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WilliamE.Cherowitzo,ChristineM.O’KeefeandTimPenttila* q -clansincharacteristic2 Aunifiedconstructionoffinitegeometriesassociatedwith

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(de Gruyter 2003

A unified construction of finite geometries associated with q-clans in characteristic 2

William E. Cherowitzo, Christine M. O’Keefe and Tim Penttila*

(Communicated by G. Korchma´ros)

Dedicated to Louis Reynolds Antoine Casse

Abstract.Flocks of Laguerre planes, generalized quadrangles, translation planes, ovals, BLT- sets, and the deep connections between them, are at the core of a developing theory in the area of geometry over finite fields. Examples are rare in the case of characteristic two, and it is the purpose of this paper to contribute a fifth infinite family. The approach taken leads to a unified construction of this new family with three of the previously known infinite families, namely those satisfying a symmetry hypothesis concerning cyclic subgroups of PGLð2;qÞ. The calcu- lation of the automorphisms of the associated generalized quadrangles is su‰cient to show that these generalized quadrangles and the associated flocks and translation planes do not belong to any previously known family.

Key words.Flocks, ovals, herds, hyperovals, Adelaideq-clans, translation planes, generalized quadrangles.

2000 Mathematics Subject Classification. Primary 51E21, 51E20, 51E12, 51E15; Secondary 05B25

1 Introduction

The last twenty years have seen extensive activity in the area of finite geometry, with the publication of many papers dealing with the connections between flocks of Laguerre planes, generalized quadrangles, translation planes, ovals and BLT- sets. In this setting, we identify some significant papers as follows. First, the sequence of exchanges between Kantor and Payne delineated the evolution of the concept of a q-clan and the construction of generalized quadrangles as group coset geo- metries [14, 23, 33, 15, 24], while Thas [40] recognised the connection between flocks of Laguerre planes and generalized quadrangles. In the case of odd characteristic, Bader, Lunardon and Thas [2] introduced BLT-sets and Knarr [16] developed a geo-

* This work was supported by the Australian Research Council.

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metric construction of the generalized quadrangle from the BLT-set. In the case of even characteristic, Payne and Cherowitzo, Penttila, Pinneri and Royle [24, 6] intro- duced herds of ovals and elucidated their connection with the generalized quadran- gles. The sequence of papers by Thas [41, 42, 43] on translation generalized quad- rangles of order ðs;s2Þ culminated in a geometric construction of the generalized quadrangle from the flock in all characteristics. Finally, the connection between ovals and flocks of translation Laguerre planes was explained by Cherowitzo [5].

In the case of odd characteristic, the BLT-set and the Knarr construction provide useful insights into the connections between the geometries mentioned above, while recent constructions of families [34, 18] as well as many sporadic examples over small fields [38, 17] suggest that there may in fact be an embarassment of riches. The situ- ation in characteristic two stands in stark contrast: there are only four known fami- lies, to which we add a fifth in this paper, and no known sporadic example. In com- pensation for this paucity of examples in characteristic two, there is a rich association with ovals and hyperovals which is missing in odd characteristic. The ovals so arising, in turn, lead to further generalized quadrangles and Laguerre planes. Furthermore, characterisation theorems have been proved in characteristic two [13, 9, 19, 39, 20], suggesting that the rarity of examples in characteristic two is not merely temporary.

Despite the recent activity and advances, there is much work still to be done, even in characteristic two. In this case, O’Keefe and Penttila [20] obtained charac- terisations with symmetry hypotheses concerning subgroups of order qandq1 of PGLð2;qÞ, leaving the (cyclic) subgroups of order qþ1 still to be dealt with. The cyclic hypothesis was first suggested by the Subiaco examples [6, 27, 1, 30] and the examples for q¼43 and 44 discovered by Penttila and Royle [37]. The di¤erent approach to automorphism calculations possible in characteristic two [28] led to a further exploration by Payne, Penttila and Royle [31] and to further examples for q¼45;46;47 and 48. In this paper we generalise these six examples to a new infinite family. We remark that the cyclic hypothesis is satisfied by three of the previously known families (the exception is the family of Payne [24]), and this paper contributes a unified construction of these three families with the new family. This work should contribute to an eventual classification in this case, characterising these four families by the cyclic hypothesis.

Finally, another persistent thread in the recent literature concerns the automor- phisms of the associated geometries investigated by Payne and several others [32, 26, 27, 1, 30, 28, 29, 22]. The recent results by O’Keefe and Penttila [20] allow the inter- pretation of the cyclic hypothesis in the herd model. This interpretation is important because it led to the unified construction contained in this paper, as was suggested at the end of the introduction of [20]. In the current context, we also use O’Keefe and Penttila’s techniques [20] to calculate the groups of the geometries we construct, and hence to show that the associated generalized quadrangles, flocks and transla- tion planes are new. We do not yet have a proof that the associated hyperovals do not belong to the previously known families, although this is true for those over the fields of orders 43 and 44. Such a proof would require more information concern- ing the groups of the hyperovals. Here it is appropriate to note that the groups of the Cherowitzo hyperovals [4] have yet to be determined, although the partial results of

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O’Keefe and Thas [21] were enough for Penttila and Pinneri [35] to show that the Cherowitzo hyperovals were new.

2 Preliminaries

Let C¼ fAt:tAGFðqÞgbe a collection of 22 matrices with entries from GFðqÞ.

Following Payne [25], we call Ca q-clanifAsAt is anisotropic (that is, the equa- tion ðx;yÞðAsAtÞðx;yÞT ¼0 has only the trivial solution ðx;yÞ ¼ ð0;0Þ) for all s;tAGFðqÞwiths0t.

We will use the (absolute) trace function on GFðqÞ, q¼2e, as follows. Let trace:GFðqÞ !GFðqÞbe defined by traceðxÞ ¼xþx2þ þx2e1.

As is discussed by Cherowitzo, Penttila, Pinneri and Royle [6, 2.1], without loss of generality we can assume that

At¼ fðtÞ t1=2 0 agðtÞ

whereaAGFðqÞsatisfies traceðaÞ ¼1,f;g:GFðqÞ !GFðqÞare functions satisfying fð0Þ ¼gð0Þ ¼0 and fð1Þ ¼gð1Þ ¼1 and

trace aðfðsÞ þfðtÞÞðgðsÞ þgðtÞÞ sþt

¼1 ð2:1Þ

for alls;tAGFðqÞwiths0t.

