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2 DOF Adaptive PID Control with a Parallel Feedforward Compensator for Nonlinear Systems

Ikuro Mizumoto* and H. Tanaka Department of Intelligent Mechanical Systems

Kumamoto University

2-39-1 Kurokami, Kumamoto, 860-8555, Japan

*[email protected]

Zenta Iwai

Kumamoto Prefectural College of Technology 4455-1 Haramizu, Kikuyo-mach, Kikuchi-gun

Kumamoto, 869-1102, Japan

[email protected]

Abstract— In this paper, we propose a design method of an adaptive PID controller based on output feedback for nonlinear systems with a higher order relative degree and disturbances. To realize an adaptive PID control system, we introduce a PFC for a nonlinear system which does not satisfy OFEP(Output Feedback Exponentially Passive) conditions and design an adaptive feedforward input with a structure of RBF (Radial Basis Fuction) neural networks in order to remove the steady-state bias error from the PFC output. The proposed method can design a robust adaptive PID controller with higher accuracy on tracking control.

I. INTRODUCTION

In the recent decade, much attention has been paid to high gain output feedback-based adaptive controls for nonlinear systems due to their simple structure and high robustness with respect to uncertainties and disturbances [1], [2], [3].

The most typical design condition for designing the output feedback-based adaptive control is recognized as the output feedback exponentially passive (OFEP) condition [3]. This condition is well known as the ASPR condition for linear systems [4]. Unlike other adaptive methods, under OFEP (or ASPR) condition, one can easily design an output feedback- based adaptive controller without a priori information of the order of the controlled system and without designing a state observer.

Recently, auto-tuning and an adaptive PID control strate- gies based on the almost strictly positive real (ASPR) prop- erty of the controlled system have been proposed [8], [9] for linear systems. The PID control is one of the most common control schemes applied to many industrial processes and mechanical systems. Since the control has played a very important role in the improvement of production quality, accuracy and in reducing production costs, a great deal of attention has been turned to auto-tuning PIDs including self-tuning schemes and adaptive control strategies [5], [6], [7], [8], [9], [10] in order to maintain the desired control performance and stability during operation.

In this paper, we propose an adaptive PID control system design scheme for nonlinear systems utilizing the output feedback exponential passivity (OFEP) [3], [11] of the con- trolled system. The sufficient conditions for the system to be OFEP are that (1) the system is globally exponential minimum-phase, (2) the system has a relative degree of 1 and (3) the nonlinearities of the system satisfy the Lipschitz con- ditions [3]. Unfortunately, however, most practical systems

do not satisfy the above-mentioned OFEP conditions. In the proposed method, the introduction of a parallel feedforward compensator (PFC) is considered to solve both the relative degree and minimum-phase problems simultaneously [11], [12]. Further, since it has been indicated that affects from the introduced PFC result in degradation of the control perfor- mance in the output tracking control, we consider introducing a feedforward signal generated by an adaptive RBF NN (radial basis function neural networks) [13] directly to the original controlled system in order to maintain the output tracking control performance. The proposed adaptive PID controller can maintain stability a better control performance even if there are some changes of the system properties by adjusting PID parameters and RBF NN parameters adap- tively.

II. PROBLEM STATEMENT

Consider the following SISO affine nonlinear systems:

˙

x(t) = f(x) +g(x)u(t) +p(ω)

y(t) = h(x) (1)

where x(t) Rn is a state vector, u(t) R is a control input, y(t)∈R is an output, and, f(x),g(x) :Rn →Rn, h(x) : Rn R are of sufficiently smooth (e.g. of class C) functions such thatf(0) =0, h(0) = 0. Further,p(ω) represents the effect of disturbances. We assume that the disturbance and a reference signalyrwhich the output of the system is required to track are generated by the following exosystem:

˙

ω(t) =s(ω) yr(t) =py(ω)

s(0) =0, py(0) = 0, (2) where ω(t) Rq is a state vector of the exosystem. We assume that the exosystem (2) satisfies the neutral stabil- ity property [14]. That is, the linear approximation S = ∂s

ω

ω=0 of the vector field s(ω) at ω = 0 has all its eigenvalues on the imaginary axis.

