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PII. S0161171204111058 http://ijmms.hindawi.com

© Hindawi Publishing Corp.

SOME THEOREMS ON THE EXPLICIT EVALUATION OF RAMANUJAN’S THETA-FUNCTIONS

NAYANDEEP DEKA BARUAH and P. BHATTACHARYYA Received 8 October 2001

Bruce C. Berndt et al. and Soon-Yi Kang have proved many of Ramanujan’s formulas for the explicit evaluation of the Rogers-Ramanujan continued fraction and theta-functions in terms of Weber-Ramanujan class invariants. In this note, we give alternative proofs of some of these identities of theta-functions recorded by Ramanujan in his notebooks and deduce some formulas for the explicit evaluation of his theta-functions in terms of Weber- Ramanujan class invariants.

2000 Mathematics Subject Classification: 11A55, 11F20, 11F27.

1. Introduction. Ramanujan’s general theta-functionf (a,b)is given by

f (a,b)=

k=−∞

ak(k+1)/2bk(k−1)/2, (1.1)

where|ab|<1. If we seta=q2iz,b=q2iz, andq=eπiτ, wherez is complex and Im(τ) >0, thenf (a,b)=ϑ3(z,τ), whereϑ3(z,τ)denotes one of the classical theta- functions in its standard notation [9, page 464]. After Ramanujan, we define the fol- lowing special types of his theta-function.

If|q|<1, then

φ(q):=f (q,q)=1+2 k=1

qk2, (1.2)

ψ(q):=fq,q3

= k=0

qk(k+1)/2, (1.3)

f (−q):=f

−q,−q2

= k=0

(−1)kqk(3k−1)/2+ k=1

(−1)kqk(3k+1)/2, (1.4) χ(q):=

−q;q2

, (1.5)

where(a;q):=Πk=0(1−aqk). The functionχ(q)is only for notational purposes. Also, note thatf (−q)=q−1/24η(z), whereq=e2πizandηdenotes the Dedekind eta-function.

Much of Ramanujan’s discoveries about theta-functions can be found in Chapters 16–

21 of the organized pages of his second notebook [8]. Proofs and other references of all

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the identities can be found in [1]. However, in the unorganized pages of his notebooks [8], Ramanujan recorded many other beautiful identities. Proofs of these identities can be found in [2,3]. InSection 2, we prove some of these identities by using some other identities of theta-functions. Berndt [2,3] proved these identities via parameterization.

At scattered places in his notebooks [8], Ramanujan recorded several values of his theta-functionφ(q). Proofs of all the values claimed by Ramanujan can be found in [3, Chapter 35]. Berndt and Chan [4] also verified all of Ramanujan’s nonelementary values ofφ(e−nπ)and found three new values forn=13, 27, and 63. Kang [6] also calculated some quotients of theta-functionsφandψ. InSection 3, we give some theorems for the explicit evaluation of the quotients of theta-functionsφ,ψ, andf, by combining Weber-Ramanujan class invariants with the identities proved in Section 2 and some other identities of theta-functions. Some of these evaluations can be used to find explicit values of the famous Rogers-Ramanujan continued fractionR(q)defined by

R(q):=q1/5 1 +

q 1+

q2 1+

q3

1+···, (1.6)

where|q|<1.

We end this introduction by defining Weber-Ramanujan class invariantsGnandgn. Forq=exp(−π√n), wherenis a positive rational number, the Weber-Ramanujan class invariantsGnandgnare defined by

Gn:=2−1/4q−1/24χ(q), (1.7) gn:=2−1/4q−1/24χ(−q). (1.8) 2. Theta-function identities. The following identity was recorded by Ramanujan on page 295 of his first notebook [8]. Berndt [3, page 366] proved this by using parame- terization. Here we give an alternative proof.

