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ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu

Lp-ESTIMATES FOR A SCHR ¨ODINGER EQUATION ASSOCIATED WITH THE HARMONIC OSCILLATOR

DUV ´AN CARDONA

Dedicated to Jos´e Ra´ul Quintero Communicated by Adrian Constantin

Abstract. In this article we obtain Strichartz estimates for a Schr¨odinger equation associated with the harmonic oscillator and the Laplacian. Our main tools are embeddings between Lebesgue and Triebel-Lizorkin spaces.

1. Introduction

In this article we consider the quantum harmonic oscillatorH :=−∆ +|x|2 on Rn where ∆ is the standard Laplacian. We obtain regularity for the Schr¨odinger equation (associated withH)

iut(t, x)−Hu(t, x) = 0, (1.1)

with initial data u(0,·) = f. It is well known that this is an important model in quantum mechanics, see for example Feynman and Hibbs [6]. As a consequence of the regularity we have estimates for the classical Schr¨odinger equation

iut(t, x) + ∆u(t, x) = 0. (1.2)

Regularity for (1.1) has been extensively studied; see for example Thangavelu [17, Section 5], Bongioanni and Torrea [2], Bongioanni and Rogers [3], Yajima [19], and the references therein. On the other hand, regularity properties for (1.2) can be found in the seminal work by Ginibre and Velo [8], also in Moyua and Vega [9], in Keel and Tao [11], and in their references. The works by Carleson [4] and Dahlberg and Kenig [5] include pointwise convergence theorems for the solution u(x, t) =eit∆f.

The following sharp result was proved in [9]: when 2(n+2)n ≤p≤ ∞and 2≤q <

∞with 1qn2(121p), the estimate

ku(t, x)kLpx(Rn,Lqt[0,2π])≤CskfkHs(Rn) (1.3) holds for all s≥sn,p,q :=n(121p)−2q. Also ifs < sn,p,q, then (1.3) is false. In the result above Hs is the Sobolev space associated with H and with the norm kfkHs :=kHs/2fkL2. The proof of (1.3) involves Strichartz estimates by Keel and

2010Mathematics Subject Classification. 42B35, 42C10, 35K15.

Key words and phrases. Harmonic oscillator; Schr¨odinger equation; Strichartz estimates;

Hermite expansion.

c

2019 Texas State University.

Submitted February 6, 2018. Published January 31, 2019.

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Tao [11], and Wainger’s Sobolev embedding theorem. It is important to mention that the machinery for the work by Keel and Tao [11] implies the estimate

ku(t, x)kLq

t([0,2π],Lpx(Rn))≤CpkfkL2(Rn), (1.4) for 2≤q <∞and 1q = n2(1p12), excluding the case (p, q, n) = (∞,2,2). On the other hand, Koch and Tataru proved estimate (1.4) for Schr¨odinger type operators in more general contexts, including the operatorH. They also proved that estimates of this type cannot be obtained for 2≤p < n−22n .

The following is a remarkable formula that links the solution of (1.1) to that of the classical Schr¨odinger equation (see Sj¨ogren and Torrea [16]),

ke−it((−∆+|x|2))fkLq[(0,π4),Lpx(Rd)]=keit∆fkLq[(0,∞),Lpx(Rd)] (1.5) for 1≤p, q≤ ∞ and 2q =n(12p1). As it was pointed out in [16], the interval of integration in the t variable is now bounded, (1.4) remains true if the equality in (1.5) is replaced by the inequality n(121p)≤ 2q, and the interval (0, π/4) can be replaced by (0, π/2). In such case the two norms are equivalent, for real functions f. In particular, (1.5) shows that (1.4) is equivalent to the following Strichartz estimate (see [12])

keit∆fkLq[(0,∞),Lpx(Rd)]≤CkfkL2(Rn) (1.6) which holds if and only if 2 ≤ p ≤ ∞ for n = 1, 2 ≤ p < ∞ for n = 2, and 2≤p < n−22n forn= 2 forn≥3.

