Explicit
upper
bounds
for residues
of
Dedekind
zeta functions
and values
of
$L$
-functions at
$s=1$
,
and explicit
lower
bounds
for
relative
class
numbers
of
CM-fields
(Abridged
version)
St\’ephane
LOUBOUTIN
Universit\’e de
Caen, Campus 2
Math\’ematique et M\’ecanique,
BP
5186
14032
Caen
cedex,Rance
[email protected]
February 15,
2000
Abstract
Weprovidethe reader with various usefulexplicit upper boundson
residues of Dedekind zetafunctions of numbers fields andon absolute
values of values at $s=1$ of$L$-series associated with primitive
charac-ters on ray class groups of number fields. To make it quite clear to
the reader howuseful suchboundsarewhen dealingwithclass number
problems for CM-fields, we deduce an upper bound on the root
dis-criminants of the normalCM-fields with (relative) class numberone.
$_{\mathrm{M}\mathrm{a}\mathrm{t}\mathrm{h}\mathrm{e}\mathrm{m}\mathrm{a}\mathrm{t}\mathrm{i}\mathrm{c}\mathrm{s}}$
Subject Classification. Primary llR42, llR29
$_{\mathrm{K}\mathrm{e}\mathrm{y}}$wordsand phrases. Dedekindzetafunctions,
$L$-functions, relative class numbers,
Explicit $bo$un$ds$ for${\rm Res}_{s=1}(\zeta_{\mathrm{K}}),$ $|L(1, \chi)|$ and $h_{\mathrm{N}}^{-}$
1
Introduction
Lately, various class number problems and class groups problems for
CM-fields have been solved. These problems include the determinations of the
imaginary abelian number fields with class number
one
(see [CK], [Yam]),relative class number one or class numbers equal to their genus class
num-bers; the determinations of the
non
quadratic imaginary cyclic fields of2-power degrees with cyclic ideal classgroupsof 2-power orders (see [Lou8])
or
with ideal class groups of exponents $\leq 2$ (see [Lou3]); the determination of
the normal CM-fields of relative class number one with dihedral or dicyclic
Galois groups (see [Lef], [LOO], $[\mathrm{L}\mathrm{O}2]$, [Lou13]); the determination of the
non-abelian normal CM-fields of degrees $2n\leq 42$ of class number one (see
[LLO], [LO1], [Lou7], see also$\cdot$
[LP]$)$; the determination. of the dihedral or
quaternion octic CM-fields withideal class groups cyclic of 2-power orders
(see [Lou6], $\mathfrak{M}]$) or of exponents $\leq 2$ (see $[\mathrm{L}\mathrm{O}3]$, [LYK]).
For solving such problems, there
are
three obstacles toovercome.
First,
one
must be able to construct the fields he is going to deal with.Usually this is done by using class field theory ($\mathrm{e}$
.
$\mathrm{g}$
.
[Lef], $[\mathrm{L}\mathrm{O}2]$, [LPL]).Second, one must be able to compute efficiently the relative class numbers
of the CM-fields he is going to deal with. This is done by computing
approx-imations of their relative class numbers by using the methods developped
by the author in [Lou4], [Lou9], [Loull], [Lou14] and [Lou16].
Finally, one must obtain a reasonable upper bound on the absolute values
of the discriminants of the CM-fields ofa given degreeor of a given Galois
group with agiven relative class number, class numberor ideal classgroup.
Due to the deep results of [Sta], [Odl] and [Hof]
one
usually knows beforehand that there areonlyfinitely many such CM-fields. However, these three
papers which aimed at proving finitness results are oflittle or no practical
use when it comes to explicit determinations for they yield huge boundson
the roots discriminants of the CM-fields with small class numbers and small
degrees. In [Lou2], [Lou6], [Lou12] and [Lou15] we developped a wealth of
techniques for obtaining lower on $\mathrm{r}\mathrm{e}\mathrm{I}\mathrm{a}\mathrm{t}\mathrm{i}\mathrm{v}\mathrm{e}$ class numbers of CM-fields, and
these lower bounds are particularly good for CM-fields of small degree.