Conversely, if there exist functions f;g:GFðqÞ !GFðqÞ with fð0Þ ¼gð0Þ ¼0 and fð1Þ ¼gð1Þ ¼1 and an elementaAGFðqÞwith traceðaÞ ¼1 such that Equation (2.1) holds, then the set of matrices fðtÞ t1=2

0 agðtÞ

:tAGFðqÞ

is aq-clan.

We call a q-clan normalised if it is written in this standard form and note that it follows immediately from Equation (2.1) that f andgare permutation polynomials.

In the following subsections we show howq-clans,qeven, can be used to construct various important geometric structures, thus motivating their study. We then survey the knownq-clans,qeven, to the time of preparation of this paper.

2.1 Flocks of quadratic cones. Let O be an oval in PGð2;qÞ, and let PGð2;qÞ be embedded as a hyperplane in PGð3;qÞ. For a pointvAPGð3;qÞnPGð2;qÞ, the union of the points on the lines incident withvand a point of Ois the conewithvertex v andbaseO. Aquadratic coneis a cone with baseOa (non-degenerate) conic. Aflock of a cone Kwith vertex vis a set ofq planes which partitionsKnfvg into disjoint ovals. IfLis a line of PGð3;qÞhaving no point in common withKthen theqplanes throughLand notvform a flock. Such a flock is calledlinear, and forq¼2;3 and 4 every flock of a cone is linear [40].

Theorem 2.1 ([24, 40]). Let q be even and let K be the quadratic cone in PGð3;qÞ with equation X0X1¼X22; thus the vertex is v¼ ð0;0;0;1Þ. The set of planes F¼

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fatX0þctX1þbtX2þX3¼0:tAGFðqÞg is a flock of K if and only if bt0bs for s0t and

trace ðasþatÞðcsþctÞ ðbsþbtÞ2

!

¼1 for all s0t:

By Equation (2.1), withqeven, we have:C¼ at bt 0 ct

:tAGFðqÞ

is aq-clan if and only if F¼ fatX0þctX1þbtX2þX3¼0:tAGFðqÞg is a flock of the qua- dratic coneKin PGð3;qÞwith equationX0X1¼X22.

2.2 Elation generalized quadrangles. Let G¼ fða;c;bÞ:a;bAGFðqÞ2;cAGFðqÞg, with multiplication defined as:

ða;c;bÞða0;c0;b0Þ ¼ ðaþa0;cþc0þba0;bþb0Þ;

where (sincea;bare 2-tuples of elements of GFðqÞ) we define:

ba¼ ffiffiffiffiffiffiffiffiffiffiffiffi bPaT

p ; withP¼ 0 1 1 0

:

LetC¼ fAt:tAGFðqÞgbe a normalisedq-clan, and define the following subgroups ofG:

AðyÞ ¼ fð0;0;bÞ:bAGFðqÞ2g and AðtÞ ¼ fða; ffiffiffiffiffiffiffiffiffiffiffiffiffi

aAtaT

p ;t1=2aÞ:aAGFðqÞ2g; tAGFðqÞ:

For eachtAGFðqÞUfygwe defineAðtÞ ¼AðtÞZwhereZ¼ fð0;c;0Þ:cAGFðqÞg is the centre ofG. ThenF¼ fAðtÞ:tAGFðqÞUfyggis a 4-gonal familyforG[24], see [33, 10.4].

Starting with this 4-gonal family, Kantor’s [14] construction gives an elation generalized quadrangle of orderðq2;qÞ(with base pointðyÞ) on whichGacts by left multiplication as a group of elations, see [33, 8.2], as follows:

points: (i) elements gAG, (ii) cosets gAðtÞ forgAG, tAGFðqÞUfyg and (iii) a symbolðyÞ,

lines: (a) cosets gAðtÞ for gAG, tAGFðqÞUfyg and (b) symbols ½AðtÞ for tA GFðqÞUfyg.

(Here we use left cosets, in contrast to some of the literature which uses right cosets, because throughout this papergroups are acting on the left.) A point gof type (i) is incident with each linegAðtÞfortAGFðqÞUfyg. A pointgAðtÞof type (ii) is inci- dent with the line½AðtÞand with each linehAðtÞcontained ingAðtÞ. The pointðyÞ is incident with each line½AðtÞfortAGFðqÞUfyg. There are no further incidences.

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We have therefore outlined a process by which a (normalised)q-clanCgives rise to a 4-gonal family for the group Gabove, and hence to an elation generalized quad- rangle GQðCÞof orderðq2;qÞ.

2.3 Herds of ovals.Aherd[6] of ovals in PGð2;qÞ,qeven, is a family ofqþ1 ovals fOs:sAGFðqÞUfygg, each of which has nucleus ð0;0;1Þ, contains the points ð1;0;0Þ;ð0;1;0Þandð1;1;1Þ, and is such that

Oy ¼ fð1;t;gðtÞÞ:tAGFðqÞgUfð0;1;0Þg and Os¼ fð1;t;fsðtÞÞ:tAGFðqÞgUfð0;1;0Þg;

where

fsðtÞ ¼f0ðtÞ þasgðtÞ þs1=2t1=2 1þasþs1=2 for someaAGFðqÞsatisfying traceðaÞ ¼1.

Theorem 2.2 ([24, 6]). Let q be even. Let f0;g:GFðqÞ !GFðqÞ be functions with f0ð0Þ ¼gð0Þ ¼0and f0ð1Þ ¼gð1Þ ¼1.There exists aAGFðqÞwithtraceðaÞ ¼1and such that

trace aðf0ðsÞ þf0ðtÞÞðgðsÞ þgðtÞÞ ðsþtÞ

¼1 for all s0t

if and only iffOs:sAGFðqÞUfyggis a herd,where Oy¼ fð1;t;gðtÞÞ:tAGFðqÞgUfð0;1;0Þg and

Os¼ 1;t;f0ðtÞ þasgðtÞ þs1=2t1=2 1þasþs1=2

:tAGFðqÞ

Ufð0;1;0Þg:

By Equation (2.1), withq even, we have:C¼ f0ðtÞ t1=2 0 agðtÞ

:tAGFðqÞ

is a q-clan if and only iffOs:sAGFðqÞUfyggis a herd.

