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OF GROUND STATE IN AXIALLY SYMMETRIC DOMAINS

TSUNG-FANG WU Received 9 October 2003

We letΩ(r) be the axially symmetric bounded domains which satisfy some suitable con- ditions, then the ground-state solutions of the semilinear elliptic equation inΩ(r) are nonaxially symmetric and concentrative on one side. Furthermore, we prove the neces- sary and sufficient condition for the symmetry of ground-state solutions.

1. Introduction

Let N2 and 2< p <2, where 2=2N/(N2) for N3 and 2= ∞ forN=2.

Consider the semilinear elliptic equation

∆u+u= |u|p2u inΩ,

u=0 on∂Ω, (1.1)

whereΩis a domain inRN. WhenΩis a bounded domain inRN being convex in the zidirection and symmetric with respect to the hyperplane{zi=0}, the famous theorem by Gidas, Ni, and Nirenberg [6] (or see Han and Lin [7]): ifuis a positive solution of (1.1) belonging toC2(Ω)C(Ω), thenuis axial symmetric inzi.However, the axially symmetry of positive solution generally fails ifΩis not convex in thezi direction. For instance, Dancer [5], Byeon [2,3], and Jimbo [8] proved that (1.1) in axially symmetric dumbbell-type domain has nonaxially symmetric positive solutions. Wang and Wu [13]

and Wu [15] showed the same result in a finite strip with hole. In this paper, we want to show that the symmetry and concentration behavior of ground-state solutions in axially symmetric bounded domainsΩ(r) (will be defined later), where the domainsΩ(r) are different from those of Dancer [5], Byeon [2,3], Jimbo [8], and are extensions of Wang and Wu [13] and Wu [15]. The definition of ground-state solution of (1.1) is stated as follows. Consider the energy functionalsa,b, andJinH01(Ω),

a(u)=

|∇u|2+u2, b(u)=

|u|p, J(u)=1

2a(u)1

pb(u). (1.2)

Copyright©2004 Hindawi Publishing Corporation Abstract and Applied Analysis 2004:12 (2004) 1019–1030 2000 Mathematics Subject Classification: 35J20, 35J25, 35J60 URL:http://dx.doi.org/10.1155/S1085337504404023

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It is well known that the solutions of (1.1) are the critical points of the energy func- tionalJ. Consider the minimax problem

αΓ(Ω)= inf

γΓ()max

t[0,1]Jγ(t), (1.3)

where

Γ(Ω)=

γC[0, 1],H01(Ω)|γ(0)=0,γ(1)=e, (1.4) J(e)=0 ande=0.We call a non zero critical pointuofJ inH01(Ω) withJ(u)=αΓ(Ω) a ground-state solution. It follows easily from the mountain pass theorem of Ambrosetti and Rabinowitz [1] that such a ground-state exists. We remark that the ground-state solutions of (1.1) can also be obtained by the Nehari minimization problem

α0(Ω)= inf

vM0(Ω)J(v), (1.5)

whereM0(Ω)= {uH01(Ω)\{0}|a(u)=b(u)}. Note thatM0(Ω) contains every nonzero solution of (1.1) andαΓ(Ω)=α0(Ω) (see Willem [14] and Wang [12]).

Now, we consider the following assumptions of an axially symmetric unbounded do- mainΩ. For the generic pointz=(x,y)RN1×R,

(Ω1)Ωis a y-symmetric (axially symmetric) domain ofRN, that is, (x,y)Ωif and only if (x,y)Ω;

(Ω2)Ωis separated by ay-symmetric bounded domainD, that is, there exist two dis- joint subdomainsΩ1andΩ2ofΩsuch that

(x,y)2if and only if (x,y)1,

\D=12; (1.6)

(Ω3) equation (1.1) inΩdoes not admit any solution uH01(Ω) such that J(u)= α0(Ω).

