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VOL. 14 NO. (1991) 17-26

RESEARCH PAPERS

MACKEY CONVERGENCE AND

QUASI-SEQUENTIALLY

WEBBED SPACES

THOMASE.GILSDORF

Department

of Mathematics/Computer

Systems

University of Wisconsin-River Falls

RiverFalls, Wisconsin 54022 (Received April 5, 1990)

ABSTRACT;. Theproblemof characterizing those locally convexspacessatisfying theMackey convergence condition is still open. Recently in [4], a partial description was given using compatiblewebs. Inthispaper,those resultsareextended by using quasi-sequentially webbed spaces (seeDefinition1).

In

particular,it isshown that strictly barrelledspacessatisfy theMackey convergenceconditionandthat they areproperlycontainedinthesetof quasi-sequentially webbed spaces.

A

relatedproblemisthatofcharacterizing thoselocallyconvexspacessatisfying the so- called fastconvergence condition.

A

partial solution to this problem isobtained. Several

examplesaregiven.

KEY

WORDS

AND

PHRASES: Webbed space, quasi-sequentially webbed space, Mackey convergence,fastconvergence,localcompleteness,inductivelimit.

1.980

MATHEMATICS

SUBJECT CLASSIFICATION CODE

(1985Revision):

Primary 46A05;Secondary46A30.

1. Introduction and Definitions.

In [7],28.3, Krthe pointedoutthatacharacterizationoflocally convexspacessatisfying the Mackeyconvergencecondition(seedefinitionbelow)didnotexist. Thisproblemisstillopen. In [4],apartialsolution isgiven, usingspaceswithwebstructures. Inthispaper,thoseresultsare extended. Also,the relatedproblemofdescribingthoselocally convexspacessatisfyingthefast convergencecondition(def’med below)isbriefly examined. Severalexamplesare givenalongthe way.

Throughoutthispaper, Ewill denoteaHausdorfflocallyconvexspace. IfAisasubset of

E

whichis absolutelyconvex, we willcallAadisk, and we letE

A

denote the linearspan ofA, endowedwiththetopology generated bythe Minkowskifunctional ofA. When

A

isbounded, EAisanormedspace,andthenormed topologyisfinerthanthetopologyinherited fromE. If E

A

isaBanachspace,wecallAaBanach

disk. A

locally convexspaceislocally_ complete if each closed, boundeddisk is aBanachdisk. If(x

n)

is asequenceinEwhichconvergestox in

(2)

the normed space EA for some bounded diskA, we say that (x

n)

isMackey (or locally convergent tox. Incase x 0,wesay(x

n)

isMackeynull. Becausealltopologiesinvolved hereare translation invariant, we willalwaysusenullsequences. Also, it is obvious thatevery locallynullsequenceis anullsequenceforthe original topologyonE. Wheneachnullsequence islocally null,wesaythatEsadsfiesthe Mackeyconvergence

condition.

If

(Xn)

is aMackeynull sequenceand thecorrespondingdiskAis a Banach disk,

(Xn)

isfastconvergenAto0. Ifevery nullsequenceisfastconvergentto0, thenEsatisfiesthe fastconvergencecondition.

Wewillalso need the following informationonwebs. Detailed discussions ofwebs maybe foundin [3], [10], and [11]. A web on a locallyconvex spacewill be denoted by /. A sequence

{Wml,m2 mk:

ke N} of members from aweb

such that

Wml

mk+l

Wml

mkiscalled astrand. Forconvenience, we willdenoteastrandby

(Wk).

Also, weassumethroughoutthispaper, thatforastrand

(Wk)

of

Wk+l

c

- Wk.

IfWisawebon alocally convexspace E,wesay that,@iscompatible

with

Eifgivenany

zeroneighborhoodUinE,andany strand(W

k)

from

,,

thereexists keNsuchthatWkcU.

A compatible web ,#iscompleting ifforeach strand

(Wk)

from 74/and for each series

webbed.