The aim of our talk was to provide the audience with a uniform
ap-proach for proving these various useful explicit upper bounds on residues of
Dedekind zeta functions of numbers fields and on absolute values of values
at $s=1$ of$L$-series associated with primitive characters on ray class groups
of number fields. Not only did we $\mathrm{S}\mathrm{i}\mathrm{m}\mathrm{P}\mathrm{l}\mathrm{i}\mathfrak{h}$’ ourprevious proofs, but we also
Explicit $bo$unds for${\rm Res}_{s=1}(\zeta_{\mathrm{K}}),$ $|L(1, \chi)|$ and $h_{\mathrm{N}}^{-}$
2
Upper
bounds for
${\rm Res}_{s=1}(\zeta_{\mathrm{K}})$and
$|L(1, \chi)|$To beginwith,weset the notation required for understanding the statements
of the results given in this Section. Let $\mathrm{L}$ be number field of degree
$m=$ $r_{1}+2r_{2}$. Let $\zeta_{\mathrm{L}}$ denote its Dedekind zeta function. We set
$A_{\mathrm{L}}$ $=$ $\sqrt{d_{\mathrm{L}}/4^{r_{2}}\pi^{m}},$ $\Gamma_{\mathrm{L}}(s)=\Gamma^{r_{1}}(s/2)\Gamma^{r_{2}}(s),$ $F_{\mathrm{L}}(s)=A_{\mathrm{L}}^{s}\Gamma_{\mathrm{L}}(s)\zeta_{\mathrm{L}}(s)$,
$\lambda_{\mathrm{L}}$ $=$ ${\rm Res}_{s=1}(F_{\mathrm{L}}),$ $\mu \mathrm{L}=\lim_{s\downarrow 1}\frac{1}{\lambda_{\mathrm{L}}}F_{\mathrm{L}}-\frac{1}{s(s-1)},$ $B_{\mathrm{L}}=\mu_{\mathrm{L}}{\rm Res}_{s=1}(\zeta_{\mathrm{L}})$
.
Notice that$\mu_{\mathrm{Q}}=(2+\gamma-\log(4\pi))/2=0.023\cdots$ where$\gamma=0.577\cdots$ denotes
Euler’s constant. During our lecture, we proved the $\mathrm{f}\mathrm{o}\mathrm{U}\mathrm{o}\mathrm{w}\mathrm{i}\mathrm{n}\mathrm{g}$ results.
Theorem 1 Let$\mathrm{L}$ be a number
field of
degree$m>1$.
1. (See [LoulO, Th. 1] and [Loul5, Th. $\mathit{1}J$). It holds
${\rm Res}_{s=1}( \zeta_{\mathrm{L}})\leq(\frac{e\log d_{\mathrm{L}}}{2(m-1)})^{m-1}$ (1)
2. $\frac{1}{2}\leq\beta<1$ and$\zeta_{\mathrm{L}}(\beta)=0$ imply${\rm Res}_{s=1}(\zeta_{\mathrm{L}})\leq(1-\beta)B_{\mathrm{L}}$
.
3. It holds
$B_{\mathrm{L}} \leq(\frac{e\log d_{\mathrm{L}}}{2m})^{m}$ (2)
Therefore, $\frac{1}{2}\leq\beta<1$ and$\zeta_{\mathrm{L}}(\beta)=0$ imply
${\rm Res}_{s=1}( \zeta_{\mathrm{L}})\leq(1-\beta)(\frac{e\log d_{\mathrm{L}}}{2m})^{m}$ (3)
Theorem 2 Let$\mathrm{L}$ be a number
field
of
degree$m\geq 1$.
Let$\chi$ be a primitive
character on some $tay$ class group
for
L. Let $f_{\chi}$ denote the normof
thefinite
partof
the conductorof
$\chi$.1. (See [Loul5, Th. $\mathit{2}J$). It holds
$|L(1, \chi)|\leq 2(\frac{e}{2m}\log(d_{\mathrm{L}}f_{\chi}))^{m}$ (4)
2. $\frac{2}{3}\leq\beta<1$ and$L(\beta, \chi)=0$ imply
Explicit un$ds$ for ${\rm Res}_{s=1}(\zeta_{\mathrm{K}}),$ $|L(1, \chi)|$ and
Theorem 3 (See [LoulO, Th. $\mathit{3}J$ and [Loul2, Th. $\mathit{1}J$). Let $\mathrm{L}$ be a given
number
field.