The novelty of this article is that we provide regularity results for the Sch¨odinger equation associated withH, involvingLp-Sobolev norms for the initial data instead of theL2 andL2-Sobolev bounds mentioned above. Our main result in this article is the following theorem.

Theorem 1.1. Let n >2,2≤q <∞ and1 ≤p≤2 satisfy |12p1|< 2n1 . Then the estimate

ku(t, x)k

Lpx0[Rn,Lqt[0,2π]]≤CkfkW2s,p,H(Rn) (1.7) holds for every s≥sq:= 121q. In particular, ifq= 2 we have

ku(t, x)k

Lpx0[Rn,L2t[0,2π]]≤CkfkLp(Rn). (1.8) Moreover, forn >2,1≤p≤2, and1≤q≤p0, we have

ku(t, x)kLp0

x[Rn,Lqt[0,2π]]≤CkfkLp(Rn), (1.9) provided that |1p12|<nq1.

In the following remarks, we briefly discuss some consequences of our main result.

The main contributions of Theorem 1.1 are the estimates (1.7) and (1.9). This theorem laso provides an analogue to the Littlewood-Paley theorem (see (2.13) below). Littlewood-Paley type results can be understood as substitutes of the Plancherel identity onLp-spaces.

An important consequence of Theorem 1.1 are the estimates:

keit∆fkLq[(0,∞),Lpx(Rd)] ku(t, x)kLq

t([0,2π],Lpx(Rn)) ≤CkfkFs

p,2(Rn), (1.10) fors≥sq, 2≤p≤q <∞, 2q =n(12p1), (see Theorem 3.6). The inequality

keit∆fkLq

[(0,∞),Lpx0(Rd)] ku(t, x)kLq

t([0,2π],Lpx0(Rn))≤CkfkW2s,p,H(Rn), (1.11)

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holds fors≥sq,|1p12|< 2n1, 1< p <2,n >2 and 2q =n(1p12), (compare (1.11) and (1.4)). The estimate

kfkF0

p,2(Rn)≤Ckeit∆fkLq[(0,∞),Lpx(Rn)]Cku(t, x)kLq

t([0,2π],Lpx(Rn)) (1.12) holds when 2≤q≤p <∞provided that n(121p) = 2q. In the results above, the spacesFp,2s are Triebel-Lizorkin spaces associated withH, to be introduced in the next section.

Estimate (1.10) links our results to those in [11, 16]. For 1q =n2(121p), Corollary 3.7 shows that

ku(t, x)kLpx(Rn, Lqt[0,π/4])≤CskfkL2(Rn) (1.13) holds provided that 2≤p≤ ∞forn= 1, 2≤p <∞forn= 2, and 2≤p < n−22n forn≥3. As a consequence of the embeddingHs,→L2fors≥0, estimate (1.13) improves (1.3) in the case above.

This article is organized as follows. In section 2 we present some basics on the spectral decomposition of the harmonic oscillator and we discuss our analogue of the Littlewood-Paley theorem. Finally, in the last section we provide our regularity results.

2. Spectral decomposition of the harmonic oscillator and a Littlewood-Paley type result

LetH =−∆ +|x|2 be the Hermite operator or (quantum)harmonic oscillator.

This operator extends to an unbounded self-adjoint operator on L2(Rn), and its spectrum consists of the discrete setλν := 2|ν|+n,ν∈Nn0, with a set ofreal eigen- functions φν, ν ∈ Nn0, (called Hermite functions) which provide an orthonormal basis ofL2(Rn). Every Hermite functionφν onRn has the form

φν = Πnj=1φνj, φνj(xj) = (2νjνj!√

π)−1/2Hνj(xj)e−x2j/2, (2.1) wherex= (x1, . . . , xn)∈Rn,ν= (ν1, . . . , νn)∈Nn0, and

Hνj(xj) := (−1)νjex2j dk dxkj(e−x2j)

denotes the Hermite polynomial of order νj. By the spectral theorem, for every f ∈D(Rn) we have