Theorem2.1. Ifφ(q),ψ(q), andχ(q)are defined by (1.2), (1.3), and (1.5), respec- tively, then

ψ2(−q)+5qψ2

−q5

= φ2(q)

χ(q)χq5. (2.1)

Proof. From [1, Entry 9(vii), page 258, and Entry 10(v), page 262], we find that

ψ2(q)−qψ2 q5

−q5 f

−q5

χ(−q) . (2.2)

From [1, Entry 24(iii), page 39], we note that

f (q)=φ(q)

χ(q). (2.3)

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SOME THEOREMS ON THE EXPLICIT EVALUATION 2151 From (2.2) and (2.3), we deduce that

ψ2(q)−qψ2 q5

= φ2

−q5 χ(−q)χ

−q5. (2.4)

Now, we recall from [1, Entry 9(iii), page 258] that φ2(q)−φ2

q5

=4qχ(q)f

−q5 f

−q20

. (2.5)

Replacingqby−qin (2.5), we deduce that φ2

−q5

2(−q)+4qχ(−q)fq5f

−q20. (2.6)

Employing (2.6) in (2.4), we find that ψ2(q)−qψ2

q5

= φ2(−q) χ(−q)χ

−q5+4qf q5

f

−q20 χ

−q5 . (2.7)

Again, by [1, Entry 24(iii), page 39], we find that f

−q4

q2

χ

−q2

. (2.8)

Using (2.8) in (2.7), we obtain ψ2(q)−qψ2

q5

= φ2(−q) χ(−q)χ

−q5+4qf q5

ψ q10

χ

−q10 χ

−q5 . (2.9)

Now, by [1, Entry 24(iv), page 39], we note that χ(q)χ(−q)=χ

−q2

. (2.10)

Thus, from (2.9), we obtain ψ2(q)−qψ2

q5

= φ2(−q) χ(−q)χ

−q5+4qf q5

ψ q10

χ q5

. (2.11)

From [1, Entry 25(iv), page 40], we note that φ(q)ψ

q2

2(q). (2.12)

Employing (2.3) and (2.12), withqreplaced byq5, we conclude from (2.11) that ψ2(q)−qψ2

q5

= φ2(−q) χ(−q)χ

−q5+4qψ2 q5

. (2.13)

Replacingqby−qin (2.13), we complete the theorem.

The next theorem was recorded by Ramanujan on page 4 of his second notebook [8].

Berndt [2, page 202] proved this theorem by parameterization. Here we give an alter- native proof by using some identities of theta-functions.

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Theorem2.2. Withψ(q)andχ(q)defined in (1.3) and (1.5), respectively, χ3(q)

χ

q3=1+3qψ

−q9

ψ(−q) , (2.14)

χ5(q) χ

q5=1+5qψ2

−q5

ψ2(−q) . (2.15)

Proof of(2.14). From [1, Chapter 16, Corollary (ii) of Entry 31, page 49], we find that

ψ(q)−qψ q9

=f q3,q6

. (2.16)

Using the Jacobi triple product identity, Berndt [1, page 350] proved that fq,q2

−q3

χ(−q) . (2.17)

Replacingqbyq3in (2.17) and then using the resultant identity in (2.16), we find that ψ(q)−qψ

q9

−q9 χ

−q3. (2.18)

Now, from [1, Corollary (i) of Entry 31, page 49 and Example (v), page 51], we find that

φ

−q9

=φ(−q)+2qψq9χ

−q3. (2.19)

Invoking (2.19) in (2.18), we deduce that ψ(q)−3qψq9

= φ(−q) χ

−q3. (2.20)

Thus,

13qψ q9

ψ(q) = φ(−q) χ

−q3ψ(q). (2.21)

Now, from [1, Entry 24(iii), page 39], we note that χ(q)= 3

φ(q)

ψ(−q). (2.22)

Replacingqby−qin (2.21) and then using (2.22), we complete the proof of (2.14).

