マルチユーザMIMO分散アンテナシステムにおけるダイナミッククラスタリング手法
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(2) 情報処理学会研究報告 IPSJ SIG Technical Report. Vol.2014-AVM-87 No.1 2014/12/4. tention because it can provides high data rates and link reli-. mat clusters with low complexity and satisfactory perfor-. ability without additional bandwidth or power [1]. However,. mance on sum rate, in this study, we propose a novel and. in practice the number of antennas at user cannot be made. efficient algorithm for dynamic clustering by employing a. arbitrarily large due to physical constrains. Another well-. OFDM-based MU-MIMO DAS and investigate its perfor-. known technique is the distributed antenna system (DAS),. mances by observing the cumulative distribution function. as it decreases access distance and spatial correlation by ge-. (CDF) and expectation of the system sum rate. We also com-. ographically distributing the antennas, thereby can provide. pare the characteristics of our proposed CS and other classi-. macro-diversity and enhances the capacity [2].. cal dynamic CS, for instance, exhaustive search, norm-based. By combining multiuser (MU) MIMO techniques and DAS. and location-based adaptive (LOCA) algorithm, in terms of. with linear precoding which is processed in transmit side [3],. sum rate improvement. Moreover, we further introduce the. the required computational complexity and the number of. spatial correlation in considered system, in particular, the. antennas at users can be reduced because users can demod-. spatial correlation in shadowing that exists widely in DASs,. ulate the signals without any MIMO detection schemes while. to make our results more universality.. keeping the advantages of DAS and MIMO. However, to. The remainder of this paper is organized as follows. In. establish a wide service area of MU-MIMO DAS, a large. Sect. 2., we define the system model and describe the math-. amount of channel state information (CSI) at transmit side. ematical background for the channel attenuation model in. that can significantly improve the system performance must. which the spatial correlation is considered. In the same sec-. be required; more important is, the complexity of obtaining. tion, we also derive some expressions that can calculate the. precoding weight matrices, for instance, running the pseudo-. system sum rate and formulate the problems that we must. inverse transpose of channel attenuation matrix under zero-. solved. In Sect. 3., a novel and efficient dynamic CS targeting. forcing (ZF) precoding scheme, constantly increases with the. to maximize the system sum rate is presented. In Sect. 4.,. increasing of the number of users and base stations (BSs).. we compare the characteristics of our proposed CS and other. Therefore, creating a large-scale MU-MIMO DAS in realistic. classical dynamic CS using simulation method. Concluding. environment is still a challenge problem.. remarks can be found in Sect. 5... Fortunately, an orthogonal frequency division multiplex-. Notations: We use upper- and lower-case boldface to de-. ing (OFDM) based clustering scheme (CS) is considered as. note matrices and vectors, respectively. The n × n identity. an effective approach to solve the existing problems mainly. matrix is denoted by In , and the (i, j)th element of a ma-. because as OFDM can split a wideband channel into many. trix is denoted by [A]ij . The expectation is given by E{·},. narrowband channels, the precoding techniques can be per-. and we use calligraphic font A to denote a integer collection. formed independently for each subcarrier, so that, in each. and use |A| to present the size of this collection. The sym-. subcarrier, the precoding weight matrices can be obtained. bols (·)† and (·)H represent the pseudo-inverse and Hermi-. with low complexity. Specifically, in [4], a static CS which. tian transpose of a matrix, respectively, and “◦” denotes the. depends on the locations of users and BSs with linear pre-. Hadamard product, i.e., [A ◦ B]ij = [A]ij [B]ij . To distin-. coding have been proven to significantly improve the spec-. guish the square root of a matrix A 2 , we use A 2 ◦ to denote. tral efficiency of cellular systems. The limitations in this. the positive square root of A with respect to the Hadamard. CS, however, is a lack of diversity with respect to changing. product such that A 2 ◦ ◦A 2 ◦ = A. The symbol ∼ CN (M, Σ). channel conditions since clusters are static. On the other. denotes a complex Gaussian random variable (RV) with a. hand, exhaustively searching over all possible user-BS com-. mean M and covariance Σ, and diag{·} and vec{·} represent. binations for each channel realization and selecting the one. a diagonal matrix and a column vector consisting of their. that yields maximum capacity or other performance mea-. inside elements, respectively.. sures is a optimum algorithm for dynamic clustering, however, it is not practically feasible because the computational. 1. 1. 1. 1. 2. System model. complexity exponentially increases as the number of users. We consider a OFDM-based MU-MIMO DAS. The system. and BSs increases. To solve this problem, for instance, in [5],. consists of |B| (B := {1, · · · , B} indexed with b) distributed. a norm-based algorithm which selects the antennas corre-. BSs each equipped with single antenna connected to a cen-. sponding to the rows and/or columns of channel gain matrix. tral processor (CP) and |U| (U := {1, · · · , U } indexed with. with the largest Euclidean norm have been proposed. Al-. u) active users are uniformly distributed. We define the gen-. though simple and computationally efficient, this algorithm. eralized DAS as the one in which all of BSs are symmetrically. incurs capacity loss as it is suboptimal.. distributed in a rectangular coverage area, and the distance. Motivated by the previous discussion, to dynamically for© 2014 Information Processing Society of Japan. between two adjacent BS typically be set as tens of hundreds —2—2.
