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Weak Bernoulli properties of the modified negative slope al- gorithm

sup(x,y)X|det DΦk(x, y)|

inf(x,y)X|det DΦk(x, y)| =

à q3(k) 2q1(k)+q(k)3

!3

=

Ã4q1(k−1) + 3q(k−1)3 2q1(k−1)+q3(k−1)

!3

<

Ã

2 + q3(k−1) 2q1(k−1)+q3(k−1)

!3

< 33. Then we complete this lemma.

9.2 Weak Bernoulli properties of the modified negative slope al-

Lemma 9.8. (C.1) For any (x, y)6= (x0, y0) X, there exists n≥0 such that Sn(x, y) and Sn(x0, y0) are not the same element in a partition of X.

Proof. It is easy to see that Ã

p(k)3 q(k)3 , r(k)3

q3(k)

! ,

Ã

p(k)1 +p(k)3

q(k)1 +q3(k), r1(k)+r(k)3 q1(k)+q(k)3

! ,

Ã

p(k)2 +p(k)3

q2(k)+q(k)3 , r(k)2 +r3(k) q(k)2 +q3(k)

! ,

and Ã

p(k)1 +p(k)2 +p(k)3

q1(k)+q2(k)+q3(k), r1(k)+r(k)2 +r3(k) q1(k)+q(k)2 +q3(k)

!

are Φk(0,0), Φk(1,0), Φk(0,1), and Φk(1,1), respectively. Then we show that the diameter ofh(ε1, n1, m1), (ε2, n2, m2), . . . , (εk, nk, mk)iis bounded by the distance between Φk(0,1) and Φk(1,0) as follows.

Letl be the line that passes Φk(0,1) and Φk(1,0), then we see that l : (q(k)1 +q3(k))(x+y)((p(k)1 +p(k)3 ) + (r(k)1 +r3(k))) = 0.

Letd(k, x, y) be the distance between Φk(0,1) and Φk(1,0), h1(k, x, y) and h2(k, x, y) be the distances between l and Φk(0,1), Φk(1,0), respectively. Then we have

d(k, x, y) = vu ut

Ãp(k)1 +p(k)3

q1(k)+q(k)3 p(k)2 +p(k)3 q2(k)+q(k)3

!2 +

Ãr(k)1 +r3(k)

q(k)1 +q3(k) r(k)2 +r(k)3 q(k)2 +q3(k)

!2 ,

h1(k, x, y) =

¯¯

¯¯

¯(q1(k)+q3(k))p(k)3 +r(k)3

q(k)3 (p(k)1 +p(k)3 +r1(k)+r(k)3 )

¯¯

¯¯

¯

2(q(k)1 +q3(k)) ,

h1(k, x, y) =

¯¯

¯¯

¯(q1(k)+q3(k))p(k)1 +p(k)2 +p(k)3 +r(k)1 +r2(k)+r(k)3

q(k)1 +q2(k)+q3(k) (p(k)1 +p(k)3 +r1(k)+r3(k))

¯¯

¯¯

¯

2(q1(k)+q(k)3 ) . From Lemma 9.2 and (9.3), (9.4) and (9.5), we obtain

d(k, x, y) =

2 q1(k)+q3(k), h1(k, x, y) = 1

2q3(k)(q1(k)+q(k)3 ),

h1(k, x, y) = 1

2(q1(k)+q(k)3 )(q1(k)+q2(k)+q(k)3 ).

These imply that the diameter of h(ε1, n1, m1), (ε2, n2, m2), . . . , (εk, nk, mk)i is bounded by d(k, x, y). In the following, we show that d(k, x, y) is monotone decreasing. Then we complete this lemma.

(i) If q(k−1)1 >0, then by Lemma 9.2, we see that q1(k)+q(k)3 =



(nk+mk1)q(k−1)1 + (nk+mk)q3(k−1) if εk= +1 (nk+mk+ 1)q(k−1)1 + (nk+mk)q3(k−1) if εk =1

> q1(k−1)+q3(k−1) for εk =±1.

(ii) If q(k−1)1 <0, then by Lemma 9.2, we see that q1(k)+q(k)3

=



(nk+mk1)(q1(k−1) +q3(k−1)) +q(k−1)3 if εk= +1 (nk+mk1)(q1(k−1) +q3(k−1)) + (2q1(k−1)+q3(k−1)) if εk =1

> q(k−1)1 +q(k−1)3 for εk =±1.

This is the assertion of this lemma.