Let$\chi$ be non-irivial$p_{7}\dot{\nu}mitive$ character$\chi$ on a ray classgroupfor
$\mathrm{L}$ which isunramified
at all theinfinite
(real) placesof
L. Let $f_{\chi}$ denotethe norm
of
thefinite
partof
the conductorof
$\chi$. We have$|,L(1, \chi)|\leq\frac{1}{2}{\rm Res}_{s=1}(\zeta_{\mathrm{L}})\log f_{\chi}+\{$
$2B_{\mathrm{L}}$ in all $cases_{2}$
$B_{\mathrm{L}}$
if
$f_{\chi}=1$ orif
$f_{\chi}\geq e^{2\mu}\mathrm{L}$.(6)
See also [Lou5] and [Lou15, Th. 7] for similar but lesssatisfactoryresults
when wechuck the assumption that $\chi$ isunramified at all the infinite (real)
places of L. Since both the upper bounds on $|L(1, \chi)|$ given in Theorem
3 and [Lou15, Th. 7] involve the invariant $B_{\mathrm{L}}$ of $\mathrm{L}$, it was reasonable to
determine in Theorem 1 a general upper bound on $B_{\mathrm{L}}$
.
Theorem 4 (See [LoulO, Prop. $\mathit{6}J$ and [Loul2, Th. $\mathit{5}J$). Let $\mathrm{L}$ be a real
quadratic
field.
We have the following improvement on (2):$B_{\mathrm{L}} \leq\frac{1}{8}\log^{2}d_{\mathrm{L}}$. (7)
Theorem 5 $L$et$\chi$ be an evenprimitive
$Di7\dot{\mathrm{v}}chlet$ character modulo $f_{\chi}>1$
.
1. (Use the second bound in (6) with $\mathrm{L}=\mathrm{Q}$). It holds
$|L(1, \chi)|\leq(\log f_{\chi}+2\mu_{\mathrm{Q}})/2\leq(\log f_{\chi}+0.05)/2$. (8)
2. $\frac{1}{2}\leq\beta<1$ and$L(\beta, \chi)=0$ imply
$|L(1, \chi)|\leq\frac{1-\beta}{8}\log^{2}f_{\chi}$ (9)
which improves upon (5).
Notice that for quadratic characters (9) follows from (3) and (7).
Corollary 6 Let $\mathrm{L}$ be a real abelian number
field of
degree $m>1$.
andconductor$f_{\mathrm{L}}$
.
Notice that $d_{\mathrm{L}}\leq f_{\mathrm{L}}^{m-1}$.
1. We have the following improvement on (1):
${\rm Res}_{s=1}( \zeta_{\mathrm{L}})\leq(\frac{1}{2}\log f_{\mathrm{L}}+\mu_{\mathrm{Q}})^{m-1}$ (10)
2. $\frac{1}{2}\leq\beta<1$ and$\zeta_{\mathrm{L}}(\beta)=0$ imply
${\rm Res}_{s=1}( \zeta_{\mathrm{L}})\leq(1-\beta)\frac{\log f_{\mathrm{L}}}{4}(\frac{1}{2}\log f_{\mathrm{L}}+\mu_{\mathrm{Q}})^{m-1}$, (11)
Explicit bouuds for${\rm Res}_{s=1}(\zeta_{\mathrm{K}}),$ $|L(1, \chi)|$ and $h_{\mathrm{N}}^{-}$
3
Lower
bounds for
relative
class
numbers
Let $\mathrm{N}$ be a CM-field of degree
$2m$
.
Let $\mathrm{N}^{+}$denote its maximal totaUy real
subfield (the degree of$\mathrm{N}^{+}$ is therefore equal
to $m$) and let $Q_{\mathrm{N}}\in\{1,2],$ $w_{\mathrm{N}}$
and $h_{\mathrm{N}}^{-}$ denote its Hasse unit index, its number of complex roots of unity
and its relative class number, respectively. Then
$h_{\mathrm{N}}^{-}= \frac{Q_{\mathrm{N}}w_{\mathrm{N}}}{(2\pi)^{m}}\sqrt{\frac{d_{\mathrm{N}}}{d_{\mathrm{N}+}}}\frac{{\rm Res}_{s=1}(\zeta_{\mathrm{N}})}{{\rm Res}_{s=1}(\zeta_{\mathrm{N}+})}$.
