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volume 7, issue 4, article 133, 2006.

Received 26 March, 2006;

accepted 19 June, 2006.

Communicated by:H.M. Srivastava

Abstract Contents

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Journal of Inequalities in Pure and Applied Mathematics

NOTE ON THE NORMAL FAMILY

JUNFENG XU AND ZHANLIANG ZHANG

Department of Mathematical Shandong University, Jinan 250100 P.R. China EMail:xjf28@sohu.com Department of Mathematical Zhaoqing University, Zhaoqing 526061 P.R. China

EMail:zlzhang@zqu.edu.cn

2000c Victoria University ISSN (electronic): 1443-5756 091-06

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Abstract

In this paper we consider the problem of normal family criteria and improve some results of I. Lihiri, S. Dewan and Y. Xu.

2000 Mathematics Subject Classification:30D35.

Key words: Normal family, Meromorphic function.

Contents

1 Introduction and Results. . . 3 2 Preliminaries . . . 7 3 Proof of the Theorems . . . 18

References

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1. Introduction and Results

LetCbe the open complex plane and D ∈ Cbe a domain. Letf be a mero- morphic function in the complex plane, we assume that the reader is familiar with the notations of Nevanlinna theory (see, e.g., [5][12]).

Definition 1.1. Let k be a positive integer, for any a in the complex plane.

We denote by Nk)(r,1/(f − a)) the counting function of a-points of f with multiplicity≤k, byN(k(r,1/(f−a))the counting function ofa-points off with multiplicity≥k, byNk(r,1/(f−a))the counting function ofa-points off with multiplicity ofk, and denote the reduced counting function byNk)(r,1/(f−a)), N(k(r,1/(f −a))andNk(r,1/(f−a)), respectively.

In 1995, Chen-Fang [3] proposed the following conjecture:

Conjecture 1.1. LetF be a family of meromorphic functions in a domainD. If for every function f ∈ F, f(k)−afn−bhas no zero inD, thenF is normal, wherea(6= 0), bare two finite numbers andk, n(≥k+ 2)are positive integers.

In response to this conjecture, Xu [11] proved the following result.

Theorem A. Let F be a family of meromorphic functions in a domain D and a(6= 0), b be two finite constants. If k and n are positive integers such that n ≥k+ 2and for everyf ∈ F

(i) f(k)−afn−bhas no zero, (ii) f has no simple pole, thenF is normal.

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The condition (ii) of TheoremAcan be dropped if we choosen ≥k+ 4(cf.

[8][10]). Ifn ≥k+ 3, is condition (ii) in TheoremAnecessary? We will give an answer.

Theorem 1.2. LetF be a family of meromorphic functions in a domainD and a(6= 0), b be two finite constants. If k and n are positive integers such that n ≥k+ 3and for everyf ∈ F,f(k)−afnhas no zero, thenF is normal.

In addition, Lahiri and Dewan [6] investigated the situation when the power off is negative in condition (i) of TheoremA.

Theorem B. Let F be a family of meromorphic functions in a domain D and a(6= 0), bbe two finite constants. Suppose thatEf ={z :z ∈ Dandf(k)(z)− af−n(z) = b}, wherekandn(≥k)are positive integers.

If for everyf ∈F

(i) f has no zero of multiplicity less thank,

(ii) there exists a positive number M such that for everyf ∈ F,|f(z)| ≥ M wheneverz ∈Ef, thenF is normal.

I. Lahiri gave two examples to show that conditions (i) and (ii) are neces- sary. Naturally, we can question whether n ≥ k is necessary, first we note the following example.

Example 1.1. LetD:|z|<1andF ={fn}, where fp(z) = z3

p, p= 2,3, . . . ,

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and n = 2, k = 3, a = 1, b = 0. Thenfp has the zeros of multiplicity 3 and Efp ={z :z ∈D and 6z6−p3 = 0}. For anyz ∈Ef,|fp(z)|=pp

6 → ∞,

asp→ ∞. But

|fp](z)|=

3pz2 p2+z6

<

3pz2 p2− |z|6

< 3p

p2−1 < 3

p−1 ≤3, for anyp. By Marty’s criterion, the family{fp}is normal.