If iscompleting and foreachstrand(W

k)

and each series

klXk

with xk eWk,we

have

r=k+[ x

e Wk_1,

then

W

is and wesaythatEisstrictly webbed,

2. Ouasi-Seo_uentiallvWebbedSpacesandMackey

Convergence

Oneobviousproperty of compatible websisthatthe members ofanystrandcan be made smallenoughtofitintoanyzeroneighborhood. If each nullsequencehas the property thatits membersare eventuallycontained in a f’mite collectionof strands, thenitappearsthatthesequence isconvergingwith respecttoafinertopology. This istheidea behindsequentiallywebbedspaces and quasi-sequentially webbedspaces.

Definition

1; Let Ebealocally convexspacewithacompatible web,@. ThenEissequentially webbediffor each null sequence

(Xn)

there exists a finite collectionofstrands

{(Wk(1)), (Wk(2)) (Wk(m))

from

such that for each ke NthereexistsNke Nsuchthat

m xne

U Wk(i)

i=l

(3)

for each n> Nk. Ifwehavethe weakercondition,that foreachn>

Nk

m xne

U Vk(i),

i=l

where Vk is theclosed, convexbalanced hull ofWk, then wesay Eisq.uasi-sequentially webbed.

Remark._.__.’

Every

sequentially webbedspaceisquasi-sequentiallywebbed. Anexampleofa quasi- sequentially webbedspacewhich is notsequentiallywebbedisgiven below.

Example 1" LetE

tl/2,

withthenon-locally convex metrizabletopology generatedbythe decreasingsequence

{Wn:

neN}. Itiseasytoshowthat 7’ {W

n"

ne

N}

isacompatible web for

(E,).

Let r denote thetopologyonEinducedby thenormedtopology

on/1. ,

is thenacompatible web forrlalso. Nowlet7,#

{W’n"

ne N},where

W’n

isthe /l_closure

of the convexbalanced hullofWn,for each neN. Since

forms a baseof closedzero neighborhoods forrl, (E,rl) isquasi-sequentiallywebbedunder7.g Onthe otherhand,we may pickxne

W’n\W

n for each n,sothat

Xn

0, but isnotcontained in the(only)strand

(Wn).

Hence, Ewiththeweb7,isnotsequentially webbed.

Inthefollowing proposition, let

{En:n

eN} be a collectionoflocallyconvexspaceswithEn

En+

for eachn, andeach injectionid:

EnEn+

continuous. Then we writeE

indnlim

En torepresentthe inductive limit ofthespaces En. Aninductve limitE

indnlim E

n issequentially retractive if foreach convergentsequence in Ethere is some neN such that the sequence convergestothesame limit inEn.

Theorem1:

(a)

Every

metrizablelocallyconvexspaceisquasi-sequentiallywebbed.

(b) LetE

indnlim

Enbe sequentiallyretractive, witheachEnclosedinE. If each Enis quasi-sequentially webbed,thensoisE.

(c)

Every

strict(LF)-spaceisquasi-sequentially webbed.

(d)

Every

subspaceof aquasi-sequentially webbed spaceisquasi-sequentially webbed.

Proof:

(a) Let

{Un:

neN}beabase of zeroneighborhoods ofthe metrizablespace E consisting of absolutelyconvex,closedsetsUn,with

Un+l

c 1/2Un. Clearly, isa compatible web forEandEisquasi-sequentially webbedunder

(b) Let E

indnlim

Ensatisfyingthehypothesis. Foreachn,let

(n)

denotethe webon En. Definethe web

,, {Wm mk}

k,m

...

mk eN} onEasfollows:

Let

{Wm

1"m eN}consist of the collection

{w(n)/l"/’1

,neN}wherethesubscripts areput inone-onecorrespondence.

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Let

{Wm

1,m2:ml,m2 N} bethecollection

{w(n)l,/2:/1,/2,

n N},and soon. Itiseasyto

verifythat

is aweb onE,andWiscompatiblewithEby [4], Proposition 9.