(12)
Proposition 7 (See $[Lou\mathit{2}_{f}$ Proposition$AJ$). Let$\mathrm{N}$ be a
CM-field of
degree$2m>2$. Then, $\frac{1}{2}\leq 1-(a/\log d_{\mathrm{N}})\leq s<1$ and $\zeta_{\mathrm{N}}(s)\leq 0$ imply ${\rm Res}_{s=1}(\zeta_{\mathrm{N}})\geq\epsilon_{\mathrm{N}}(1-s)/e^{a/2}$
where $\epsilon_{\mathrm{N}}=\max(\epsilon_{\mathrm{N}}’, \epsilon_{\mathrm{N}}’’)$ with
$\epsilon_{\mathrm{N}}’=1-(2\pi me^{a/2m}/r_{\mathrm{N}})$ and $\epsilon_{\mathrm{N}}’’=\frac{2}{5}\exp(-2\pi m/r_{\mathrm{N}})$
and where $r_{\mathrm{N}}=d_{\mathrm{N}}^{1/2m}$ denotes the root number
of
N.Notice that the residue at its simple pole $s=1$ of any Dedekind zeta
function $\zeta_{\mathrm{N}}$ is positive (use the analytic class number formula for
$\mathrm{N}$, or
notice that from its definition we get $\zeta_{\mathrm{N}}(s)\geq 1$ for $s>1$). Therefore, we
have $\lim_{sarrow 1}\zeta_{\mathrm{N}}(s)=-\infty$ and $\zeta_{\mathrm{N}}(1-(a/\log d_{\mathrm{N}}))\leq 0$ if $\zeta_{\mathrm{N}}$ does not have
any real
zero
in the range $1-(a/\log d_{\mathrm{N}})\leq s<1$.Proposition 8
1.
If
$\mathrm{N}$ is a normalCM-field
which does not contain any imaginary quadratic $subfield_{f}$ then either $\zeta_{\mathrm{N}+}$ has a real zero in the range1-$1/\log d_{\mathrm{N}}\leq s<1$ or$\zeta_{\mathrm{N}}(s)\leq 0$ in this range $1-1/\log d_{\mathrm{N}}\leq s<1$
.
2.
If
$\mathrm{N}$ is an imaginary abelianfield
which does not contain anyimagi-nary quadratic subfield, then either $(_{\mathrm{N}+}$ has a real zero in the range
$1-2/\log d_{\mathrm{N}}\leq s<1$ or$\zeta_{\mathrm{N}}(s)\leq 0$ in this range $1-2/\log d_{\mathrm{N}}\leq s<1$
.
Theorem 9 (Compare with $[Lou\mathit{1}\mathit{5}_{f}$ Th. $\mathit{4}J$). Let$\mathrm{N}$ be a no$7mal$
CM-field
of
degree $2m>2$ which does not contain any imaginary quadraticsubfield.
Set$r=d_{\mathrm{N}}^{1/2m}$ (the root disc$7\dot{\tau}minant$
of
N). It holdsExplicit $bo$uxlds for and
with $u_{m}=(m-1)(m/(m-1))^{m}$
.
In particular, $h_{\mathrm{N}}^{-}>1$
for
$r\geq 40000$, and$h_{\mathrm{N}}^{-}>1$for
$m\geq 10$ and$r\geq 14000$.
Proof. According to Point 1 of Proposition 8, there are two
cases
toconsider.
First, $\zeta_{\mathrm{N}^{+}}$ has
no
realzero
in the range 1 $-1/\log d_{\mathrm{N}}\leq s<1$.
Then$\zeta_{\mathrm{N}}(1-(1/\log d_{\mathrm{N}}))\leq 0$ and usingProposition 7 with $a=1$
we
obtain${\rm Res}_{s=1}(\zeta_{\mathrm{N}})\geq\epsilon_{\mathrm{N}^{\frac{\mathrm{l}}{\sqrt{e}\log d_{\mathrm{N}}}}}$ .
