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Vol. 5 No. 2 (1982) 345-349

THE KLUVANEK-KANTOROVITZ

CHARACTERIZATION OF SCALAR OPERATORS IN LOCALLY CONVEX SPACES

WILLIAM V. SMITH

Mathematics

Department

The University of Mississippi University, Mississippi

38677

(Received June

9,

1980)

ABSTRACT. This paper is devoted

to

a proof of the characterization without duality theory, using

strong

integrals, while eliminating any assumptions of barrelledness or equicontinuity.

KEY WORDS AND PHRASES. Locally convex space, s opors, Banach ace.

1980 MATHEMATICS SUBJECT CLASSIFICATION CODES. 47B40; 28B05.

1. INTRODUCTION.

This paper is directed

to

specialists familiar with its field.

In Ill

we will

indicate that some results regarding the characterization of scalar

type operators

in Banach spaces can be generalized

to

the locally convex case rather simply.

In

this

note

we will indicate briefly how this can be done with a result of Kluvanek

[2] (see

Kantorovitz

[3]).

Kluvanek’s paper

[2]

is concerned with a problem somewhat more general than the one we will look at but the interested reader will see that we could carry out his program by the same technique as used here.

Perhaps the most useful

aspect

of our work here is the fact that we are able to

construct

the proofs almost entirely without duality theory. The use of linear functionals is kept to a minimum, and while some of the results

(especially

some

lemmas)

appear to depend on local convexity, this can even be avoided as in

[1].

However,

local convexity is apparently

necessary

to avoid certain problems with

some

of the integrals involved and to allow the use of results in

[h].

The reader

(2)

will also

note

that the spaces involved are

not

assumed to be barrelled nor the spectral measures equicontinuous. This is an improvement over previous work in the area.

2.

NOTATION AND

PRELIMINARIES.

L(X)

will be the continuous endomorphisms of a quasicomplete separated locally convex topological vector space

X;

we assume

L(X)

is quasicomplete for simple con-

S will be a locally

compact

Hausdorff space and

C0(S)

will be the con- vergence.

tinuous complex valued functions on S which vanish at infinity,

llfl[

will denote

the supremum norm of f, and will den’ote the Fourier transform of a function f on

the real line.

LEMMA

2.1. Let

B

be the Borel subsets of S. Suppose

P:

B

L(X)

is a regular additive

set

function and

D

is a dense subalgebra of

C0(S).

If S is a

countably metric space and

fgdP

(f f)(f gd2)

for

f,

g c

D,

then

P

is multiplicative

(i.e., P(E IU E 2):P(EI)P(E2)--P(E2)P(EI)).

PROOF OF

LEMM

2.1. The proof may be done using the fact that P has bounded semivariation and by considering the

argument

in

(2.5)

of

i].

LEMM

2.2.

Let D

be as in Lemma 2.1. and consider $

D X. Suppose

is relatively weakly compact in X.

Then $ is a continuous

operator

and there is a unique X-valued countably additive regular set function m such that

$(f)

fdm

for f e D. Conversely, if such an m exists, then

(*)

is relatively weakly

compact.

PROOF OF

LEMMA

2.2. See Lewis

K5S,

page

16h; or,

when

16S appears,

use

Theorem

h

rith the proof of Lemma 2 in

K2S.

REMARK.

The fact that $ is continuous on all of

C0(S)

can be inferred from the fact that in a locally convex space weakly bounded sets are bounded and from the fact that bounded linear maps from an

F-space

to a topological vector space are continuous.

(3)

3 CKARACTERIZAT

ION.

THEOREM 3.1.

Let T

e

L(X). T

is scalar with real

spectrum

if and only if

(+) {F f(s)eiSTxds IIII <_

i, f

LI(-,)}

is a relatively weally

coml:.ct

subset of

X

for x e

X.

PROOF

OF

TttNOREM 3.1.

The map

+

f f(s )eSTds

is continuous and weakly com-

pact

and,

therefore,

by

Lemma 2.2, . f(s)eiSTxds I du

x for each x e

X.

If

x’

e

X’

the continuous dual of

X

then recalling that la

x is bounded

f(s) (eiSTx ,x’ )ds f d(Ux,X’

I _ f(t)e-iStdt d(

x

(s),x’)

f(t) f

e-ist

d(lax(S),x’)dt

_/ e( f -s a(Ux(S, x,

and,

therefore,

by continuity of e

eitTx ,x’ [ e-iSt (x(S) ,x’)

itT ist

x in t. Since e is

bounded,

itT ist

e x

./ e- dx(S) (B.l)

Define

P(E)(x) Ux(E).

