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Enriched Categories in the Logic of Geometry and Analysis

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Reprints in Theory and Applications of Categories, No. 1, 2002, pp. 1–37.

METRIC SPACES, GENERALIZED LOGIC, AND CLOSED CATEGORIES

F. WILLIAM LAWVERE

Author Commentary:

Enriched Categories in the Logic of Geometry and Analysis

Because parts of the following 1973 article have been suggestive to workers in several areas, the editors of TAC have kindly proposed to make it available in the present form.

The idea on which it is based can be developed considerably further, as initiated in the 1986 article [1]. In the second part of this brief introduction I will summarize, for those familiar with the theory of enriched categories, some of the more promising of these further developments and possibilities, including suggestions coming from the modern theory of metric spaces which have not yet been elaborated categorically. (The 1973 and 1986 articles had also a didactic purpose, and so include a detailed introduction to the theory of enriched categories itself.)

While listening to a 1967 lecture of Richard Swan, which included a discussion of the relative codimension of pairs of subvarieties, I noticed the analogy between the triangle inequality and a categorical composition law. Later I saw that Hausdorff had mentioned the analogy between metric spaces and posets. The poset analogy is by itself perhaps not sufficient to suggest a whole system of constructions and theorems appropriate for metric spaces, but the categorical connection is! This connection is more fruitful than a mere analogy, because it provides a sequence of mathematical theorems, so that enriched cate- gory theory can suggest new directions of research in metric space theory and conversely, unusual for two subjects so old (1966 and 1906 respectively).

The closed interval [0,∞] of real numbers as objects, ≥ as maps, + as “tensor” and truncated subtraction as adjoint “hom”, constitute a bona fide example of a complete, symmetric, monoidal closed category V. For any such V there is the rich system of con- structions and theorems (worked out by Eilenberg and Kelly, Day, and others) involving

- V-valued categories;

- V-strong functors;

Originally published as: Metric spaces, generalized logic, and closed categories,Rendiconti del semi- nario mat´ematico e fisico di Milano, XLIII (1973), 135-166

Received by the editors 2002-04-01 and, in revised form, 2002-06-24.

Transmitted by Michael Barr. Reprint published on 2002-09-1.

2000 Mathematics Subject Classification: 18D20.

Key words and phrases: Metric spaces, enriched categories, logic.

Commentary cF. William Lawvere, 2002. Permission to copy for private use granted.

1

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2 F. WILLIAM LAWVERE

- V-natural transformations as an object of V and hence

- V-functor categories, λ-transformation and double dualization;

- the Cayley-Hausdorff-Yoneda lemma;

- free V-categories (generated by V-graphs) whose adjointness expresses Dedekind- Peano recursion via an objective geometric series;

- V-valued “relations” or bimodules and their convolution;

- Kan quantifiers which give extensions in particular well-defined situations.

All of these turn out to specialize, for the stated example V, to important results and constructions for metric spaces:

- V-functors are Lip1 maps;

- the V-natural hom of two such turns out to be their sup-distance;

- some embedding and extension theorems of the Polish school and of MacShane follow from the general Yoneda-Kan lore;

- profunctor composition is Bellman-Fenchel convolution.

It is important that, in general, metric spaces satisfy only the two axioms for a V- category; the evidence is compelling that the usually-given more restrictive definition was too hastily fixed. Note that our V itself is quite non-symmetric (from now on we use “symmetry” of A to mean that Aop = A in an object-preserving way, rather than to mean that the tensor is commutative). A metric space can always be symmetrized (by one of two methods, + and max), but it is often better to delay that until the last stage of a calculation, because the natural asymmetry carries considerable information and also because the main rules for passing from one stage of a calculation to the next are adjointness relations. Even though examples from pure geometry are symmetric, many constructions arising in dynamics as well as many constructions in analysis lead naturally to non-symmetric metric spaces; for example, the Hausdorff metric on subsets of a metric space, or the usual distance between subsets of a probability space (usually discussed only in their symmetrized form) yield in particular an “approximate inclusion” partial order upon applying the standard monoidal functor (represented by the unit 0) from V to the cartesian-closed posetV0 of truth-values.

Likewise, metric spaces need not have all distances finite, but one can (when appropri- ate) restrict consideration to those points which have finite distance to a given part. The coproducts inV-cat naturally have infinite distance between points in different summands;

infinite distance corresponds to a vacuous hom-set in the case of ordinary categories.

The relation between truth-values V0 and distancesV may be understood, informally, in terms of the cost or work required to transform or move one point to another, and

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METRIC SPACES, GENERALIZED LOGIC, AND CLOSED CATEGORIES 3 formally in terms of three adjoint monoidal functors. The inclusion ofV0intoV interprets

“true” as zero distance or “already achieved”, but interprets “false” as infinite distance or “unattainably expensive”. This inclusion has a right adjoint which transforms anyV- category into the underlyingV0-category (or poset) as mentioned above; but it also has a left-adjoint π0 which is also monoidal and hence transforms aV-category into a different V0-category ordered this time by finiteness of cost.

The symbolπ0for the “finiteness” monoidal truth functor was chosen by strict analogy with the relation between simplicial sets and abstract sets, where the connected compo- nents concept is indeed the left adjoint of a left adjoint and moreover monoidal (with respect to cartesian product). Following the Hurewicz tradition we can define for any V-category A a corresponding homotopy category π0A and in particular for V-functors f1 and f2 from A toB a corresponding homotopy value π0(BA)(f1, f2).

The content of the resulting “homotopy theory” is largely about rotations: Defining translations to mean automorphisms at finite distance from the identity, one sees that these form a normal sub-group with a recognizable quotient group in the case of Euclidian space, where the “search light effect” shows that these are indeed only the translations.