Nowletxm---)o inE. Thenxm oinEnfor some neN. Hence,there are!strands

(Wk(n’l)) (Wk(n,/))

in

74(n)

suchthatforeachke

N,

there is

Nk

eNsuchthat

x

me U Vk(n,i)

i=l

for each m _>Nk,where

Vk(n’i)

isthe

En-closure

ofW

k(n’i)

for t’andkeN. Each

Vk(n,i)

isclosed inEn which inturnisclosedinE;hence,eachV

k(n’i)

is closed inE.

Moreover, bythe constructionof 7’onE,each strand of

74/(n)

is a strandof7,#. Hence, Eis quasi-sequentiallywebbed.

(c)

Every

strict(LF)-spacesatisfied theassumptionin(b).

(d) Let

E

be aquasi-sequentiallywebbedspaceandletFbe asubspaceofE. If,#isthewebon E,define/’=the web

"

onFby

{Wml

mk F"k,m mkeN}

Itis routinetoshow that4/’isa compatible webonF. Next,ifxn---)o inF,xn---)o inE,so therearestrands

(W

K(1))

(W

K(m))

c

suchthatforeach ke

N,

thereis

Nke

N sothat

m Xn e

U Vk(i),

i=l

whereVkisthe E-closure ofthe convex,balancedhull of

w(i)

k

Hence,

x

ne

(U

mvk(i)

) F i=l

Um

(Vk(i)

F)

i=l

Um

Vk(i)’,

i=l

where

Vk

(i)’isthe F-closure of theconvex,balancedhullof

Wk

(i) F.

ThisshowsthatFis

quasi-sequentially

webbed.

Remark:

If all thespaces Enin(b)are infactsequentiallywebbed, then the assumptionthateach

E

n isclosedinE maybedropped,since in this case,Eissequentiallywebbed by [4],

Proposition9.

(5)

Theproofof ournextresult is similartothe one for[4],Theorem12;itsproofislefttothe reader.

Theorem

2:

Every

quasi-sequentiallywebbedspacesatisfiestheMackeyconvergencecondition.

RCmk:

The motivation fordefining quasi-sequentiallywebbedspacesis in thetwocorollaries below;theyallow ustoenlargethe list oflocallyconvexspaceswhichsatisfytheMackey convergencecondition. First, we need thefollowingdefinition,givenrecently byValdivia 12]in connection withthe closedgraph theorem. Inthiscontext,aweb is ordered ifgiven arbitrary positive integersk,ml mkandnl nksuch thatmi-<ni for k,then

Wml

mkc

Wnl

nk

Definition2:

A

locallyconvexspace Eisstrictlybarrelledifgivenanyordered andabsolutely convex web74/=

{Wml mk"

k,m mk eN} onE,thereisasequence(mn ofpositive integerssuch that W

ml

mn

isa zeroneighborhoodinE,for each neN.

Remark: Strictly ban’elled spacesare studied in detail in Section6of 12]. Wenotehere that strictly ban’elledspacesincludeunordered Baire-like spaces properly. (See 12]again).

Corollary_ 1"

Every

strictly barrelledlocallyconvexspacesatisfiestheMackey convergence condition.

Proof: Let Ebestrictly barrelledand let74’ by any orderedandabsolutelyconvexweb onE.

Define the web7, by

7,0"= {2-k

Wm

1,m2 mk:k, ml,m2 mke N}

ThenW’isanotherordered, absolutelyconvex web onE,which satisfied the condition

Wk+l

c

- Wk

foreachstrand(Wk)of74 BecauseEisstrictlybarelled, thereisastrand (Wk) of

such

that Wk is a zeroneighborhoodofEfor each k

:

N. Thus,Eisquasi-sequentiallywebbed.

Corollary2: IfEisa Bairespacewith acompatibleweb, thenEsatisfiestheMackey convergence condition.

Proof:

By

lemma2 page 158 of 11],ifEisa Bairespacewithacompatibleweb7,0’thenthere is a strand

(Wk)

of 4 such that Wk isa zeroneighborhoodinEforeach keN. ThismakesE quasi-sequentially webbed.

Wewill now obtain apartialconversetoTheorem2. Wenotethat in[4],Theorem18it is shown that ifEislocallycomplete, strictly webbed, andsatisfiesthe Mackey convergence condition, thenEissequentiallywebbed. Wewillgeneralizethis. First, we needtointroducethe following:

Definition 3: A locallyconvexspaceEislocallyBaire if for eachboundedsubsetAofEthere exists aboundeddisk Bc

A

such that

EB

is a Bairespace.