2.4 Translation planes. Thas [8] and Walker [44] independently showed how to construct a translation plane from a flock of a quadratic cone. We now give a brief outline of this construction, and note that relevant details and background can be found in [10, 12].

Let FðCÞ be the flock of the quadratic cone K of PGð3;qÞ with equation X0X1¼X22, associated with theq-clanC. EmbedKinto the Klein Quadric Qþð5;qÞ

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in PGð5;qÞand let ?denote the polarity of PGð5;qÞassociated with Qþð5;qÞ. The set of pointsW¼6

pAFðCÞp?VQþð5;qÞis an ovoid of Qþð5;qÞ, and we letSbe the spread of PGð3;qÞassociated with Wvia the Klein correspondence. By the Andre`–

Bruck Bose correspondence, fromSthere arises a translation planepðCÞof orderq2 with kernel containing GFðqÞ.

2.5 The knownq-clans,qeven.In this section we list the knownq-clans withq¼2e, up to isomorphism of the associated generalized quadrangle.

Theclassical q-clan associated with a linear flock [40], for allq¼2e, is

C¼ t1=2 t1=2 0 at1=2

:tAGFðqÞ

foraAGFðqÞwith traceðaÞ ¼1. The associated GQ is isomorphic to the GQ com- prising the points and lines of the Hermitian variety Hð3;q2Þ(see [33, 3.1.1]) and the associated translation plane is Desarguesian. The associated herd isfOs:sAGFðqÞU fygg, whereOs¼ fð1;t;t1=2Þ:tAGFðqÞgUfð0;1;0Þgfor allsAGFðqÞUfyg.

TheFTWKB q-clan, forq¼2ewitheodd, is

C¼ t1=4 t1=2 0 t3=4

:tAGFðqÞ

and is classical if and only if q¼2. The associated flock arises by the geometrical construction of Fisher and Thas [8, Theorem 3.10]; in this case the corresponding translation plane was discovered by Walker [44] (using flocks) and independently by Betten [3]. The GQ was discovered by Kantor [14] and the herd comprisesqþ1 translation ovals, each projectively equivalent tofð1;t;t1=4Þ:tAGFðqÞgUfð0;1;0Þg.

ThePayne q-clan [24], forq¼2ewitheodd, is

C¼ t1=6 t1=2 0 t5=6

:tAGFðqÞ

:

It is classical if and only ifq¼2, and FTWKB if and only if q¼8. The herd com- prises two Segre–Bartocci ovals (equivalent to fð1;t;t1=6Þ:tAGFðqÞgUfð0;1;0Þg) andq1 further ovals now known as Payne ovals. In this case there is (up to iso- morphism) one associated GQ and translation plane, but two associated flocks, see [26].

TheSubiaco q-clan [6], forq¼2e, is C¼Cd¼ f0ðtÞ t1=2

0 agðtÞ

:tAGFðqÞ

;

where, for somedAGFðqÞwithd2þdþ100 and traceð1=dÞ ¼1, we have

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a¼d2þd5þd1=2 dð1þdþd2Þ

f0ðtÞ ¼d2ðt4þtÞ þd2ð1þdþd2Þðt3þt2Þ

ðt2þdtþ1Þ2 þt1=2 and gðtÞ ¼d4t4þd3ð1þd2þd4Þt3þd3ð1þd2Þt

ðd2þd5þd1=2Þðt2þdtþ1Þ2 þ d1=2

ðd2þd5þd1=2Þt1=2:

It is classical if and only if q¼2 and is FTWKB (or Payne) if and only if q¼8.

There is (up to isomorphism) one associated flock and GQ, and ife12ðmod 4Þthen there are two associated ovals, otherwise only one. The flock in the caseq¼16 is due to De Clerck and Herssens [7], and the associated herd comprises 17 Lunelli–Sce ovals. In the general case, the associated herd comprises qþ1 ovals which are now known as Subiaco ovals.

Finally, there are further examples for q¼43;44;45;46;47 and 48 discovered in the series of three papers [36, 37, 31]. The main result of this paper is the construc- tion of an infinite family ofq-clans which includes these examples. Our construction in fact gives a unified presentation of the classical, FTWKB, Subiaco and the new infinite family ofq-clans.

3 The Adelaideq-clans

The purpose of this section is to prove our main theorem, Theorem 3.1. After the statement, we will proceed via a sequence of lemmas.

Theorem 3.1. Let GFðq2Þ be a quadratic extension of GFðqÞ with q¼2e. Let bAGFðq2Þnf1gbe such thatbqþ1 ¼1,and let TðxÞ ¼xþxq for all xAGFðq2Þ.Let aAGFðqÞand the functions f;g:GFðqÞ !GFðqÞbe defined by:

a¼TðbmÞ TðbÞ þ 1

TðbmÞþ1 fðtÞ ¼ fm;bðtÞ ¼TðbmÞðtþ1Þ

TðbÞ þ TððbtþbqÞmÞ

TðbÞðtþTðbÞt1=2þ1Þm1þt1=2 and

agðtÞ ¼agm;bðtÞ ¼TðbmÞ

TðbÞ tþ Tððb2tþ1ÞmÞ

TðbÞTðbmÞðtþTðbÞt1=2þ1Þm1þ 1 TðbmÞt1=2 and let

C¼Cm;b ¼ fðtÞ t1=2 0 agðtÞ

:tAGFðqÞ

:

If m1G1ðmodqþ1Þ then C is the classical q-clan for all q¼2e and for all b. If q¼2e with e odd and m1Gq

2 ðmodqþ1Þ then C is the FTWKB q-clan for all

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b.If q¼2ewith e>2and m1G5ðmodqþ1ÞthenCis the Subiaco q-clan for allb such that ifl is a primitive element ofGFðq2Þ,so that b¼lkðq1Þ,then qþ1akm.

