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Revista Colombiana de Matem´aticas Volumen 45(2011)1, p´aginas 31-35

Simplified Morasses without Linear Limits

Morasses simplificado sin l´ımites lineales

Franqui C´ ardenas

Universidad Nacional de Colombia, Bogot´ a, Colombia

Abstract. If there is a strongly unfoldable cardinal then there is a forcing extension with a simplified (ω2,1)-morass and no simplified (ω1,1)-morass with linear limits.

Key words and phrases. Morasses, Square Sequences, Unfoldable cardinals.

2000 Mathematics Subject Classification.03E35, 03E55.

Resumen.Si hay un cardinal desdoblable entonces hay una extensi´on forcing con una (ω2,1)-morass simplificada y ninguna (ω1,1)-morass simplificada con l´ımites lineales.

Palabras y frases clave. Morasses, sucesiones cuadrado, cardinales desdoblables.

1. Introduction

Morasses and its variations have been applied to solving problems of different sources in mathematics like combinatorial (Kurepa, Cantor trees), model theo- retic (Chang transfer cardinal theorems) and as a test question for some inner models. We are interested in two kind of morasses: plain morasses and morasses with linear limits. We observe that these two notions do not always agree: If there are simplified morasses with linear limits, then there are morasses but the converse is not generally true.

We will need more thanZFCsince Donder [2] has shown that ifV =Land κ > ω is a regular but not weakly compact cardinal then there is a simplified (κ,1)-morass with linear limits. He also has proved there the following:

Theorem 1(Lemma 1 in [2]). If there is a simplified(κ,1)-morass with linear limits, thenκis not weakly compact.

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Also Stanley in [1] has observed that if there is a supercompact cardinal then there is a simplified (ω2,1)-morass but there is no simplified (ω2,1)-morass with linear limits. Donder’s statement suggests that it should be enough a weakly compact cardinal. In this note, we improve this statement by using just a strongly unfoldable cardinal. Concretely, we prove the following:

Main Theorem. Letκbe a strongly unfoldable cardinal. Then there is a forc- ing extension with a simplified (ω2,1)-morass but with no a simplified(ω1,1)- morass with linear limits.

For this, we will use the following theorem by Johnstone:

Theorem 2 (See [6]). Let κbe strongly unfoldable cardinal. Then there is a set forcing extension in which the strong unfoldability ofκ is indestructible by

< κ-closed, κ-proper forcing of any size. This includes all < κ-closed posets that are either κ+-c.c. or≤κ-strategically closed.

Also, we will use Proposition 50 and Proposition 52 in [5]. We summarize these propositions in the following theorem:

Theorem 3. The forcing which adds a(κ,1)-morass is< κ-closed and has the κ+-c.c.

The idea is to add a simplified (κ,1)-morass for a strongly unfoldable cardi- nalκas above; this partial order is< κ-closed and has theκ+-c.c. by Theorem 3 and does not destroys the strongly unfoldability ofκ. Then we collapse with the partial order Col(ω1, < κ). This forcing collapses κ to ω2 and preserves everything aboveκ+, in particular it preserves the simplified morass.

Theorem 4 (Corollary 7.9 in [3]). Let τ regular cardinal and κ > τ weakly compact cardinal. If GisCol(τ, < κ)-generic then

V[G]|= “If S⊆Sτ+ is stationary, there is an α∈Sττ+,

with S∩α stationary”.

whereSτ+={β < τ+|cof(β)< τ} andSττ+={β < τ+|cof(β) =τ}.

Theorem 5(Fact 2.9 in [4]). If2τ holds and S⊆τ+ is a stationary set, then there exists a stationary T ⊆ τ+ such that T∩α is not stationary for every α < τ+.

We observe that 2ω1 fails in this extension.

Theorem 6 (Theorem 3.1 in [1]). If there is a simplified (κ,1)-morass with linear limits then2κ is true.

We conclude from the previous theorem that there is no simplified (ω1,1)- morass with linear limits.

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2. Strongly Unfoldable Cardinals

Strongly unfoldable cardinals were introduced by Villaveces in [7], they gener- alize weakly compact cardinals, preserve to the constructible universe L, but they have some features of strong and supercompact cardinals.

Letκ > ω be a regular cardinal.M is aκ-model if|M|=κ,κ∈M,M |= ZFCandM⊆M.

Letκbe an inaccessible cardinal,M aκ-model andθ≥κbe an ordinal.κ isweakly compact cardinal if there exists an elementary embeddingj:M →N such that cp(j) =κ. κ is θ-strongly unfoldable if there exists j : M → N an elementary embedding such thatcp(j) =κ,j(κ)> θandVθ⊆N.κisstrongly unfoldable if for everyθ > κ, κisθ-strongly unfoldable. In particular if κis a strongly unfoldable cardinal,κis a weakly compact cardinal.

3. Simplified Morasses with Linear Limits

Like 2κ and ♦κ, simplified morasses belong to the family of combinatorial principles true in L, the constructible universe. Morasses were introduced by Jensen in the 1970’s in order to solve some cardinal transfer theorems. If there is a (κ+,1)-morass then for every cardinalλ, (λ++, λ)→(κ++, κ), where (λ++, λ) means there is a structure of size λ++ with an unary predicate of size λand the arrow means that if there is a structureAof type (λ++, λ) then there is a structureBof type (κ++, κ) such thatA ≡ B.