Now, we give some examples. The infinite strip with hole: Ω =Ar\ω, whereAr= BN1(0;r)×RandωAris ay-symmetric bounded domain, and = {(x,y)RN1× R||x|2<|y|+ 1}. Clearly,Ω andΩ satisfy (Ω1) and (Ω2). Furthermore, by Lien, Tzeng, and Wang [9, Lemma 2.5], ifΩis a ball-up domain inRN, then (1.1) inΩdoes not admit any solutionuH01(Ω) such that J(u)=α0(Ω). Thus, the domainΩ satisfies (Ω3).

Moreover, along the same line of the proof of Lien, Tzeng, and Wang [9, Lemma 2.5], we obtainα0(Ω)=α0(Ar). ByLemma 2.8, the domainΩ satisfies (Ω3) (or see Wang [12, Example 2.13 and Proposition 2.14]).

LetΩ(r)=BN(0;r) be ay-symmetric bounded domain and let+t = {(x,y)| y > t}andΩt = {(x,y)|y < t}, then our first main result is the following theorem.

Theorem1.1. Suppose thatsatisfies(Ω1),(Ω2), and(Ω3). Then, for eachε >0and l0there exists anr(ε,l)>0such that forr >r(ε, l), ifvis a ground-state solution of (1.1) inΩ(r), then either+l |v|p< εor

l |v|p< ε.

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Note that, if we takeε=(p/(p2))α0(Ω) andl=0, then there exists anr0>0 such that forr > r0, every ground-state solution of (1.1) inΩ(r) is noty-symmetric. Then, we have the following result.

Corollary1.2. Letε=(p/(p2))α0(Ω)andl=0, then there exists anr0>0such that forr > r0, (1.1) inΩ(r)has at least three positive solutions of which one isy-symmetric and the other two are noty-symmetric.

ByTheorem 1.1, for eachε >0 andl0 there exists anm0Nsuch that for eachm m0, (1.1) inΩ(m) has a ground-state solutionvmthat satisfies+

l|vm|p< εor

l|vm|p<

ε. Then, we have the following results.

Theorem1.3. (i)The sequence{vm}is a (PS)α0(Ω)-sequence inH01(Ω)forJ;

(ii)vm0weakly inLp(Ω)and inH01(Ω)asm→ ∞.

ByTheorem 1.1, the ground-state solutions of (1.1) inΩ(r) are noty-symmetric for larger. In this motivation, we consider the positive ground-state solutions of the follow- ing equation:

∆u+u= f(u) inΘ,

u=0 on∂Θ, (1.7)

whereΘis ay-symmetric bounded domain and the nonlinear term f is usually assumed to satisfy the following conditions:

(f1) f(t)= −f(t) and f(t)=o(|t|) neart=0;

(f2) there exist two constantsθ(0, 1/2) andC0>0 such that 0< F(u)u

0 f(s)ds θu f(u) for alluC0;

(f3)|f(t)| ≤C|t|qfor some 1< q <(N+ 2)/(N2) ifN >2, 1< q <ifN=2 and for larget;

(f4)2f /∂t2(t)0 fort=0.

f(t)= |t|p2tis a typical example. Under the conditions (f1) through (f3), the def- inition of ground-state solutions of (1.7) is similar to the minimax problem (1.3). Here, we modify the proof of Chern and Lin [4] to get the following results.

Theorem1.4. Let vC2(Θ)C(Θ)be a positive ground-state solutions of (1.7) inΘ.

Then, there exists az0∈{y=0} ∩Θsuch that(∂v/∂y)(z0)=0if and only ifvisy-symmetric.

Corollary1.5. Ifvis a positive ground-state solution of (1.1) inΩ(r)as inCorollary 1.2 andzcis a critical point ofv, thenzc∈ {/ y=0} ∩. In particular, either(∂v/∂y)(z)<0or (∂v/∂y)(z)>0for allz∈ {y=0} ∩Ω.

2. Preliminaries

We define they-symmetric domains andy-symmetric functions as follows.

