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Effect of Cardiac Rehabilitation on Prevention of Implantable Cardioverter Defibrillator therapy in Patients with Reduced Left Ventricular Ejection Fraction

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Effect of Cardiac Rehabilitation on Prevention of Implantable Cardioverter Defibrillator therapy in Patients with

Reduced Left Ventricular Ejection Fraction

Ko Ogawa, MD; Mitsuharu Kawamura*, MD, PhD; Shinji Koba, MD, PhD; Yumi Munetsugu,

MD; Yuya Nakamura, MD; Akinori Ochi, MD; Koichiro Inokuchi, MD; Yuya Yokota, MD,

PhD; Tatsuya Onuki, MD, PhD; Fumiyoshi Tsunoda, MD, PhD; Makoto Shoji, MD, PhD;

Norikazu Watanabe, MD, PhD; Youichi Kobayashi,MD, PhD

Division of Cardiology, Department of Medicine, Showa University School of Medicine, Tokyo.

Running Title: USEFULNESS OF CARDIAC REHABILITATION FOR ICD

Division of Cardiology, Showa University School of Medicine, Tokyo.

Address for corresponding author: Mitsuharu Kawamura 1-5-8 Hatanodai, Shinagawa-ku, Tokyo, 142-8666, Japan.

e-mail: mitsu@med.showa-u.ac. jp Disclosures: None

Word count; 4239 words

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Abstract

Purpose: Appropriate and inappropriate shocks lead to high mortality risk for patients with

implantable cardioverter-defibrillators (ICD) or cardiac resynchronization therapy defibrillator

(CRT-D). Cardiac rehabilitation (CR) is an established therapy for patients with ischemic heart

disease and/or congestive heart failure. However, it is unclear whether CR could reduce

device therapies. The purpose of this study was to investigate whether CR reduce device

therapies and mortality in patients with severe cardiac dysfunction using ICD/CRT-D.

Methods: Among 390 patients who were implanted with ICD or CRT-D from 1998 to 2015, we

investigated 222 patients (178 men and 44 female) with a low ejection fraction (EF) less than

45%. We divided the study cohort into two groups, CR group (N=70) and non-CR group

(N=152). We compared the baseline clinical characteristics between two groups.

Furthermore, we compared the numbers of all device therapy, appropriate therapy, inappropriate

therapy, and mortality for one year after ICD/CRT-D implantation.

Findings and conclusions: There was no significant difference between CR group and non-CR

group in the baseline clinical characteristics. (Age; 68.5 years versus 66.2 years, P=0.16, EF;

27.9 % versus 29.7 %, P=0.14). With Kaplan-Meier method, CR group was less all device

therapy events and inappropriate therapy events as compared with non-CR group. (all device

therapy events; P=0.01, inappropriate therapy events; P=0.03). Appropriate therapy events and

(3)

mortality were not significantly difference different between the two groups. (appropriate

therapy events; 5.7% versus 13.1%, P=0.09, mortality; 11.4% versus 17.0%, P=0.28).

CR may have beneficial effects on the prevention of therapy events, especially inappropriate

therapy events in patients with ICD/CRT-D.

257 words

Key words: Cardiac rehabilitation, ICD, therapy event, inappropriate therapy event.

(4)

Background

Implantable cardioverter-defibrillators (ICDs) have been shown to be efficacious against sudden

cardiac death (SCD) in patients with ventricular fibrillation (VF) or ventricular tachycardia

(VT).1-4 The MADIT II trial showed the efficacy of ICD therapy in patients with ischemic heart

failure,5 while the SCD-HeFT trial showed that patients with a low left ventricular ejection

fraction (LVEF) benefitted from ICD therapy.6 Recently, the indications for ICD implantation

have expanded. On the other hand, one study showed that appropriate or inappropriate shocks

are one of the risk factors for prognosis.7 Furthermore, sub-analysis of the data from MADIT-II

and SCD-HeFT showed a two-fold increased risk of death in patients who experienced

inappropriate ICD shocks.8,9 New strategies changing the detection time and zone for

ventricular arrhythmia have been proposed to reduce inappropriate shocks.10-13 However, these

new strategies could not completely reduce ICD shocks and we have to try avoiding any shock.