If q¼2ewith e>2even and m1Gq1

3 ðmodqþ1ÞthenCis a q-clan,which we call the Adelaide q-clan,for allb.

First we introduce some notation which will be used throughout this section.

LetK¼GFðq2Þbe an extension field ofF¼GFðqÞwithq¼2e. We let the relative trace function fromKtoF be denoted byT, that is,T:K!F is defined byTðxÞ ¼ xþxqand let the absolute trace function onF be denoted by traceF.

LetbAKnf1gbe an element of norm 1 relative toF, that is,bqþ1¼1. We define three auxiliary functionsh1;h2;h3:F!F by

h1ðtÞ ¼ TððbtþbqÞmÞ ðtþTðbÞt1=2þ1Þm1 h2ðtÞ ¼ Tððb2tþ1ÞmÞ

ðtþTðbÞt1=2þ1Þm1 and

h3ðtÞ ¼TðbmÞh1ðtÞ þh2ðtÞ ¼ Tððtþb2ÞmÞ

ðtþTðbÞt1=2þ1Þm1; ð3:1Þ where mAf1;. . .;q22g. Notice that tþTðbÞt1=2þ1 is non-zero for all tAF.

To see this, since the roots of tþTðbÞt1=2þ1 are b2 and b2q, it su‰ces to show thatbBF. Letlbe a primitive element ofK, sob¼lkðq1Þfor somekAf1;. . .;qg.

ThenbAFif and only ifbq1¼1, which is if and only ifqþ1jkðq1Þ2. But this is impossible sinceðqþ1;q1Þ ¼1 andkAf1;. . .;qg.

Finally, we defineaAGFðqÞand the functions f;g:F !F by:

a¼TðbmÞ TðbÞ þ 1

TðbmÞþ1 fðtÞ ¼ fm;bðtÞ ¼TðbmÞ

TðbÞ ðtþ1Þ þ 1

TðbÞh1ðtÞ þt1=2 and

agðtÞ ¼agm;bðtÞ ¼TðbmÞ

TðbÞ tþ 1

TðbÞTðbmÞh2ðtÞ þ 1 TðbmÞt1=2: Lemma 3.2.With the notation as above,and for all t;sAF with t0s we have

traceF ðfðtÞ þfðsÞÞðagðtÞ þagðsÞÞ tþs

¼traceF 1þ 1

TðbmÞþTððMtMsqÞmÞ

TðMtMsqÞ þTðMtmÞ

TðMtÞ þTðMsmÞ TðMsÞ

;

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where

Mt¼ t1=2þb t1=2þbq: Proof.First, write

ðfðtÞ þfðsÞÞðagðtÞ þagðsÞÞ

tþs ¼ 1

tþsAB;

where

A¼TðbmÞðtþsÞ þh1ðtÞ þh1ðsÞ

TðbÞ þ ðtþsÞ1=2 and B¼TðbmÞðtþsÞ þTðb1mÞðh2ðtÞ þh2ðsÞÞ

TðbÞ þ 1

TðbmÞðtþsÞ1=2:

As we calculate the absolute trace of this expression we shall encounter terms of absolute trace 0 (with respect toF). Once such terms have been identified they will be accumulated in a single term denoted by C, thus C is not constant throughout the calculation, but at all times traceFðCÞ ¼0. On expanding the product we obtain

TðbmÞ2

TðbÞ2 ðtþsÞ þTðbmÞ

TðbÞ ðtþsÞ1=2þh2ðtÞ þh2ðsÞ

TðbÞ2 þTðbmÞðh1ðtÞ þh1ðsÞÞ TðbÞ2 þðh1ðtÞ þh1ðsÞÞðh2ðtÞ þh2ðsÞÞ

TðbÞ2TðbmÞðtþsÞ þh1ðtÞ þh2ðtÞ þh1ðsÞ þh2ðsÞ TðbÞTðbmÞðtþsÞ1=2 þ 1

TðbÞðtþsÞ1=2þ 1

TðbmÞ: ð3:2Þ

The sum of the first two terms is an element of absolute trace 0, and is thus incorporated into C. By (3.1) the sum of the third and fourth terms is

1

TðbÞ2ðh3ðtÞ þh3ðsÞÞ. Now,

h1ðtÞh2ðtÞ ¼ TððbtþbqÞmÞ

ðtþTðbÞt1=2þ1Þm1 Tððb2tþ1ÞmÞ ðtþTðbÞt1=2þ1Þm1

¼TðbmÞðtþTðbÞt1=2þ1Þ2mþbmðb2qtþ1Þ2mþbqmðb2tþ1Þ2m ðtþTðbÞt1=2þ1Þ2m2

¼TðbmÞðt2þTðbÞ2tþ1Þ þh12ðtÞ þh22ðtÞ TðbmÞ :

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Hence, the fifth term of (3.2) can be written as:

ðh1ðtÞ þh1ðsÞÞðh2ðtÞ þh2ðsÞÞ TðbÞ2TðbmÞðtþsÞ ¼

h12ðtÞþh22ðtÞþh12ðsÞþh22ðsÞ TðbmÞ

TðbÞ2TðbmÞðtþsÞ

þTðbmÞððtþsÞ2þTðbÞ2ðtþsÞÞ þh1ðtÞh2ðsÞ þh2ðtÞh1ðsÞ TðbÞ2TðbmÞðtþsÞ

¼h12ðtÞ þh22ðtÞ þh12ðsÞ þh22ðsÞ

TðbÞ2TðbmÞ2ðtþsÞ þ tþs

TðbÞ2þ1þh1ðtÞh2ðsÞ þh2ðtÞh1ðsÞ TðbÞ2TðbmÞðtþsÞ : We see that the first term of this expression is the square of the sixth term in (3.2), and the second term here is the square of the seventh term in (3.2). Thus, there are two more expressions of absolute trace 0 that can be incorporated intoC. Rewriting (3.2), we now obtain