Definition 2.1. (i)Ωisy-symmetric provided thatz=(x,y)Ωif and only if (x,y) Ω;

(ii) letΩbe ay-symmetric domain inRN. A functionu:ΩRisy-symmetric (axi- ally symmetric) ifu(x,y)=u(x,y) for (x,y)Ω.

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Throughout this paper, letΩbe ay-symmetric domain inRN,Hs(Ω) theH1- closure of the space {uC0(Ω)|u is y-symmetric} and letX(Ω) be either the whole space H01(Ω) or they-symmetric Sobolev spaceHs(Ω). Then,Hs(Ω) is a closed linear subspace ofH01(Ω). LetHs1(Ω) be the dual space ofHs(Ω).

We define the Palais-Smale (PS) sequences, (PS)-values and (PS)-conditions inX(Ω) forJas follows.

Definition 2.2. We define the following:

(i) forβR, a sequence{un}is a (PS)β-sequence inX(Ω) forJ ifJ(un)=β+o(1) andJ(un)=o(1) strongly inX1(Ω) asn→ ∞;

(ii)βRis a (PS)-value inX(Ω) forJif there is a (PS)β-sequence inX(Ω) forJ;

(iii)Jsatisfies the (PS)β-condition inX(Ω) if every (PS)β-sequence inX(Ω) forJcon- tains a convergent subsequence.

By Willem [14], for anyβR, a (PS)β-sequence inX(Ω) forJis bounded. Moreover, a (PS)-valueβshould be nonnegative.

Lemma2.3. Let βRand{un} be a (PS)β-sequence inX(Ω)forJ, then there exists a positive numberc(β)such thatunH1c(β)for largen. Furthermore,

aun

=bun

+o(1)= 2p

p2β+o(1) (2.1)

andβ0. Moreover,c(β)can be chosen so thatc(β)0asβ0.

Now, we consider the Nehari minimization problem αX(Ω)= inf

uM(Ω)J(u), (2.2)

whereM(Ω)= {uX(Ω)\{0} |a(u)=b(u)}. Note thatM(Ω) contains every nonzero solution of (1.1) inΩ,αX(Ω)>0 and ifu0M(Ω) achievesαX(Ω), thenu0is a positive (or negative) solution of (1.1) inΩ(see [13,14]). Moreover, we have the following useful lemma, whose proof can be found in [13, Lemma 7].

Lemma2.4. Let{un}be inX(Ω). Then,{un}is a (PS)αX(Ω)-sequence inX(Ω)forJif and only ifJ(un)=αX(Ω) + o(1)anda(un)=b(un) + o(1).

We denote

(i)αX(Ω) byα0(Ω) forX(Ω)=H01(Ω) andαX(Ω) byαs(Ω) forX(Ω)=Hs(Ω), (ii)M(Ω) byM0(Ω) forX(Ω)=H01(Ω) andM(Ω) byMs(Ω) forX(Ω)=Hs(Ω).

Remark 2.5. By the principle of symmetric criticality (see [11]), we have every (PS)β- sequence inX(Ω) forJis a (PS)β-sequence inH01(Ω) forJ.

LetΩbe any unbounded domain andξC([0,)) such that 0ξ1 and ξ(t)=

0 fort[0, 1],

1 fort[2,). (2.3)

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Let

ξn(z)=ξ 2|z|

n

. (2.4)

Then, we have the following results whose proof can be found in [15].

Proposition2.6. Equation (1.1) indoes not admit any solutionu0such thatJ(u0)= αX(Ω)if and only if for each (PS)αX()-sequence{un}inX(Ω)forJ,there exists a subse- quence{un}such that{ξnun}is also a (PS)αX(Ω)-sequence inX(Ω)forJ.

Proposition2.7. Jdoes not satisfy the (PS)αX()-condition inX(Ω)forJif and only if there exists a (PS)αX(Ω)-sequence{un}inX(Ω)forJsuch that{ξnun}is also a (PS)αX(Ω)-sequence inX(Ω)forJ.

LetΩ12, clearlyαX(Ω1)αX(Ω2). Then, we have the following useful results.