Proof of(2.15). FromTheorem 2.1, we find that 1+5qψ2

−q5

ψ2(−q) = φ2(q) χ(q)χ

q5

ψ2(−q). (2.23)

Employing (2.22) in (2.23), we arrive at (2.15), which completes the proof.

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SOME THEOREMS ON THE EXPLICIT EVALUATION 2153 3. Explicit evaluations of theta-functions

Theorem3.1. Ifψ(q),Gn, andgnare defined by (1.3), (1.7), and (1.8), respectively, then

e−πnψ

−e−9πn ψ

−e−πn =1 3

2G3n

G9n−1

, (3.1)

e−πnψ e−9πn ψ

e−πn =1 3

1 2gn3

g9n

. (3.2)

Proof. From (2.14) and the definition ofGnfrom (1.7), we easily arrive at (3.1). To prove (3.2), we replaceqby−qin (2.14) and then use the definition ofgnfrom (1.8).

SinceG9n andg9n can be calculated from the respective values ofGn and gn [5], from the theorem above, we see that the quotients of theta-functions on the left-hand sides can be evaluated if the corresponding values ofGnandgnare known. We give a few examples below.

Corollary3.2.

e−πψ

−e ψ

−e−π = 3

2√ 31

1

3 . (3.3)

Proof. Puttingn=1 in (3.1), we find that e−πψ

−e−9π ψ

−e−π =1 3

2G31

G91

. (3.4)

From [3, page 189],

G1=1, G9= 1+√

3 2

1/3

. (3.5)

Employing (3.5) in (3.4) and then simplifying, we complete the proof.

From [1, Entry 11(ii), page 123], we find that ψ

−e−π

=φe−π

2−3/4eπ/8. (3.6)

Since

φe−π

= π1/4

Γ(3/4) (3.7)

is classical [9], (3.3) and (3.6) provide an explicit evaluation forψ(−e−9π).

Corollary3.3.

e−π5/3ψ

−e5 ψ

−e−π5/3= 3+√

5√

5−√ 3

2

6 . (3.8)

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Proof. Puttingn=5/9 in (3.1), we obtain e−π5/3ψ

−e5 ψ

−e−π5/3=1 3

2G35/9

G5 1

. (3.9)

Now, from [3, pages 189 and 345], we note that G5=

1+√ 5 2

1/4

, G5/9=

5+21/4 5−√

3 2

1/3

. (3.10)

Employing (3.10) in (3.9) and then simplifying, we arrive at (3.8).

Corollary3.4.

e−π2ψe2 ψe−π2 =1−√

23 3−√

2

3 . (3.11)

Proof. Puttingn=2 in (3.2), we find that e−π2ψe−9π2

ψ

e−π2 =1 3

1 2g32

g18

. (3.12)

From [3, page 200], we note that

g2=1, g18= 2+

21/3. (3.13)

Using (3.13) in (3.12), we easily arrive at (3.11).

Theorem3.5. Withψ(q),Gn, andgndefined in (1.3), (1.7), and (1.8), respectively,

e−πnψ2

−en ψ2

−e−πn =1 5

2 Gn5 G25n1

, (3.14)

e−πnψ2 en ψ2e−πn =1

5

12 g5n g25n

. (3.15)

Proof. From (2.15) and the definition of Gn from (1.7), we easily arrive at (3.14).

Replacingqby−qin (2.15) and then using the definition ofgnfrom (1.8), we arrive at (3.15).

If the class invariants are known, then we can explicitly find the values of the quo- tients of the left-hand-side expressions of the theorem. Next we give some examples.

Corollary3.6[6].

e−πψ2

−e−5π ψ2

−e−π = 1 5

5+10. (3.16)

Proof. Puttingn=1 in (3.14), we find that e−πψ2

−e ψ2

−e−π =1 5

2G51 G251

. (3.17)

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SOME THEOREMS ON THE EXPLICIT EVALUATION 2155 From [3, page 189],

G1=1, G25=1+√ 5

2 . (3.18)

Employing (3.18) in (3.17) and then simplifying, we complete the proof.

