)mTat 2ndETmissslice [150, 200] GeV.

(c)mTat 3rdEmissT slice [200, 250] GeV. (d)mT at 4thETmissslice [250, inf] GeV.

(e)mTat TAUCR.

Figure A.2: mTdistribution with blind at eachETmissslice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) jet multiplicity at 1stEmissT slice [100, 150] GeV. (b) jet multiplicity at 2ndETmissslice [150, 200] GeV.

(c) jet multiplicity at 3rdETmissslice [200, 250] GeV. (d) jet multiplicity at 4thEmissT slice [250, inf] GeV.

(e) jet multiplicity at TAUCR.

Figure A.3: jet multiplicity distribution at eachETmissslice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) 1st jetpTat 1stEmissT slice [100, 150] GeV. (b) 1st jetpTat 2ndETmissslice [150, 200] GeV.

(c) 1st jetpTat 3rdETmissslice [200, 250] GeV. (d) 1st jetpTat 4thETmissslice [250, inf] GeV.

(e) 1st jetpTat TAUCR.

Figure A.4: 1st jet pT distribution at eachETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) 2nd jetpT at 1stETmissslice [100, 150] GeV. (b) 2nd jetpTat 2ndETmissslice [150, 200] GeV.

(c) 2nd jetpTat 3rdEmissT slice [200, 250] GeV. (d) 2nd jetpT at 4thETmissslice [250, inf] GeV.

(e) 2nd jetpTat TAUCR.

Figure A.5: 2nd jet pT distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) 2nd jetpT at 1stETmissslice [100, 150] GeV. (b) 2nd jetpTat 2ndETmissslice [150, 200] GeV.

(c) 2nd jetpTat 3rdEmissT slice [200, 250] GeV. (d) 2nd jetpT at 4thETmissslice [250, inf] GeV.

(e) 3rd jetpTat TAUCR.

Figure A.6: 3rd jetpT distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) 2nd jetpT at 1stETmissslice [100, 150] GeV. (b) 2nd jetpTat 2ndETmissslice [150, 200] GeV.

(c) 2nd jetpTat 3rdEmissT slice [200, 250] GeV. (d) 2nd jetpT at 4thETmissslice [250, inf] GeV.

(e) 4th jetpTat TAUCR.

Figure A.7: 4th jet pT distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) leptonpTat 1stETmissslice [100, 150] GeV. (b) leptonpTat 2ndETmissslice [150, 200] GeV.

(c) leptonpT at 3rdETmissslice [200, 250] GeV. (d) leptonpTat 4thEmissT slice [250, inf] GeV.

(e) leptonpTat TAUCR.

Figure A.8: lepton pT distribution at each EmissT slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) 1st b-jetpTat 1stETmissslice [100, 150] GeV. (b) 1st b-jetpTat 2ndETmissslice [150, 200] GeV.

(c) 1st b-jetpTat 3rdEmissT slice [200, 250] GeV. (d) 1st b-jetpTat 4thETmissslice [250, inf] GeV.

(e) 1st b-jetpTat TAUCR.

Figure A.9: 1st b-jet pT distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a)ETmiss/p

HTat 1stETmissslice [100, 150] GeV. (b)ETmiss/p

HT at 2ndETmissslice [150, 200] GeV.

(c)ETmiss/p

HTat 3rdETmissslice [200, 250] GeV. (d)ETmiss/p

HT at 4thETmissslice [250, inf] GeV.

(e)ETmiss/p

HTat TAUCR.

Figure A.10: ETmiss/p

HTdistribution at eachETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error.

(a) R(b,`) at 1stETmissslice [100, 150] GeV. (b) R(b,`) at 2ndETmissslice [150, 200] GeV.

(c) R(b,`) at 3rdEmissT slice [200, 250] GeV. (d) R(b,`) at 4thETmissslice [250, inf] GeV.

(e) R(b,`) at TAUCR.

Figure A.11: R(b,`) distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error. These plots are just for validations of the 2-D shape fit, and not used in either the event selection or the fit.

(a)mtop at 1stETmissslice [100, 150] GeV. (b)mtopat 2ndETmissslice [150, 200] GeV.

(c)mtopat 3rdETmissslice [200, 250] GeV. (d)mtop at 4thETmissslice [250, inf] GeV.