Let ϕ, ϕ0 and σ be ordinals such that σ < ϕ and ϕ0 = ϕ+ (ϕ−σ). Let f :ϕ+ 1→ϕ0+ 1 be an order preserving function.f is a shift function with split point σiff σ=idσ and forσ+δ≤ϕ,f(σ+δ) =ϕ+δ.

A simplified (κ,1)-morass is a double sequence:

ζ | ζ ≤κi,hGζξ |ζ <

ξ≤κi

such that

(1) hϕζ | ζ ≤ κi is an increasing sequence of ordinals such that for every ζ < κ,ϕζ < κ yϕκ+.

(2) Gζξ⊆ {f |f :ϕζ+ 1→ϕξ+ 1}is a set of order preserving functions.

(3) For allζ < ξ < κ,|Gζξ|< κ.

(4) For allζ < κ,Gζζ+1={id, f}, whereidis the identity on ϕζ and f is a shift function with split pointσζ < ϕζ soϕζ+1ζ+ (ϕζ−σ).

(5) Forζ < ξ≤κ,Gζγ ={f◦g|g∈Gζξ, f ∈Gξγ}.

(6) Ifζ≤κis a limit ordinal thenϕζ =S

ξ<ζ{f00ϕξ |f ∈Gξζ}.

(7) For allγlimit ordinal,γ≤κand for allζ1, ζ2≤γyf1∈Gζ1γ,f2∈Gζ2γ, there areξ,ζ1, ζ2< ξ < γ and f10 ∈Gζ1ξ, f20 ∈Gζ2ξ, g∈Gξγ such that f1=g◦f10, andf2=g◦f20.

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Let M be a simplified (κ,1)-morass. M is a simplified (κ,1) morass with linear limits if there is additionally a double sequence

αδ, fδαi:δ < τα for everyα < κ,αa limit ordinal, such that

(1) If δ < γ < τα then βδα < βγα and there is a g ∈ Gβαδβαγ such that fδα=fγα◦g.

(2) Ifβ < α and f ∈ Gβα then there exists δ < τα such that β < βδα and there existsg∈Gββα

δ such that f =fδα◦g.

(3) Supposeγ < τα and γ is a limit ordinal. Let α=βγα. Thenαis a limit ordinal,τα=γ, and for allδ < γ βδαδαandfδα=fγα◦fδα.

If there is a simplified (κ,1)-morass with linear limits then there is a 2κ- sequence (see [1]) and there isκ-Kurepa tree with noλ-Aronszajn subtrees for any regular infiniteλ < κand no ν-Cantor subtree for any infiniteν < κ(see [1]). We will use the first statement to prove our main Theorem by showing that ω1 fails in the final forcing extension, so there cannot be a simplified (ω1,1)-morass with linear limits.

Proof Main Theorem. Since the forcingPwhich adds a simplified (κ,1)-morass is< κ-closed and κ =κ,Psatisfies the κ+-c.c., we can apply the Theorem 2. So there is a forcing extension where there is a strongly unfoldable cardinal κand a simplified (κ,1)-morass. To finish the proof we collapse κto ω2 with the partial orderCol(ω1, < κ), where forτ a regular cardinalCol(τ, < λ) is the set

p|pfunction|p|< τ, dom(p)⊆λ×τ,∀(α, ζ)∈dom(p)(α >0→p(α, ζ)∈ α) order byp≤q ifq⊆p.

Since every strongly unfoldable cardinal is weakly compact cardinal and if we collapse a weakly compact cardinal toω2 there is no 2ω1-sequence due to Theorems 4 and 5, so using Theorem 6 we can’t have in this forcing extension a simplified (ω1,1)-morass with linear limits. However we do have a simplified (ω2,1)-morass since being ordinal and order preserving function (and hence

split function) is absolute. X

References

[1] Velleman Dan,Simplified Morasses with Linear Limits, J. Symbolic Logic 4(1984), 1001–1021.

[2] Donder Hans-Dieter,Another Look at Gap-1 Morasses, Proc. Sympos. Pure Math. 42(1985), 223–236.

[3] Baumgartner James, A New Class of Order Types, Ann. Math. Logic 9 (1976), 187–222.

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[4] Cummings James, Large Cardinal Properties of Small Cardinals, In Pro- ceedinds of the 1996 Barcelona Set theory, Kluwer Academic Publisher, 1996, pp. 23–39.

[5] Brooke Taylor, Large Cardinals and L-Like Combinatorics, Ph.D. Thesis, Universit¨at Wien, 2007.

[6] Johnstone Thomas, Strongly Unfoldable Cardinals made Indestructible, J.

Symbolic Logic 73(2008), no. 4, 1215–1248.

[7] Andr´es Villaveces,Chains of Elementary end Extensiond of Models of Set Theory, J. Symbolic Logic63(1998), no. 3, 1116–1136.

(Recibido en junio de 2010. Aceptado en abril de 2011)

Departamento de Matem´aticas Facultad de Ciencias Universidad Nacional de Colombia Carrera 30, calle 45 Ciudad Universitaria Bogot´a, Colombia e-mail: [email protected]

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