A
Mathematical
Model for Latitudinal
Gradient
of
Forest Species Diversity
Yoh
Iwasa,Takuya Kubo and Kazunori
Sato
Deparrment of Biology, Faculty ofScience,Kyushu University, Fukuoka812,Japan
熱帯多雨林で樹木の種の多様性が高いのはなぜか
?
九州大学理学部 巖佐庸 ・ 久保拓弥 ・ 佐藤一憲
Thespeciesdiversity oftreesmaintained in tropical rain forests ismuchhigher than in
temperate,boreal,
or
seasonally dry tropical forests. Inthispaper,
we
analyzea
mathematical model of tree-by-tree replacement. Withegap
formation ocuring throughout theyear,
a season
unfavorable for growth
causes a
peak ofregeneration opportunityin the beginning of thegrowing
season.
Theresulting synchronization ofregeneration opportunityjeopardizes the coexistence ofmany
similar species.1.
IntroducitonAn importantunsolved quesfion in ecology iS whatcontrolsffierichness ofspeciesofasimil と
lifeform living in the
same
habitat. The problem is illustratedmostclearly by the latitudinal gradient oftreespecies diversity,as
tropicalrainforestsinclude by farmore
tree species thantemperate forests of the
same area.
Forexample, withina
researcharea
of2haof the tropical forestat Pasoh,Malaysia(I), thereare
1169
individualtrees withthe DBH(diameteratbreast height)larger than $10cm$,and they constitute276
species. Eventhecommonestspecieshasno
more
than5
percentofthetotal, only8
species havemore
than18
individuals, and 114 speciesare
represented bya
singleindividual. This makes sharpcontrastwithmany
temperateand borealforests,in whichone
or a
few dominant speciesoccupy
a
large fraction ofarea.
Among tropical forests where the temperatureis constantly high throughouttheyear, the species diversity clearly decreases withthe lengthof the dry
season
(1). Thespecies diversity oftrees isthe highest for tropical rain forests inBorneo, wheremonthlyprecipitationexceedshave
a
few relatively drymonths,anditisstill lowerfortropical seasonal forests andsavanna
woodlands, where there is
a
clear dryseason
of severalmonths.Gause’s principle ofcompetitiveexclusionstatesthatitis difficult for species similar in lifeform and
resource
utilizationtocoexiststably. However, trees apparentlyrequirea
similarsetofresources, such
as
light, soilmoisture,mineral nutrients,andyetmany
species coexistwithin
a
habitat(2). Whatpreventsone
or a
fewspeciesthatare
themosteffective incompetitionfromeliminating others ? Numerousmechanisms havebeenspeculatedtoexplain thespecies diversity oftreesin tropicalrain forests(3). The following
are
some
examples(12).2.
Hypotheses Explaining Latitudinal Gradient of Species Diversityi)Specialization ofResource Use: Aclassical viewis thatcompetingspecies
are more
likelyto coexiststablywhen theydiffer inniche,or
theresource
use
pattem,and that thecommunitycan
maintaina
larger numberofspeciesif eachspecies ismore
specialized(4). Unpredictableor
fluctuating
resource
availability intemperateforestsmay
inhibit theevolutionofnichespecialization, resulting in fewercoexisting speciesthan intropics(5). Although specialization oftree specieswithrespecttoregenerationisimportant(2, 6, 7),extremelyhighdiversity of tropicalrainforestsisunlikelytobe explained only by theobserved degree of niche
specialization(8).
ii) Mode of Disturbance: Randomdisturbance notonly delays the competitive exclusion betweenspecies,butalsoactively maintainsthespecies diversity(9). Mathematicalmodels that successfully explain the stablecoexistence of
a
largenumberofspecies withvery
similar life form oftenassume
sedentaIy and long-lived adults and widely dispersing larvaeor
seeds(”foundercontrol“ models ofcompetitionfor
space,
(9)),the examples including Hubbell’srandom drift model and Chesson and Wamer’slotterymodel$(10,11)$
.