(e)mtopat TAUCR.

Figure A.12: mtopdistribution at eachETmissslice after the validation fit. The uncertainty band includes statistical and systematic error. These plots are just for validations of the 2-D shape fit, and not used in either the event selection or the fit.

(a)amT2 at 1stETmissslice [100, 150] GeV. (b)amT2 at 2ndETmissslice [150, 200] GeV.

(c)amT2at 3rdETmissslice [200, 250] GeV. (d)amT2 at 4thEmissT slice [250, inf] GeV.

(e)amT2 at TAUCR.

Figure A.13: amT2 distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error. These plots are just for validations of the 2-D shape fit, and not used in either the event selection or the fit.

(a)topnessat 1stEmissT slice [100, 150] GeV. (b)topnessat 2ndETmissslice [150, 200] GeV.

(c)topnessat 3rdETmissslice [200, 250] GeV. (d)topnessat 4thETmissslice [250, inf] GeV.

(e)topnessat TAUCR.

Figure A.14: topness distribution at each ETmiss slice after the validation fit. The uncertainty band includes statistical and systematic error. These plots are just for validations of the 2-D shape fit, and not used in either the event selection or the fit.

JER_NP0 JER_NP1 JER_NP2 JER_NP3 JER_NP4 JER_NP5 JER_NP6 JER_NP7 JER_NP8 JES_BJES JES_Eta_Model JES_Eta_NonClosure JES_Eta_TotalStat JES_Flavor_Composition JES_Flavor_Response JES_Np1 JES_Np2 JES_Np3 JES_Np4 JES_Np5 JES_Np6

JES_Pileup_OffsetMu JES_Pileup_OffsetNPV JES_Pileup_PtTerm JES_Pileup_RhoTopology JES_PunchThrough_MC15 JES_SingleParticle_HighPt

Luminosity

MET_Reso_para MET_Reso_perp MET_Scale TES_Detector

TES_Insitu TES_Model bextra cextra

eigen_b0 eigen_b1 eigen_b2 eigen_b3 eigen_b4 eigen_c0 eigen_c1 eigen_c2 eigen_c3 eigen_l0 eigen_l1

eigen_l10 eigen_l11 eigen_l12 eigen_l13 eigen_l2 eigen_l3 eigen_l4 eigen_l5 eigen_l6 eigen_l7 eigen_l8 eigen_l9

elId jvt muEffSyst

phId prw tauJetId tauReco

theory_A14 theory_DS theory_ckkw theory_fac theory_qsf theory_rad theory_renorm theory_scale xsec_diboson mu_ttbar1L-1 mu_ttbarTau-1

Uncertainty After Fit

−2

−1.5

−1

−0.5 0 0.5 1 1.5 2

Figure A.15: Model parameters and their uncertainties after the 2-D shape validation fit. The vertical dashed-dotted line divides into two categories; standardized systematic parameters (left) and normalization scale factors (right). The naming rule of systematic parameters follow Ta-ble8.1-8.5. For the detailed explanation on the fit configuration, see Section 7.2.

0.4

0.2 0 0.2 0.4 0.6 0.8 1

JES Enveloped NP 1 JES Enveloped NP 2 JES Enveloped NP 3 JES Pseudorapidity Calibration 1 JES Pileup 1 JES Pileup 3 JES Lighter-Flavor-Jet Response JES Lighter-Flavor-Jet Composition JER Enveloped NP JER Cross Calibration 2 JER Cross Calibration 3 JER Cross Calibration 4 JER Cross Calibration 5 JER Cross Calibration 7 Parallel Resolutionmiss TE Perpendicular Resolutionmiss TE Energy Scalemiss TE B-Tag Lighter-Flavor-Jet 1 ttbar & singletop Radiation ttbar Parton Shower singletop Interference W+jets & diboson Factorization W+jets & diboson Renormalization (ttbar1L)µ (ttbarTau)µ (ttbarTau)

µ (ttbar1L) µ W+jets & diboson Renormalization

W+jets & diboson Factorization singletop Interference ttbar Parton Shower ttbar & singletop Radiation B-Tag Lighter-Flavor-Jet 1 Energy Scale miss ET Perpendicular Resolution miss

