nonrelativistic systems
Haruki Watanabe
Ph.D. candidate (Vishwanath Group)
University of California, Berkeley
Appointed as a Pappalardo fellow at MIT (2015–2018)
Yoichiro Nambu (born Jan. 1921) Jeffrey Goldstone (born Sept. 1933)
1. Introduction
Main issues to be clarified today
When several internal symmetries are spontaneously broken, - what’s the number and dispersion of Goldstone modes in general? - Is this fixed by symmetry alone?
- Simple and self-contained description?
Why are they important?
- Spontaneous symmetry breaking is ubiquitous phenomenon in nature.
- Universal outcomes irrespective of microscopic details (we’ll see examples in Sec. 2) - Gapless modes determines low-energy properties of the system:
Debye’s CHTL µ Td law, Bloch’s D MzHTL µ Td2 law,
…
Review:
T. Brauner, “Spontaneous Symmetry Breaking and Nambu–Goldstone Bosons in Quantum Many-Body Systems”, Symmetry 2010, 2, 609.
If time permits, I’ll also talk about
- impossiblity of “quantum time crystals”
- non-Fermi liquids due to interactions with NGBs.
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What is spontaneous symmetry breaking?
Ref: Koma-Tasaki, 1993, 1994, see also the recent lecture note.
G: Symmetry of “Hamiltonian H + commutation relations” or “Lagrangian L”® The laws of physics (EOMs, …) H: Symmetry of the state realized in nature.
When H Ì G (and H ¹ G), we say the original symmetry G is spontaneously broken into H.
GH (element of G but not of H): broken symmetries.
The coset space GH represents the set of degenerate ground states.
UH1L8e< = S1, SOH3LSOH2L = S2 If G is a Lie group, G = ei ΕiQi discrete subgroups. - dim G = the number of generators of G,
- dimHGHL = dim G - dim H = the number of broken symmetries dimHML: the dimension of manifold M.
dimHGHL is fixed by the continuous part of G and H (discrete subgroups do not change it).
Definition of SSB
Order parameter ΦHxL: transforms under U Î G: Φ 'HxL = U¾ Φ HxL U.
If XΦHxL\ changes value before and after the symmetry transformation, i.e., XΦ' HxL\ = XU¾ Φ HxL U\ ¹ XΦHxL\,
we say the symmetry is broken.
For Lie group UHΕL = eä Ε Q, we use the infinitesimal form, X∆ΦHxL\ ºXΦ' HxL\-XΦHxL\
Ε =X@ä Q, ΦHxLD\ ¹ 0. ¬ definition in field theory textbook. Q itself contains IR divergence but the volume integral in
X@ä Q, ΦHy, tLD\ = Ù ddx äYAj0Hx, tL, ΦHy, tLE]
is harmless thanks to the locality of the commutation relation.
Subtlety
Can we understand the infinite system with SSB as the thermodynamic limit of a finite-size system?
In a finite-size system,
@H, UD = 0 Þ simultaneous diagonalization H n, u\ = En n, u\, U n, u\ = ãä u n, u\. Then,
Xn, u¤ Φ ' HxL n, u\
=Xn, u¤ U¾ Φ HxL U n, u\
=Xn, u¤ ã-ä uΦHxL ãä u n, u\
=Xn, u¤ Φ HxL n, u\
No SSB in the ground state or in the ensemble!!
D = 0 Þ q\ q\
\
Þ H
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No SSB in the ground state or in the ensemble!!
For Lie group,
@H, QD = 0 Þ H n, q\ = En n, q\, Q n, q\ = q n, q\. Then,
Xn, u¤@Q, ΦHxLD n, q\
=Xn, q¤ Q ΦHxL n, q\ - Xn, q¤ ΦHxL Q n, q\
= qXn, q¤ ΦHxL n, q\ - q Xn, q¤ ΦHxL n, q\
= 0.
- This argument cannot be applied to nonabelian symmetries Þ ferromagnet is an exception.
- In general, if the order parameter does not commute witht H, no SSB in the ground state or ensemble in a finite-size system. Naive thermodynamic limit does not work.
e.g., Marshall-Lieb-Mattis theorem for Heisenberg antiferromagnet (The GS is an S = 0 state).
Example: transverse field Ising model H = -ÚiΣizΣi+1z- gÚiΣix.
gs\ = \+ ¯\
2 + OHgL, UZ2 gs\ = + gs\ 1 st\ = \- ¯\
2
+ OHgL, UZ2 1 st\ = - 1 st\ EGS- E1 stµ g-N.
gs\, 1 st\ are unphysical in the sense that they - do not have the clustering property
Xgs¤ ΣizΣjz gs\ = 1 + OHhL for i ¹ j but Xgs¤ Σiz gs\ = 0. - are not ergodic (O(1) fluctuation of m = Úi=1NΣiz
N )
- are not robust against a local mesurement.