A single disturbanceeventsuch
as
a
fireor a
bigstonnmay
killtreesover a
large area,andcause
spatially clumped and temporally synchronizedtreeregeneration. Iflarge-scaleddisturbancesare more
pronounced intemperateandborealregions than intropics, then this
may
possibly explain the latitudinal difference ofspeciesdiversity (12).iii) Smaller Opportunity forCompetition: Accordingto the
survey
offield observations andexperimentsin
a
varietyof plantcommunities,including freshwateralgalcommunities, speciesdiversity isoften the highest in habitats of relativelylow
resource
supply(13). This trendcan
be explained intuitively
as
thata
slowgrowthratereduces theopportunityforcompetitiveexclusion. Theidea
can
bemademore
rigorous(14). Negative correlation between soiltropicalrain foreststheavailability ofnutrients in the soil wouldbeconstantlylow,
as
most nutrientresources
are
likelytobecapturedbytrees (15). Incontrast,intemperateand boreal forests,the availability ofsoil nutrientmay
havea
seasonal peak, due for exampletothe synchronized defoliationoftreesor
tosnow-thawing, causingtemporarily eutrophicenvironmentprovidingopportunity for
a
few fastgrowing speciestodominate thecommunity.iv)Productivity: Species-energy hypothesis postulates that the
energy
availabilitymay
constrain the number ofcoexisting species (16). Recentcomparative studiesof forest species
diversity
over a very
large scale havedemonsrrateda
strongcorrelation between thespeciesdiversity and theannual actualevapotranspiration,
a very
good predictor ofprimaryproductivity (17). However the analysis of finer scaled comparisonssometimesreveals
negativecorrelation between plantspeciesdiversity and thenetprimaryproductivity (13). In
addition,
no
convincing theory is currently available that explains why speciesdiversity should be higher in productive habitats.v) Specific Herbivores and Pathogens: Alarge effectof
a
generalist predatoron
speciesdiversity of its
prey
species has often been demonstrated(18). Probablymore
effective in enhancingspecies diversityare
theparasites,pathogens, and predators thatare
specifictohostspecies. These
cause
greaterdamagewhenthesusceptivehostplantismore
abundant, producingstrongfrequency dependencefavoringrare
species and enhancing the host guild diversity (19). Thiscan
explain the latitudinaldiversity gradientifpathogens and herbivoresare
somehowmore
activein the tropicsthan intemperatezones.
Janzen’s prediction that specific predators inthe tropics shouldsuppress
therecruitmentoftreespeciesnear
conspecific adulttreesis sometimessupported (20),but the observedeffectis notstrongenoughtoexplain theextremediversity of tropical forests (21).vi)EvolutionarylEcological History: Lowtreediversity of temperate and boreal forestsis sometimesconsidered
as
a
resultof shorttime sincetheretreatof the last glacier. However the lineages oftrees intemperateand borealregions andthesehabitats themselvesare
old in evolutionary history(13). Therateofspeciationmay
be higher inthetropics than intemperateregions. For example,animal-pollinated tropical trees
may
experience faster speciation than wind-pollinated boreal foresttrees. Habitatfragmentation of tropicalrain forestsduring glaciationisalso suggestedto havecaused genetic differentiation and produceda
largenumber of tropical species.All the six hypotheses
seem
tobeplausible andare
likelytobeimportantinsome
latitudinal gradient oftree speciesdiversity. One effective approach istomodeleach hypothesis
or process
andtoexamine theoreticallythecondition in which that mechanism works.In thefollowing,
we
studya
mathematical model describing the dynamical changes ina
communityby replacement oftrees. We analyze inparticular howspeciesrichness decreases withthe length of the cold
or
dryseasons
basedon a
hypothesis that lower species diversity intemperateregions is
a consequence
ofthe greatersynchronization of regenerationopportunitiesthaninthetropics. Weconclude(1) the
mere
existence of unfavorableseason
can
reduce significantly the diversity of coexisting species. (2) Diversity intheequilibrium communitycan
be high when niche width of eachspecies is broad andresource use
is strongly overlapped.(3) Equilibrium community includes several distinct
groups
ofspeciesdiffering in phenology ofregeneration.3.