ET

Parallel Resolution miss ET JER Cross Calibration 7 JER Cross Calibration 5 JER Cross Calibration 4 JER Cross Calibration 3 JER Cross Calibration 2 JER Enveloped NP JES Lighter-Flavor-Jet Composition JES Lighter-Flavor-Jet Response JES Pileup 3 JES Pileup 1 JES Pseudorapidity Calibration 1 JES Enveloped NP 3 JES Enveloped NP 2 JES Enveloped NP 1

0.06 0.07 0.02 0.11 -0.07 0.11 -0.03 0.18 0.28 0.22 0.51 0.37 0.43 0.29 -0.19 0.23 -0.07 0.02 0.18 0.11 0.26 -0.02 -0.08 0.48 1.00

-0.22 0.24 0.05 0.00 -0.21 -0.05 0.29 -0.28 0.06 0.06 0.30 0.19 0.25 0.14 -0.09 -0.04 -0.27 0.00 0.34 0.18 0.12 0.14 0.23 1.00 0.48

-0.03 -0.02 0.04 -0.01 -0.00 -0.05 0.08 -0.08 -0.02 -0.10 -0.04 -0.01 0.04 0.01 0.06 -0.07 -0.04 -0.22 0.09 0.03 -0.47 -0.21 1.00 0.23 -0.08

-0.03 0.02 0.01 -0.01 -0.02 -0.01 0.04 -0.04 -0.05 -0.02 0.03 -0.01 -0.00 -0.00 0.02 0.04 -0.02 -0.05 0.02 0.08 -0.05 1.00 -0.21 0.14 -0.02

0.04 0.28 -0.05 0.03 0.05 0.06 -0.09 0.05 0.22 0.06 0.01 0.03 0.05 0.02 -0.14 0.09 0.14 -0.11 0.26 0.21 1.00 -0.05 -0.47 0.12 0.26

-0.11 -0.24 0.02 -0.21 0.12 -0.03 -0.30 -0.03 0.06 -0.02 -0.06 -0.04 0.16 0.10 -0.04 0.09 -0.04 -0.03 0.03 1.00 0.21 0.08 0.03 0.18 0.11

-0.03 -0.11 -0.05 -0.12 -0.03 -0.04 0.07 -0.02 0.26 -0.04 0.01 -0.02 0.01 0.06 -0.16 0.08 0.13 0.01 1.00 0.03 0.26 0.02 0.09 0.34 0.18

-0.00 0.00 -0.01 0.02 0.02 0.00 -0.01 -0.01 0.07 -0.03 0.02 -0.02 0.01 0.01 0.01 -0.07 -0.05 1.00 0.01 -0.03 -0.11 -0.05 -0.22 0.00 0.02

0.12 -0.04 -0.01 0.15 0.07 0.17 -0.08 0.12 -0.24 -0.05 0.03 -0.06 -0.00 -0.02 -0.24 -0.28 1.00 -0.05 0.13 -0.04 0.14 -0.02 -0.04 -0.27 -0.07

0.06 -0.10 -0.03 0.07 0.12 0.03 -0.19 0.06 0.00 -0.04 0.12 0.10 0.14 0.03 -0.32 1.00 -0.28 -0.07 0.08 0.09 0.09 0.04 -0.07 -0.04 0.23

0.02 0.18 -0.05 -0.13 -0.02 -0.06 -0.11 0.11 -0.23 -0.07 0.11 -0.13 -0.07 -0.01 1.00 -0.32 -0.24 0.01 -0.16 -0.04 -0.14 0.02 0.06 -0.09 -0.19

0.03 -0.04 0.02 0.02 -0.03 0.05 -0.00 0.04 0.07 0.05 0.09 0.02 0.05 1.00 -0.01 0.03 -0.02 0.01 0.06 0.10 0.02 -0.00 0.01 0.14 0.29

0.03 0.02 0.02 -0.02 -0.01 -0.02 0.01 0.05 -0.01 -0.03 0.13 -0.11 1.00 0.05 -0.07 0.14 -0.00 0.01 0.01 0.16 0.05 -0.00 0.04 0.25 0.43

-0.01 0.11 0.00 0.02 -0.09 -0.01 0.01 0.07 0.15 -0.07 -0.19 1.00 -0.11 0.02 -0.13 0.10 -0.06 -0.02 -0.02 -0.04 0.03 -0.01 -0.01 0.19 0.37