Cardiac rehabilitation (CR) is an established therapy for patients with ischemic heart disease

and/or congestive heart failure, with various benefits such as exercise ability, psychological

functioning and prognosis.14-18 However, it is unclear whether CR could reduce device

therapies in patients with ICD/CRT-D. Therefore, we investigated the effect of CR in patients

with ICD/CRT-D who had a low EF.

Methods

(5)

Patients and study protocol

This study was a retrospective analysis. Among 390 patients with ICD or CRT-D between

1998 and 2015 at our hospital, 222 patients (57 %) had a low LVEF of less than 45% by

echocardiography which was performed before implantation. We divided these patients into 2

groups: the CR group (n 70) and the non-CR group (n 152). The CR group was

defined as the patients who started CR immediately before or after ICD/CRT-D implantation,

and the non-CR group was defined as the patients who did not undergo CR during the follow-up

period. If patients received upgrade from pacemakers to ICDs or CRT-Ds, we defined the

upgrade day as the starting date of the follow-up period. The follow-up period was 1 year after

implantation of device. We defined that primary endpoint was device therapy. We excluded

patients who have the following criteria: (1) CR was not started immediately before and/or after

device implantation, (2) patients who did not visit after hospital discharge, and (3) history of

cardiac surgery within 1 month after implantation. This study was approved by the

institutional committee at our institution.

Measurements

We evaluated the ICD therapies after implantation using the device reports. The assessment of

shock therapy and antitachycardia pacing (ATP) therapy was also determined using the device

reports. Appropriate therapy events were defined that ATP and shock therapies delivered for

(6)

VT and VF. Inappropriate therapy events were defined that ATP and shock therapies delivered

for tachycardia including atrial fibrillation (AF), supraventricular tachycardias (SVTs), sinus

tachycardia and device error such as oversensing and lead dislodgement. All device therapy

events were defined as therapies including appropriate therapy event and inappropriate therapy

event. If one patient experience both appropriate therapy and inappropriate therapy during the

follow-up period, we count the two therapies separately. If one patient experience many time

of appropriate therapy or inappropriate therapy during the follow-up period, we count the events

one. We examined mortality with summary and telephone contact for patient’s family.

Mortality was divided into cardiac mortality and non-cardiac mortality. And we examined the

numbers of all-cause mortality and cardiac mortality. LVEF was assessed by biplane

Simpson’s equation using the apical 4-chamber and 2-chamber views. Blood samples were

analyzed before device implantation.

Cardiac Rehabilitation

The CR program was started in the early phase after device implantation. Patients underwent

CR a few times a week for 2-6 months. CR was consisted with gymnastic and a 30 min

supervised aerobic exercise using a bicycle ergometer. The prescribed intensity was

determined individually at 40% - 60% of HR reserve (Karvonen’s equation, k=0.4–0.6), at an

anaerobic threshold level obtained by cardiopulmonary exercise (CPX) or at level 12–13 of

(7)

Borg Scale for Ratings of Perceived Exertion (RPE) according to the Japanese Circulation

Society guidelines.19

Exercise capacity was measured by CPX. If patients were physically exhausted or developed

severe dyspnea or dizziness during CPX, we discontinued exercise. Peak oxygen consumption

(peak VO2) was decided to consider the results at the time of maximum exercise load. We

measured the rest heart rate (HR) and maximal HR using continuous electrocardiographic the

follow-up period, CPX was performed at the beginning of CR (Pre-CR) and at the end of CR

(post-CR). Exercise capacity was evaluated using these two CPX data. The programmed

rate zone during exercise was determined for each patient by the physicians. We decided the

exercise intensity to the individual patient level of CR. If patients could not try CPX for low

level of exercise capacity, the exercise intensity was decided for each individual patient by the

cardiologists.

ICD/CRT-D Implantation and Definitions

We decided to implant ICD or CRT-D with reference to the ACC/AHA/HRS guidelines for

device-based therapy of cardiac rhythm abnormalities and the guidelines for non-

pharmacotherapy of cardiac arrhythmias published by the Japanese circulation society.20-21

When we implanted CRT-D, LV lead was implanted transvenously via the coronary sinus

tributaries and placed preferably to stimulate the lateral or postero-lateral LV wall.

(8)

We decided the device programming as following. If we confirmed ventricular arrhythmia, we

set the rate zone after considering the cycle length of tachycardia. If we could not confirm

cycle length of ventricular arrhythmia in patients with implantation for primary prevention, rate

zone and the therapies were programmed according to the attending physician’s discretion.