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Rem..ark: Every

locallycomplete spaceislocallyBaire. Moreover,in[2],page3-4, example 6,an example ofanormedBairespacewhichisnotcompleteisgiven; thisrepresents alocallyBaire spacewhich is notlocally complete. Also,anystrict(LF)-spacerepresentsanexample of alocally Bairespacewhich is neither Baire nor metrizable.

Theorem

3:

Let E

be webbedandlocallyBaire. IfEsatisfies theMackey convergencecondition thenEis

quasi-sequentially

webbed.

Proof: Letx

n-o

inE. Using Kothe [7], 28.3,there is asequence

(rn)C(o

,oo)such that r

noo

as

n--,,*,and

rnxn---o

inE. Let

A {rnxn:n

eN}. ThenAisboundedsothereexists abounded diskB

A

suchthat

EB

isaBairespace. The injection

id:EBE

is continuousso ithas aclosed graph. IfEiswebbed using 74,’, then using Theorem 19, cor. page722of[10], thereisa strand (Wk)c7’and thereisasequence Ctk of numbers such that

idB Bc Ok

-k

foreach k eN. Hence,foreachneN

rnXn

etk Wkc tXk

Vk

whereVk convbal

(-Wk) convbal(Wk)

so that

Ikl

< for eachn>

Nk.

rn

Thenwehave

Thus, for eachfixedkeN,wefind

Nk

eN

ICtkl

Xn e

n Vk

c

Vk

sinceeach

Vk

isbalanced.

Corollary_" Let EbelocallyBaireandwebbed. ThenEsatisfies the Mackeyconvergence conditionifand onlyifEisquasi-sequentiallywebbed.

Example2: We mayusetheabove resulttofind anexampleofaquasi-sequentiallywebbedspace whichisnotstrictly barrelled. Let

E

be thestrongdual of a FrEchet-Schwartz

space.

Then

E

is complete, hence locallyBaire. Moreover, Eiswebbed by Proposition 2page157 of 11]. Infact the webWon

E

isdescribedasfollows:

Let {Un:n e N}beadecreasingbase of zero neighborhoods for the Fr6chet-Schwartzspace Fsuch thatEisthe strong dual ofF. Wedefine{Wm

1"

ml,eN}

{Un:

neN},where

Un

isthe

polar of

Un

foreachneN. Thendefine

{Wm1,m

2"ml,m2eN}=[ Un’neN},

and,ingeneral,

k,ml,., mkeN}

{Wm

mk f

Un’neN},

(7)

Clearly,

{Wml

mk k,ml mk eN}isanorderedweb onEconsisting ofabsolutely convex,closedsets. Furthermore,Eisnotnormable,so none ofthemembers of74/canbe zero neighborhoodsinE,whichmeans thatEcannotbestrictly barrelled. Finally, by 12.5.9of[5],E satisfiestheMackey convergencecondition,sobyTheorem3,Eisquasi-sequentiallywebbed.

3. The

Fast Convergence

Condition.

In [6],asequenceis definedtobe fastconvergent in alocallyconvexspace

E

ifthereisa compact diskBinEsuchthat(Xn)is convergent in

EB.

This differsfromour definition,but this difference iseasilyrectified intheorem4 below. Also,in[6],it isshown thatalocally complete bomologicalspacesatisfiestheMackey convergencecondition ifandonlyif itsatisfiesthefast convergencecondition. Inthis section wewill showthat "bornological"maybe removed from that statementandthattheonlydifferencebetweenalocallyconvexspacesatisfying theMackey convergenceconditionand onesatisfyingthe fastconvergencecondition isthepresenceof local completeness. Finally,wewillmakesomestatementsconnectingthis section with theprevious section.

Theorem4: Let Ebe alocallyconvexspace. Thenthe followingareequivalent:

(a) Esatisfiesthefastconvergencecondition.