Hence we can give some answers. In fact, we can prove the following theo- rem:

Theorem 1.3. LetF be a family of meromorphic functions in a domainD and a(6= 0), b be two finite constants. Suppose thatEf = {z : z ∈ Dand f(k)− af−n =b},wherekandnare positive integers,

If for everyf ∈ F

(i) f has the zero of multiplicity at leastk,

(ii) there exists a positive numberM such that for everyf ∈ F,|f(z)| ≥ M wheneverz ∈Ef.

ThenF is normal inDso long as (A) n≥2; or

(B) n= 1andNk r,1f

=S(r, f).

Especially, iff(z)is an entire function, we can obtain the complete answer.

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Theorem 1.4. LetF be a family of entire functions in a domainDanda(6= 0), b be two finite constants. Suppose thatEf ={z : z ∈ Dandf(k)−af−n =b}, wherekandnare positive integers,

If for everyf ∈ F

(i) f has no zero of multiplicity less thank,

(ii) there exists a positive numberM such that for everyf ∈ F,|f(z)| ≥ M wheneverz ∈Ef, thenF is normal.

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2. Preliminaries

Lemma 2.1. [13] Let f be nonconstant meromorphic in the complex plane, L[f] =akf(k)+ak−1f(k−1)+· · ·+a0f,wherea0, a1, . . . , akare small functions, fora6= 0,∞, letF =fnL[f]−a, wheren ≥2is a positive integer. Then

lim sup

r→+∞

N(r, a;F) T(r, F) >0.

Lemma 2.2. Let f be nonconstant meromorphic in the complex plane,L[f]is given as in Lemma2.1andF =f L[f]−a. Then

T(r, f)≤

6 + 6

k N

r, 1

F

+Nk)

r, 1 f

+S(r, f).

Proof. For the simplification, we prove the case ofL[f] =f(k), the general case is similar. Without loss of generality, leta= 1, then

(2.1) F =f L[f]−1.

By differentiating the equation (2.1), we get

(2.2) f β =−F0

F , where

(2.3) β = f0

ff(k)+f(k+1)−f(k)F0 F .

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ObviouslyF 6≡constant,β 6≡0. By the Clunie Lemma ([1] or [4])

(2.4) m(r, β) =S(r, f).

Letz0 be a pole off of orderq. Thenz0is the simple pole of FF0, and the poles off of orderq(≥2)are the zeros ofβof orderq−1from (2.2), the simple pole off is the non-zero analytic point ofβ, therefore

(2.5) N(2(r, f)≤N

r, 1 β

+N

r, 1

β

≤2N

r, 1 β

.

By (2.3), we know the zeros off of order q > kare not the poles ofβ. From (2.3), we get

(2.6) N(r, β)≤N

r, 1 F

+Nk)

r, 1

f

+S(r, f).

Then, by (2.4) and (2.6), we have (2.7) T(r, β)≤N

r, 1

F

+Nk)

r, 1 f

+S(r, f).

Next with (2.5) and (2.7), we obtain (2.8) N(2(r, f)≤2N

r, 1

F

+ 2Nk)

r, 1 f

+S(r, f).

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Noting by (2.2), (2.7) and the first fundamental theorem, we obtain m(r, f)≤m

r, 1

β

+m

r,F0 F

(2.9)

≤T(r, β)−N

r, 1 β

+S(r, f)

=N

r, 1 F

+Nk)

r, 1

f

+S(r, f).

Iff only have finitely many simple poles, we get Lemma 2.2 by (2.5) and (2.9).

Next we discuss thatf have infinity simple poles. Letz0 be any simple pole off. Thenz0 is the non-zero analytic point ofβ. In a neighborhood of z0, we have

(2.10) f(z) = d1(z0)

z−z0 +d0(z0) +O(z−z0) and

(2.11) β(z) =β(z0) +β0(z0)(z−z0) +O((z−z0)2), whered1(z0)6= 0, β(z0)6= 0.By differentiating (2.10), we get (2.12) f(j)(z) = (−1)j j!d1(z0)

(z−z0)j+1 +· · · , j = 1,2, . . . , k.

with (2.3) and (2.5) we have

(2.13) f β =f0f(k)+f f(k+1)−f2f(k)β.