1þ 1

TðbmÞþh3ðtÞ þh3ðsÞ

TðbÞ2 þh1ðtÞh2ðsÞ þh2ðtÞh1ðsÞ

TðbÞ2TðbmÞðtþsÞ þC: ð3:3Þ Let

Mt ¼ tþb2

tþTðbÞt1=2þ1¼ ðt1=2þbÞ2

ðt1=2þbÞðt1=2þbqÞ¼ t1=2þb t1=2þbq: It follows that

h3ðtÞ

TðbÞ2¼ Tððtþb2ÞmÞ TðbÞ2ðtþTðbÞt1=2þ1Þm1

¼ðtþTðbÞt1=2þ1ÞðMtmþMtqmÞ

TðbÞ2 :

Then, because

MtþMtq¼ t1=2þb

t1=2þbqþt1=2þbq t1=2þb

¼tþb2þtþb2q

tþTðbÞt1=2þ1¼ TðbÞ2 tþTðbÞt1=2þ1; we have

h3ðtÞ

TðbÞ2¼TðMtmÞ TðMtÞ :

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A simple calculation shows that:

h1ðtÞh2ðsÞ þh2ðtÞh1ðsÞ

¼TðbmÞTðððtþb2Þðsþb2qÞÞmþ ððtþb2qÞðsþb2ÞÞmÞ ððtþTðbÞt1=2þ1Þm1ðsþTðbÞs1=2þ1ÞÞm1

¼TðbmÞðtþTðbÞt1=2þ1ÞðsþTðbÞs1=2þ1ÞTððMtMsqÞmÞ: Then, because

TðMtMsqÞ ¼ ðt1=2þbÞ ðt1=2þbqÞ

ðs1=2þbqÞ

ðs1=2þbÞ þðt1=2þbqÞ ðt1=2þbÞ

ðs1=2þbÞ ðs1=2þbqÞ

¼ðtþb2Þðsþb2qÞ þ ðtþb2qÞðsþbqÞ ðtþTðbÞt1=2þ1ÞðsþTðbÞs1=2þ1Þ

¼ TðbÞ2ðtþsÞ

ðtþTðbÞt1=2þ1ÞðsþTðbÞs1=2þ1Þ; we have

h1ðtÞh2ðsÞ þh2ðtÞh1ðsÞ

TðbÞ2TðbmÞðtþsÞ ¼TððMtMsqÞmÞ TðMtMsqÞ : We can now rewrite (3.3) as:

1þ 1

TðbmÞþTððMtMsqÞmÞ

TðMtMsqÞ þTðMtmÞ

TðMtÞ þTðMsmÞ TðMsÞ þC:

and applying the absolute trace function traceF gives the desired result. r Let N1¼ fgAKnf1g jgqþ1¼1g. Observe that for anytAF andbAN1 we have MtAN1, and that fort;sAF andbAN1 we haveMtMsqAN1 providedt0s.

Lemma 3.3.For q¼2e,if there exists a constant cAf0;1gsuch that traceF

TðgmÞ TðgÞ

¼c; for allgAN1; then

traceF

ðfðtÞ þfðsÞÞðagðtÞ þagðsÞÞ tþs

¼traceF

1 TðbmÞ

holds

for all e; if c¼traceFð1Þ;

for all even e; if c¼0;

for all odd e; if c¼1:

8>

<

>:

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Proof.This follows immediately from Lemma 3.2, the additivity of the trace function and the fact that traceFð1Þ ¼1 if and only ifeis odd. r Lemma 3.4. Let l be a primitive element of K so that N1¼ flkðq1Þ:k¼1;. . .;qg.

Then

traceF 1 TðbmÞ

¼1 ð3:4Þ

for allb¼lkðq1ÞAN1such that qþ1akm.In particular,ifðm;qþ1Þ ¼1then(3.4) holds for allbAN1.

Proof. First note that traceFð1=TðbmÞÞ ¼1 if and only if the quadratic x2þTðbmÞxþ1 is irreducible over F. But this quadratic has roots bm and bqm, so traceFð1=TðbmÞÞ ¼1 if and only if bmBF. Now bm¼lkmðq1ÞAN1 is an ele- ment of F if and only if lkmðq1Þ2 ¼1. Hence if bmAF then ðqþ1Þ jkm, since ðq1;qþ1Þ ¼1. We have shown that ifb¼lkðq1ÞandmAf1;. . .;q22gsatisfy qþ1akm then traceFð1=TðbmÞÞ ¼1, as required. Noticing that if ðm;qþ1Þ ¼1

thenqþ1akmgives the last statement. r

It is immediate from this lemma that, given K, one can always find a bAN1 such that (3.4) holds. Although we permit the exponent m to take any value in

f1;. . .;q22g, not all values ofmgive di¤erent functions f andg.

Lemma 3.5.For the functions f and g defined above,we have

fðtÞ ¼ fm;bðtÞ ¼ fmþkðqþ1Þ;bðtÞ and gðtÞ ¼gm;bðtÞ ¼gmþkðqþ1Þ;bðtÞ;

for all integers k.

Proof.This follows immediately from the following calculations.

Tðbmþkðqþ1ÞÞ ¼bmþkðqþ1Þþbqmþkqðqþ1Þ

¼bmðbqþ1Þkþbqmðbqþ1Þkq

¼bmþbqm¼TðbmÞ;

sincebqþ1¼1.

TððbtþbqÞmþkðqþ1ÞÞ ¼ ðbtþbqÞmþkðqþ1Þþ ðbqtþbÞmþkðqþ1Þ

¼ ðbtþbqÞmððbtþbqÞqþ1Þkþ ðbqtþbÞmððbqtþbÞqþ1Þk

¼ ðbtþbqÞmððbtþbqÞðbqtþbÞÞkþ ðbqtþbÞmððbtþbqÞðbqtþbÞÞk

¼ ðt2þTðbÞ2tþ1ÞkððbtþbqÞmþ ðbqtþbÞmÞ

¼ ðtþTðbÞt1=2þ1Þ2kTððbtþbqÞmÞ:

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Hence,

h1;mþkðqþ1Þ;bðtÞ ¼ TððbtþbqÞmþkðqþ1ÞÞ ðtþTðbÞt1=2þ1Þmþkðqþ1Þ1

¼ðtþTðbÞt1=2þ1Þ2kTððbtþbqÞmÞ ðtþTðbÞt1=2þ1Þmþkðqþ1Þ1

¼ TððbtþbqÞmÞ ðtþTðbÞt1=2þ1Þmþkðq1Þ1

¼ TððbtþbqÞmÞ

ðtþTðbÞt1=2þ1Þm1¼h1;m;bðtÞ:

The last simplification is due to the fact that ðtþTðbÞt1=2þ1Þq1¼1 since tþTðbÞt1=2þ1AFnf0g. A very similar computation shows that

h2ðtÞ ¼h2;m;bðtÞ ¼h2;mþkðqþ1Þ;bðtÞ: r It is now clear that we may restrictmto lie inf1;. . .;qþ1g. However, there is a further equivalence which shows that at most half of these values lead to distinct functions.