The standard programming was following, VT zone was defined as the ventricular rate up to

150 beats / min and a fast VT was defined as the ventricular rate up to 188 beats / min. And

VF zone was defined as the ventricular rate up to 250 beats / min. The ICDs were

programmed as follows: VT monitor zone was programmed in all patients (150 to 188 beats /

min). Any VT faster than 188 beats / min was attempted to be terminated with ATP or device

shocks. Any VF faster than 250 beats / min was directly attempted to be terminated by device

shocks. The number of intervals to detect programming rate zone was defined as 18 of 24

intervals. ATP was attempted with 8 pulses at 88 % of the measured cycle length with a 10-ms

decrement between bursts. The initial device shock was attempted at the defibrillation

threshold plus at least 10 J. The remaining device shock should be maximal energy shocks.

Statistical Analysis

The data were presented as the mean ± standard deviation. Categorical data were summarized

as frequencies and percentages. Differences in baseline characteristics between CR group and

non-CR group were analyzed using unpaired Student’s t tests. The Kaplan–Meier method was

(9)

used to analyze the time to the recurrence of the therapy event and mortality during the

follow-up period, and compared using the log-rank test. P values < 0.05 were considered

statistically significant. The authors had full access to and take full responsibility for the

integrity of the data. All authors have read and agree to the manuscript as written.

Results Patient characteristics

We investigated and analyzed a total of 222 patients who received ICD or CRT-D implantations.

There were 178 men and 44 women, and their mean age was 67 ± 11 years. The baseline

characteristics of the patients are summarized in Table 1. Among these patients, 70 patients

(31 %) performed CR and 152 patients (69 %) did not perform CR. Patients in CR group

performed CR for mean 115.6±15.3 days. There was no statistically significant difference in

baseline age, sex, body mass index, LVEF and primary prevention. There was no statistically

significant difference with single/dual chamber between 2 groups, however, patients in CR

group presented more frequently with CRT-D than those in non-CR group (59% versus 43%,

P=0.03). There was no statistically significant difference in baseline underlying disease

between 2 groups. Furthermore, there was no significant difference with history of AF

between CR group and non-CR group (32% versus 34%). There was no statistically significant difference in the baseline medications except for diuretics between 2 groups (90 %

(10)

versus 78 %, P = 0.03).

Comparison of mortality and therapy events between 2 groups

Table 2 showed the comparison of mortality and therapy events between 2 groups. During

the 12 months follow-up, 8 (11.4%) in CR group and 26 (17.0%) in non-CR group had all-cause

mortality (P = 0.28), and 5 (7.1%) in CR group and 15 (9.8%) in non-CR group had cardiac

mortality (P = 0.49).

There was a significant difference with all device therapy events between CR group and non-CR

group (7.1% versus 20.2%, P=0.01). During the 12 months follow-up, 4 (5.7%) in CR group

and 20 (13.1%) in non-CR group experienced first appropriate ICD therapy (P = 0.09). And

inappropriate therapy event was significantly fewer with CR group as compared to those with

non-CR group (1.4% versus 9.2%, P=0.03).

Figure 1 (A) showed the Kaplan-Meier estimates of the percentage of patients remaining free

from all device therapy (n = 222) during 12 months follow-up period. The event free rate was

93% in CR group and was 80% in non-CR group during the follow-up period. The risk

reduction of CR group was 13% (log rank P=0.01).

Figure 1 (B) showed the Kaplan–Meier estimates of the percentage of patients remaining free

from appropriate therapy (n = 222) during 12 months follow-up period. In CR group, event

free rate was 94 % during the follow-up period. In non-CR group, event free rate was 87 %

(11)

during the follow-up period. Risk reduction of CR group was 7 % (log rank P=0.09).

Figure 1 (C) showed the Kaplan–Meier estimates of the percentage of patients remaining free

from inappropriate therapy (n = 222) during 12 months follow-up period. In CR group, event

free rate was 99 % during the follow-up period. In non-CR group, event free rate was 91 %

during the follow-up period. Risk reduction of CR group was 8 % (log rank P=0.03).