(b) Foreachnullsequence(Xn)inEthere is a compact diskKinEsuch thatXn--)o in

EK.

(c) Eislocally completeand satisfiesthe Mackey convergencecondition.

Proof: Toshow(a)(b),letXn--)oin

EB

whereBis aboundedBanach disk. Then since

EB

is a

FrEchetspace, 35.7,(4)of[8] applies; namely,thereisa compact diskKsuch thatXnOin

EK.

Next,toshowthat (b)=,(c)notethatundertheassumptionsin(b),weneedonlyshowthatEis locally complete. Todo this,weuse5.1.11of[9],where it is shown thata locally convexspaceis locally completeiftheclosedabsolutelyconvexhullofeach nullsequenceiscompact. Let (Xn)be a nullsequenceinE. ThenXn---)oin

EK

for some compact diskKinE.

EK

isaBanach space ([9], 3.2.5)so if

A

denotesthe

EK

closureofconvbal({Xn:ne N}),thenAis compact in

EK.

Sincethe injectionid:EK---)Eiscontinuous,AiscompactinE,too. The assertion isnowobtained byshowing that theE-closureof convbal({Xn:neN })isA. Denoteby

Ao,

theclosure of

A

inE.

SinceAisboundedin

EK,

thereisa

,

>osuch thatAc,K. kKisclosedinE,so wehave

Ao

c

,K c

EK.

NowtakeXo e

Ao

andlet(xct)beanetinAsuchthatxct---)XointhetopologyofE.

Notethatid:

EK

Eis continuousand that{n" K:ne N}is abase ofzeroneighborhoodsfor

EK

consisting ofsetsclosedinE,hence alsoclosedinthelinear hull ofK. Thus, by 3.2.4 of [5],

Xct

---)Xointhetopologyof

EK.

Moreoever, AisEK-closed,soXo eA,whichshowsthat

Ao

A.

Finally,(c)=,(a)is obvious.

Corollary1:

Any

locallyconvexspacesatisfyingthefastconvergence conditionislocally complete.

(8)

Corollary_ 2:

Any

metrizable,incomplete locallyconvexspacesatisfies theMackey convergence conditionbutnotthefast convergencecondition.

oof:

Any

suchspaceisquasi-sequentially webbed byTheorem (a),butcannotbelocally completeby ], II.2.

Corollary_ 3: IfEislocally complete, thenEsatisfies thefast convergencecondition if andonlyifE satisfiestheMackey convergencecondition.

Thenext tworesults are combinations of Theorem4above and resultsfromtheprevioussection.

They givecharacterizationsoflocallyconvexspacessatisfyingthefastconvergencecondition for the case wherethespacesarewebbed.

T.h.eorem

5: LetEbeawebbedlocallyconvexspace. Thenthe followingareequivalent:

(a) Esatisfiesthefastconvergencecondition.

(b) Eislocally completeandquasi-sequenti’,dlywebbed.

This is animmediateconsequenceofTheorems2,3,and4.

Forthe resultbelow,werecallthat an inductive limitEoflocally

convex spaces isgulrifeach boundedsetinE iscontained in and bounded in oneofthe constituentspaces.

Theorem

6" Let

E

be aregularinductive limitof locally completewebbedspaces. Then the followingareequivalent:

(a) Esatisfiesthe fast convergence condition.

(b) Esatisfies theMackey convergencecondition.

(c) Eisquasi-sequentiallywebbed.

Toshow (b) <=>(a),it sufficesby Corollary 3 ofTheorem 4toshow thatEislocally complete. Hence,letAbeabounded subset ofE,whereE

indn

lim

En.

ThenAisboundedin

Eno

for some

no

eN. Thus,ifBisthe

Eno-closure

of convbal(A),thenBisabounded Banach disk in

En

o,hencealsoinE. Moreoever, Ac_.B,sowehaveshown thatevery bounded subset of Eiscontained in aBanachdisk.

It

followsnowby[9],5.1.6,thatEislocally complete. Finally, weobtain(a) <=> (c) bynoting thataninductive limitofwebbedspacesiswebbed([3], IV.4.6);

theassertionthenfollowsfromthe localcompletenessofEandTheorem5.