Definition 1: (Output Feedback Exponentially Passive(OFEP))[3] The system (1) with p(0) = 0 is said to be OFEP if there exists a smooth output feedback:

u(t) =α(y) +β(y)v(t)

α(y) = 0, β(0) = 0 (3)

Proceedings of the 2009 IEEE International Conference on

Networking, Sensing and Control, Okayama, Japan, March 26-29, 2009

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such that the resulting closed loop system fromv(t)toy(t) is exponentially passive, that is for the closed loop system, the following dissipation inequality (DI) is satisfied

V˙(x) =∂V(x)

x (f(x) +g(x)v)≤yv−ζ(x) (4) with a (C2) positive definite function V and a positive definite functionζ(x)having the following properties:

δ1||x||2≤V(x)≤δ2||x||2

δ3||x||2≤ζ(x), (5) where δ1∼δ3 are positive constants andζ(x)is a positive definite function.

Sufficient conditions for the system (1) to be OFEP have been provided in [3] such that (C1) the system has a relative degree of one, (C2) the system be globally exponential minimum-phase and (C3) the nonlinearities of the system satisfy the Lipschitz condition.

In this paper, we consider an adaptive PID control system design based on the OFEP property for nonlinear systems which do not satisfy OFEP conditions.

We suppose that the nominal part of the system (1) satisfies the following assumptions.

Assumption 1: The system (1) has a relative degree of r and there exists a nonsingular transformation z(t) = [z1, z2,· · ·, zn]T = Φ(x) such that the system (1) can be transformed into the following canonical form:

˙

zi(t) = zi+1(t) +pi(ω) (i= 1,2,· · · , r−1)

˙

zr(t) = a(zξ,η) +b(zξ,η)u(t) +pr(ω)

˙

η(t) = q(zξ,η) +pη(ω) y(t) = z1(t)

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where zξ= [z1,· · ·, zr]T,η= [zr+1,· · ·, zn]T and a(0,0) =Lrfh(0) = 0, q(0,0) =0

b(zξ,η) =LgLrf1h(x)= 0, x∈Rn

Assumption 2: Nonlinear functions a(zξ,η), q(zξ,η) andb(zξ,η)are globally Lipschitz with respect to(zξ,η).

Assumption 3: There exist positive constantsB¯M and¯b0

such thatb(zξ,η)can be evaluated as

0<¯b0≤b(zξ,η)≤B¯M (7) Assumption 4: The linear approximation of the system (1) at x(t) = 0 is stabilizable and its zero dynamics has no eigenvalue on the imaginary axis.

The objective of this paper is to design a PID control system which has the outputy(t) track the reference signal yr(t) for uncertain nonlinear systems with higher order relative degrees and/or non-minimum phase properties. That is, for uncertain nonlinear systems, the goal is to achieve

tlim→∞|y(t)−yr(t)| ≤δ (8) for any given small positive constant δ.

III. CONTROL SYSTEM DESIGN

It has been clarified that, under Assumption 4 and the as- sumption that the exosystem (2) satisfies the neutral stability property, there exists an ideal statex(t)and an ideal input v(t)which attain perfect output tracking:

˙

x(t) =f(x) +g(x)v(t) +p(ω)

y(t) =yr(t) =h(x) (9) and they are given by functions ofω as x(t) =π(ω)and v(t) =c(ω)[14], [15].

In the following, we will show an adaptive PID control system design with the adaptively estimated feedforward input v(t) of the ideal input v(t) for uncertain and non- OFEP systems.

A. Ideal Input Approximation by RBF NN

Consider approximating the ideal control input v(t) by a Radial Basis Function (RBF) neural networks (NN). We approximatev(t)by the form of RBF NN as

vnn(t) =WTS(ω) (10) where W = [w1,· · ·, wl]T Rl is the weight vector, l is the number of NN nodes (weight number) and S(ω) = [s1(ω),· · · , sl(ω)]T is the radial basis function vector. This basis function vector S(ω) is generally designed by the Gaussian functions such as

si(ω) = exp

−(ωμi)T(ωμi) ηi2

, i= 1,2,· · ·, l (11) where μi = [μi1,· · ·, μiq]T is the center of the receptive field andηi is the width of the Gaussian function.

It has been clarified [13] that, for a sufficiently largeland a compact setΩω⊂Rq, there exists an ideal constant weight vectorW such that

Warg min

WRl

sup

ωΩω|v−WTS(ω)|

(12) and thus the ideal inputv(t)can be approximated by

v(t) =WTS(ω) + (ω)

| (ω)| ≤ (13) where (ω)is an approximation error.

Here we impose the following assumption.

Assumption 5: For a given NN nodes l, there exists an ideal weight vectorW that satisfies (12) for allωΩω.

In practice,Wis the unknown vector so that one can not designW in (10) asW =W.W will be adaptively adjust in the proposed control system design which will be shown later.