ModelChesson and Wamer analyzed the lottery model and demonstrated that the temporal fluctuation ofrecruitmentabilityuncorrelated between species isable tomaintain
a
high species diversity(I1). Theconditionthisrequires (calledstorage effect)is thatsedentaryadultsonce
successfullysettled
can
surviveover
time sufficiently longer than the intervals betweenintermittentfavorable periods that give
a
rremendoussuccess.
Runklepostulated thatthe storageeffectisthebasic mechanism for
many
similartree speciestocoexist ina
forest(22). Onlya
small fraction of sitesare
disturbed eachyear.
Even tropicaltrees havestrong seasonality in fruit production, andthis subsequentlycauses
a
higherregenerationability of thespecies for subsequent months.
Runklethen notedthatthetemporalpattemof
gap
formation and thegap
sizeare
similar between tropical andtemperateforests (23). In seasonalenvironments, however,gaps
created during the unfavorableseason
(eithercoldor
dry)remainunfilled andincrease in number until the beginning of the following favorableseason.
This producesa
synchronizedregeneration opportunityfortree species andgives competitiveadvantagetothespecies having the peakregenerationabilityatthe startof thefavorablegrowing season,resulting in
a
lowerspeciesdiversity. As the number of cold
or
drymonthsper year
increases, the peakrateof supply ofgaps
in the beginning of the favorableseason
becomesmore
importantand speciesdiversity decreases.Here
we
studythis hypothesis. Theforestis composed ofa
largenumberofsites, eachof which occupied by
a canopy
tree. Eachyear,
onlya
small fraction ofsitesreceive disturbance andthegaps
thuscreatedare
filled bythespecies randomly chosenin thecommunity,considering seasonality of regeneration ability. Let$X_{j}$ bethefraction ofsites
occupied by the ith species $(i=1,2,.., n)$. The change of$X_{j}$
per year
is:$\Delta X_{i}=\lambda\{- X_{i}+\int_{0^{T}}d(\frac{M\iota)X_{i}}{\sum_{j--1}^{n}\beta 4t)\kappa_{j}}\{$
(1)
where$\lambda$is the annualrateofdisturbance. Theinverse $1/\lambda$isequaltothe
average
tumover time,andisof the order of
100
to200 years.
$T$is the length ofa year
($T=3\omega$days) and$t$indicatesday within
a year.
Regenerationopportunity$p(t)$is the distribution of thedateatwhich
gaps
are
available forregeneration. Let$b$bethe length of the unfavorableseason
(Fig. 1). $p(t)$ iszero
for$0\leq t$$\leq b$,and itis large forthefirsttwoweeksof the growingseason,indicating that all the
gaps
thatare
accumulated in the preceding unfavorableseason
thenbecome available forregeneration. Regeneration opportunity$p(t)$is normalizedso
that its integral is equaltounity.Theregeneration ability of the ith species$(i=1,2,.., n)$
on
day$t(0\leq t\leq T)$is:$\beta_{i}\{t)=\{$
$1+\cos((t- iT/n)\pi/w)$, $|t- iT/n|<w$
$0$, otherwise
(2)
whichis larger than 1, half-peak height, forthetime period of length $w$. Note that multiplying
regenerationability by
a
constantdoesnotchangethedynamics, Eq. (1). Function$\beta_{i}\{t$) hasa
bell shapedcuIveandthedateatwhich eachspecies has the peakis spaced regularly
over
theyeと.
Thepresentmodeldescribescompetitionof plants differing in the phenological aspectof theregenerationniche (2), where speciescompetefor newlyformed
gaps.
Accordingto thisinterpretation,regenerationopportunity$p(t)$isthe
resource
supplyrateand regeneration ability$\beta_{i}(t)$
isthephenological niche for the ith species. Theparameter$w$henceindicatestheniche
width.
4.