-0.06 0.02 0.01 0.15 -0.09 0.15 0.04 0.01 -0.25 -0.08 1.00 -0.19 0.13 0.09 0.11 0.12 0.03 0.02 0.01 -0.06 0.01 0.03 -0.04 0.30 0.51

0.03 -0.06 0.03 -0.02 0.00 -0.05 -0.02 0.04 -0.13 1.00 -0.08 -0.07 -0.03 0.05 -0.07 -0.04 -0.05 -0.03 -0.04 -0.02 0.06 -0.02 -0.10 0.06 0.22

0.15 0.01 0.01 0.07 0.07 0.06 -0.04 0.14 1.00 -0.13 -0.25 0.15 -0.01 0.07 -0.23 0.00 -0.24 0.07 0.26 0.06 0.22 -0.05 -0.02 0.06 0.28

-0.16 -0.04 -0.01 -0.08 0.01 -0.02 0.06 1.00 0.14 0.04 0.01 0.07 0.05 0.04 0.11 0.06 0.12 -0.01 -0.02 -0.03 0.05 -0.04 -0.08 -0.28 0.18

0.04 0.14 -0.08 0.02 0.08 -0.04 1.00 0.06 -0.04 -0.02 0.04 0.01 0.01 -0.00 -0.11 -0.19 -0.08 -0.01 0.07 -0.30 -0.09 0.04 0.08 0.29 -0.03

-0.05 0.11 -0.02 -0.17 -0.04 1.00 -0.04 -0.02 0.06 -0.05 0.15 -0.01 -0.02 0.05 -0.06 0.03 0.17 0.00 -0.04 -0.03 0.06 -0.01 -0.05 -0.05 0.11

-0.02 0.02 0.03 -0.03 1.00 -0.04 0.08 0.01 0.07 0.00 -0.09 -0.09 -0.01 -0.03 -0.02 0.12 0.07 0.02 -0.03 0.12 0.05 -0.02 -0.00 -0.21 -0.07

-0.08 -0.04 0.02 1.00 -0.03 -0.17 0.02 -0.08 0.07 -0.02 0.15 0.02 -0.02 0.02 -0.13 0.07 0.15 0.02 -0.12 -0.21 0.03 -0.01 -0.01 0.00 0.11

-0.02 0.21 1.00 0.02 0.03 -0.02 -0.08 -0.01 0.01 0.03 0.01 0.00 0.02 0.02 -0.05 -0.03 -0.01 -0.01 -0.05 0.02 -0.05 0.01 0.04 0.05 0.02

0.04 1.00 0.21 -0.04 0.02 0.11 0.14 -0.04 0.01 -0.06 0.02 0.11 0.02 -0.04 0.18 -0.10 -0.04 0.00 -0.11 -0.24 0.28 0.02 -0.02 0.24 0.07

1.00 0.04 -0.02 -0.08 -0.02 -0.05 0.04 -0.16 0.15 0.03 -0.06 -0.01 0.03 0.03 0.02 0.06 0.12 -0.00 -0.03 -0.11 0.04 -0.03 -0.03 -0.22 0.06

h_corr_reduced (threshold 20 precent)

Figure A.16: Correlations among model parameters after the 2-D shape validation fit. Only parameters with at least one correlation of more than 0.2 are shown. The naming rule of sys-tematic parameters follow Table8.1-8.5. For the detailed explanation on the fit configuration, see Section7.2.

Appendix B

Asymptotic Formulae for Hypothesis Test

This appendix summarizes the ‘asymptotic formulae [120]’ that analytically deduces probability distribution of the modified profile likelihood ratio (PLR) in Equation 7.13. The asymptotic formulae can reduce CPU time drastically compared to a traditional MC sampling method, therefore it is matched to the analysis where many nuisance parameters must be included in the model. For usefulness in the later use, two types of test statistics are defined for the purpose of discovery and exclusion declaration respectively. The test statistic used for discovery is defined as:

t0= 8<

:

0 (ˆµsig<0)

2 ln ˜(0) (ˆµsig 0) (B.1)

And the test statistic used for exclusion is defined as:

t1= 8<

:

0 (ˆµsig>1) 2 ln ˜(1) (ˆµsig1)

(B.2)