Using (1) we obtain
$\frac{{\rm Res}_{s=1}(\zeta_{\mathrm{N}})}{{\rm Res}_{s=1}(\zeta_{\mathrm{N}^{+}})}\geq\epsilon_{\mathrm{N}}/\sqrt{e}(\frac{e\log d_{\mathrm{N}}+}{2(m-1)})^{m-1}\log d_{\mathrm{N}}$. (13)
Second, $\zeta_{\mathrm{N}^{+}}$ has a real
zero
$\beta$ in the range $1-1/\log d_{\mathrm{N}}\leq s<1$.
Then$\zeta_{\mathrm{N}}(\beta)=0\leq 0$ and using Proposition 7with $a=1$
we
obtain${\rm Res}_{s=1}(\zeta_{\mathrm{N}})\geq\epsilon_{\mathrm{N}^{\frac{1-\beta}{\sqrt{e}}}}$
.
Using (3) weobtain
$\frac{{\rm Res}_{s=1}(\zeta_{\mathrm{N}})}{{\rm Res}_{s=1}(\zeta_{\mathrm{N}+})}\geq\epsilon_{\mathrm{N}}/\sqrt{e}(\frac{e\log d_{\mathrm{N}}+}{2m})^{m}$ (14)
Since (14) is always greater than or equal to (13) (for it holds $d_{\mathrm{N}}\geq d_{\mathrm{N}^{+}}^{2}$),
we conclude that (13) is valid in both
cases.
Using (12) and (13)we
get thedesired first lower bound.
.
Theorem 10 Let $\mathrm{N}$ be an abelian
CM-field
of
degree $2m>2$ which doesnot contain any imaginary quadratic
subfield.
Set$r=d_{\mathrm{N}}^{1/2m}$ (the root $dis-$$C7\dot{\tau}minant$
of
N). It holds$h_{\mathrm{N}}^{-} \geq\frac{\epsilon_{\mathrm{N}}Q_{\mathrm{N}}w_{\mathrm{N}}\sqrt{d_{\mathrm{N}}/d_{\mathrm{N}^{+}}}}{\pi e(\frac{\pi}{(m-1)}\log d_{\mathrm{N}}++2\pi\mu_{\mathrm{Q}})^{m-1}\log d_{\mathrm{N}}}\geq\frac{\epsilon_{\mathrm{N}}}{eu_{m}}(\frac{\sqrt{r}}{\pi\log r+0.146})^{m}$
with$u_{m}=(m-1)(m/(m-1))^{m}$
.
Explicit bounds for${\rm Res}_{s=1}(\zeta_{\mathrm{K}}),$ $|L(1, \chi)|$ and $h_{\mathrm{N}}^{-}$
Proof. The proof of this Theorem 10 is similarto the proofofTheorem 9,
apart from the fact that Point 2 of Proposition8 allowsusto useProposition
7 with $a=2$ and that we use (10) and (11) (instead of using Point 1 of
Proposition 8, (1) and (3)$)$.
.
We refer the reader to [CK] for the solution of the relative class number
one problem for the imaginary abelian fields, solution based on refinements
of thelower bound given in Theorem 10.
The reader will easily check that ourproofs and statements ofTheorems
9 and 10arestill valid under the hypothesis that if$\mathrm{N}$ contains animaginary
quadratic field $\mathrm{k}$ then $\zeta_{\mathrm{k}}(s)<0$for $0<s<1$. In particular, ifwe are only
interestedin solving the relative class number one problem for $\mathrm{N}$, then we
assume $h_{\mathrm{N}}^{-}=1$ and we would like to use these lower bounds on relative
class numbers to obtain an upper bound on the root discriminant $r_{\mathrm{N}}$ of N.