Equilibrium Species DiversityThedynamicalsystem Eq. (1) has
a
uniqueequilibrium that is globally stable. Thiscan
beproved byconsidering the following function:$V(X_{1},.., X_{n})=- \int_{0}^{\tau_{At)\log}}5\sum_{=1}^{n}\beta_{J}\{t$)$X_{j}]dt$
(3)
whichdecreases withtime
as
$X_{1},$$,$
$X_{n}$ change
withtime$t$
as
changingfollowing Eq. (1) andattains the minimumatthe equilibrium,it is
a
Lyapunov function(26). Eq. (3)isa measure
of thedistancenamed”Kullback’s divergence” between thetwodistributionsover
$t,$$\mu_{t)}$and $\sum_{j=1}^{n}\beta X^{t)\chi_{j}}(24)$. Eq. (3)therefore statesthat the
sum
of regeneration ability ofthespeciesbecomes closer with timetotheregeneration opportunity$\iota Xr$
),
and inthe equilibrium, the
community species composition gives the bestapproximation of$\iota Xt$) in the
environmentby
a
linear combination ofregenerationability
curves
of$n$ species$\beta_{i}(t)$
.
We hereexaminehow much species diversity
can
bemaintained in the equilibrium of Eq. (1),the diversity being measured simply by the total number ofspecieshavinga
positiveabundance.
The model analyzed exrremely speciesrichcommunitieswith
many sparse
speciesthat differvery
little from each other inregenerationniche. As the total number ofspecies$n$increases,
more
specieswithsimilar phenology become included, and eachspecies decreases its abundance. The number ofspeciespresentin the equilibriumcommunity$S$increases almost inproportion tothe total number ofspecies $n$.
$S_{-}D$ecies diversitv
versus
the len th of unfavorableseason
Fig. $2A$illustrates the relationshipsforthe number ofspecies$S$andthe length of unfavorable
season
$b$.
The total numberofspeciesis $n=80$. The diversity decreases with the length of unfavorableseason,
as
postulated(22). Howeverthe
way
it decreases greatly dependson
niche width$w$.
$S_{-}oecies$diversitv
versus
niche width Fig. $2B$illustrates the relationship ofthenumber of exisiting species$S$and the niche width $w$. The diversityisnotmonotonically decreasing withnichewidth $w$. Itdecreases with$w$for small$w$, takes
a
minimumforan
intermediate$w$, andthenincreases again forlarge$w$.
Atraditionalconceptofspecies packingsuggeststhat
a
larger number ofspeciescan
coexistifthespeciesare more
specialized, andhenceitpredicts the decrease of thespeciesdiversitywithniche width$w$. However,in thepresentmodel this holds only for small niche
ofspecies increases(ratherthandecreases)with the niche width and with the degree of niche overlapping. This seeminglycounter-intuitiveresult
can
be understood by consideringa
limiting
case
ofvery
flat$\beta_{i}\{t$).in which the species
are
similar in regeneration ability, and allthespecies
can
bemaintained inthe system. Competitive exclusion is themosteffective when$\beta_{\iota}\{r$)has
an
intermediatewidth,as one or a
few specieswiththe peakregenerationdate coinciding with the peakregeneration opportunityin theenvironmentdominate andexcludeothers.Phenolomofcoexistingspecies Fig.
3
illustrates the phenologicalpattemsofthe equilibriumcommunity. The abundance of each species isindicated by
a
symbolon
the dateatwhich its regenerationabilityisatmaximum.Thespecieshavingitspeak
near
the beginning ofthegrowingseason
suppresses
otherspecies withsimilar peak regeneration dates butnotthose with sufficientlydifferent peak dates.
As
a consequence,
thereappears
a
wave-likepattemof the abundanoeof species. For example,Fgi.$3A$illustratesthe
case
with unfavorableseason
of five months ($b=150$ days)andniche width $w=60$days. Thereare
threegroups
of species withpositive abundance. Thespeciesin the firstgroup
have the peakregenerationabout 170; the secondgroup,
between240
and 260; the thirdgroup,
between320
and325.