To construct the probability distribution oft0(t1) to calculate p-values for discovery (exclusion), the asymptotic formulae [120] are used in the analysis instead of a traditional MC sampling method. The asymptotic formulae are based on the Wald’s theorem [138] where for the case there is just one POI, the following approximation of profile likelihood ratio is derived:

2 ln (µsig) = (µsig µˆsig)2

2 +O(1/p

N) (B.3)

where N is the number of observed events. From Equation B.3, the test statistic for discovery (EquationB.1) is approximated as:

t0= 8<

:

0 (ˆµsig<0)

ˆ µ2sig

2 (ˆµsig 0)

(B.4)

where is standard deviation of ˆµsig. And the probability of the test statistic for discovery can be derived as:

P rob(t00sig) =

✓ 1

✓µ0sig◆◆

(t0) +1 2

p1 2⇡

p1 t0

exp

"

1 2

✓p t0

µ0sig2#

(B.5)

where is standard gaussian,µ0sigindicates which hypothesis is assumed true for the probability (µ0sig= 0 and µ0sig= 1 for null- and alternative-hypothesis respectively), and ˆµsig is assumed to follow a gaussian distribution with meanµ0sig and standard deviation . In the case of the test of null-hypothesis (µ0sig= 0) to calculate CLb, this reduces to:

P rob(t00sig= 0) = 1

2 (t0) +1 2

p1 2⇡

p1t0

e t20 (B.6)

In the same way, the test statistic for exclusion (EquationB.2) is approximated as:

t1= 8>

>>

<

>>

>:

0 (ˆµsig>1)

(1 ˆµsig)2

2 (0µˆsig1)

1

2

µsig

2 (ˆµsig<0)

(B.7)

and the probability of the test statistic for exclusion can be derived as:

P rob(t10sig) =

✓µ0sig 1◆ (t1)

+ 8<

:

1 2

p1 2⇡

p1 t1exph

1 2(p

t1

1 µ0sig

)2i

(0< t112)

p 1

2⇡(2/ )exph

1 2

(t1 (1 2µ0sig)/ 2)2 (2/ )2

i (t1> 12)

(B.8)

For CLs calculation, CLb and CLs+b can be calculated by integration ofP rob(t10sig = 0) and P rob(t10sig = 1). The hypothesis test with the asymptotic formulae and profile calculation are implemented in RooStats [118].

Appendix C

Systematic Uncertainty Plots for Diagonal

This appendix shows ⌘ modeling for Diagonal in detail. Since there are too many ⌘ functions (⇠84000), relatively important systematic variations for the dominant backgroundt¯t(1L1⌧h) at eachEmissT slice and TAUCR are shown in FigureC.1-C.10.

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X/X[%]

0.9 0.95 1 1.05 1.1

(a) JER NP0

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JER_NP1Norm High JER_NP1Norm Low JER_NP1Norm Syst

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X/X[%]

0.96 0.98 1 1.02 1.04

(b) JER NP1

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X/X[%]

0.9 0.92 0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(c) JER NP2

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X/X[%]

0.88 0.9 0.92 0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(d) JER NP3

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JER_NP4Norm Syst Nom [MCStatError]

JER_NP4Norm High JER_NP4Norm Low JER_NP4Norm Syst

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X/X[%]

0.9 0.92 0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(e) JER NP4

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JER_NP5Norm Syst

JER_NP5Norm Syst Nom [MCStatError]

JER_NP5Norm High JER_NP5Norm Low JER_NP5Norm Syst

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50 100 150 200 250 300 350

X/X[%]

0.94 0.96 0.98 1 1.02

(f) JER NP5

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JER_NP6Norm Syst

JER_NP6Norm Syst Nom [MCStatError]

JER_NP6Norm High JER_NP6Norm Low JER_NP6Norm Syst

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X/X[%]

0.94 0.96 0.98 1 1.02 1.04 1.06

(g) JER NP6

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JER_NP7Norm Syst

JER_NP7Norm Syst Nom [MCStatError]

JER_NP7Norm High JER_NP7Norm Low JER_NP7Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.94 0.96 0.98 1 1.02 1.04

(h) JER NP7

Figure C.1: Systematic variations ofmT [GeV] shape at the 1st ETmiss slice ([100,150] GeV) of Diagonal fort¯t (1L1⌧h) (1/2). Each error bar indicates MC statistical error. Green and red lines indicate the⌘(↵=±1) values.