Hf(x) = X

ν∈Nn0

λνfb(φνν(x), (2.2) wherefb(φv) is the Hermite-Fourier transform off atν defined by

fb(φν) :=hf, φνiL2(Rn)= Z

Rn

f(x)φν(x)dx. (2.3) The main tool in the harmonic analysis of the harmonic oscillator is the Hermite semigroup, which we introduce as follows. IfP`,`∈2N0+n, is the projection on L2(Rn) given by

P`f(x) := X

2|ν|+n=`

fb(φνν(x), (2.4)

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then the Hermite semigroup (semigroup associated with the harmonic oscillator) Tt:=e−tH,t >0 is given by

e−tHf(x) =X

`

e−t`P`f(x). (2.5)

For eacht >0, the operatore−tH has Schwartz kernel Kt(x, y) = X

ν∈Nn0

e−t(2|ν|+n)φν(x)φν(y). (2.6) In view of Mehler’s formula (see Thangavelu [18]) the above series can be summed and we obtain

Kt(x, y) = (2π)−n/2sinh(2t)−n/2e−(12|x|2+|y|2) coth(2t)+xycsch(2t)). (2.7) In this article we estimate the mixed norms Lpx(Lqt) of solutions to Sch¨rodinger equations by using the following version of Triebel-Lizorkin space associtated with H.

Definition 2.1. Let 0< p≤ ∞,r∈Rand 0< q ≤ ∞. The Triebel-Lizorkin space associated with H, the family of projectionsP`, ` ∈2N+n, and the parameters p, qandr is defined by the complex functionsf satisfying

kfkFr

p,q(Rn):=

X

`

`rq|P`f|q1/q

Lp(

Rn)<∞. (2.8) The above definition differs from those arising with dyadic decompositions [1, 13].

The following are natural embedding properties of such spaces. LetHsdenote the Sobolev space associated with H and defined by the norm kfkHs :=kHs/2fkL2. Sobolev spacesW2s,p,H inLp-spaces and associated withH, can be defined by the normkfkW2s,p,H :=kHsfkLp. Then we have

(1) Fp,qr+ε1 ,→Fp,qr 1 ,→Fp,qr 2 ,→Fp,∞r ,ε >0, 0< p≤ ∞, 0< q1≤q2≤ ∞.

(2) Fp,qr+ε1 ,→Fp,qr 2, ε >0, 0< p≤ ∞, 1≤q2< q1<∞.

(3) F2,20 =L2 and consequently, for everys∈R, H2s=F2,2s .

Some other properties associated with Sobolev spaces of the harmonic oscillator can be found in [1, 2, 13].

Now we discuss a close relation between Fp,20 and Lebesgue spaces. If ψ is a smooth function supported in [1/4,2], such thatψ= 1 on [1/2,1],

X

k=0

ψk(t) = 1, ψk(t) :=ψ(2−kt), (2.9) and A is an elliptic pseudo-differential operator on Rn of order ν > 0, then the (dyadic) Triebel-Lizorkin spaceFp,q,Ar (Rn) associated withAis defined by the norm kfkFp,q,Ar :=k{2kr/νk(A)fkLp}k`q, (2.10) where r ∈ R and 0 < p, q ≤ ∞. For A = H or A = ∆x, it is well known the Littlewood-Paley theorem [7] which states that Fp,2,A0 =Lp for all 1< p <∞. If A= ∆x, one also has

X

k

|1(k,k+1)(∆x)f|21/2

Lp(

Rn)≤CkfkLp, 2< p <∞, (2.11)

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with C depending only on p. However, such inequality is false for 1 < p < 2,

`∈2N+n,P`= 1[`,`+1)(H) and kfkF0

p,2 =

X

`

|1[`,`+1)(H)f|21/2

Lp(

Rn). (2.12)

In Remark 3.2, we shall explain in detail that we have not a Littlewood-Paley theorem forFp,20 , in the proof of our main theorem we obtain the following estimate for 1≤p≤2 (see equation (3.18))

kfkF0 p0,2 =

X

`

|1[`,`+1)(H)f|21/2 Lp0

(Rn)≤CkfkLp (2.13) provided that |1p12|< 2n1 . Such inequality is indeed, an analogue of (2.11). An immediate consequence is the estimate

kfkFs

p0,2 =kHsfkF0

p0,2 ≤CkHsfkLp=:CkfkW2s,p,H (2.14) provided that|1p12|<2n1 .