The distance between adjacentgroups
is about70
to 80days. As the niche width increases,thewavelength ofthepattemincreasesand the number of
groups
decreases, and finally thereremainsonlya
single peak located in the middle(ratherthanin thebeginning) of thegrowing
season
(e.g.Fig. $3B$ is for$w=165$ days).Fig. $3C$and$3D$
are
the resultswhenthe lengthof unfavorableseason
isone
month, shorter than in Fig. $3A$and $3B$. Interestingly, for short unfavorableseason
and wide niche(Fig. $3D$),there
are
many
specieshaving peakregenerationduring theunfavorableperiod. This isbecausea
dominantspecieswith peakregeneration in themiddle ofa
growingseason
suppresses
au
thespecies having peakregenerationclosetothem.We alsostudiedthe
case
in which the recruirment ability decreases with the abundance ofthespecies and thecase
in whichthereisrecurrentreinvasionofspecies from outsidesource.
Theresultsare
qualitatively thesame
as
thebasiccase
studied here.6.
ConcIusionThepresentstudy shows the importanceof temporalpattem,especiaUyseasonalpattem,
of the opportunityforregenerationin understanding thespeciesdiversity maintained in the forests (22).
In tropicalforests, seasonalvariation
occurs
in arrival of seeds ata
site,as
thereisa
clear seasonal rhythm of both fruitfall and seedgermination(26). Althoughmosttropicalrain
foresttreespecies
are
presentin the understory beforegaps
are
produced, theturnoverofstemsamong
the seedling poolishigh. For example,Augspurgerreported thatmostseedlings diewithin three months ofgermination(27). Hence
among
treespecies there isa
seasonalvariationof the germination advantage ofregenerationrates,aUowing theircoexistencein
a
habitat through thestorageeffect mechanism (11).
Onthe otherhand, the length of period during which eachtreespecies
are
abletoregenerate,probably extends
over
several months instead ofa
weekor
two. Since the niche widthin the model,denotedby$w$, should bemuch longer than the period for high regenerationoppormnity, coexisting speciesmusthaveconsiderable niche overlap with each other.
One of
our
findings in thispaper
isthata
broader niche of eachspeciesmay
result ina
larger number ofcoexisting species with
an
extremeniche overlap. As illustrated by Fig. $2B$, $4B$ and$5B$,the relation of the speciesdiversity and the niche width is notmonotonical. Theprevious understanding about the relation of diversity and niche width
was
thatnarrow
niche(orspecialized
resource
use)should enhancethediversity of coexisting species$(4,5)$. Thisisthe
case
when the nichewidth of each species isshort compared with the width of regenerationopportunityin theenvironment. When the nichewidthissufficientlybroad,the number of
coexisting species increase,ratherthandecreases,with the niche width. Thisis because
many
species
can
coexistiftheyare
very
similar. Huston (14)andHubbell and Foster(8) stated thisas
the basic mechanism fornumerous
tree species tocoexist in tropicalforests withoutsufficient degree of specialization.
Compared with otherhypotheses explaining latitudinal gradient of diversity, thepresent
model identifies
a
directlogicalconnection betweenspecies diversity difference andtheexistenceofwinter
or
dryseason.
Amerit ofthehypothesisis its simplicity. At thismoment,however,
we
cannottell which ofmany
possibleprocesses
is the dominant factorexplaining the observedlatitudinalgradient of forest diversity, allsixclasses ofhypotheses listedup
before look plausibletous.
Tomodeleachaspectof the hypotheses andtospecify theconditionsin which eachproposed mechanismworks,as we
havedone in thispaper,
isprobably themost effectiveapproach understanding thebasicand generalmechanism maintaining biodiversityin naturalecosystems.Referencesand Notes
(1)Kira$T$(1983)“Ecology
of
tropicalforests.
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of
thefar
east.“ (2nd ed.)Oxford UniversityPress(2)Grubb$P$(1977) BiolRev52: 107-145
(3)Begon$M$,HarperJL,TownsendCR(1990)”Ecology:individuals,populations andcommunities“(2nd ed.).
BlackwellSci,London
Diamond$J$,CaseTJ eds. (1986)“Community ecology“ Harper andRow,N.Y.