Lemma 3.6.For the functions f and g defined above,we have

fðtÞ ¼ fm;bðtÞ ¼ fm;bðtÞ and gðtÞ ¼gm;bðtÞ ¼gm;bðtÞ:

Proof.First, observe that TðbmÞ ¼ 1

b

m

þ 1

bq

m

¼bqmþbm¼TðbmÞ:

Now,

TððbtþbqÞmÞ ¼ 1

ðbtþbqÞmþ 1 ðbqtþbÞm

¼ðbqtþbÞmþ ðbtþbqÞm

ðbtþbqÞmðbqtþbÞm ¼ TððbtþbqÞmÞ ðtþTðbÞt1=2þ1Þ2m: Thus, we have

h1;m;bðtÞ ¼ TððbtþbqÞmÞ

ðtþTðbÞt1=2þ1Þm1 ¼ TððbtþbqÞmÞ

ðtþTðbÞt1=2þ1Þ2mm1¼h1;m;bðtÞ: A similar calculation shows thath2;m;bðtÞ ¼h2;m;bðtÞ. r

We are now in a position to be able to prove our main result.

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Proof of Theorem3.1. It is straightforward to verify that fð0Þ ¼gð0Þ ¼0 and fð1Þ ¼ gð1Þ ¼1. As outlined in Section 2, and in the notation of the statement of Theorem 3.1,Cis aq-clan if and only if

traceF ðfðsÞ þfðtÞÞðagðsÞ þagðtÞÞ sþt

¼1 ð3:5Þ

for alls;tAGFðqÞwiths0t. (For, if (3.5) holds, then puttings¼0 andt¼1 shows that traceFðaÞ ¼1.) By Lemmas 3.2 to 3.6 we need to consider traceFððTðgmÞ=TðgÞÞ forgAN1 and for eachm¼1,q=2, 5 andðq1Þ=3.

If m¼1 then, forgAN1, we have traceFððTðgmÞ=TðgÞÞ ¼traceFð1Þ. By Lemmas 3.3 and 3.4, Equation (3.5) is satisfied for all e and for all bAN1. In this case

fðtÞ ¼t1=2and theq-clan is classical by [19].

If m¼q=2 then, for gAN1, we have traceFððTðgmÞ=TðgÞÞ ¼traceFð1=TðgÞÞ ¼1 by Lemma 3.4. By Lemmas 3.3 and 3.4, Equation (3.5) is satisfied for all oddeand for allbAN1. In this case fðtÞ ¼t3=4þt1=2þt1=4and theq-clan is FTWKB by [19].

If m¼5 then, for gAN1, we have traceFððTðgmÞ=TðgÞÞ ¼traceFððgþgqÞ4þ ðgþgqÞ2þ1Þ ¼traceFð1Þ. By Lemmas 3.3 and 3.4, then Equation (3.5) is satisfied for alleand for allb AN1ifð5;qþ1Þ ¼1 . On the other hand ifð5;qþ1Þ01, that iseis even, then Equation (3.5) holds for only somebAN1. LetbAN1 be such that traceFð1=Tðb5ÞÞ ¼1 and letd¼TðbÞ2; so thatTðb5Þ ¼d1=2ðd2þdþ1Þ. It follows thatd2þdþ100, Equation (3.5) holds, and traceFð1=dÞ ¼1 by Lemma (3.4) since ð2;qþ1Þ ¼1. Now,

TððbtþbqÞ5Þ ¼ ðbtþbqÞðb4t4þb4qÞ þ ðbqtþbÞðb4qt4þb4Þ

¼ ðb5þb5qÞðt5þ1Þ þ ðb3þb3qÞðt4þtÞ

¼d1=2ðd2þdþ1Þðt5þ1Þ þd1=2ðdþ1Þðt4þtÞ:

WritingA¼d2þdþ1 gives

fðtÞ ¼d1=2Aðtþ1Þ

d1=2 þd1=2Aðt5þ1Þ þd1=2ðdþ1Þðt4þtÞ d1=2ðt2þdtþ1Þ2 þt1=2

¼Aðtþ1Þðt4þd2t2þ1Þ þAðt5þ1Þ þ ðdþ1Þðt4þtÞ ðt2þdtþ1Þ2 þt1=2

¼d2ðt4þtÞ þd2ðd2þdþ1Þðt3þt2Þ ðt2þdtþ1Þ2 þt1=2: A similar calculation shows that

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a¼d2þd5þd1=2 dðd2þdþ1Þ and

gðtÞ ¼d4t4þd3ðd4þd2þ1Þt3þd3ðd2þ1Þt

ðd2þd5þd1=2Þðt2þdtþ1Þ2 þ d1=2

d2þd5þd1=2t1=2: By [6, Theorem 5],Cis the Subiacoq-clan.

Finally, letebe even, so 3jq1, and letm¼q13 . Letn3 ¼gAN1and notice that nAN1 sinceð3;qþ1Þ ¼1. Now,

Tðgðq1Þ=3Þ

TðgÞ ¼gðq1Þ=3þgqðq1Þ=3

gþgq ¼nq1þnqðq1Þ n3þn3q

¼

1 n2þn2 n3þn13

¼ nþ1n2

1n

n2þn12þ1

¼ nþ1n

n2þn12þ1¼ 1

1nþ1þ 1 nþ1nþ1 2:

Thus,

traceF Tðgðq1Þ=3Þ TðgÞ

¼0 for allgAN1: By Lemmas 3.3 and 3.4, sinceq1

3 ;qþ1

¼1,Cis aq-clan for allbAN1. r 4 Automorphism groups of the Adelaide geometries

In this section we calculate the automorphism groups of the Adelaide geometries, starting with the Adelaide herd. First we recall some notation and definitions from [20].