Then

P

is

L(X)

valued countably additive and regular

(in

the

strong operator topology). Now

it is easy to see that if

*g(x)

[ f(x-y)g(y)dy,

then

[ f*g(s)eiStxds f(t)eitTdt / g(u)eiUTxdu

for all f, g

LI(II).

Therefore since f.g fg,

(P (E) P(E)x)

x

f 9dP

x

f f dP

x

for all f g e

LI(IR I)

Since

i

is dense in

C0(]RI),

by

Lemma 2.2, P

is multi- plicative and setting t 0 in

(3.1)

gives

P(I I) I

the identity in

L(X). Hence

P is a spectral measure.

ist i Notice e

it s as t 0 and using Proposition

(h.1)

and Proposition

(5.h)

of

[7]

we have

(the

proof of

(5.)

is what is

required)

x

(4)

for all x in a dense subset of

X

and if 8

[-n,n],

then it is clear that

TP(6 )x

n n

P(6 )Tx

/-Tx for all x by continuity of

T

and since kdP is closed and

n x

-Tx

we have

-

kdP

Tx

for all x.

Therefore, T

is scalar.

lim

dPP(Sn)X

x

n-

isT isT

e-iSdp

and one can show that e x

Conversely, if

Tx kdPx,

then e x x

is continuous in s and bounded as in

[2].

Furthermore,

f(s)eiSTxds

exists as a Pettis integral by Thomas

[hi

for every f a

LI(I),

and this implies

or

ds

/

f(s)eiSTxds f(s)e-iSdp()

x

( f(s)eiSTxds x’) ( f(s)e-iSdp ()ds x’)

X

f(s)e-iSd(Px(),x’)ds fCs)e-iSdsd(P(X)x,X’)

f(s) eiSTxds ()dP x() and,

therefore,

(+)

is relatively weakly com- and so

pact

by Lemma 2.2. This completes the proof.

A

very well-known result of Bochner is:

THEOREM 3.2. If

(t)

is continuous for <

t

< and has the

property

that

_< K

sup

Cr

e r

r 1

zaR

r 1

holds for all finite complex sequences

{c

and rational sequences

{t

then there

r r

exists a complex

measure s.t.

$(t) I eitZd(z), IIII

<

K

Using this result and the methods of

3.1.

above and

Lemma 7

of

[3],

we obtain the

follow,ing (we

omit the

proof).

THEOREM 3.3.

Suppose

the

operator T

e

L(X)

satisfies the following where x a

A

a bounded subset of

X

and

x’

a

A’

an equicontinuous subset of

X’

sup

xaA x’

n -2it

T

Ir

-2it

Ir

t

C

xte

x <

M

sup c e

r r

r 1

taR

r 1

Suppose

in addition that

X

is weakly sequentially complete. Then

T

is a scalar

operator

with real

spectrum.

(5)

HEFEHENCES

i.

SMITH,

W. V. Spectral

Measures

in Topological Algebras and Scalar

Type Opera-

tors

II (to appear), Pe___r.

Math. Hung.

2.

KLUVANEK, I.

Characterization of

Fourier-StieltJes

Transforms of

Vector

and

Operator

Valued

Measures,

Czechoslovak Math.

J. 17 (92), (1967),

pp.

261- 2"1’7.

3. KANTOROVIT’Z,

S. On the Characterization of Spectral

Operators,

Transactions

o__f

American Mathematical Society

ii__i (196h),

pp.

152-181.

THOMAS,

G.

E.

F. Totally Summable Functions with Values in Locally

Convex Spaces, Measure

Theory, Ober.

(1975),

Springer

Lecture Notes,

Berlin,

(96).

5. LEWIS,

D. R. Integration with

Respect

to

Vector Measures, Pacifi_c J.

Math.

3__B,

pp.

157-165

6. SMITH, W. V.

and

D.

H. TUCKER Weak Integral

Convergence

Theorems and Weak Compactness

(to appear),

Pacific

J.

Math.

SMITH,

W. V. Spectral Measures in Topological Algebras and Scalar

Type Opera-

tors

I (to appear), Per.

Math. Hung.

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