Corollary3.7.

e−π/5ψ2

−e ψ2

−e−π/5=√1

5. (3.19)

Proof. We putn=1/5 in (3.14) to obtain e−π/5ψ2

−e ψ2

−e−π/5=1 5

2G451. (3.20)

Since, from [3, page 189],

G5= 1+√

5 2

1/4

, (3.21)

we can easily complete the proof by (3.20).

Corollary3.8.

e−π3/5 ψ2

−e−π15 ψ2

−e−π3/5=3−√ 5 5+

5. (3.22)

Proof. Puttingn=3/5 in (3.14), we obtain e−π3/5 ψ2

−e−π15 ψ2

−e−π3/5=1 5

2G53/5 G15 1

. (3.23)

Now, from [3, page 341], we note that G15=21/12

1+ 51/3

, G3/5=21/12

511/3

. (3.24)

Employing (3.24) in (3.23) and then simplifying, we arrive at (3.22).

Corollary3.9.

e−π2ψ2e−5π2 ψ2e−π2 =1

5 12 a

, (3.25)

where

a=g50=1 3

1+ 5+√

5 4

1/3

3

1+7 5+6

6+3 1+7

56 6

. (3.26)

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Proof. We putn=2 in (3.15) to obtain e−π2ψ2e−5π2

ψ2e−π2 =1 5

1−2g25 g50

. (3.27)

From [3, page 201], g50=1

3

1+ 5+√

5 4

1/3

3

1+7 5+6

6+3

1+7 56

6

. (3.28)

Employing (3.13) and (3.28) in (3.27), we complete the proof.

Since for q= e−πn, npositive rational, the explicit formulas for φ2(q5)/φ2(q), φ(q9)/φ(q), andφ4(q3)/φ4(q)are known [3, page 339, (8.11); page 334, (5.7); page 330, (4.5), respectively], namely,

φ2 en φ2e−πn =1

5

1+2G25n

G5n

, (3.29)

φe−9πn φ

e−πn =1 3

1+ 2G9n

G3n

, (3.30)

φ4 e−3πn φ4

e−πn =1 9

1+2 2G39n

Gn9

, (3.31)

we now derive some identities by which the corresponding values of the quotients ψ2(−q5)/ψ2(−q),ψ(−q9)/ψ(−q), andψ4(−q3)/ψ4(−q)can be found.

Theorem3.10[7]. Ifφ(q)andψ(q)are defined by (1.2) and (1.3), respectively, then 2

−q5

ψ2(−q) = 1−φ2 q5

2(q)2

q5

2(q)

1. (3.32)

Proof. We replaceqby−qin (2.4) and then divide the resulting identity by (2.1) to obtain

φ2q5

φ2(q) = ψ2(−q)+qψ2

−q5 ψ2(−q)+5qψ2

−q5. (3.33)

This is indeed equivalent to (3.32).

Theorem3.11. Withφ(q)andψ(q)defined in (1.2) and (1.3), respectively,

−q9

ψ(−q) = 1−φ q9

/φ(q)q9/φ(q)

1. (3.34)

Proof. Replaceq by−qin (2.18) and (2.20) and then, dividing the first resulting identity by the second, we find that

φ(q)

φq9= ψ(−q)+qψ

−q9 ψ(−q)+3qψ

−q9. (3.35)

It is now easy to see that (3.35) and (3.34) are equivalent.