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Substituting (2.10)-(2.12) into (2.13), we obtain that the coefficients have the forms

(2.14) d1(z0) = k+ 2

β(z0),

(2.15) d0(z0) = −(k+ 2)2 k+ 3

β0(z0) (β(z0))2, so that

(2.16) d0(z0)

d1(z0) =−k+ 2 k+ 3

β0(z0) β(z0). Through the calculating from (2.10) and (2.12), we get

(2.17) f0(z)

f(z) =− 1

z−z0 +d0(z0)

d1(z0) +O(z−z0),

(2.18) F0(z)

F(z) =−k+ 2

z−z0 + d0(z0)

d1(z0) +O(z−z0).

Let

(2.19) h(z) = F0(z)

F(z) −(k+ 2)f0(z)

f(z) −(k+ 1)(k+ 2) (k+ 3)

β0(z) β(z).

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Then, by (2.17)-(2.19), clearly,h(z0) = 0. Therefore the simple pole offis the zero ofh(z). From (2.19), we have

(2.20) m(r, h) = S(r, f).

If f only has finitely many zeros. By (2.3) and the lemma of logarithmic derivatives, we get

m(

r, 1

f

≤m

r, 1 β

f0 f

f(k)

f +f(k+1)

f −f(k) f

F0 F

≤m

r, 1 β

+S(r, f).

It follows by (2.4) and (2.5) that m

r, 1

f

≤N

r, 1 F

+Nk)

r, 1

f

+S(r, f).

Using Nevanlinna’s first fundamental theorem and f only has finitely many zeros, we obtain

T(r, f) =T

r, 1 f

+O(1)

=m

r, 1 f

+S(r, f)

≤N

r, 1 F

+Nk)

r, 1

f

+S(r, f).

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Hence the conclusion of Lemma2.2holds.

If f only has infinitely many zeros. We assert that h(z) 6≡ 0. Otherwise h(z)≡0, then

F0

F = (k+ 2)f0

f +(k+ 1)(k+ 2) (k+ 3)

β0(z0) β(z0). By integrating, we have

(2.21) F(k+3) =cf(k+2)(k+3)β(k+1)(k+2),

wherec6= 0is a constant. Any zeros off of orderqare not the zeros and poles ofF by (2.1), and any zeros off must be the poles ofβby (2.21). Suppose that q > k, (otherwise, the conclusion of Lemma2.2holds by above) it contradicts (2.6), henceh(z)6≡0.

Sinceh(z)6≡0, and the simple pole offis the zeros ofh, we know the poles ofh(z)occur only at the zeros ofF, the zeros off, the multiple poles off, the zeros and poles ofβ, all are the simple pole ofh(z). At the same time, we note F0 =f0f(k)+f f(k+1), hence the zeros off of the order ofq(≥k+ 2)at least are the zeros of F0 of2q−(k+ 1), and also at least are the zeros ofβ of order q−(k+ 1)by (2.2), hence,

N(k+2

r, 1 f

≤ 1

k+ 2N(k+2

r, 1 f

≤ 1 k+ 2

N

r, 1

β

+ (k+ 1)N

r, 1 β

≤N

r, 1 β

.

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It follows from (2.8),(2.12) and (2.19), we have N(r, h)

(2.22)

≤N

r, 1 F

+Nk+1)

r, 1 f

+N(r, β) +N

r, 1 β

≤N

r, 1 F

+Nk)

r, 1

f

+Nk+1

r, 1 f

+ 2T(r, β) +S(r, f)

≤3

N

r, 1 F

+Nk)

r, 1

f

+Nk+1

r, 1 f

+S(r, f).

Using (2.20), we get N1)(r, f) (2.23)

≤N

r, 1 h

≤N(r, h) +S(r, f)

≤3

N

r, 1 F

+Nk)

r, 1

f

+Nk+1

r, 1 f

+S(r, f).