Lemma2.8. Let12andJ:X(Ω2)Rbe the energy functional. Suppose thatαX(Ω1)

=αX(Ω2). Then, the following hold:

(i)equation (1.1) in1 does not admit any solution u0X(Ω1) such that J(u0)= αX(Ω1);

(ii)Jdoes not satisfy the (PS)αX(2)-condition.

The proof is given by Wang and Wu [13, Lemma 13].

By the Rellich compact theorem,Jsatisfies the (PS)αX(Ω)-condition inX(Ω) ifΩis a bounded domain.

Lemma2.9. Letbe a bounded domain in RN. Then, the (PS)αX(Ω)-condition holds in X(Ω)forJ. Furthermore, (1.1) inhas a positive solutionu0such thatJ(u0)=αX(Ω).

3. Concentration behavior We need the following results.

Lemma3.1. Letbe an unbounded domain. Then, αX

Ω(r)αX(Ω) asr. (3.1)

Proof. SinceΩ(r) is a bounded domain for allr >0, by Lemmas2.8and2.9, we have αX(Ω(r)) is monotone decreasing asr is monotone increasing andαX(Ω(r))> αX(Ω).

Thus, there exists ad0αX(Ω) such that αX

Ω(r)d0 asr. (3.2)

Claim thatd0αX(Ω). Let{un}be a (PS)αX(Ω)-sequence inX(Ω) forJ. ByLemma 2.3, there exists ac >0 such that

un2+u2nc,

unpc (3.3)

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for allnN. Thus, for eachnN, there exists a sequence{rn}such thatrn>0 with rnasn→ ∞and

∩{|z|≥rn}

un2+u2n< 1 n,

∩{|z|≥rn}

unp<1

n. (3.4)

Now, defineηrn(z)=η(2|z|/rn), whereηCc ([0,)) satisfies 0η1 and

η(t)=

1 fort[0, 1],

0 fort[2,). (3.5)

Then,ηrnunX(Ω). From (3.4), we obtain

aηrnun=aun+o(1),

bηrnun=bun+o(1). (3.6)

By the routine computations, there exists a sequence{sn} ⊂R+such thata(snηrnun)= b(snηrnun),sn=1 +o(1) and

Jsnηrnun=Jηrnun+o(1)=αX(Ω) +o(1), (3.7)

that is,snηrnunM(Ω(rn)) andJ(snηrnun)αX(Ω(rn))=d0+o(1). Takingn→ ∞, we

getαX(Ω)d0. Therefore,αX(Ω)=d0.

LetΩ+t = {(x,y)|y > t}andΩt = {(x,y)|y < t}. Then, we have the follow- ing result.

Lemma3.2. Suppose that the domainsatisfies(Ω1),(Ω2), and(Ω3). Then, for eachε >0 andl0, there exists aδ(ε,l)>0such that ifuM0(Ω)andJ(u)< α0(Ω) +δ(ε,l), then either+

l|u|p< εor

l|u|p< ε.

Proof. If not, there existc >0,l00, and{un} ⊂M0(Ω) such thatJ(un)=α0(Ω) +o(1),

+l0

unpc,

l0

unpc. (3.8)

By Lemma 2.4, {un} is a (PS)α0(Ω)-sequence inH01(Ω) for J. Now, Ω satisfies condi- tion (Ω3). ByProposition 2.6, there exists a subsequence{un}such that{ξnun}is also

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a (PS)α0(Ω)-sequence inH01(Ω) forJ, whereξnis as in (2.4). Letvn=ξnun. We obtain Jvn=α0(Ω) + o(1),

J vn=o(1) inH1(Ω). (3.9)

SinceΩis a y-symmetric domain inRN separated by a bounded domain, there exists a n0> l0such thatvn=0 inΩ(n0) forn >2n0, andΩ\Ω(n0)=12, whereΩ1=+n0

andΩ2=n0.Moreover,vn=v1n+v2n, where

vni(z)=

vn(z) forzi

0 forz /i

fori=1, 2. (3.10)