(3) 情報処理学会研究報告 IPSJ SIG Technical Report. Vol.2014-AVM-87 No.1 2014/12/4. RU ×U among every row, where the vector sbj ∈ RU ×1. Cluster 1. 100 m. has U elements, and the uth element can be expressed as 2 [sbj ]u = 100.1subj , where subj ∈ N (µubj , σubj ) is a Gaussian. 200 m. RV. From the previous experiments reported in [8], it was found that the shadowing autocorrelation (SAC), i.e., the correlation between the RVs subj and su0 bj , can be modeled via an exponential decay function; therefore, the (u, u0 )th Cluster 2. element of matrix ΘS,r can be obtained from 400 m. Transmit antenna. (. User. [ΘS,r ]uu0. ). L 0 = exp − uu ln 2 , dcor,r. (2). Fig. 1 Illustration of a OFDM-based MU-MIMO DAS in which B = 8 cooperation BSs simultaneously serve U = 8 users. where Luu0 denotes distance between the uth user and the. using J = 2 clusters that are represented by the shaded. u0 th user, and dcor,r is the shadowing correlation distance on. and blank areas.. the user’s side. The spatial correlation between the RVs subj and sub0 j. of meters [6]. Optical fibers are employed to transfer infor-. can be modeled using a suitable shadowing cross-correlation. mation and signaling between the BSs and the CP, and all. (SCC) model, which should incorporate two key variables,. signals are jointly processed in this CP. A downlink scenario. i.e., the angle-of-arrival (AOA) difference that represents the. is considered where |J | (J := {1, · · · , J} indexed with j). angle between the two paths from different BSs to the user. OFDM subcarrier can be allocated to J clusters. In cluster j,. and the relativity of the two path lengths [9]. The veri-. |Bj | 6 B BSs cooperate under a linear precoding framework,. fied SCC model in [9] is taken into account in this study.. and simultaneously communicate with |Uj | 6 U users using. The SCC coefficient for two BSs with distances dub and dub0. subcarrier j. Moreover, to simplify our system model and. (dub < dub0 ) from the user u and the AOA difference of θubb0. achieve a total number of spatial degrees of freedom (DOF). in this model can be expressed as. of |Bj | in cluster j using a low complexity MIMO linear precoding scheme, such as ZF precoding, we assume that each user is equipped with one antenna and let |Uj | = |Bj | ∀j [7].. ubb0. √ ddub 0 = ( ub )κ√ dub θcor,t θubb0. dub0. 0 6 θubb0 < θcor,t (3). θcor,t 6 θubb0 6 π,. Note that, in this study, to further reduce the complexity of system, we allow more than one user or BS to share a subcarrier, however, each user or BS only uses one subcarrier at most, i.e., it follows that for each subcarrier j, if b ∈ Bj and / Uj 0 for all j = | j 0 . A illustration of u ∈ Uj , b ∈ / Bj 0 and u ∈ the system under consideration is depicted in Fig. 1.. where κ is referred to as a parameter determined in practice by the size and height of the terrain and the height of the BS [9]. θcor,t corresponds to the threshold angle depending upon the shadowing correlation distance dcor,t on the transmit side and can be defined as θcor,t = 2 tan−1. 2. 1 Channel model In this study, composite fading channels (i.e., with both Rayleigh fading and shadowing) are considered. The channel matrix from B BSs to U users in jth subcarrier can be expressed as H (U , B, j) = D. 1◦ 2. ) .. {. 1. 2 2 ΘS,r · diag {si.i.d.,uj }U u=1 · vec ΘS,t,u. ◦Rcor (U, B, j) ,. (1). where the entries of the matrix D (U, B, j) ∈ R. U ×B. (4). On the basis of these descriptions of the SAC and SCC,. 1. (U, B, j) ◦ S cor (U , B, j). dcor,t 2dub. the matrix S cor (U , B, j) can be obtained from S cor (U , B, j) =. 