3. Regularity properties

To analyze the mixed norms of solutions of the Sch¨odinger equation we need the following multiplier theorem. The spaceL2f(Rn) consists of those finite linear combinations of Hermite functions onRn.

Theorem 3.1. Let us assume thatm∈L(N0) is a bounded function. Then the multiplierm(H)extends to a bounded operator onFp,q0 (Rn)for all0< p≤ ∞and 0< q≤ ∞. Moreover

km(H)kB(F0

p,q)=kmkL. (3.1)

In particular ifm:= 1[0,`0], thenS`0 = 1[0,`0](H),kS`0kB(F0

p,q)= 1 and lim

`0→∞kS`0f−fkF0

p,q = 0 (3.2)

uniformly on theFp,q0 -norm.

Proof. Let us considerf ∈Fp,q0 . Then,P`(m(H)f) =m(`)P`f and km(H)fkF0

p,q =

X

`

|m(`)|q|P`f|q1/q

Lp(

Rn)≤sup

`

|m(`)|kfkF0

p,q. (3.3) As a consequence,

km(H)kB(Fp,q0 )≤ kmkL. (3.4) Now, for the reverse inequality, let us choose f = φν, `0 = 2|ν| +n. Then km(H)fk(Fp,q0 )=|m(`0)|kfk(Fp,q0 )and as consequencekm(H)kB(Fp,q0 )≥sup`|m(`)|.

The second part is consequence of the uniform boundedness principle.

Remark 3.2. As an important consequence of the previous result, L2f(Rn) is a dense subspace of every spaceFp,qr , in fact, for everyf ∈Fp,qr , the sequence{S`0f}`0

lies in L2f(Rn) and S`0f → f in norm. For n = 1, it is well known that the sequence of operators {S`0}`0 is uniformly bounded on Lp if and only if 4/3< p <

4, so the spaces Fp,20 does not coincide necessarily with Lebesgue spaces and we have not a general Littlewood-Paley Theorem. Nevertheless, this disadvantag is compensated by the efficiency of such spaces when we want to estimate solutions of the Schr¨odinger equation.

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We shall use the first part of this remark in the following result.

Lemma 3.3. If f ∈Fp,20 (Rn), then for all0< p≤ ∞, ku(t, x)kLpx[Rn,L2t[0,2π]]=√

2πkfkF0

p,2(Rn). (3.5) Proof. In view of (3.2), by denseness, we consider f ∈ L2f(Rn). The solution of (1.1) is given by

u(t, x) = X

ν∈Nn0

e−it(2|ν|+n)

fb(φνν(x). (3.6) Then, we have (see [9])

ku(t, x)k2L2

t[0,2π] =X

`

2π · |P`f(x)|2

which can be proved using the orthogonality of trigonometric polynomials. So, we conclude that

ku(t, x)kL2

t[0,2π]= X

`

2π · |P`f(x)|21/2

, f ∈L2f(Rn). (3.7) Consequently,

ku(t, x)kLpx(Rn,L2t[0,2π])=√

2πkfkF0

p,2(Rn). (3.8) Lemma 3.4. Let 0< p≤ ∞,2≤q <∞and sq:= 121q. Then

Cp0kfkF0

p,2 ≤ ku(t, x)kLpx(Rn,Lqt[0,2π])≤Cp,skfkFp,2s , (3.9) for everys≥sq.

Proof. By a denseness argument, we consider f ∈ L2f(Rn). By following the approach in [3], to estimate the norm ku(t, x)kLpx[Rn,Lqt[0,2π]] we use the Wainger Sobolev embedding Theorem,

X

`∈Z,`6=0

|`|−αF(`)eb −i`t

Lq[0,2π]≤CkFkLr[0,2π], α:= 1 r−1

q. (3.10) Forsq :=121q we have

ku(t, x)kLq[0,2π]=

X

ν∈Nn0

e−it(2|ν|+n)

fb(φνν(x) Lq[0,2π]

=

X

`

e−it`P`f(x) Lq[0,2π]

≤C

X

`

`sqe−it`P`f(x) L2[0,2π]

=C

X

`

e−it`P`[Hsqf(x)]

L2[0,2π]

=C X

`

|P`[Hsqf(x)|2 :=T0(Hsqf)(x).