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SOME THEOREMS ON THE EXPLICIT EVALUATION 2157 Theorem3.12. Withφ(q)andψ(q)defined in (1.2) and (1.3), respectively,

1+9qψ4

−q3

ψ4(−q) = 8 9φ4

q3

4(q)

1. (3.36)

Proof. FromTheorem 3.11, we note that

1+3qψ

−q9

ψ(−q) = 2 3φ

q9 /φ(q)

1. (3.37)

From the third equality of [1, Entry 1(ii), page 345] and the second equality of [1, Entry 1(iii), page 345], we note that

1+3qψ

−q9 ψ(−q) =

1+9qψ4

−q3 ψ4(−q)

1/3

,

3φ q9 φ(q) 1=

9φ4

q3 φ4(q) 1

1/3

,

(3.38)

respectively. Employing (3.38) in (3.37) and then cubing the resultant identity, we com- plete the proof.

Corollary3.13.

e−πψ4

−e ψ4

−e−π =2−√ 3 3

3 . (3.39)

Proof. It is known from [3, page 327] (or can be found easily from (3.31)) that φ4e−3π

φ4

e−π = 1 6

39. (3.40)

The proof of the corollary now follows immediately by puttingq=e−πinTheorem 3.12 and then using (3.40).

Now, from [1, Entries 24(ii) and 24(iv), page 39], we note that f3(q)=φ2(q)ψ(−q), f3

−q2

=φ(q)ψ2(−q). (3.41)

From (3.41), we find the following quotients offin terms ofφandψ:

F1(q):= f6(q) qf6

q5= ψ2(−q) 2

−q5× φ4(q) φ4

q5, F2(q):= f6

−q2 q2f6

−q10= φ2(q) φ2

q5× ψ4(−q) q2ψ4

−q5.

(3.42)

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The values ofF1(q)andF2(q)can be determined explicitly forq=e−πnby employ- ingTheorem 3.5and (3.29). We give a couple of examples below.

Corollary3.14.

F1

e−π/5

=5 5, F2

e−π/5

=5

5. (3.43)

Proof. As inCorollary 3.7, by puttingn=1/5 in (3.29), it can be easily seen that φ2

e φ2e−π/5=√1

5. (3.44)

Puttingq=e−π/5in (3.42) and then employing (3.44) andCorollary 3.7, we complete the proof.

Corollary3.15.

F1

e−π3/5

=5(5+√ 5)

2 ,

F2e−π3/5

=5(25+115)

2 .

(3.45)

Proof. As inCorollary 3.8, by puttingn=3/5 in (3.29), it can be easily seen that φ2

e15π φ2e−π3/5= 2

5−√

5. (3.46)

Puttingq=e−π

3/5in (3.42) and then employing (3.46) andCorollary 3.8, we com- plete the proof.

Now, for the explicit evaluation ofR(q)defined in (1.6), we note from [6] that 1

R5q2)−11−R5q2

= f6

−q2 q2f6

−q10, 1

S5(q)+11−S5(q)= f6(q) qf6

q5,

(3.47)

whereS(q)= −R(−q).

From (3.47) and (3.42), we see that to find the explicit values ofR(q2)andS(q), for q=e−πn, it is enough to findF1(q)andF2(q). See [6].

Acknowledgment. The authors thank Bruce C. Berndt for sending some of his books and reprints. They also thank the referee for helpful suggestions.

References

[1] B. C. Berndt,Ramanujan’s Notebooks. Part III, Springer-Verlag, New York, 1991.

[2] ,Ramanujan’s Notebooks. Part IV, Springer-Verlag, New York, 1994.

[3] ,Ramanujan’s Notebooks. Part V, Springer-Verlag, New York, 1998.

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SOME THEOREMS ON THE EXPLICIT EVALUATION 2159 [4] B. C. Berndt and H. H. Chan,Ramanujan’s explicit values for the classical theta-function,

Mathematika42(1995), no. 2, 278–294.

[5] B. C. Berndt, H. H. Chan, and L.-C. Zhang,Ramanujan’s class invariants and cubic continued fraction, Acta Arith.73(1995), no. 1, 67–85.

[6] S.-Y. Kang,Ramanujan’s formulas for the explicit evaluation of the Rogers-Ramanujan con- tinued fraction and theta-functions, Acta Arith.90(1999), no. 1, 49–68.

