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Comment.Math.Univ.Carolin. 34,2 (1993)363–366 363

The existence of local homeomorphisms of degree n > 1 on local dendrites

S. Miklos

Abstract. In this paper we characterize local dendrites which are the images of themselves under local homeomorphisms of degreenfor each positive integern.

Keywords: local homeomorphism, map of degreen, continuum, local dendrite, dendrite, graph

Classification: Primary 54C10; Secondary 54F20

It is shown by Ma´ckowiak [1] that each local homeomorphism of a continuum onto a tree-like continuum is a homeomorphism. In [3], we have shown that each nonunicoherent continuum is the image of some continuum under local homeomor- phisms of degreen for each positive integer n. However, we do not know if there is a local homeomorphism of degree n >1 from a continuum onto a unicoherent continuum.

A related problem is the following: Which continua are the images of themselves under local homeomorphisms of degree n for each (or for some) positive integer n >1? In this paper, as a partial answer to the question, we characterize local den- drites which are the images of themselves under local homeomorphisms of degreen for each positive integern.

A continuous surjectionf between spacesX andY is said to be:

(1) a local homeomorphism if for each pointxin X there is an open neighbor- hood U ofxsuch thatf is a homeomorphism onU andf(U) is open;

(2) of degreeniff−1(y) has exactlynpoints for eachy∈Y.

A local dendrite is any Peano continuum which contains at most a finite number of simple closed curves. A local dendrite is called a dendrite if it contains no simple closed curve. A local dendrite is called a graph if it contains at most a finite number of end points.

Theorem. LetX be a local dendrite and letn >1 be an integer. Then,X is the image of itself under a local homeomorphism of degreenif and only ifX consists of dendritesD1, D2, . . . , Dk, wherek≥3, such that for eachiandjless thank+ 1

(i) Di intersectsDj whenever either|i−j| ≤1 or|i−j|=k−1, and

(ii) there are homeomorphismshi,j :Di →Dj∪Dj+1, whereDk+1=D1, such that ifSis a simple closed curve inX, thenhi,j(S∩Di) =S∩(Dj∪Dj+1).

The author is grateful to the referee for valuable remarks

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364 S. Miklos

Proof: We first assume thatX consists of dendrites D1, . . . Dk,k≥3, satisfying (i) and (ii), and we will show that there is a map h : X → X which is a local homeomorphism of degreen. (The construction runs similarly to the construction of the mapf in the proof of the theorem in [3].) PutA=D1,B=D2∪ · · · ∪Dk, P =D1∩DkandQ=D1∩D2. For each i= 1,2, . . . , n, letAi andBi be distinct copies ofAandB, respectively; in eachAi (Bi, respectively) we distinguish copies PAi andQAi (PBi andQBi, respectively) ofP andQ. Consider the free union

U =⊕{Ai⊕Bi: i= 1,2, . . . , n}

and let ̺be an equivalence relation onU which identifies only the following sets:

PAi withPBi for eachi= 1,2, . . . , n;QAi+1 with QBi for eachi= 1,2, . . . , n−1;

andQBn withQA1.

Note that the quotient spaceY =U/̺ is a continuum in the adjunction topology which consists of copiesAYi andBiY of the setsAi andBi, respectively.

Let h1 : Y → X be the map which identifies each AYi with A and each BiY withB. It is not difficult to check that h1 is a local homeomorphism of degreen.

Now we show that there is a homeomorphismh2 fromX ontoY.

Indeed, by (i),X contains a simple closed curveS. PutDi =Di\(Di1∪Di+1).

By (ii), since the homeomorphic image of a dendrite is a dendrite, Dj∪Dj+1 is a dendrite, and consequentlyX\Diis also a dendrite. Therefore,Sis the only simple closed curve inX. Consider the arcsaibi=Di∩Sandai+1bi+1=Di+1∩S, where bi∈Di+1 andbi+1∈Di+2. Note that there are homeomorphismsHi:Di→Di+1 such that Hi(ai) = ai+1 and Hi(bi) = bi+1. Hence there are homeomorphisms from Di ontoX \Di which identify the arcs S∩Di and S∩(X \Di). Further, by the construction, AY1, . . . , BnY also satisfy (i) and (ii). Hence Y contains only one simple closed curveC and there are homeomorphisms fromAYi ontoY \AiY, whereAiY =AYi \(Bi−1Y ∪BiY) which identify the arcsC∩AYi andC∩(Y \AiY).

Thus sinceAYi and BiY are copies of A and B, respectively, X is homeomorphic to Y, and the existence of h2 is proved. Finally, we are putting h= h1h2. This concludes the first part of the theorem.

We now assume that f is a local homeomorphism of degree n > 1 from X onto itself. Since each local homeomorphism of a dendrite is a homeomorphism,X contains a simple closed curveS. LetG be a maximal (with respect to inclusion) subcontinuum ofX which contains no end points of itself. We see thatGis a graph which containsS.