1◦ 2. (. }U ,. (5). u=1. where si.i.d.,uj ∈ R1×B ∀u, j has B mutually independent. repre-. lognormal RVs whose logarithm follow the normal distribu-. sent the path loss. Thus, D (U , B, j) = (d1 , · · · , dB ) for all. 2 tion with mean µubj and variance σubj . Moreover, the vec-. j, where the vector db ∈ RU ×1 has U elements, and the uth. tors si.i.d.,uj ∀u are also mutually independent. The matrix. element can be expressed as [db ]u = d−ζ ub , where dub denotes. ΘS,t,u ∈ RB×B represents a SCC matrix for user u. The. the distance between the uth user and the bth BS, and ζ is. (b, b0 )th element of ΘS,t,u is the SCC coefficient between the. the path loss exponent.. bth and b0 th BS that can be calculated by (3). repre-. The entries of the matrix Rcor (U , B, j) ∈ CU ×B represent. sent the spatially correlated shadowing; thus, S cor (U , B, j) =. the spatially correlated Rayleigh fading that can be obtained. (s1j , · · · , sBj ) with the spatial autocorrelation matrix ΘS,r ∈. from the following expression:. The entries of the matrix S cor (U , B, j) ∈ R. © 2014 Information Processing Society of Japan. U ×B. —3—3.
(4) 情報処理学会研究報告 IPSJ SIG Technical Report. Vol.2014-AVM-87 No.1 2014/12/4 1. 1. 2 2 · Ri.i.d. (U , B, j) · ΘR,t , Rcor (U, B, j) = ΘR,r. (6). arg max C =. where the entries of Ri.i.d. (U , B, j) ∈ CU ×B ∀j are modeled as i.i.d. CN (0, 1) RVs. ΘR,r and ΘR,t are Rayleigh fading. J |Uj | ∑ ∑. Uj ,Bj. j=1 u=1. puj N0. ) ,. (10). and the maximization is subjected to the constraint. correlation matrices on the user and transmit sides. From previous studies, the fading spatial correlation can be mod-. Pt =. eled via exponential correlation with [ΘR,r ]uu0 = βr|u−u. ( log2 1 +. J |Uj | ∑ ∑. puj |wuj |2 ,. (11). j=1 u=1 0. |. where Pt is total transmit power.. (7). It is worth mentioning that, once temporary sets Uj and Bj are found, the optimization problem (10) with power con-. and [ΘR,t ]bb0 =. |b−b0 | , βt. straint (11) can be solved using the well-known waterfilling. (8). method; then according to this optimal solution about puj ,. where βr , βt ∈ [0, 1) [3]. It must be noted that, the authors in [10] investigated the correlations of the shadowing and fading between the different frequency bands in urban environments by some experimental measurements. The results show that there is a high correlation for the shadowing coefficients between all frequency bands; inversely, the correlation of the fading between different frequency bands is very small. On the basis of this facts and to reasonably simplify the channel model, in this study, we assume that, the shadowing attenuations between different frequencies, i.e., the matrices diag{si.i.d.,uj }U u=1 ∀j, are completely correlated; in this other hand, the fading attenuations between different frequencies, i.e., the matrices Ri.i.d. (U , B, j) ∀j, are mutually independent.. the best assignment. However, more time should be used for the simulation owing to the complexity of calculating the Lagrange multipliers in this method. On the basis of this fact, consider that our major work is to verify the effectiveness of the proposed dynamic CS and control the simulation time to an acceptable level, we assume that the total transmit power Pt is uniformly allocated among all of active subcarriers, and the allocated power in each active subcarrier is further uniformly distributed to the users. Thereafter, we can simply optimization problem (10) to (12) [3]. Note that, in some time, not all subcarriers are used owing to bad channel conditions, thereby the parameter Jˆ in (12) be defined as the number of active subcarriers. Moreover, the sum rate cor-. 