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So, we have

ku(t, x)kLpx[Rn,Lqt[0,2π]]≤CkT0(Hsqf)kLp(Rn)

≤CpkHsqfkF0

p,2(Rn)=CpkfkFsq

p,2(Rn). (3.11) We complete the proof by taking into account the embeddingFp,2s ,→Fp,2sq for every s > sq and the following inequality for 2≤q <∞,

kfkF0 p,2 = 1

2πkT0fkLp

= 1

√2πku(t, x)kLpx[Rn,L2t[0,2π]]

.ku(t, x)kLpx[Rn,Lqt[0,2π]].

(3.12)

Theorem 3.5. Let n >2,2≤q <∞and1≤p≤2, satisfy |121p|< 2n1 . Then

ku(t, x)kLp0

x[Rn,Lqt[0,2π]]≤CkfkW2s,p,H(Rn) (3.13) for everys≥sq := 121q. In particular, if q= 2 we have

ku(t, x)kLp0

x[Rn,L2t[0,2π]]≤CkfkLp(Rn). (3.14) Moreover, forn >2,1≤p≤2, and1≤q≤p0, we have

ku(t, x)k

Lpx0[Rn,Lqt[0,2π]]≤CkfkLp(Rn), (3.15) provided that |1p12|<1/(nq).

Proof. First, we want to proof the case q = 2 and later we extend the proof for 2 < q <∞ by using a suitable embedding. Our main tool will be the dispersive inequality [15, p. 114]

ku(t, x)kLp0

x(Rn)≤C|t|−n|1p12|kfkLp(Rn), 1≤p≤2. (3.16) Consequently,

ku(t, x)kL2

t([0,2π],Lpx0(Rn))≤Ck | · |−n|1p12|kL2[0,2π]kfkLp(Rn), 1≤p≤2. (3.17) We need |1p12| < 2n1 in order fork | · |−n|1p12|kL2[0,2π] <∞. Becausep0 ≥2 we can use Minkowski integral inequality to obtain

kfkF0 p0,2

=ku(t, x)k

Lpx0(Rn,L2t([0,2π]))

≤ ku(t, x)kL2

t([0,2π],Lpx0(Rn)).kfkLp(Rn). (3.18) In fact, we have

ku(t, x)k

Lpx0(Rn,L2t([0,2π])):=Z

Rn

Z

0

|u(t, x)|2dtp0/2

dxp20·12

≤Z 0

Z

Rn

|u(t, x)|p0dx2/p0

dt1/2

=:ku(t, x)kL2

t([0,2π],Lpx0(Rn)).

Now (3.18) can be obtained from (3.17) for 1≤p≤2 and|p112|<2n1 . Estimate (3.18) proves the theorem forq = 2. The result for 2< q <∞now follows, as in

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the proof of Theorem 3.4, by using the Wainger Sobolev embedding Theorem as in (3.11) together with (2.14):

ku(t, x)kLp0

x[Rn,Lqt[0,2π]]≤CkT0(Hsqf)kLp0

(Rn)≤Cp0kHsqfkF0 p0,2(Rn)

=Cp0kfkFsq

p0,2(Rn)≤CkfkW2sq ,p,H(Rn). So, the proof of the first statement is complete.

Now, to proof (3.15) we observe that ku(t, x)kLp0

x(Rn)≤C|t|−n|1p12|kfkLp(Rn), 1≤p≤2, (3.19) which implies

ku(t, x)kLq

t[[0,2π],Lpx0(Rn)]≤C·Ip,n,qkfkLp(Rn), 1≤p≤2, (3.20) where

Ip,n,q =Z 0

|t|−nq|1p12|1/q

<∞

for|1/2−1/p|<1/(nq). Since,q≤p0, by using the Minkowski inequality we have ku(t, x)kLp0

x[Rn,Lqt[0,2π]]≤ ku(t, x)kLq

t[[0,2π],Lpx0(Rn)] (3.21) and consequently

ku(t, x)kLp0

x[Rn,Lqt[0,2π]]≤CkfkLp.