Figure 2 (A) showed the Kaplan–Meier estimates of the percentage of patients remaining free

from all-cause mortality (n = 222) during 12 months follow-up period. The event free rate was

89 % in CR group and 83 % in non-CR group during the follow-up period (log rank P=0.28).

Figure 2 (B) showed the Kaplan-Meier estimates of the percentage of patients remaining free

from cardiac mortality (n = 222) during 12 months follow-up period. The event free rate was

93% in CR group and 90% in non-CR group during the follow-up period (log rank P=0.49).

Table 3 showed the contents of inappropriate therapy events. Supraventricular tachycardia

(SVT) was defined AF, atrial flutter and atrial tachycardia. In CR group, 1 patient experienced

inappropriate therapy by sinus tachycardia. In non-CR group, 4 patients experienced

inappropriate therapy by sinus tachycardia, 8 by SVT, and 2 by oversensing. Furthermore, we

investigated the cause of inappropriate therapy in non-CR group. About content of SVT, 7

patients were AF (CRT-D 4 patients, ICD 1 patient) and 1 patient was suspected atrial

tachycardia (CRT-D 1 patient, ICD 0 patient). Four patients had inappropriate therapy due to

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sinus tachycardia (CRT-D 0 patient, ICD 4 patients) and 2 patients had inappropriate therapy

due to oversensing (CRT-D 1 patient, ICD 1 patient).

Change in baseline characteristics and CPX data pre- and post-CR

Table 4 showed the changes in baseline characteristics pre- and post-CR in CR group. Twenty

two patients performed CPX pre- and post- CR. There was no significant difference with rest

HR, peak HR and RPE between 2 groups. The peak VO2 with post-CR was significantly

higher as compare to those with pre-CR (14.0 versus 12.9, P=0.005).

Discussion Main findings

The main finding of this study is that number of inappropriate therapy events in CR group was

fewer than those in non-CR group for 1 year follow-up period. However, the number of

appropriate therapy events, cardiac mortality, and all-cause mortality in CR group were as many

as those in non-CR group. Furthermore, patients in CR group improved peak VO2 after CPX.

The baseline characteristics including the proportion of CRT implantation, and diuretic use with

CR group were more frequently as compared to those in non-CR group.

Association between CR and ICD/CRT-D

Some studies had reported that patients with chronic heart disease or ischemic heart disease

improved prognosis by undergoing CR. 14-18

(13)

Recently, some papers reported that CR did not increase the risk of inappropriate shocks.22-25

Our study indicated that CR in patient with ICD/CRT-D did not induce the inappropriate therapy

events. Furthermore, CR reduced the number of shock for patients. We believe that the

improvement of exercise capacity by CR may have led to these results.

In our study, all inappropriate therapy events were almost related to sinus tachycardia and

arrhythmia (Table 3). Inappropriate therapy events such as device errors including oversensing,

were confirmed only two patients in this study. Therefore, rate control strategy might lead to

reduce the incidence of inappropriate therapy. In general, we attempted the rate control

strategy using beta-blockers and antiarrhythmic drugs such as amiodarone and sotalol. Both

medication and CR could suppress HR of patients. If patients improved their exercise capacity,

the increase of HR on exercise would be relatively smaller as compared to those with patients

without improvement of exercise capacity. 26 Improvement of exercise capacity may suppress

an elevation of HR, and may protect patients from inappropriate therapy events.

Association between inappropriate therapy and mortality

Our study indicated that CR reduced number of therapy events, however CR could not reduce

number of all cause death. Sub analysis of MADITsupported to our result. Inappropriate

shock associated with the risk of all causes mortality, however inappropriate therapy including

shock and ATP didn’t make significant difference about mortality. And the study suggested

(14)

that inappropriate ATP might not influence mortality.8 According to the theory, our result was

consistent that CR reduced inappropriate therapy events but didn’t reduce mortality, because we

counted the number of inappropriate therapy including shock and ATP.

ADVANCEtrial also supported to our result. The trial indicated that programming long

detection intervals reduced the number of inappropriate shocks, but didn’t reduce mortality.10-11

We speculated that follow-up period was important to clear the association between

inappropriate therapy and mortality. In MADITtrial, patients were followed for median 20

months, and for median 45 months in SCD-HeFT trial.8-9 It was only 12 months in our study.

If follow-up period was longer in our study, a significant association might have been found

between inappropriate therapy and mortality.