LetFdenote the collection of all functions f :GFðqÞ !GFðqÞsuch thatfð0Þ ¼0.

Note that each element of F can be expressed as a polynomial in one variable of degree at mostq1 and thatFis a vector space over GFðqÞ. If fðxÞ ¼P

aixiAF andgAAut GFðqÞthen we write fgðxÞ ¼P

aigxior, equivalently, fgðxÞ ¼ ðfðx1=gÞÞg. We will be concerned with the group PGLð2;qÞacting on the projective line PGð1;qÞ, that is,

PGLð2;qÞ ¼ fx7!Axg:AAGLð2;qÞ;gAAut GFðqÞg:

Lemma 4.1 ([20]). For each f AF and cAPGLð2;qÞ, where c:x7!Axg for A¼ a b

c d

AGLð2;qÞand gAAut GFðqÞ, let the image of f under cbe the function cf :GFðqÞ !GFðqÞsuch that

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cfðxÞ ¼ jAj1=2 ðbxþdÞfg axþc bxþd

þbxfg a

b þdfg c d

:

Then this definition yields an action of PGLð2;qÞonF,which we will call themagic action.

By the transitivity of PGLð3;qÞon ordered quadrangles in PGð2;qÞ, we can assume that a given oval has nucleus ð0;0;1Þ and contains the points ð1;0;0Þ;ð0;1;0Þ and ð1;1;1Þ. Such an oval can be written in the form

DðfÞ ¼ fð1;t;fðtÞÞ:tAGFðqÞgUfð0;1;0Þg

where f is a (permutation) polynomial of degree at most q2 satisfying fð0Þ ¼0,fð1Þ ¼1 and such that for eachsAGFðqÞthe function fswhere fsð0Þ ¼0 and fsðxÞ ¼ ðfðxþsÞ þfðsÞÞ=x,x00 is a permutation (see [11], but note that this and other references use the D notation to represent a hyperoval). Conversely, any polynomial f satisfying the above conditions gives rise to an ovalDðfÞwith nucleus ð0;0;1Þ. Such a polynomial is called ano-polynomial forPGð2;qÞ.

LetHðC1Þ ¼ fDðfsÞ:sAGFðqÞUfyggandHðC0Þ ¼ fDðft0Þ:tAGFðqÞUfygg be herds. We say thatHðCÞandHðC0Þareisomorphicif there exists cAPGLð2;qÞ such that for all sAGFðqÞUfyg we have cfsA hft0i under the magic action, and where the induced maps7!tis a permutation of GFðqÞUfyg. (Where, for f AF, we use hfito denote the 1-dimensional subspace ofFcontaining f.) An automor- phism of a herd HðCÞ is an isomorphism from HðCÞ to itself and the automor- phism groupAutHðCÞofHðCÞis the group of all automorphisms ofHðCÞ. In other words, the automorphism group of a herdHðCÞ ¼ fDðfsÞ:sAGFðqÞUfyggis the stabiliser offhfsi:sAGFðqÞUfyggin PGLð2;qÞ, under the magic action.

We recall the following theorem:

Theorem 4.2 ([20]). Let q¼pe. The automorphism group of a classical herd and of an FTWKB herd isPGLð2;qÞ.The automorphism group of a Payne herd for qd32is D2ðq1ÞcCe.The automorphism group of a Subiaco herd for qd16is Cqþ1cC2e.

The main result of this section is:

Theorem 4.3.The automorphism group of an Adelaide herd for q¼2ewith ed6even andb of order qþ1is Cqþ1cC2eof order2eðqþ1Þ.

Proof. The structure of the proof is similar to that of the last part of the proof of Theorem 4.2 in [20]. Let q¼2e where ed6 and let HðCÞ ¼ fDðfsÞ:sAGFðqÞU fyggbe the Adelaide herd, defined as in Section 2.3 with f0¼ f,fy¼gandaas in Theorem 3.1. Letc1 APGLð2;qÞbec1:x7!AxwhereA¼ TðbÞ2 1

1 0

! . Then

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c1fðtÞ ¼tf TðbÞ2tþ1 t

!

þtfðTðbÞ2Þ

¼ fðtÞ þTðbmÞ2agðtÞ þTðbmÞt1=2A hfTðbmÞ2ðtÞi: Similarly,

c1agðtÞ ¼ fðtÞ þ ðTðbmÞ2þ1ÞagðtÞ þ ðTðbmÞ þ1Þt1=2

¼ fðtÞ þ ðTðbmÞ2þ1ÞagðtÞ þ ðTðbmÞ þ1Þt1=2A hfðTðbmÞ2þ1ÞðtÞi

and c1f1ðtÞ ¼ ðc1fðtÞ þc1agðtÞ þt1=2Þ=a¼gðtÞ. Finally, for sAGFðqÞnf0;1g, we have

c1fsðtÞ ¼c1fðtÞ þsc1agðtÞ þs1=2t1=2 1þasþs1=2

¼ 1þs

1þasþs1=2 fðtÞ þ TðbmÞ2þ s 1þs

agðtÞ þ TðbmÞ þ s1=2 1þs1=2

t1=2

which is inhfuðtÞiwhere u¼TðbmÞ2þs=ðsþ1Þ.

Consider the characteristic polynomial x2þTðbÞ2xþ1 of A over GFðqÞ. Since the roots in GFðq2Þ areb2 andb2q, andAis a root, it follows that the order of A is the order of b2 in GFðq2Þ, which is the order of b in GFðq2Þ, and is qþ1 by hypothesis.