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JER_NP8Norm High JER_NP8Norm Low JER_NP8Norm Syst

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50 100 150 200 250 300 350

X/X[%]

0.96 0.97 0.98 0.99 1 1.01 1.02 1.03 1.04

(a) JER NP8

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JES_Flavor_CompositionNorm Syst

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JES_Flavor_CompositionNorm High JES_Flavor_CompositionNorm Low

JES_Flavor_CompositionNorm Syst

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X/X[%]

0.94 0.96 0.98 1 1.02 1.04 1.06

(b) JES Flavor Composition

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MET_Reso_paraNorm Syst

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MET_Reso_paraNorm High MET_Reso_paraNorm Low MET_Reso_paraNorm Syst

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X/X[%]

0.96 0.98 1 1.02 1.04

(c) MET Reso para

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MET_Reso_perpNorm High MET_Reso_perpNorm Low MET_Reso_perpNorm Syst

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X/X[%]

0.96 0.97 0.98 0.99 1 1.01 1.02 1.03 1.04

(d) MET Reso perp

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theory_A14Norm Syst

theory_A14Norm Syst Nom [MCStatError]

theory_A14Norm High theory_A14Norm Low theory_A14Norm Syst

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X/X[%]

0.92 0.94 0.96 0.981 1.02 1.04 1.06 1.081.1 1.12

(e) theory A14

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theory_radNorm Syst

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theory_radNorm High theory_radNorm Low theory_radNorm Syst

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X/X[%]

0.9 0.95 1 1.05 1.1

(f) theory rad

Figure C.2: Systematic variations ofmT [GeV] shape at the 1st ETmiss slice ([100,150] GeV) of Diagonal fort¯t (1L1⌧h) (2/2). Each error bar indicates MC statistical error. Green and red lines indicate the⌘(↵=±1) values.

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JER_NP0Norm Syst

JER_NP0Norm Syst Nom [MCStatError]

JER_NP0Norm High JER_NP0Norm Low JER_NP0Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.94 0.96 0.98 1 1.02 1.04 1.06 1.08 1.1

(a) JER NP0

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50 100 150 200 250 300 350

Entries

100 200 300 400 500 600 700 800 900 1000

JER_NP1Norm Syst

JER_NP1Norm Syst Nom [MCStatError]

JER_NP1Norm High JER_NP1Norm Low JER_NP1Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.96 0.98 1 1.02 1.04 1.06

(b) JER NP1

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50 100 150 200 250 300 350

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JER_NP2Norm Syst

JER_NP2Norm Syst Nom [MCStatError]

JER_NP2Norm High JER_NP2Norm Low JER_NP2Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.99 1 1.01 1.02 1.03 1.04 1.05 1.06 1.07

(c) JER NP2

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50 100 150 200 250 300 350

Entries

100 200 300 400 500 600 700 800 900 1000

JER_NP3Norm Syst

JER_NP3Norm Syst Nom [MCStatError]

JER_NP3Norm High JER_NP3Norm Low JER_NP3Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(d) JER NP3

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50 100 150 200 250 300 350

Entries

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JER_NP4Norm Syst

JER_NP4Norm Syst Nom [MCStatError]

JER_NP4Norm High JER_NP4Norm Low JER_NP4Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.96 0.97 0.98 0.99 1 1.01 1.02 1.03 1.04 1.05

(e) JER NP4

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JER_NP5Norm Syst

JER_NP5Norm Syst Nom [MCStatError]

JER_NP5Norm High JER_NP5Norm Low JER_NP5Norm Syst

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50 100 150 200 250 300 350

X/X[%]

0.96 0.98 1 1.02 1.04 1.06

(f) JER NP5

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JER_NP6Norm Syst

JER_NP6Norm Syst Nom [MCStatError]

JER_NP6Norm High JER_NP6Norm Low JER_NP6Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.97 0.98 0.99 1 1.01 1.02 1.03 1.04

(g) JER NP6

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JER_NP7Norm Syst

JER_NP7Norm Syst Nom [MCStatError]

JER_NP7Norm High JER_NP7Norm Low JER_NP7Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.98 1 1.02 1.04 1.06

(h) JER NP7

Figure C.3: Systematic variations of mT[GeV] shape at the 2nd ETmissslice ([150,200] GeV) of Diagonalfort¯t (1L1⌧h) (1/2). Each error bar indicates MC statistical error. Green and red lines indicate the⌘(↵=±1) values.