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B. Realization of OFEP controlled system

In order to guarantee the stability of the designed adaptive PID control system, we consider utilizing system’s OFEP property. Unfortunately, however, most practical systems including those with relative degree of greater than 1 and/or non-minimum phase are not OFEP, we here consider an introduction of a parallel feedforward compensator (PFC) to realize an OFEP augmented controlled system [11], [12].

Consider anfth order PFC of the form:

˙

xf(t) =Afxf(t) +bfu(t)

yf(t) =cTfxf(t) (14) and introduce this in parallel with the system (1). The resulting augmented system can be represented by

˙

x(t) =f(x) +g(x)u(t) +p(ω)

˙

xf(t) =Afxf(t) +bfu(t)

ya(t) =y(t) +yf(t) =h(x) +cTfxf(t). (15) Since the augmented system (15) has a relative degree of 1, there exists a nonsingular transformation [ya,ηa] = Φa(x,xf) such that the augmented system (15) can be transformed into the following form [14]:

˙

ya(t) =aa(ya,ηa) +ba(ya,ηa)u(t) +p1(ω)

˙

ηa(t) =qa(ya,ηa) +pηa(ω) (16) Here we impose the following assumption on the aug- mented system (16).

Assumption 6: The zero dynamics of the augmented sys- tem (16):

˙

ηa(t) =qa(0,ηa) (17) is exponentially stable.

Assumption 7: The PFC (14) is strictly positive real (SPR).

It should be noted that, under Assumption 2, aa(ya,ηa), qa(ya,ηa) and ba(ya,ηa) are globally Lipschiz and thus under Assumption 6, the resulting augmented system is OFEP [3]. That is, we assume that an SPR PFC which render the resulting augmented system OFEP is known.

Furthermore, under assumption 3, it follows that there exist positive constantsBM andb0 such that

0< b0≤ba(ya,ηa)≤BM (18) C. Adaptive PID System Design

Adaptive PID controller with adaptive NN feedforward input is designed as follows:

u(t) =ue(t) +v(t) ue(t) =−K(t)TZ(t)

v(t) = ˆWT(t)S(ω)

(19) with

K(t) = [kp(t), kd(t), ki(t)]T, Z(t) = [¯ea(t),e˙¯a(t), w(t)]T

˙

w(t) = ¯ea(t)−δw(t), δ >0

(20)

Adaptive NN Controller

PFC Nonlinear-System Reference

Model

Adaptive PID ω v

( ) ( ) ( ) ( )ω

ω ω s

p t y

t

r =

& = yr ea ue u

( ) ( ) ( )

( )t ( )t y

t u t A t

f T f f

e f f f f

x c

b x x

= +

& =

yf

y ya

( ) ( ) ( ) ( ) ( ) ( ) ( )fxx gx pω

x h t y

t u t

=

+ +

& =

Adaptive NN Controller

PFC Nonlinear-System Reference

Model

Adaptive PID ω v

( ) ( ) ( ) ( )ω

ω ω s

p t y

t

r =

& = yr ea ue u

( ) ( ) ( )

( )t ( )t y

t u t A t

f T f f

e f f f f

x c

b x x

= +

& =

yf

y ya

( ) ( ) ( ) ( ) ( ) ( ) ( )fxx gx pω

x h t y

t u t

=

+ +

& =

Fig. 1. Block diagram of the proposed adaptive control system

and

k˙p(t) = γpe¯2a(t)−σpkp(t), γp>0, σp>0 k˙d(t) = γde¯a(t) ˙¯ea(t)−σdkd(t), γd>0, σd>0 k˙i(t) = γie¯aw(t)−σiki(t), γi>0, σi>0 W˙ˆ(t) = −ΓS(ω)−σWˆ(t), Γ>0, σ >0

(21)

Where

¯

ea= ¯ya(t)−yr(t) (22)

¯

ya(t) =y(t) + ¯yf(t) (23) andy¯f(t)is defined as the output of the PFC withue(t)as an input

˙¯

xf(t) =Afx¯f(t) +bfue(t)

¯

yf(t) =cTfx¯f(t). (24) Wˆ(t)is an estimated value of the ideal weight vectorW.

The overall block diagram of the designed control system is shown in Fig. 1

D. Stability Analysis

Equivalent representation of the designed control system given in Fig. 1 is given by the following form using the augmented system representation given in (16)

˙

ya(t) =aa(ya,ηa) +ba(ya,ηa)(ue(t) +v(t)) +p1(ω)

˙

ηa(t) =q(ya,ηa) +pηa(ω)

¯

ya(t) =ya(t)−yˆf(t), (25) where yˆf(t)is a PFC output withv(t)as an input

˙ˆ

xf(t) =Afxˆf(t) +bfv(t) ˆ

yf(t) =cTfxˆf(t) (26) Further, the ideal state in which the perfect output tracking y(t)≡yr(t)is achieved is also represented as follows using the augmented system expression.