Lemma 9.9. (C.4) We have

X k=1

λ(Dk) < where λ denotes the 2-dimensional Lebesgue measure.

Proof. It is easy to see that

h(1,1,1), . . . , (1,1,1

| {z }

k times

)i

= {(x, y)|2−k+ 1

k x≤y <1, k

k+ 1 k

k+ 1x≤y <1}.

From Lemma 4.5, we obtain

λ(Dk) = 2

(k+ 1)(2k+ 1). This is the assertion of this lemma.

Then we obtain the following theorem by [15].

Theorem 9.10. There exists an absolutely continuous invariant probability measure η for S and (S, η) is exact.

Proof. We see that the modified negative slope algorithm satisfies (C.1) - (C.4) of Yuri’s conditions. Hence we complete the proof of Theorem 9.10 by [15].

Remark 9.11. The exactness implies not only ergodicity but also mixing of all degrees. In [4], they showed the explicit form of the density function , which we will see in §10, and its ergodicity.

Next we show the following theorem.

Theorem 9.12. (Rohlin’s formula) The entropy Hη(S) of (X, S, η) is given by Hη(S) =

Z

X

log |det DS|dη.

In the following, we show (C.5)–(C.8) of Yuri’s conditions, which imply this theorem.

Lemma 9.13. (C.5) Wk =

X l=0

X

l∈Dl

Ã

sup

(x,y)(kj=1Bj)

|det DΦl(x, y)|

!

<∞.

Proof. It is easy to see that

det DΦl(x, y) = 1

(−lx−ly+ 2l+ 1)3

for ∆l =h(1,1,1), . . . , (1,1,1)i. Then we complete this lemma from Lemma 4.7.

Lemma 9.14. (C.6)

]D1 = 2.

Proof. This is obvious.

Lemma 9.15. (C.7) We have

sup(x,y)X|det DΦk(x, y)|

inf(x,y)X|det DΦk(x, y)| = O(k3) fork = {h(+1,1,1), . . . , (+1,1,1

| {z }

k times

)i, h(1,1,1), . . . , (1,1,1

| {z }

k times

)i}.

Proof. These follow from Lemma 4.9 and Lemma 9.13.

Lemma 9.16. (C.8) The function log|det DS| is integrable with respect to λ.

Proof. We can complete this lemma by Lemma 4.10.

Then we finish the proof of the Theorem 9.12 by [15].

In the following, we show that the modified negative slope algorithm is weak Bernoulli.

Theorem 9.17. The modified negative slope algorithm with the absolutely continuous in- variant probability measure η is weak Bernoulli.

To prove this theorem, we show (C.4) and (C.9) of Yuri’s conditions.

Lemma 9.18. (C.4)

X k=1

λ(Dk)·logk < ∞.

Proof. Since we haveλ(Dk) = (k+1)(2k+1)2 from the proof of Lemma 9.9. This is the assertion of this lemma.

Lemma 9.19. (C.9) If h(ε1, n1, m1), (ε2, n2, m2), . . . , (εk, nk, mk)i ∈ Dkc

and h(ε2, n2, m2), . . . , (εk, nk, mk)i ∈ Dk−1, then we have h(ε1, n1, m1)i ∈ B1, that is, (ε1, n1, m1)6= (±1,1,1).

Proof. It is easy to see from the definitions of Dk and Bk.

SinceS satisfies (C.1)–(C.9) with (C.4), it implies the assertion of Theorem 9.17 by [15].

10 Absolutely continuous invariant measure of the mod- ified negative slope algorithm

In [4], the density function of the absolutely continuous invariant probability measure was given as follows.

= 1

4 log 2

1

(x+y)(2−x−y). We see this formula by checking Kuzmin’s equation

f(x, y) = X

ε=±1,n,m≥1

f(ε,n,m)(x, y))|det Φ(ε,n,m)(x, y)|

where f(x, y) = (x+y)(2−x−y)1 .

In this section, we give the same result by a different way, that is called a “natural extension method”. This method was originally started by [10] for a class of continued fraction algorithms. Let X = X× {(−∞, 0)2(1,∞)2}. For (x, y, z, w) X, we define a map S onX by

S(x, y, z, w)

=















³

n0(x, y) (x+y)1y , m0(x, y)(x+y)1x , n0(x, y) (z+w)1w , m0(x, y)(z+w)1z

´

if x+y > 1

³ 1−y

1(x+y) −n(x, y), 1(x+y)1−x −m(x, y), 1(z+w)1−w −n(x, y), 1(z+w)1−z −m(x, y)

´

if x+y < 1, where n0(x, y) = n(x, y) + 1 and m0(x, y) = m(x, y) + 1. Then it is easy to see that S is bijective on X except for the set of 4-dimensional Lebesgue measure 0.