Closed subsets of a metric space have been identified with certain Lip1 functions on the whole space in both constructive analysis and variational calculus. More precisely, every V presheaf is a V colimit of representables, but among those are the mere V0 colimits (infima) and indeed between those the sup metric is the same as the (non-symmetric) Hausdorff metric. Every presheaf has in particular its zero set (and more generally sub- level sets).

The interpretation of presheaves as refined subsets suggests the following further con- struction: By definition, representables A are V-adequate in presheaves VAop, but how co-adequate are they? That is measured by the monad which is the composite of the Isbell conjugacies to and from (VA)op, i.e. double dualization into the identity bi-module.

The action of this monad on subsets is the formation of the closed convex hull (at least in case A itself is a closed convex subset of a suitably reflexive Banach space).

Although habitually the diameter is used as a measure of the size of a subset, for many purposes a more appropriate (because more functorial) quantity is the radius, defined as follows: The direct limit functor from VA to V exists and in fact is just inf; given any presheaf F onA

rad(F) = infop(F) where ( ) is Isbell conjugation.

V-cat is itself a monoidal closed category and moreover the monoidal endo-functors of V act on it, giving rise to a fibered category whose maps include Lipλ functions for variousλ. But these monoidal functors are considerably more general than multiplication by a constant so that Lipschitz continuity, as well as Hausdorff dimension, admit much more refined measurements. Note that the square root, but not squaring, is monoidal.

This suggests a whole family of monoidal structures on V-cat interpolating between the standard one given by V and the cartesian product at the other extreme (probably it

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4 F. WILLIAM LAWVERE

already occurred to analysts that an equation like 1

p+ 1 q = 1

r

indicates that the parameterization chosen may not have been the most natural.) Thus, contrary to the apology in the introduction of the 1973 paper, it appears that the unique role of the Pythagorean tensor does indeed have expression strictly in terms of the enriched category structure.

The geodesic re-metrization G is the co-monad on V-cat, resulting from a general categorical idea: Namely, it measures the adequacy of a particular family of objects, in this case a family of intervals parameterized by V itself.

Recent work of Gromov and others suggests thatV-cat itself has a useful structure as a V-category. Presumably the Gromov distance between two metric spaces A and B is the symmetrization of a more refined invariant obtained as their Hausdorff distance in an extremal metric on A+B; but the latter metrics are determined by bimodules, which is a standard V notion!

References

1 Lawvere, F.W., Taking Categories Seriously, Revista Colombiana de Matem´aticas XX, 147-178, 1986.

2 Gromov, M., Metric Structures for Riemannian and non-Riemannian Spaces, Progress in Mathematics, 152, Birkh¨auser, 1999.

Department of Mathematics, SUNY at Buffalo, Buffalo, NY Email: wlawvere@buffalo.edu

This article may be accessed fromhttp://www.tac.mta.ca/tac/reprints or by anony- mous ftp at

ftp://ftp.tac.mta.ca/pub/tac/html/reprints/articles/1/tr1.pdf

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REPRINTS IN THEORY AND APPLICATIONS OF CATEGORIES will disseminate articles from the body of important literature in Category Theory and closely related subjects which has never been published in journal form, or which has been published in journals whose narrow circulation makes access very difficult. Publication in Reprints in Theory and Applications of Categories will permit free and full dissemination of such documents over the Internet.

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Subscription information. Individual subscribers receive notification by email of publication of reprints. To subscribe, send e-mail totac@mta.caincluding a full name and postal address. For insti- tutional subscription, send enquiries to the Managing Editor, Robert Rosebrugh,rrosebrugh@mta.ca.

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Editorial board.

John Baez, University of California, Riverside: baez@math.ucr.edu

Michael Barr, McGill University: barr@barrs.org,Associate Managing Editor Lawrence Breen, Universit´e Paris 13: breen@math.univ-paris13.fr

Ronald Brown, University of North Wales: r.brown@bangor.ac.uk Jean-Luc Brylinski, Pennsylvania State University: jlb@math.psu.edu Aurelio Carboni, Universit`a dell Insubria: aurelio.carboni@uninsubria.it Valeria de Paiva, Palo Alto Research Center: paiva@parc.xerox.com Martin Hyland, University of Cambridge: M.Hyland@dpmms.cam.ac.uk P. T. Johnstone, University of Cambridge: ptj@dpmms.cam.ac.uk G. Max Kelly, University of Sydney: maxk@maths.usyd.edu.au Anders Kock, University of Aarhus: kock@imf.au.dk

Stephen Lack, University of Sydney: stevel@maths.usyd.edu.au

F. William Lawvere, State University of New York at Buffalo: wlawvere@buffalo.edu Jean-Louis Loday, Universit´e de Strasbourg: loday@math.u-strasbg.fr

Ieke Moerdijk, University of Utrecht: moerdijk@math.uu.nl Susan Niefield, Union College: niefiels@union.edu

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Robert Rosebrugh, Mount Allison University: rrosebrugh@mta.ca, Managing Editor Jiri Rosicky, Masaryk University: rosicky@math.muni.cz

James Stasheff, University of North Carolina: jds@math.unc.edu Ross Street, Macquarie University: street@math.mq.edu.au Walter Tholen, York University: tholen@mathstat.yorku.ca Myles Tierney, Rutgers University: tierney@math.rutgers.edu

Robert F. C. Walters, University of Insubria: robert.walters@uninsubria.it R. J. Wood, Dalhousie University: rjwood@mathstat.dal.ca

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