Note

Nk+1

r, 1 f

= 1

k+ 1Nk+1

r, 1 f

≤ 1

k+ 1T(r, f) +S(r, f).

By (2.14),(2.16) and (2.23), we deduce T(r, f)≤

6 + 6

k N

r, 1

F

+Nk)

r, 1 f

+S(r, f).

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Lemma 2.3. Letfbe a nonconstant meromorphic function in the complex plane such that the zeros off(z)are of multiplicity at least≥kanda(6= 0)be a finite constant. Then

(i) If n ≥ 2, f(k)−af−n must have some zero, where k and n are positive integers.

(ii) If n = 1, andNk r,1f

= S(r, f), f(k) −af−n must have some zero, wherek is a positive integer.

Proof. First we assume thatn ≥ 2, by Lemma2.1, we know fnf(k) −a must have some zero. Since a zero of fnf(k) − a is a zero of f(k) − af−n, then f(k)−af−nmust have some zero.

Ifn = 1, the zeros off(z)are of multiplicity at least≥k, soNk−1) r,1f

= S(r, f). With the condition of Nk

r, 1f

= S(r, f), we have Nk) r,f1

= S(r, f). By Lemma 2.2, we know f f(k) −a must have some zero. As the preceding paragraph a zero off f(k)−ais a zero off(k)−af−1, the lemma is proved.

Lemma 2.4 ([13]). Let f(z)be a transcendental meromorphic function in the complex plane, anda6= 0be a constant. Ifn≥k+ 3, thenf(k)−afnassumes zeros infinitely often.

Remark 1. In fact, E. Mues’s [7, Theorem 1(b)] gave a counterexample to show thatf0 −f4 =chas no solution. We knowf(k)−afncannot assume non-zero values for any positive integern, kandn=k+ 3. Hence Theorem1.2may be best when we drop the condition (ii) in TheoremA.

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Lemma 2.5. Letf be a meromorphic function in the complex plane, anda6= 0 be a constant. Ifn≥k+ 3, andf(k)−afn 6= 0, thenf ≡constant.

Proof. By Lemma2.4, we knowf(z)is not a transcendental meromorphic func- tion. Iff(z)is a rational function. Letf(z) = p(z)/q(z), wherep(z), q(z)are two co-prime polynomials withdegp(z) =p,degq(z) = q.

Thenf(k)=

p(z) q(z)

(k)

= pqk(z)

k(z),wherepk(z), qk(z)are two co-prime polyno- mials, it is easily seen by induction thatdegpk(z) =pk =p,degqk(z) =qk = q+k, andfn(z) = pqnn(z)(z), wheredegpn(z) =pn,degq(z) = qn. Since

f(k)−afn = pk(z)

qk(z) −apn(z)

qn(z) = pk(z)qn(z)−aqk(z)pn(z) qk(z)qn(z) ,

and the degree of the termpk(z)qn(z)−aqk(z)pn(z)ismax{p+nq, q+k+np}.

Ifp+nq =q+k+np, we have n−1 = k

q−p ≥k+ 2.

It is impossible. Hencepk(z)qn(z)−aqk(z)pn(z)is a polynomial with degree

=max{pk+nq, qk+np}>0, Obviously,f(k)−afncan assume zeros. It is a contradiction. Thus we havef ≡constant.

Lemma 2.6. Let f be meromorphic in the complex plane, and a 6= 0 be a constant. For any positive integern, k, satisfyn ≥ k+ 3. If f(k) −afn ≡ 0, thenf ≡is the constant.

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Proof. Iff is not the constant, by the condition we knowf is an integer func- tion. Otherwise, if z0 is the pole of p(≥ 1) order of f, then np = p + k contradicts withn ≥k+ 3. With the identityfn≡ −af(k), or(f)n−11af(k)f , we can get

(n−1)T(r, f) = (n−1)m(r, f)

≤log+ 1

|a|+m

r, f(k) f

=S(r, f), if r → ∞ andr /∈E withE being a set ofrvalues of finite linear measure. It is impossi- ble. This proves the lemma.