Asinthe previoussection,we givesomeexamples.

]Example3" Itisshownin[4], Example 15,

that/lwith

itsweaktopologyisalocallycomplete, non-bornological, non-metrizable locally convex space satisfying the Mackey convergence condition. Thisspacealso satisfies the fastconvergencecondition since it islocallycomplete.

(9)

Example4: Inthisexample,weshow thattherearelocally completewebbedspaceswhichdonot satisfytheMackey convergencecondition,hence,notthe fastconvergencecondition either. Let(E, I1.11)beanyBanachspacehavingweaklyconvergentsequencesthat arenotnorm convergent. For instance,Ecouldbe theBanachspace

LP([0,1]),

where < p <oo. LetBdenote the closed unit ball ofE. Then the web

, {2-nB

ne N} is acompatible webonEforwhichEiswebbed.

Moreoever,weshowthatEwith itsweak topology isalsowebbedwithrespectto7,#.

First,

iscompatiblewithtsinceeachweak zeroneighborhoodcontains some member of’.

Next,let(Xn)be anysequenceinEsuchthat Xn e 2-n Bfor eachneN. Since

isacompleting

web with respecttoI1.11,

Xn

is norm convergent inE,hence this series is alsoweaklyconvergent n=l

inE. Thus,7’iscompleting for

Furtheremore,it isclearthat aclosed,bounded disk inEisaBanach disk with respecttoT ifandonlyifitisaBanachdisk with respecttoT

1,

whereTandT areany topologieswhichare compatiblewithrespecttothe duality

<E,E’>.

Hence,since(E,I1.11)iscomplete, (E, )islocally complete. Therefore, by corollary ofTheorem3, (E,o) satisfies the Mackeyconvergence conditionifandonlyif(E,o’)isquasi-sequentiallywebbed. However,if(Xn)isaweaklynull sequencewhich isnotnormconvergent, then(Xn)cannotbe containedinthe(only)strand(2-nB) of4/,since thiswouldimplytt,c,ormconvergenceof(xn). Thus,(E,)isnotquasi-sequentially

(10)

REFERENCES

1.

BOSCH, C., KUCERA, J.,

and

MCKENNON, K.,

Fast Complete Locally Convex Linear Topological

Spaces, Internat.

J.Math and Math.

Sci.

9, no. 4, 1986,

(791-796).

2.

BOURBAKI, N.,

Elements d_.e Mathematique, Livre V (Espaces Vectoriels Topologiques), Chapt.

III, Hermann,

1955.

3.

DEWILDE, M., Closed

Graph Theoremsand WebbedSpaces, Pitman, 1978.

4.

GILSDORF, T.,

TheMackey

Convergence

Conditionfor

Spaces

withWebs, Internat.

J.

Math.

and Math.

no....

3, 1988,

(473-484).

5.

JARCHOW, H.,

Locally (onvex

Spaces,

B.G. Teubner

Stuttgart,

1981.

6.

JARCHOW,

H. and

SWART, J.,

On Mackey

Convergency

in Locally Convex

Spaces,

Israel

J.

Math., 16, 1973,

(150-158).

7.

KOTHE, G.,

TopologicalVector

Spaces I,

Springer, 1969.

8.

KbTHE, G.,

Topological VectorSpaces

II,

Springer,1979.

9.

P’REZ CARRERAS, P.,

and

BONET, J., Barrelled

Locally

Convex Spaces,

North Holland Mathematics Studies, No. 131, 1987.

10.

ROBERTSON, W.,

On the Closed Graph Theorem and

Spaces

with Webs, Proc. London Math. 24, 1972,

(692-738).

11.

ROBERTSON, A.P.,

and

ROBERTSON, W.,

Topological Vector

Spaces,

Second Edition, CambridgeUniversity

Press,

1973.

12.

VALDIVIA, M.,

Quasi-LB

Spaces, J.

London Math.

Sco.

35, 1987,

(149-168).

Author’scurrent address:

Department

ofMathematics, University of NorthDakota, Gravel Forks,North Dakota 58202.

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