Theorem 3.6. Let us assume that for somes,f ∈Fp,2s (Rn)is a real function and u(·, t) =e−itHf(·). Let 2≤p≤q <∞and 2q =n(121p). Then

keit∆fkLq[(0,∞),Lpx(Rn)] ku(t, x)kLq

t([0,2π],Lpx(Rn))≤CkfkFp,2s (Rn), (3.22) fors≥sq. Consequently,

keit∆fkLq

[(0,∞),Lpx0(Rd)] ku(t, x)kLq

t([0,2π],Lpx0(Rn))≤CkfkW2s,p,H(Rn), (3.23) for s ≥ sq, |1p12| < 2n1, 1 < p < 2, n > 2 and 2q = n(1p12). Moreover, for 2≤q≤p <∞and 2q =n(121p)we have

kfkF0

p,2(Rn)≤Ckeit∆fkLq[(0,∞),Lpx(Rn)], Cku(t, x)kLq

t([0,2π],Lpx(Rn)). (3.24) Proof. From the Minkowski integral inequality applied toLq/p, we deduce the in- equality

ku(t, x)kLq

t([0,2π],Lpx(Rn))≤ ku(t, x)kLpx[Rn,Lqt[0,2π]]. (3.25) In fact,

ku(t, x)kLq

t([0,2π],Lpx(Rn)):=Z 0

Z

Rn

|u(t, x)|pdxq/p dtpq·1p

≤Z

Rn

Z

0

|u(t, x)|qdtp/q dx1/p

=:ku(t, x)kLpx[Rn,Lqt[0,2π]].

Now, we only need to apply Lemma 3.4 and the equivalence given by (1.5).

Estimate (3.23) is consequence of (2.14) and (3.22) applied top0 instead ofp. On

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the other hand, for 2≤q≤p <∞, by using the Minkowski integral inequality on Lp/q we have

kfkF0

p,2(Rn)=ku(t, x)kLpx[Rn,L2t[0,2π]]

.ku(t, x)kLpx[Rn,Lqt[0,2π]]

≤ ku(t, x)kLq

t([0,2π],Lpx(Rn)).

(3.26) So, by using the equivalence expressed in (1.5) we obtain

kfkF0

p,2(Rn)≤Ckeit∆fkLq[(0,∞),Lpx(Rn)]Cku(t, x)kLq

t([0,2π],Lpx(Rn)).

The proof is complete.

Corollary 3.7. Let 1< q≤p <∞and 1q =n2(121p). Then

ku(t, x)kLpx(Rn, Lqt[0,π/4])≤CskfkL2(Rn), (3.27) provided that 2≤p < ∞ forn = 1, 2≤p < ∞ forn= 2, and 2 ≤p < n−22n for n≥3.

Proof. As in Theorem 3.6, by using the Minkowski integral inequality onLp/q, for 1< q≤p <∞, we have the inequality

ku(t, x)kLpx[Rn,Lqt[0,π/4]]≤ ku(t, x)kLq

t([0,π/4],Lpx(Rn)). (3.28) Finally (3.27) follows by using (1.6) and the equivalence (1.5).

Remark 3.8. Note that the compactness of the interval [0, π/4] and the embedding Lqt[0, π/4],→Lrt[0, π/4], forr≤q, allow us to obtain the Strichartz estimate

ku(t, x)kLpx(Rn,Lqt[0,π/4])≤CskfkL2(Rn), (3.29) provided that 1< q≤p <∞, 1qn2(121p), and n= 1 for 2≤p <∞, n= 2 for 2≤p <∞and 2≤p < n−22n forn≥3.

Acknowledgements. I would like to thank the anonymous referees for their valu- able comments.

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Duv´an Cardona

Pontificia Universidad Javeriana, Mathematics Department, Bogot´a, Colombia E-mail address:[email protected], [email protected]

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