2. 2 Sum rate and problem formulation Through these composite fading channels, the received signal in cluster j is expressed as y j = H (Uj , Bj , j) W j P j xj + n,. we can decide whether to update the sets Uj and Bj to find. responding to unused subcarriers in simplified optimization problem (12) be set as zero for its feasibility.. 3. Dynamic clustering schemes (9) In this section, there is a description of the proposed dy-. where y j ∈ C|Uj |×1 is the received signal vector, and xj ∈. namic CS that aim to maximize the sum rate. The problem. C|Uj |×1 is the vector of the transmitted symbols that are. of sum rate maximization can be expressed mathematically. drawn from a zero-mean Gaussian codebook with a unit av-. as (12), where the probability distribution of sum rate C is. erage power, i.e., the entries of xj are modeled as CN (0, 1). obtained over all channel realizations. Our target is investi-. RVs. The block length of the codebook is sufficiently long. gating the performance of proposed scheme by observing the. so that it encounters all possible channel realizations for. CDF and expectation of the sum rate in considered system.. ergodicity. The complex noise term n ∈ C|Uj |×1 is zero. The optimum algorithm to format all of clusters is firstly. mean with E{nnT } = N0 I|Uj | , where N0 is the noise power.. deciding all possible size of each cluster for each channel real-. W j = {w1j , · · · , w|Uj |j } is the precoding weight matrix with. ization with constrain. element wuj ∈ C|Bj |×1 , and the matrix P j =. ing to one possibility, exhaustive searching over all possible. |Uj | diag{puj }u=1. ∈. R|Uj |×|Uj | is the transmit power scaling factor matrix.. ∑J. j=1. |Uj | = U ; secondly, correspond-. user and BS combinations to obtain a cluster formation; fi-. We hereafter focus on the sum rate in cluster j with ZF. nally, selecting the one that yields maximum sum rate from. precoding. We assume that subcarrier j ∈ J has a band-. all of possible cluster formations. This algorithm is not prac-. width that is much smaller than the coherence bandwidth of. tically feasible due to the computational complexity.. the channel, and the instantaneous CSI on all the subcarriers of all the user-BS pairs are known to the CP. Hereafter,. In this study, the following algorithm is proposed for dynamic clustering with solving the problem we mentioned,. for the case under consideration, the ZF precoding weight matrix is expressed as W j = H (Uj , Bj , j)† [3]. Therefore, we can formulate the problem mathematically as © 2014 Information Processing Society of Japan. 1) Step 1: a) Set Uj = ∅, Bj = ∅, for all subcarrier j. —4—4.
(5) 情報処理学会研究報告 IPSJ SIG Technical Report. arg max C = Uj ,Bj. J |Uj | ∑ ∑. Vol.2014-AVM-87 No.1 2014/12/4. ( log2. j=1 u=1. 1+. [( )−1 ]−1 Pt H (Uj , Bj , j) H (Uj , Bj , j)H ˆ j |N0 uu J|U. ) (12). Table 1 Simulation parameters. 2) Step 2: a) Find one user-BS pair with subcarrier j from sets U, B and J that maximize the sum rate with the. Parameters. Values. Dimensions of rectangular cell. length 400 m width 200 m. selected users and BSs which have been assigned in. Number of subcarriers. Uj and Bj . The sum rate is calculated using (12).. Subcarrier frequency. J =2 2.000 × 109 Hz 2.001 × 109 Hz. 3) Step 3:. Number of transmit antennas. a) Add this user and BS to sets Uj and Bj correspond-. B=8. Transmit antenna height. 15 m. Number of users. ing to subcarrier j, respectively. b) Remove this user and BS from sets U and B.. Number of user samples. Shadowing cor. in frequency. a) Go to step 2, continue in the same fashion until. 