Resolution: symmetry breaking field H ' = H - hÙ ddx jHxL
limh®+0limV®¥XΦ' HxL\ ¹ limh®+0limV®¥XΦHxL\ limh®+0limV®¥X@Q, ΦHxLD\
Note: limh®0limV®¥¹ limV®¥limh®0
The external field picks up a symmetry breaking state. e.g. H = -ÚiΣizΣi+1z- gÚiΣix- hÚiΣiz
gs\ H0L > \+ ¯\
2
gs\ HhL > \
D EHhL > h N + OIg-NM ® Even if OH1L energy cost, symmetry breaking state wins.
Long-range order
XΦHxL ΦHyL\ ® Σ2> 0 for a large enough x - y¤ (much larger than any microscopic length scale). limV®¥
YF2] V2 = Σ
2 for F =
Ù ddx ΦHxL.
Note: we do not apply symmetry breaking field in the definition of Σ2. e.g. gs\ > \+ ¯\
2 .
- \ and ¯\ have a completely different expectation value of order parameter Þ cancellation after sum. - \ and ¯\ have the same long-range order Þ no cancellation.
Kaplan, Horsch & von der Linden (1989)
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LRO Þ SSB
at T = 0 (Kaplan, Horsch & von der Linden) at T > 0 (Griffiths, Koma-Tasaki)
XgsHhL¤ F gsHhL\
V ³
X0¤ F`F` 0\ V2 + OJ
1 V2N.
Variational principle:
XgsHhL¤ HH - h FL gsHhL\ £ XΨ¤ HH - h FL Ψ\ for any state Ψ\.
XgsHhL¤ F` gsHhL\
V ³
XΨ¤ F` Ψ\
V +
XgsHhL¤ H gsHhL\-XΨ¤ H Ψ\
h V ³
XΨ¤ F` Ψ\
V +
E0-XΨ¤ H Ψ\ h V
Take Ψ\ =
gsH0L\+F
` gs\
³ F` gs\·
2 . then XΨ¤ F` Ψ\
V =
Xgs¤ F`F` gs\ V2 and
XΨ¤ H Ψ\ = Xgs¤ H gs\ +Xgs¤ F
` H F` gs\
2Xgs¤ F`F` gs\ = E0+ OI 1 VM
Horsch & von der Linden (1988)
LRO at T = 0 Þ V2Σ2=Xgs¤ F F gs\ for F = Ù ddx ΦHxL. XH\ =Xgs¤ F H F 0\
X0¤ F F 0\ = E0+ 1 2
Xgs¤@F,@ H, FD gs\
Xgs¤ F F gs\ = E0+ OI 1
VM where H gs\ = E0 gs\. - F 0\ is a low-lying energy state.
- Ortogonal to the ground state: Xgs¤ F gs\ = 0.
Divergence of susceptibility Χ ³ IV
2Σ2M2
X0¤BF`,BH,F`FF 0\µ V 2.
* V2Σ2=Xgs¤ F`F` gs\ = Ún¹0Xgs¤ F` n\Xn¤F` gs\ =Ù d Ω SHΩL, where SHΩL = Ún¡Xgs¤ F` n\¥2∆HΩ - EnL.
* Perturbation theory: gs\H1L= gs\ + h n\ Xn¤ F gs\
En HE0= 0L
HXgs¤ F gs\LH1L
V =
1
V JXgs¤ + h Xgs¤ F n\
Ωn Xn¤N FJ gs\ + Ε n\Xn¤ F gs\Ω
n N =
Xgs¤ F gs\
V + h
2 V
Xgs¤ F n\ Xn¤ F gs\
Ωn + OIh
2M
Χ =
HXgs¤ F gs\LH1L
V -
Xgs¤ F gs\ V
h =
2 V
Xgs¤ F n\ Xn¤ F gs\
En =
2
V Ù d ΩSHΩLΩ
* 1
2X0¤AF
`,AH, F` EE 0\ = Ún¡X0¤ F` n\¥2En=Ù d Ω Ω SHΩL Cauchy–Schwarz inequality Hx×yL2£Hx×xL Hy×yL IÙ d Ω SHΩLM2£IÙ d Ω HΩ SHΩLLMIÙ d Ω' HSHΩ'LΩ'LM
IV2Σ2M2£ 21X0¤AF`,AH, F` EE 0^ V2 Χ I took this argument from
L. Capriotti, Int. J. Mod. Phys. B (2001)
(Anderson) Tower of states
Review: C. Lhuillier, cond-mat/0502464
Some exact results in Koma-Tasaki, J. Stat. Phys. 76, 745 (1994)
Crystals H = 1
2mÚix
i2-Úi< jVIxi- xjM
= P2
2 m N+Úk¹0B pk¾×pk
2 m n0 + EHkiukLF
.
where P is the total momentum of the system. The ground state is a plane-wave state P = 0.