We show thatf(G) =G. For a start, suppose thatf(G) is not inG. Then there exists a component C of X\G which intersectsf(G). Thus, sinceC contains no simple closed curves, f(G) contains an end point e which is in C. Let p∈ G be a point such thate=f(p). Take an open neighborhoodU of pthat exists by the definition of the local homeomorphismf and choose two pointsp1 andp2 inG∩U both different frompand such that plies in the arcp1p2 ⊂G∩U. Then the arc p1p2 is mapped homeomorphically underf onto the arcf(p1)f(p2) which contains

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The existence of local homeomorphisms of degreen >1 on local dendrites 365 the point e with f(p1) 6= e 6= f(p2), whence e cannot be an end point off(G), a contradiction. Thusf(G)⊂G. Next observe that the image of every component of X \G under f is again a component of X \G. To prove this it is enough to show that for each component C of X \G we havef(G)∩G =∅. Suppose that f(C)∩G6=∅for someC, and letKbe a component off1(G)∩CwithK∩C6=∅.

ThenK is a dendrite. Take an end pointe ofK which is inC. It is not difficult to find an arbitrarily small open setV ofein X such thatf(V) is not open inX. Therefore,f(X\G)⊂X\G, and consequentlyf(G) =G.

We also show thatG=S. In fact, sincef is a local homeomorphism, ordxX = ordf(x)X for each pointx∈X (where ordzZdenotes the Menger-Urysohn order of a pointzin a spaceZ). In particular, sincef(G) =G, we have ordrG= ordf(r)G for each r ∈ R(G), where R(G) denotes the set of all ramification points of G.

R(G) is at most finite, because G is a graph. Hence, since f is of degree n, we haven·cardR(f(G)) = cardR(G). On the other hand, sincef(G) =G, we have cardR(f(G)) = cardR(G). Whence cardR(G) = 0. Therefore,G is composed of points of order 2 exclusively. WhenceGis just the simple closed curveS.

Further, the map f being a local homeomorphism, it is a covering projection.

Hence, since f(S) =S (because G= S), the mapf | S : S →S is topologically equivalent to the map z 7→ zn on the unit circleS1 = {z ∈ R2 : |z| = 1}. It is known ([4, Remark, p. 2]) thatf |S has the unique fixed pointq1.

Now, we construct the dendritesD1, D2, . . . , Dk as follows. Consider the map- ping f2 : X → X. Then (f2)−1(q1) = {q1, q2, . . . , qn2}, whereq1, q2, . . . , qn2 are cyclically ordered as indicated. Note that f−1(q1) consists of points qsnn+1 for s= 1, . . . , n.

Further, letAibe an arcqiqi+1inS, whereqn2+1=q1such thatAi∩(f2)1(q1) = {qi, qi+1}. PutBi=S\Ai. DefineDi to be the component ofX\Bi which con- tainsAi. Clearly, X =D1∪D2∪ · · · ∪Dn2 and D1, D2, . . . , Dn2 satisfy (i). We show that they also satisfy (ii). In fact, it follows from the construction that for everyj between 1 andn

f2(Di) =X =f(Dj∪· · ·∪Dj+n−1), whereDm=D(m modn2)form > n2, f2(S∩Di) =S=f(S∩(Dj∪ · · · ∪Dj+n−1)).

This implies that there are homeomorphisms fromDiontoDj∪Dj+1which identify the arcsS∩Di andS∩(Dj∪Dj+1). This completes the proof of the theorem.

Corollary 1. LetX be a local dendrite and suppose that there is a local homeo- morphism of degreen >1fromX onto itself. Then there are local homeomorphisms of degreenfrom X onto itself for each positive integern.

Corollary 2. LetX be a graph and let 2≤n <∞. ThenX is the image of itself under a local homeomorphism of degreenif and only ifX is a simple closed curve.

Proof: Since the set of all ramification points of a graph is at most finite, we conclude that the only graph satisfying (i) and (ii) of the theorem is the simple closed curve. Therefore, the theorem implies the corollary, because every graph is

a local dendrite.

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366 S. Miklos

Remark 1. The local dendrites which are the images of themselves under local homeomorphisms of degreenfor each positive integernhave “nice” decompositions.

Therefore, we can see their geometrical structure. Thus, every one of them can be constructed as the local dendriteX in the example in [2].

Remark 2. We see that the Sierpi´nski curve, the Menger curve, a torus, an annulus satisfy (i) and (ii) of the theorem. We see also that they are the images of themselves under local homeomorphisms of degreenfor each positive integern. However, we do not know for what wider classes of continua the theorem is true.

References

[1] Ma´ckowiak T.,Local homeomorphisms onto tree-like continua, Colloq. Math.38(1977), 63–

68.

[2] Miklos S.,Exactly(n,1)mappings onto generalized local dendrites, Topology Appl.31(1989), 47–53.

[3] ,Local homeomorphisms onto nonunicoherent continua, Period. Math. Hungar.20 (1989), 305–306.

[4] Rosenholtz I.,Local expansions, derivatives, and fixed points, Fund. Math.91(1976), 1–4.

Institute of Mathematics, University of Wroc law, pl. Grunwaldzki 2/4, 50–384 Wroc law, Poland

(Received June 8, 1992)

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