We use [Hor, Th. 1] (for the abelian case) or [Oka] (for the normal case)
to obtain $h_{\mathrm{k}}=h_{\mathrm{k}}^{-}=1,2$ or 4 for all the imaginary quadratic subfields $\mathrm{k}$
of N. Now, according to [Arn] all the imaginary quadratic fields of class
numbers 1, 2 and 4 are known and it is only a matter of computation to
verify that we have $\zeta_{\mathrm{k}}(s)<0$in the range
$0<s<1$
for all the imaginaryquadratic fields ofclass numbers 1, 2
or
4. Therefore, we are allowed to useour lower bounds and we obtain that the root discriminant $r_{\mathrm{N}}$ ofa normal
CM-field $\mathrm{N}$ (respectively, of an imaginary abelian field N) of degree $\geq 20$
with relative class number one is less than or equal to 14000 (respectively,
less than or equal to 1200). It may be worth noticing that if$\mathrm{N}$ ranges over
theCM-fields of degree $2m$going to infinity, then as we have $r_{\mathrm{N}}\geq r_{\mathrm{N}+}$ and
as $\mathrm{N}^{+}$ isatotally real field of degree
$m$, Odlyzko’s bounds ondiscriminants
yield $\lim\inf r_{\mathrm{N}}\geq 8\pi e^{\pi\gamma 2}>215$ under the assumption of the generalized
Riemann hypothesis (see [Ser]).
Proposition 11 Let $\mathrm{F}$ be a real cyclic cubic
field
and$\mathrm{K}$ be a non-normalCM-sextic
field
with maximal totally realsubfield
F. Let$\mathrm{N}$ denote thenor-mal closure
of
K. Then, $\mathrm{N}$ is aCM-field
of
degree 24 with Galois groupGal(N/Q) isomorphic to the directproduct$A_{4}\cross C_{2},$ $\mathrm{N}^{+}$ is a normal
sub-field
of
$\mathrm{N}$of
degree 12 and Galois group $\mathrm{G}\mathrm{a}1(\mathrm{N}^{+}/\mathrm{Q})$ isomorphic to $A_{4}$, thecompositum$\mathrm{A}=\mathrm{F}\mathrm{k}$ which is the maximal abelian
subfield of
$\mathrm{N}$ is animagi-nary sextic
field
$and_{f}$ finally, we have the followingfacto
$7^{\cdot}ization$of
Dedekindzeta
functions:
$\zeta_{\mathrm{N}}/\zeta_{\mathrm{N}+}=(\zeta_{\mathrm{A}}/(_{\mathrm{F}})(\zeta_{\mathrm{K}}/(\mathrm{p})^{3}$
.
(15)Explicit undsfor and
Lemma 12 (See $[LLO_{f}$ Lemma 15]). The Dedekind zeta
function
of
anum-$ber$
field
$\mathrm{M}$ has at most two real zeros in the range $1-(1/\log d_{\mathrm{M}})\leq s<1$.
Theorem 13 Let$\mathrm{K}$ be a non-normal sextic
CM-field
with maximal totally realsubfield
a real cyclic cubicfield
$\mathrm{F}$of
conductor $f_{\mathrm{F}}$.
Set $r=d_{\mathrm{K}}^{1/6}$ (theroot discriminant
of
K) and$r_{\mathrm{K}}=1-(6\pi e^{1/72}/r)$.
We have$h_{\mathrm{K}}^{-} \geq\frac{\epsilon_{\mathrm{K}}}{12e^{1/24}\pi^{3}}\frac{\sqrt{d_{\mathrm{K}}/d_{\mathrm{F}}}}{(\log f_{\mathrm{F}}+0.05)^{2}\log d_{\mathrm{K}}}\geq\frac{\epsilon_{\mathrm{K}}}{6e^{1/24}\pi^{3}}(\frac{\sqrt{r}}{3\log r+0.1})^{3}$ (16)
Therefore, $h_{\mathrm{K}}^{-}>1$ implies$r\leq 33000$
.
Proof. There are two cases to consider. First,
assume
that $\zeta_{\mathrm{F}}$has.
a realzero
$\beta$ in [$1-(1/12\log d_{\mathrm{K}}),$ $1$[. In thatcase
$\zeta_{\mathrm{K}}(\beta)=0\leq 0$. Second,assume
that $\zeta_{\mathrm{F}}$ does not have any real zero in [$1-(1/12\log d_{\mathrm{K}}),$ $1$[. According to
(15) and Lemma 12,
we
conclude that $\zeta_{\mathrm{K}}$ does not have any real zero in[$1-(1/12\log d_{\mathrm{K}}),$$1$[ and that $\zeta_{\mathrm{N}}(1-(1/12\log d_{\mathrm{K}}))\leq 0$
.
$\circ$We refer the reader to [Bou] for the solution of the class numberone
prob-lem for these non-normal sextic CM-fields, solution based on refinements of
the lower bound given in Theorem 13.
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