The observed crsytal (symmetry-breaking state) should be a superposition:
crystal\ = ÚGCG P = G\ ® higher energy than the ground state at least in a finite volume system. D E = YP
2]
2 m N =ÚG CG¤ 2 G2
2 m N µ 1 Volume?
If YP2] = OHVL in the “physical” symmetry-breaking state, D E remains OH1L even after taking V ® ¥ limit (?).
Antiferromangets L= Ρ
2 v2 n
× n - 1
2 Ρ Ñin × Ñin,
H = v2
2 Ρ S×S
V +Úk¹0J v2
2 Ρsk¾× sk+ 1 2 Ρ k
2n k¾× nkN where S =Ù d x Ρ
v2n
´ n. AsΑ, sΒE = i ΕΑΒΓsΓ
AsΑ, nΒE = i ΕΑΒΓnΓ AnΑ, nΒE = 0.
Neel order n and the uniform magnetization s do not commute ® if we fix s, n is uncertain.
From Lhuillier’s review
BEC
H = i Ψ¾ Ψ - 1
2 mÑ Ψ¾ × Ñ Ψ + Μ Ψ¾ Ψ - g
2HΨ¾ ΨL 2
=ΜHN-N0L2
2 N0 +Úk¹0J Μ k2
2 m gΘk¾Θk+ g 2J1 +
k2
4 m ΜN ∆ nk¾∆ nkN
.
Coherent state ® Y∆ N2] = N0 and XH\ = Μ2 = OH1L. ref: Shimizu-Miyadera PRD (2001)
Ferromangets
L= mHcosΘ - 1L Φ +2 vΡ2n
× n , H =Úk1
2 Ρ k 2n
k¾× nk=Úk¹0 1 2 Ρ k
2n k¾× nk.
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Ú 2 ¾ Ú 2 ¾ No TOS! No sutlety.
Nambu-Goldstone theorem for Lorentz-invariant systems
九 後汰一郎 (Taichro Kugo)「 ゲージ場 の 量子 論II」
Statement
Proof
To derive the simple spectral rep, one has to use the Lorentz invaiance - Xn, k¤ jÐ n, k\ µ kΜ
- UL n, k\ µ n, L k\ ¬ PΜ n, k\ = kΜ n, k\ - DFIx, Σ2M = Ù
d4k äH2 ΠL4
1 Σ2-k2-ä Εã
-ä k x
Number of NGBs
Suppose jΜ1= fΠ1¶ΜΦ1, jΜ2= fΠ2¶ΜΦ2. Lorentz invariance ® fΠ1,2 are real. If Φ1= Φ2= Φ, then
fΠ2jΜ1- fΠ1jΜ2= fΠ2IfΠ1¶ΜΦM - fΠ1IfΠ2¶ΜΦM = 0 Þ fΠ2Q1- fΠ1Q2 is unbroken (contradiction).
Nambu-Goldstone theorem for Lorentz-invariant systems
Review: T. Brauner, “Spontaneous Symmetry Breaking and Nambu–Goldstone Bosons in Quantum Many-Body Systems”, Symmetry 2010, 2, 609
X0¤@QVHtL, ΦH0LD 0\
=ÙVddxX0¤@jHx, tL, ΦH0LD 0\
=Ù
Vd dxAÚ
nX0¤ jH0L n\ Xn¤ ΦH0L 0\ ãä kn×x-ä Ent-ÚnX0¤ ΦH0L n\ Xn¤ jH0L 0\ ã-ä kn×x+ä EntE
=ÚnH2 ΠLd∆kn,0AX0¤ jH0L n\ Xn¤ ΦH0L 0\ ã-ä Ent-X0¤ ΦH0L n\ Xn¤ jH0L 0\ ã+ä EntE Note that the ground state n\ = 0\ does not contribute to the sum:
X0¤ jH0L 0\ X0¤ ΦH0L 0\ - X0¤ ΦH0L 0\ X0¤ jH0L 0\ = 0.
We also note that X0¤@QVHtL, ΦH0LD 0\ is (i) time independent and (ii) nonzero.
Hence, some excitation NG\ with ENGHk = 0L = 0 should couple to the current X0¤ jH0L NG\ ¹ 0 and the order parame- ter XNG¤ ΦH0L 0\ ¹ 0.
- Not necessarily modes? - How many NGBs? - What’s the disperison?
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