Ricklefs RE (1990)“Ecology“ (3rd ed.)FreemanandCo.,N.Y.
(4)MacArthur RH(1972)“Geographical ecology:patternsinthe disrributionofspecies“. Harper andRow,N.Y
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Pianka ER(1978) “Evolutionary ecology.“ (2nd ed.)Harper andRow,N.Y.
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(7)Shmida$A$,Ellner$S$ (1985) Vegetatio58: 29-55
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$\sum^{n}X_{i}- 1$
(28) Toprovethe stability of the dynamics.weconsider the Eq. (3)plus$i=1$ whichiszerobecasethe summationof$X_{i}$ is unityin Eq. (1).
Bynoting annualchange in$X$; issmall,
theone-yearchangeof$V$ following Eq.(1)isalwayspositive:
$\Delta V(X_{1},.., X_{n})=\sum_{j--1}^{n}\frac{\partial V}{\partial X_{i}}\Delta X_{i}=-\sum_{i=1}^{n}\lambda X\{\int_{0^{T}}dt\frac{\beta(t)}{\sum_{j--1}^{n}Mt)X_{j}}- 1)^{2}\leq 0$
This together with theconvexityof function$V$(i.e.Hessianmatrix is negativedefinite) leadstothe conclusion
Figure 1 AnilluStrationof themodel Gapsareformedataconstant ratethroughouttheyear During山$e$
seasonunfavorable fortreegrowthwiththe length$b$,gapsareaccumulated withoutbeing filled,andbecome
available for regenerationinthe beginningof the growingseason. (Top)Regeneration opportuniry$p(t)$iszero
duringtheseasonunfavorable fortree growthwithlength$b$. It hasasharppeakinthebriefperiod at the
beginningof growingseasonandisalow constantafterwards. (Bottom)Thepeakregenerationopportunityis
taller$wi$由山$e$lengthof unfaVorableSeaSon
Figure2 The numberof species$S$withpositive abundance intheequilibrium. (A) Horizontalaxisis thelength
of unfavorableseason$b$.Thenumber ofspecies$S$dccreasessharplywith thelengthof unfavorableseason$b$,
differentlines correspondingtodifferent niche width$w$. $(B)$ Horizontalaxis isthe niche width$w$. The number
ofspeciestendtobe large both forverynarrowandverybroadniche,butisthelowest forintermediateniche
width$w$. Thelengthofayear is$T=360$days,and thetotal number ofspeciesis$n=80$. The numerals in the
figureisthe lengthofbadseason$b$.
Figure3 Thephenological patternof speciesattheequilibrium. The abundance of each speciesisindicated bya
circleonthe dayatwhichits regencration abilityisatmaximum. Solidcirclcsareforspecieswithpositive
abundance$(^{X_{i}>0})$andopcnones areforspeciesabsent$(^{X_{i}=0})$in the equilibrium. Shadedareasarefor
regeneration opportunitycurve$p(t)$. $(A)$Unfavorableseasonextcnds five months($b=150$days),andnichewidth
is$w=60$days. The communityincludes threegroupsofspeciesdiffering in the date of peak regeneration. Peak
datesareseparatedabout70to80days(alittlelonger than$w$). $(B)$ Nichewidthisbroader$(w=165)$. Thereisa
single peak of dominantspeciesthatsuppressesallthe otherspecies. (C)and(D)areforthecaseswithashorter
unfavorableseason($b=30$days). Interestingly, thecommunity mayincludemany specieswhosethe peak
regenerationoccurinthe middleofunfavorableseason.
Fig. 1 lwasa
et
al.regeneration opportunity
niche
$\beta$Fig.2 $\Phi$ $u^{\Phi_{)}} \alpha\frac{4y_{)}}{o}$ $\vee 0$ $\overline{DZ\in\Phi\supset}$ $0$ 60 120 180 240
The Lengthof unfavorableseason $b$ (days)
$0$ 60 120 180
Fig.3
$\chi_{j}$
$\chi_{T}$
$\chi_{T}$