Limitation

This study has some limitations. First, we instructed CPX to the patients in the CR group only.

We did not investigate exercise capacity and maximum oxygen intake in patients with non-CR

group. Furthermore, we used CPX only to investigate the effect of CR. CPX needed some

exercise capacity, and if patients could not undergo CPX because of their low exercise capacity,

we did not investigate the effect of CR. Second, this study had a small number of patients.

These results had to be interpreted with caution. However we believe that the statistical

methodology was rigorous, and CR and inappropriate therapy were well validated, which

(15)

substantiates the main conclusions. Third, some patients were decided cycle length of VT/VF

zone and exercise intensity by discretion of each physician. Therefore, it is possible that this

could have led to the setting of inappropriate rate zones, and overwork might have led to

excessive elevation of HR. Study will be better to make the definition of rate zone clear.

Further prospective studies will be required to evaluate the relationship between CR and device

therapies.

Conclusion

This study suggested that improvement of exercise capacity by CR might lead to reduce number

of therapy event, especially inappropriate therapy in patients with ICD/CRT-D. Improvement

of exercise capacity might be a main reason for reduction of the number of therapy events.

(16)

References

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Med. 2002; 346: 877-883.

6) Bardy GH, Lee KL, Mark DB, et al for the Sudden Cardiac Death in Heart Failure Trial

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(SCD-HeFT) Investigators. Amiodarone or an implantable cardioverter–defibrillatorfor

congestive heart failure. N Engl J Med. 2005; 352: 225– 237.

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predictors, and survival impact. J Am Coll Cardiol. 2008; 51:1357-1365.

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1903-1911.

11) Kloppe A, Proclemer A, Arenal A, et al. Efficacy of long detection interval implantable

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trial. Circulation. 2014; 130: 308-314.

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controlled trial. JAMA. 2009; 301: 1439-1450.

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24) Vanhees L, Schepers D, Heidbuchel H, et al. Exercise performance and training in patients

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Figure legends Figure 1

(A) Kaplan–Meier estimates of the percentage of patients remaining free from all device

therapy during the follow-up period.

Figure 1 (A) shows the Kaplan-Meier estimates of the percentage of patients remaining free

from all device therapy (n = 222). The x-axis shows the duration of follow-up (days) after

ICD implantation. The event free rate was 93% in CR group and was 80% in non-CR group

during follow-up period. The risk reduction of CR group was 13%.

(B) Kaplan–Meier estimates of the percentage of patients remaining free from appropriate

therapy during the follow-up period.

Figure 1 (B) shows the Kaplan–Meier estimates of the percentage of patients remaining free

from appropriate therapy (n = 222) during 12 months follow-up period. The x-axis shows the

duration of follow-up (days) after ICD implantation. The event free rate was 94% in CR group

and was 87% in non-CR group during the follow-up period. Risk reduction of CR group was

7%.

(C) Kaplan–Meier estimates of the percentage of patients remaining free from inappropriate

therapy during the follow-up period.

Figure 1 (C) shows the Kaplan–Meier estimates of the percentage of patients remaining free

(22)

from inappropriate therapy (n = 222). The x-axis shows the duration of follow-up (days) after

ICD implantation. The event free rate was 99% in CR group and was 91% in non-CR group

during the follow-up period. Risk reduction of CR group was 8%.

Figure 2

(A) Kaplan–Meier estimates of the percentage of patients remaining free from all-cause

mortality during the follow-up period.

Figure 2 (A) shows the Kaplan–Meier estimates of the percentage of patients remaining free

from all-cause mortality (n = 222). The x-axis shows the duration of follow-up (days) after

ICD implantation. The event free rate was 89 % in CR group and 83 % in non-CR group

during the follow-up period. Risk reduction of CR group was 6%.

(B) Kaplan–Meier estimates of the percentage of patients remaining free from cardiac

mortality during the follow-up period.

Figure 2 (B) shows the Kaplan-Meier estimates of the percentage of patients remaining free

from cardiac mortality (n = 222). The event free rate was 93% in CR group and 90% in

non-CR group during the follow-up period. Risk reduction of CR group was 3%.