Then,vni H01(Ωi) anda(vin)=b(vni) +o(1). By (3.9), we obtain J vin=o(1) strongly inH1i

fori=1, 2. (3.11)

Assume that

Jvin=ci+ o(1) fori=1, 2. (3.12) Since J(vn)=J(v1n) +J(vn2)=α0(Ω) + o(1), we have c1+c2=α0(Ω). Since ci are (PS)- values inH01(Ωi) forJ, byLemma 2.3,ci0 and

c1

2p p2

=

+l0

vn1p+o(1)=

+l0

unp+o(1),

c2

2p p2

=

l0

v2np+o(1)=

l0

unp+o(1).

(3.13)

By (3.8), we haveci>0 fori=1, 2. We have that α0(Ω)=c1+c2α0

1

+α0

2

, (3.14)

which contradicts the fact thatα0(Ω)α0(Ωi) fori=1, 2.

Now, we begin to show the proof ofTheorem 1.1. ByLemma 3.1, for eachε >0 and l0, there exists aδ(ε,l)>0 such that if uM0(Ω) and J(u)< α0(Ω) +δ(ε,l), then

+l |u|p < ε or

l|u|p< ε. Moreover, by Lemma 3.2, there exists an r > 0 such that

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α0(Ω(r))< α0(Ω) +δ(ε) for all r >r. Thus, if v is a ground-state solution of (1.1) in H01(Ω(r)) for r >r, then vM0(Ω(r))M0(Ω), J(v)< α0(Ω) +δ(ε) and either

+l |v|p< εor

l|v|p< ε.

Now, we begin to show the proof ofTheorem 1.3.

(i) ByLemma 3.1, we haveJ(vm)=α0(Ω(m))=α0(Ω) +o(1). SincevmM0(Ω(m)) M0(Ω), fromLemma 2.4we can conclude that {vm}is a (PS)α0(Ω)-sequence inH01(Ω) forJ.

(ii) LetvLq(Ω), where 1/ p+ 1/q=1. Then, for eachε >0 there exists anl >0 such that

(Ω(l))c|v|q< εq. (3.15) ByTheorem 1.1, there exists anm0> lsuch that

(l)

vmq< εp m > m0. (3.16)

Thus, for eachε >0 there exists anm0such that

vmv=

((l))cvmv+

(l)vmv

((l))c

vmp1/ p

((l))c|v|q 1/q

+

(l)

vmp 1/ p

(l)|v|q 1/q

c1+c2

ε m > m0,

(3.17)

wherec1=((2p/(p2))α0(Ω)) andc2= vLq. This implies thatvm0 weakly inLp(Ω) asm→ ∞. Sincevmis a solution of (1.1) inΩ(m), we have

Ω(m)vmϕ+vmϕ=

Ω(m)

vmp2vmϕ ϕH01

Ω(m). (3.18)

First, we need to show for eachε >0 andϕCc1(S) there exists anm0such that

Ω(m)vmϕ+vmϕ < ε m > m0 (3.19) forϕCc1(Ω). LetK=suppϕ, thenKΩis compact and there exists anm1such that KΩ(m) for allmm1. FromTheorem 1.4, for eachε >0 there existl0>0 andm0such thatϕH01(Ω(m)),

(Ω(l0))c|ϕ|p=0,

Ω(l0)

vmp< ε(p1)/ p m > m0. (3.20)

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We obtain

(m)

vmp2vmϕ=

((l0))c

vmp2vmϕ+

(l0)

vmp2u1mϕ

(Ω(l0))c

vmp(p1)/ p

(Ω(l0))c|ϕ|p 1/ p

+

Ω(l0)

vmp

(p1)/ p

Ω(l0)|ϕ|p 1/ p

cε,

(3.21)

vmϕ+

vmϕ=

Ω(m)vmϕ+

Ω(m)vmϕ

=

Ω(m)

vmp2vmϕ m > m0.