100. Path loss exponent Shadowing model. 4) Step 4:. U =8 ζ=4 spatially correlated completely correlated. Shadowing mean value. µ = 0 dB [11]. all the users and BSs are selected and clusters are. Shadowing standard deviation. formatted.. Cor. distance on user side. dcor,r = 20 m [8]. Cor. distance on transmit side. dcor,t = 20 m [9]. 4. Simulation parameters and results. In this simulation, a homogeneous area consists of a rectangular cell with length 400 m and width 200 m. As shown in Fig. 1, B = 8 transmit antennas are distributed with 100 m. κ = 0.3 [9]. SCC parameter. 200. Number of shadowing samples Rayleigh fading model. 4. 1 Simulation parameters. σ = 9.6 dB [11]. Fading cor. in frequency. spatially correlated mutually independent. Fading spatial cor. on user side. i.i.d. (βr = 0). Fading spatial cor. on transmit side. i.i.d. (βt = 0). Number of fading samples. 1000. interantenna distance, and U = 8 users are assumed to be uniformly distributed in this area. The parameter κ in the SCC model (3) is set to 0.3, and the transmit antenna height. method. Unlike our proposed algorithm, the norm-based. is set to 15 m [9]. We consider a simplified OFDM system. algorithm is a suboptimal dynamic CS that selects the user-. with two subcarriers, one is 2.000 × 10 Hz and the other one. BS pair corresponding to the row and column of channel. 9. 9. is 2.001×10 Hz. According to experimental results from [11]. gain matrix with the largest Euclidean norm instead of the. and noting that we assumed a homogeneous area, the shad-. user-BS pair that maximizes the sum rate.. owing parameters µubj and σubj at 2.000 × 10 Hz frequency. The LOCA algorithm is a advanced CS compared to the. 9. band with path loss exponent ζ = 4 can be set as µ = 0 dB. existing location-based algorithm. In latter one, subcarriers. and σ = 9.6 dB for all u, b and j. Furthermore, On the basis. are allocated to the users and BSs involved in the commu-. of previous experimental reports in [8] and [9], the shadowing. nication based on their current location. The geographical. correlation distance on the transmit and receiver sides can. area is divided into a cellular structure with each cell having a. be set to 20 m at this frequency band. The detailed simula-. unique and fixed subcarrier associated with it. Any user and. tion parameters are listed in Table 1. Note that, the fading. BS located in a given cell will communicate on the subcar-. correlation that occurs on both the transmit and receiver. rier associated with that cell. The biggest different between. sides can be considered as independent because B BSs and. this two algorithms is, in LOCA algorithm, the subcarrier. U users are geographically separated in general.. associated with its cell may be changing corresponding to. 4. 2 Simulation results. every channel realization, not be fixed. Therefore, the CP. In this subsection, we compare the performances of four. can maximize the system sum rate by dynamically allocating. different types of dynamic CSs, including exhaustive search,. the subcarriers to appropriate cells during each time slot.. the proposed algorithm, norm-based and LOCA algorithm,. Figures 2 and 3 show comparisons of the CDF and ex-. via the calculation of the CDF and expectation of the sys-. pectation of the sum rate in the OFDM-based MU-MIMO. tem sum rate using a Monte Carlo numerical computation. DAS with spatial correlation using exhaustive search, the. © 2014 Information Processing Society of Japan. —5—5.