(23)

Table 1 C omparison of baseli ne characteristics among 2 groups

Total population CR group non-CR group P value

(n=222) (n= 70) (n=152)

Age (years: mean±SD) 67±11 69±11 66±11 0.16

Sex (male) 178 (80 %) 60 (85 %) 119 (78 %) 0.21

BMI (kg/m2: mean±SD) 23±4 22±6 23±5 0.52

Heart rate at rest (bpm) 74.1 74.1 74.1 0.98

Systolic/Diastolic BP (mmHg) 111.5/64.5 109.0/63.5 112.6/64.9 0.08/0.36

LVEF (%: mean±SD) 29±8 28±7 30±8 0.14

NYHA III/IV 94 (42 %) 36 (51 %) 58 (38 %) 0.08

Primary prevention 118 (53 %) 40 (57 %) 78 (51 %) 0.38 Device

Single chamber 40 (18 %) 10 (14 %) 30 (20 %) 0.33

Dual chamber 75 (34 %) 19 (27 %) 56 (37 %) 0.13

CRT 107 (48 %) 41 (59 %) 66 (43 %) 0.03

Underling disease

Ischemic heart disease 95 (44 %) 30 (44 %) 65 (43 %) 0.98

Hypertension 123 (55 %) 40 (56 %) 83 (53 %) 0.77

Diabetes mellitus 82 (37 %) 28 (40 %) 54 (36 %) 0.55

Hyperlipidemia 128 (58 %) 41 (59 %) 87 (57 %) 0.88

CKD 93 (42 %) 30 (44 %) 63 (41 %) 0.88

Atrial fibrillation* 72 (32 %) 21 (32 %) 51 (34 %) 0.86 Medication

ACE-I/ARB 134 (62 %) 44 (64 %) 91 (61 %) 0.76

Beta-blockers 173 (78 %) 58 (83 %) 115 (76 %) 0.28

Amiodarone/Sotalol 67 (30 %) 18 (26 %) 49 (32 %) 0.35

Digoxin 14 (6 %) 4 (6 %) 10 (7 %) 0.99

Diuretics 181 (82 %) 63 (90 %) 118 (78 %) 0.03

Laboratory data (mean±SD)

K (mEq/l) 4.2±0.55 4.4±0.54 4.3±0.57 0.22

Creatinine (mg/dl) 1.5±1.7 1.2±1.0 1.6±1.4 0.19

BNP (pg/ml) 713±1080 570±520 794±1292 0.20

CKD; chronic kidney disease, CRT; cardiac resynchronization therapy, LVEF; left ventricular ejection fraction, ACE-I; angiotensin converting-enzyme inhibitors,

ARBs; angiotensin receptor blockers, NYHA; New York Heart Association

*Atrial fibrillation: we difined af included paroxysmal, persistent, and chronic.

(24)

Table 2

Mortality and therapies during follow up period

CR group (70) non-CR group (152) P value

All-cause mortality 8 (11.4 %) 26 (17.0 %) 0.28

Cardiac mortality 5 (7.1 %) 15 (9.8 %) 0.49

All device therapy events 5 (7.1 %) 31 (20.2 %) 0.01 Appropriate therapy events 4 (5.7 %) 20 (13.1 %) 0.09 Inappropriate therapy events 1 (1.4 %) 14 (9.2 %) 0.03

Table 3

Contents of inappropriate therapy events

CR group (70) non-CR group (152) total population (222)

sinus tachycardia 1 4 5

SVT 0 8 8

oversensing 0 2 2

total 1 14 15

SVT; supraventricular tachycardia

SVT includes atrial fibrillation, atrial flutter and atrial tachycardia.

Table 4

Change in characteristics pre- and post- cardiac rehabilitation.

pre-CR (n=22) post-CR (n=22) P value CPX data (mean±SD)

Rest HR (bpm) 75.7±14.1 73.7±7.6 0.45 Peak HR (bpm) 118.5±16.4 121.2±17.4 0.35 Peak VO2 (ml/kg/min) 12.9±3.0 14.0±3.0 0.005

RPE (leg) 15.0±2.0 15.5±2.3 0.49

RPE (dyspnea) 16.1±2.4 16.1±3.2 1.00

CPX; cardiopulmonary exercise test, HR; heart rate, Peak VO2; Peak oxygen consumption, RPE; Borg Scale for Ratings of Perceived Exertion

(25)
(26)
(27)

Table 1  C omparison of baseli ne characteristics among 2 groups

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