(3.22)

We have that

vmϕ+

vmϕ m > m0. (3.23) Sinceα0(Ω(m+ 1))< α0(Ω), there exists aC >0 such that vmH1C. Thus, for each ε >0 andψH01(Ω), there exists aϕC1c(Ω) such that

ψϕH1< ε

C. (3.24)

From (3.23) and (3.24), we can conclude that for eachε >0 andψH01(Ω) there exists anm0>0 such that

vmH1=

vm,ψϕH1+vmH1

CψϕH1+vmH1

< ε+ form > m0.

(3.25)

This implies thatvm0 weakly inH01(Ω).

4. Symmetry

Now, we begin to show the proof ofTheorem 1.4. Let vbe a ground-state solution of (1.7) inΘand letz=(x,y) be the reflection point ofz=(x,y) with respect to the hyperplaneT:= {y=0}. First, we claim that either

v(z)vz zΘ+ (4.1)

or

v(z)vz zΘ+, (4.2)

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whereΘ+is one of half domainΘ\T. If not, then the following two sets A+=

zΘ+|v(z)> vz, (4.3)

A=

zΘ+|v(z)< vz, (4.4)

are nonempty. Letw(z)=v(z)v(z) forzΘ+. Then,wsatisfies

∆ww+fvζ(z)w=0, inΘ+,

w=0, in∂Θ+, (4.5)

whereζ(z) is betweenv(z) andv(z). Let A=

z|zA

. (4.6)

Ford >0, we define a function

ud(z)=

w(z) ifzA+, dwz ifzA,

0 otherwise.

(4.7)

SinceA+1>0 andA1<0, there exists a constantd0>0 such that

Θud0φ1=

A+

1+d0

A

1=0, (4.8)

whereφ1is the first positive eigenfunction of the following eigenvalue problem:

1 +fv

ζ(z)φ+λφ=0 inΘ,

φ=0 on∂Θ. (4.9)

Letλ2be the second eigenvalue of (4.9). Sincevis a ground-state solution of (1.7), by the same method of the proof of Theorem 2.11 in [10], we haveλ2is nonnegative. Moreover, by (4.3)–(4.7), we have

∆udud+fv

ζ(z)ud>0 forzA+,

∆udud+fv

ζ(z)ud<0 forzA,

∆udud+fv

ζ(z)ud=0 otherwise.

(4.10)

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Therefore, from (4.8) and (4.10), we have 0>

Θud(z)∆ud(z)ud+ fvζ(z)ud(z)dz

=

Θ

ud(z)2+u2dfvζ(z)u2d(z)dz

λ2

Θu2d(z)dz0,

(4.11)

a contradiction. This proves inequalities (4.1) and (4.2). By (4.1) and (4.2), we may as- sumew(z)0 for allzΘ+, ifw(z)>0 for somezΘ+. Sincewsatisfies (4.5), by using the strong maximum principle, we havew >0 inΘ+. Similarly, ifw(z)0 andw(z)<0 for somezΘ+, we havew <0 inΘ+. Suppose thatw(z)>0 for allzΘ+. Then, from (4.5) and applying the Hopf Lemma, we have

∂w

∂(y) z0

= −2∂v

∂y z0

<0. (4.12)

Similarly, ifw(z)<0 for allzΘ+, we have (∂v/∂)y(z0)<0, this contradicts the fact that (∂v/∂)y(z0)=0. Therefore,w(z)=0 for allzΘ+orv(x,y)=v(x,y) for all (x,y)Θ.

The converse is obvious.

Acknowledgment

The author is partially supported by the National Science Council of Taiwan.

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[14] M. Willem,Minimax Theorems, Progress in Nonlinear Differential Equations and their Appli- cations, Birkh¨auser Boston Inc., Massachusetts, 1996.

[15] T.-F. Wu,Concentration and dynamic system of solutions for semilinear elliptic equations, Elec- tron. J. Differential Equations (2003), no. 81, 1–14.

Tsung-Fang Wu: Center for General Education, Southern Taiwan University of Technology, Tainan 71005, Taiwan

E-mail address:[email protected]

参照

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