Proposition 10.1. The measure η defined by

= 1

|(x+y)(z+w)|3

is an invariant measure for S, where λ denotes the 4-dimensional Lebesgue measure.

Proof. We complete this proposition by Proposition 5.1.

Corollary 10.2. The measureη defined by

= 1

4 log 2

1

(x+y)(2−x−y) is an invariant probability measure for S.

Proof. It is easy to see that the projection of η to X is an invariant measure for S. Then we have

Z

(−∞,0)×(−∞,0)

1

|(x+y)(z+w)|3dzdw+ Z

(1,∞)×(1,∞)

1

|(x+y)(z+w)|3dzdw

= 1

(x+y)(2−x−y).

This is the assertion of this corollary.

We can compute the entropyHη(S) explicitly from Theorem 9.12 and Corollary 10.2.

Proposition 10.3.

Hη(S) = π2 8 log 2.

Proof. From Proposition 5.3 and Corollary 10.2, we complete this lemma.

From this proposition, we obtain the exponential divergence of q(k)3 ask → ∞.

Proposition 10.4.

k→∞lim 1

klogq3(k) = π2 24 log 2 for λ-a.e. (x, y).

Proof. From the Shannon-MacMillan-Breiman theorem, we have

lim

k→∞

1

klogη(∆k) = π2

8 log 2 η-a.e.

where ∆kis defined by (εi, ni, mi) = (εi(x, y), ni(x, y), mi(x, y)) for 1≤i≤k. We take (x, y) so that h(S(x, y, z, w))· |detD(S(x, y, z, w))| ·h1(x, y, z, w) = 1 for h(x, y, z, w) = dη/dλ holds. Then we choose a subsequence ((lk) : k 1) by

l1 = min{l 1|(εl(x, y), nl(x, y), ml(x, y))6= (±1,1,1)}

and

lk+1 = min{l > lk |(εl(x, y), nl(x, y), ml(x, y))6= (±1,1,1)

or (εlk+1, nlk+1, mlk+1) = (+1,1,1), (εlk, nlk, mlk)6= (+1,1,1), (εlk+1, nlk+1, mlk+1) = (1,1,1), (εlk, nlk, mlk)6= (1,1,1)}.

for k 1, which means that we choose all cylinders ∆l ∈R(S). Since ∆l is bounded away from (0,0) and (1,1), there exists a constant C1 >1 such that

1 C1

λ(∆lk) < η(∆lk) < C1λ(∆lk).

On the other hand, there exists a constant C2 >1 and C20 >1 such that 1

C2q3(l) < λ(∆l) < C2

q3(l) for εl = +1 1

C20(2q(l)1 +q3(l)) < λ(∆l) < C20

(2q(l)1 +q3(l)) for εl =1

whenever ∆l R(S), see Lemma 9.6. But, if ∆l R(S), we see that 3|q(l)1 | < q3(l) for εl =1 from the proof Lemma 9.2. Then there exists a constant C3 >1 such that

1

C3q3(l) < λ(∆l) < C3

q3(l) whenever ∆l∈R(S). Hence we obtain

k→∞lim 1

lklogq(l3k) = π2 24 log 2

for η-a.e. (x, y). It is clear thatq3(k)=q(k−1)3 if (εk(x, y), nk(x, y), mk(x, y)) = (+1,1,1) and 2q(k)1 +q3(k) = 2q(k−1)1 +q(k−1)3 if (εk(x, y), nk(x, y), mk(x, y)) = (1,1,1). Since the indicator function of h(±1,1,1)i is obviously integrable with respect to η,

k→∞lim

lk−lk−1 lk = 0 for η-a.e. (x, y). Hence we have

l→∞lim 1

l logq3(l) = π2 24 log 2 for η-a.e. (x, y), equivalently λ-a.e.

11 Characterization of periodic points of the modified negative slope algorithm

In the previous section, we define S, the natural extension of the modified negative slope algorithm, in X = [0,1]2 × {(−∞,0)(1,∞)2}. In this section, we show the following theorem.

Theorem 11.1. Suppose iteration by the modified negative slope algorithmS of (x, y)X does not stop. Then the sequence (Sk(x, y) : k 0) is purely periodic if and only if x and y are in the same quadratic extension of Q and (x, y, x, y)X where x denotes the algebraic conjugate of x.

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