[7] ,Some theorems on the Rogers-Ramanujan continued fraction and associated theta function identities in Ramanujan’s lost notebook, Ramanujan J.3(1999), no. 1, 91–

111.

[8] S. Ramanujan,Notebooks. Vols. 1, 2, Tata Institute of Fundamental Research, Bombay, 1957.

[9] E. T. Whittaker and G. N. Watson,A Course of Modern Analysis, Cambridge Mathematical Library, Cambridge University Press, Cambridge, 1996.

Nayandeep Deka Baruah: Department of Mathematical Sciences, Tezpur University, Napaam 784 028, Sonitpur, Assam, India

E-mail address:[email protected]

P. Bhattacharyya: Department of Mathematical Sciences, Tezpur University, Napaam 784 028, Sonitpur, Assam, India

E-mail address:[email protected]

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Journal of Applied Mathematics and Decision Sciences

Special Issue on

Intelligent Computational Methods for Financial Engineering

Call for Papers

As a multidisciplinary field, financial engineering is becom- ing increasingly important in today’s economic and financial world, especially in areas such as portfolio management, as- set valuation and prediction, fraud detection, and credit risk management. For example, in a credit risk context, the re- cently approved Basel II guidelines advise financial institu- tions to build comprehensible credit risk models in order to optimize their capital allocation policy. Computational methods are being intensively studied and applied to im- prove the quality of the financial decisions that need to be made. Until now, computational methods and models are central to the analysis of economic and financial decisions.

However, more and more researchers have found that the financial environment is not ruled by mathematical distribu- tions or statistical models. In such situations, some attempts have also been made to develop financial engineering mod- els using intelligent computing approaches. For example, an artificial neural network (ANN) is a nonparametric estima- tion technique which does not make any distributional as- sumptions regarding the underlying asset. Instead, ANN ap- proach develops a model using sets of unknown parameters and lets the optimization routine seek the best fitting pa- rameters to obtain the desired results. The main aim of this special issue is not to merely illustrate the superior perfor- mance of a new intelligent computational method, but also to demonstrate how it can be used e

ectively in a financial engineering environment to improve and facilitate financial decision making. In this sense, the submissions should es- pecially address how the results of estimated computational models (e.g., ANN, support vector machines, evolutionary algorithm, and fuzzy models) can be used to develop intelli- gent, easy-to-use, and/or comprehensible computational sys- tems (e.g., decision support systems, agent-based system, and web-based systems)

This special issue will include (but not be limited to) the following topics:

Computational methods

: artificial intelligence, neu- ral networks, evolutionary algorithms, fuzzy inference, hybrid learning, ensemble learning, cooperative learn- ing, multiagent learning

Application fields

: asset valuation and prediction, as- set allocation and portfolio selection, bankruptcy pre- diction, fraud detection, credit risk management

Implementation aspects

: decision support systems, expert systems, information systems, intelligent agents, web service, monitoring, deployment, imple- mentation

Authors should follow the Journal of Applied Mathemat- ics and Decision Sciences manuscript format described at the journal site

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Prospective authors should submit an electronic copy of their complete manuscript through the journal Manuscript Track- ing System at

http://mts.hindawi.com/, according to the fol-

lowing timetable:

Manuscript Due December 1, 2008 First Round of Reviews March 1, 2009 Publication Date June 1, 2009

Guest Editors

Lean Yu,

Academy of Mathematics and Systems Science, Chinese Academy of Sciences, Beijing 100190, China;

Department of Management Sciences, City University of Hong Kong, Tat Chee Avenue, Kowloon, Hong Kong;

[email protected]

Shouyang Wang,

Academy of Mathematics and Systems Science, Chinese Academy of Sciences, Beijing 100190, China; [email protected]

K. K. Lai,

Department of Management Sciences, City University of Hong Kong, Tat Chee Avenue, Kowloon, Hong Kong; [email protected]

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