Now letc2APGLð2;qÞbec2:x7!Ax2where A¼ 1 0 TðbÞ2 TðbÞ2

. Then

c2fðtÞ ¼ 1

TðbÞðfðTðbÞt1=2þ1ÞÞ2þ 1

TðbÞ¼TðbmÞagðtÞA hgðtÞi and

c2agðtÞ ¼ 1

TðbÞðagðTðbÞt1=2þ1ÞÞ2þ a2 TðbÞ

¼fðtÞ þ ðTðbmÞ2þ1ÞagðtÞ þ ðTðbmÞ þ1Þt1=2 TðbmÞ

¼aðTðbmÞ2þ1Þ þTðbmÞÞ

TðbmÞ fTðbmÞ2þ1ðtÞA hfTðbmÞ2þ1ðtÞi: Finally, forsAGFðqÞnf0g, we have

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c2fsðtÞ ¼ 1

ð1þasþs1=2Þ2ðc2fðtÞ þs2c2agðtÞ þst1=2Þ

¼ s2

TðbmÞfðtÞ þ TðbmÞ þs2ðTðbmÞ2þ1Þ TðbmÞ

! agðtÞ

þ s2ðTðbmÞ þ1Þ TðbmÞ þs

t1=2

!,

ð1þasþs1=2Þ2 which is inhfuðtÞiforu¼TðbmÞ2þ1þTðbmÞ2=s2.

Thus the element c2AAutHðCÞ, and has order 2e(see [20]). Nowc2 normalises hc1iandhc1i V hc2iis the identity, and we have therefore shown that the Adelaide herd admitsCqþ1cC2eas automorphism group. It is straightforward to verify that the mapx7!Ax, whereA¼ TðbÞ2 0

0 1

!

does not fixHðCÞ, and the result follows

by the maximality ofCqþ1cC2ein PGLð2;qÞ. r

We note that, with the exception of those in the last sentence, all the calculations in the proof of Theorem 4.3 are independent of the value ofm. This proof is therefore a unified treatment of the groups of the Subiaco and Adelaide herds.

Corollary 4.4. Let q¼2e where ed6 is even and letbAGFðq2Þbe of order qþ1.

The automorphism group of the Adelaide generalized quadrangle over GFðqÞ arising from thisbis the semidirect product ofG(in the notation of Section2.2)with the semi- direct product of a cyclic group of order q21 and a cyclic group of order2e.Since jGj ¼q5,this group has order2q5ðq1Þðq1Þe.

Proof.See Corollary 4.1 of [20]. r

Corollary 4.5. Let q¼2e where ed6 is even and letbAGFðq2Þbe of order qþ1.

The automorphism group of the Adelaide generalized quadrangle over GFðqÞ arising from thisb is transitive on the lines through ðyÞ. Hence there is, up to isomorphism, one associated flock and one associated translation plane.

Corollary 4.6. Let q¼2e where ed6 is even and letbAGFðq2Þbe of order qþ1.

The automorphism group of the Adelaide herd overGFðqÞarising from thisbis tran- sitive on the ovals of the herd.Hence an Adelaide oval in PGð2;qÞis stabilised by a cyclic group of order2e.

Letq¼2ewhereed6 is even and letbAGFðq2Þbe of orderqþ1. Suppose that e=2 is odd. Then the Adelaide generalized quadrangle is new, as follows. By com- paring the orders of the respective automorphism groups, it is immediate that if the Adelaide generalized quadrangle is not new then it is a Subiaco generalized quad- rangle. The automorphism group of the Subiaco generalized quadrangle for this qis also transitive on the lines throughðyÞ(see [30]), however, in this case the automor-

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phism group of the Subiaco generalized quadrangle is not transitive on the ovals of the herd (see [22]) and this su‰ces to show that the groups are di¤erent. We remark that since in PGð2;44Þthe Adelaide oval is known not to be a Subiaco oval [37], the Adelaide generalized quadrangle in PGð2;44Þis new.

In a sequel to this paper, we will show that for m2G1ðmodqþ1Þ,HðCm;bÞis isomorphic toHðCm0;bÞif and only ifm1Gm0ðmodqþ1Þand hence the Adelaide generalized quadrangles are new, fored6 even. It is then immediate that the Ade- laide flocks and Adelaide planes are also new.

Let q¼2e where ed6 is even and let bAGFðq2Þbe of order qþ1. We remark that in PGð2;qÞ an Adelaide oval over GFðqÞ arising from this b is either new or is a Subiaco oval, as follows. First, every previously known hyperoval in PGð2;qÞ where qd6 is even is either a translation hyperoval or a Subiaco hyperoval. The main theorem of [19] shows that an Adelaide oval is not a translation hyperoval, for otherwise an Adelaide herd would be either classical or an FTWKB herd; contrary to the calculation of the respective groups. Since a non-translation oval contained in a translation hyperoval has a group of order ðq1Þe, its homography group has odd order q1. Since an Adelaide oval has an induced homography group of order 2, these two ovals are di¤erent.

5 Open problems

There are several open questions and problems arising immediately from this work, as follows.

1. Is the group described in Corollary 4.6 the full stabiliser of an Adelaide oval?

The answer is known to be in the a‰rmative fore¼6 and 8 [37].

2. Are the Adelaide ovals new for all q, that is, do not belong to any previously known family? The answer is known to be in the a‰rmative fore¼6 and 8 [37].

3. For a givenq¼2ewithed6 even, are all Adelaide generalized quadrangles iso- morphic (that is, those for di¤erentb)?

4. Do the Adelaide class of geometries and the regular cyclic class of geometries discovered by Penttila [34] form a single family?

5. Classify cyclic generalized quadrangles in characteristic 2, that is, classify herds which are stabilised by a cyclic group of orderqþ1. The known examples are the classical, FTWKB, Subiaco and Adelaide generalized quadrangles.

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Received 4 June, 2001; revised 16 November, 2001

W. E. Cherowitzo, Department of Mathematics, University of Colorado at Denver, Campus Box 170, P.O. Box 173364, Denver, CO 80217-3364, USA

Email: wcherowi@carbon.cudenver.edu

C. M. O’Keefe, Department of Pure Mathematics, The University of Adelaide, 5005 Australia Email: cokeefe@maths.adelaide.edu.au

T. Penttila, Department of Mathematics and Statistics, The University of Western Australia, 6907 Australia

Email: penttila@maths.uwa.edu.au

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