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50 100 150 200 250 300 350

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JER_NP8Norm Syst

JER_NP8Norm Syst Nom [MCStatError]

JER_NP8Norm High JER_NP8Norm Low JER_NP8Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.98 0.99 1 1.01 1.02 1.03 1.04 1.05

(a) JER NP8

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50 100 150 200 250 300 350

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100 200 300 400 500 600 700 800 900 1000

JES_Flavor_CompositionNorm Syst

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JES_Flavor_CompositionNorm High JES_Flavor_CompositionNorm Low

JES_Flavor_CompositionNorm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.96 0.98 1 1.02 1.04 1.06

(b) JES Flavor Composition

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100 200 300 400 500 600 700 800 900 1000

MET_Reso_paraNorm Syst

MET_Reso_paraNorm Syst Nom [MCStatError]

MET_Reso_paraNorm High MET_Reso_paraNorm Low MET_Reso_paraNorm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.98 0.99 1 1.01 1.02

(c) MET Reso para

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MET_Reso_perpNorm Syst

MET_Reso_perpNorm Syst Nom [MCStatError]

MET_Reso_perpNorm High MET_Reso_perpNorm Low MET_Reso_perpNorm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.96 0.97 0.98 0.99 1 1.01 1.02 1.03 1.04

(d) MET Reso perp

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theory_A14Norm Syst

theory_A14Norm Syst Nom [MCStatError]

theory_A14Norm High theory_A14Norm Low theory_A14Norm Syst

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X/X[%]

0.88 0.9 0.92 0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(e) theory A14

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theory_radNorm Syst

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theory_radNorm High theory_radNorm Low theory_radNorm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.85 0.9 0.95 1 1.05

(f) theory rad

Figure C.4: Systematic variations of mT[GeV] shape at the 2nd ETmissslice ([150,200] GeV) of Diagonalfort¯t (1L1⌧h) (2/2). Each error bar indicates MC statistical error. Green and red lines indicate the⌘(↵=±1) values.

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50 100 150 200 250 300 350

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50 100 150 200 250 300 350 400 450

JER_NP0Norm Syst

JER_NP0Norm Syst Nom [MCStatError]

JER_NP0Norm High JER_NP0Norm Low JER_NP0Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.92 0.94 0.96 0.98 1 1.02 1.04 1.06

(a) JER NP0

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50 100 150 200 250 300 350

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50 100 150 200 250 300 350 400 450

JER_NP1Norm Syst

JER_NP1Norm Syst Nom [MCStatError]

JER_NP1Norm High JER_NP1Norm Low JER_NP1Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.95 0.96 0.97 0.98 0.99 1 1.01 1.02 1.03

(b) JER NP1

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JER_NP2Norm Syst

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50 100 150 200 250 300 350

X/X[%]

0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(c) JER NP2

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JER_NP3Norm Syst

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JER_NP3Norm High JER_NP3Norm Low JER_NP3Norm Syst

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50 100 150 200 250 300 350

X/X[%]

0.94 0.96 0.98 1 1.02 1.04 1.06 1.08

(d) JER NP3

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JER_NP4Norm High JER_NP4Norm Low JER_NP4Norm Syst

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50 100 150 200 250 300 350

X/X[%]

0.92 0.94 0.96 0.98 1 1.02 1.04

(e) JER NP4

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0.96 0.98 1 1.02 1.04

(f) JER NP5

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X/X[%]

0.96 0.98 1 1.02 1.04 1.06

(g) JER NP6

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JER_NP7Norm Syst

JER_NP7Norm Syst Nom [MCStatError]

JER_NP7Norm High JER_NP7Norm Low JER_NP7Norm Syst

mt/1000

50 100 150 200 250 300 350

X/X[%]

0.92 0.94 0.96 0.98 1 1.02

(h) JER NP7

Figure C.5: Systematic variations ofmT[GeV] shape at the 3rd ETmiss slice ([200,250] GeV) ofDiagonal fort¯t (1L1⌧h) (1/2). Each error bar indicates MC statistical error. Green and red lines indicate the⌘(↵=±1) values.

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