Lemma 2.7 ([9]). LetF be a family of meromorphic functions on the unit disc 4such that all zeros of functions in F have multiplicity at leastk. IfF is not normal at a point z0, then for 0 ≤ α < k, there exist a sequence of functions fk ∈ F, a sequence of complex numbers zk → z0 and a sequence of positive numbersρk→0, such that

ρ−αk gk(zkkξ)→g(ξ)

spherically uniformly on compact subsets ofC, whereg is a nonconstant mero- morphic function. Moreover, g is of order at most two, andg has only zeros of multiplicity at leastk.

Lemma 2.8 ([2]). Letf be a transcendental entire function all of whose zeros have multiplicity at least k, and letn be a positive integer. Thenfnf(k) takes on each nonzero valuea∈Cinfinitely often.

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Lemma 2.9. Letf be a polynomial all of whose zeros have multiplicity at least k, and let nbe a positive integer. Thenfnf(k)can assume each nonzero value a ∈C.

The proof is trivial, we omit it here.

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3. Proof of the Theorems

Proof of Theorem1.2. We may assume that D = 4. Suppose that F is not normal at z0 ∈ 4. Then, taking α = n−1k , where 0 < α < k, and applying Lemma 2.7 to g = {1/f : f ∈ F}, we can find fj ∈ F(j = 1,2, . . .), zj → z0 andρj(>0)→0such thatgj(ζ) =ραjfj(zjjζ),converges locally uniformly with respect to the spherical metric tog(ζ), wheregis a nonconstant meromorphic function on C. By Lemma2.5, there existsζ0 ∈ {|z| ≤R}such that

(3.1) g(ζ0)n−a(g(k)0)) = 0.

From the above equality,g(ζ0)6=∞. Through the calculation, we have gjn(ζ)−a(gj(k)(ζ)) = ρ

nk n−1

j (fjn(ζ)−a(fj(k)(ζ))) 6= 0.

On the other hand,

gnj(ζ)−a(g(k)j (ζ))→gn(ζ)−a(g(k)(ζ)).

By Hurwitz’s theorem, we know gn(ζ)−a(g(k)(ζ))is either identity zero or identity non-zero. From (3.1), we knowgn(ζ)−a(g(k)(ζ))≡0, then by Lemma 2.6yieldsg(ζ)is a constant, it is a contradiction. Hence we complete the proof of Theorem1.2.

Proof of Theorem1.3. Let α = n−1k < k. If possible suppose that F is not normal atz0 ∈ D. Then by Lemma2.7, there exist a sequence of functionsfj

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F (j = 1,2, . . .), a sequence of complex numberszj → z0 andρj(> 0)→ 0, such that

gj(ζ) = ρ−αj fj(zjjζ)

converges spherically and locally uniformly to a nonconstant meromorphic func- tion g(ζ) in C. Also the zeros of g(z) are of multiplicity at least ≥ k. So g(k) 6≡0. By the condition of Theorem1.3and Lemma2.3, we get

(3.2) g(k)0) + a

g(ζ0)n = 0

for someζ0 ∈ C. Clearlyζ0 is neither a zero nor a pole ofg. So in some neigh- borhood ofζ0,gj(ζ)converges uniformly tog(ζ). Now in some neighborhood ofζ0 we see thatg(k)(ζ) +ag(ζ)−nis the uniform limit of

g(k)0) +ag(ζ0)−n−ρj b=ρ

nk 1+n

j

n

fj(k)(zjjζj) +afj−n(zjjζj)−bo . By (3.2) and Hurwitz’s theorem, there exists a sequenceζj → ζ0 such that for all large values ofj

fj(k)(zjjζj) +afj−n(zjjζj) =b.

Therefore for all large values ofj, it follows from the given condition|gjj)| ≥ M/ραj and as in the last part of the proof of Theorem 1.1 in [6], we arrive at a contradiction. This proves the theorem.

Proof of Theorem1.4. In a similar manner to the proof of Theorem1.3, we can prove the theorem by Lemma2.7,2.8and Lemma2.9.

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References

[1] J. CLUNIE, On integral and meromorphic functions, J. London Math.

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Note On The Normal Family Junfeng Xu and Zhanliang Zhang

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