(6) 情報処理学会研究報告 IPSJ SIG Technical Report. Vol.2014-AVM-87 No.1 2014/12/4. computation in precoding. In this study, we proposed a novel. 1 0.9 0.8. CDF. 0.7. Exhausitve Search Proposed CS Norm-based CS LO CA CS. algorithm for dynamic clustering by employing a OFDMbased MU-MIMO DAS and investigated its performances by observing the CDF and expectation of the system sum rate.. 0.6. We also compared the characteristics of our proposed CS and. 0.5. other classical dynamic CS, for instance, exhaustive search,. 0.4. norm-based and LOCA algorithm, in terms of sum rate im-. 0.3. provement. Moreover, in order to make our results more. 0.2. universality, we further introduced the spatial correlation in. 0.1 0 0. considered system, in particular, the spatial correlation in 10. 20. 30. 40 50 60 70 Sum Rate in bps/Hz. 80. 90. 100. shadowing that exists widely in DASs. Computer simulation results indicated that our proposed CS provide better. Fig. 2 Comparison of the CDF of the sum-rate using proposed and other CSs for SNR=10 dB.. can achieve similar sum rate as the optimal dynamic CS, i.e., exhaustive search, which clearly demonstrates that the. 100 90. Sum Rate in bps/Hz. 80. proposed CS is effective.. Exhausitve Search Proposed CS Norm-based CS LO CA CS. References. 70 60 50 40 30 20 10 −20. performance than the existing schemes in the literature and. −15. −10. −5. 0. 5 10 SNR in dB. 15. 20. 25. 30. Fig. 3 Comparison of the CDF of the sum-rate using proposed and other CSs.. proposed, norm-based and LOCA dynamic CSs. The CDF is plotted against the system sum rate and the expectation is a function of average receive signal and noise ratio (SNR). It can be seen from these figures that the results obtained using our proposed CS are close to exhaustive search comparing to other CSs, which clearly demonstrates that the proposed algorithm described in Section 3. is effective. This algorithm works because we concentrate on finding the user-BS pairs that maximizes the sum rate instead of the pairs corresponding to the rows and columns of channel gain matrix with the largest Euclidean norm, owing to the sum rate not only dominated by the channel gain matrix but also by the transmit power. This is the main reason that our proposed scheme has better performance than the norm-based scheme. These two figures also show the worst performance in LOCA scheme since this algorithm leads to a lack of diversity with respect to changing channel conditions [4].. 5. Conclusion To establish a wide service area of MU-MIMO DASs, the. [1] A. Goldsmith, S.A. Jafar, N. Jindal, and S. Vishwanath, “Capacity limits of MIMO channels,” IEEE J. Sel. Areas Commun., vol.21, no.5, pp.684–702, June 2003. [2] O. Zhao, H. Murata, and S. Yoshida, “Channel capacity of distributed MIMO antenna systems under the effect of spatially correlated shadowing,” Proc. IEEE VTC ’13, pp.1–4, Las Vegas, USA, Sept. 2013. [3] O. Zhao and H. Murata, “Effects of spatial correlation on the sum rate distribution of ZF receivers in MU-MIMO systems,” Proc. IEEE VTC ’14, pp.1–4, Seoul, Korea, May 2014. [4] S. Venkatesan, “Coordinating base stations for greater uplink spectral efficiency in a cellular network,” in Proceedings of the 18th IEEE International Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC 2007), pp.1–4, Athens, Greece, Sept. 2007. [5] M.K. Karakayali, G.J. Foschini, and R.A. Valenzuela, “Network coordination for spectrally efficient communications in cellular systems,” IEEE Trans. Wireless Commun., vol.13, pp.56–61, Aug. 2006. [6] W. Roh and A. Paulraj, “Performance of the distributed antenna systems in a multi-cell environment,” Proc. IEEE VTC ’03, vol.1, pp.587–591, CA, USA, Apr. 2003. [7] D. Tse, and P. Viswanath, “MIMO IV: multiuser communication,” in Fundamentals of Wireless Communication, pp.448–471, Cambridge University Press, United Kingdom, 2005. [8] Z.Y. Wang, E.K. Tameh, and A.R. Nix, “Joint shadowing process in urban peer-to-peer radio channels,” IEEE Trans. Veh. Technol., vol.57, no.1, pp.52–64, Jan. 2008. [9] X. Yang, S.G. Niri, and R. Tafazolli, “Downlink soft handover gain in CDMA cellular network with cross-correlated shadowing,” Proc. IEEE VTC ’01, vol.1, pp.276–280, Atlantic, USA, Oct. 2001. [10] B.V. Laethem, F. Quitin, F. Bellens, C. Oestges, and Ph. De Doncker, “Correlation for multi-frequency propagation in urban environments,” Progress In Electromagnetics Research Letters, vol.29, pp.151–156, 2012. [11] V. Erceg, L.J. Greenstein, S.Y. Tjandra, S.R. Parkoff, A. Gupta, B. Kulic, A.A. Julius, and R. Bianchi, “An empirically based path loss model for wireless channels in suburban environments”, in IEEE Journal on Selected Areas in Communications, vol.17, no.7, pp.1205–1211, July 1999.. use of dynamic CS is necessary to reduce a huge amount of © 2014 Information Processing Society of Japan. —6—6.
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