˙

ya(t) =aa(ya,ηa) +ba(ya,ηa)v(t) +p1(ω)

˙

ηa(t) =q(ya,ηa) +pηa(ω)

¯

ya(t) =yr(t) =ya(t)−yf(t),

(27) whereyf(t)is a PFC output with the ideal feedforward input v(t)as an input.

˙

xf(t) =Afxf(t) +bfv(t)

yf(t) =cTfxf(t) (28)

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From(25)and(27), the error system can be represented by Δ ˙ya =aa(ya,ηa)−aa(ya,ηa)

+ba(ya,ηa)(ue(t) +v(t))−ba(ya,ηa)v(t) Δ ˙ηa =qa(ya,ηa)qa(ya,ηa) (29)

¯

ea(t) = ¯ya(t)−y¯a= ΔyaΔyf,

where Δya = ya(t)−ya(t), Δηa = ηa(t)ηa(t) and Δyf = ˆyf(t)−yf(t).

Next considering the difference between (26) and (28), we have the following PFC error system:

Δ ˙xf =AfΔxf+bfΔv

Δyf =cTfΔxf, (30) where Δxf = ˆxf(t)xf(t)andΔv=v(t)−v(t).

From Assumption 7, the PFC error system (30) can be transformed into the following canonical form:

Δ ˙yf =ayΔyf+cTyηy+byΔv

˙

ηy =Aηyηy+cηyΔyf

(31) using an appropriate nonsingular transformation [14].

Therefore it follows from (29) and (31) that the error system can be rewritten as

˙¯

ea =aa(ya,ηa)−aa(ya,ηa)

+ba(ya,ηa)(Δue+ Δv−KTZ) +(ba(ya,ηa)−ba(ya,ηa))v

−ayΔyfcTyηy−byΔv Δ ˙ηa =qa(ya,ηa)qa(ya,ηa)

˙

ηy =Aηyηy+cηyΔyf

(32)

where

Δue=ue(t)−ue(t) =−KT(t)Z+KTZ

=−ΔKTZ (33)

ΔKT = [Δkp,Δkd,Δki]T

= [kp(t)−kp, kd(t)−kd, ki(t)−ki]T Δv =v(t)−v(t) = ˆWT(t)S(ω)−WTS(ω)

= Δ ˆWTS(ω) (34) From Assumption 6, there exist a positive definite functionU(Δηa) and positive constants κ1 to κ4 such that [16]

∂U(Δηa)

ηa qa(0,Δηa)≤ −κ1Δηa2 ∂Uηa)

ηa

≤κ2Δηa κ4Δηa2≤Uηa)≤κ3Δηa2.

(35)

Further since the PFC error system (31) is SPR from Assumption 7, representing(31)as

Δ ˙¯xf = ¯AfΔ¯xf+ ¯bfΔv Δyf = ¯cTfΔ¯xf

(36) with

Δ¯xf = [Δyf,ηTy]T A¯f =

ay cTy cηy Aηy

,¯bf =

by

0

¯

cTf = [1,0,· · · ,0]

there exist positive definite matrices P¯f = ¯PfT > 0,Q¯f = Q¯Tf >0such that the following Kalman-Yakubovich Lemma is satisfied

A¯fP¯f+ ¯PfA¯f=−Q¯f

P¯f¯bf = ¯cf. (37) Now, consider a positive definite functionV:

V =Ve+Vη+δ1Vxf +Vk

+(BM +by)Δ ˆWTΓ1Δ ˆW (38) withVe = ¯e2a, Vη =μ1Uηa), Vxf = Δ¯xTfP¯fΔ¯xf, Vk =

b0

γpΔkp2+γb0dΔkd2+bγ0iΔki2+b0kiw2+b0kde¯2a and any positive constantδ1, μ1.

The time derivative ofVe= ¯e2acan be evaluated from(32) that

V˙e= 2¯ea{aa(ya,ηa)−aa(ya,ηa) +ba(ya,ηa)(Δue

+Δv−KTZ) + (ba(ya,ηa)−ba(ya,ηa))v

−ayΔyfcTyηy−byΔv}

ea{La1(|Δya|+Δηa) +ba(ya,ηa)(Δue

+Δv−KTZ) +bMv−ayΔyf

cTyηy−byΔv}.

WhereLa1is a Lipschiz constant such that

aa(ya,ηa)−aa(ya,ηa)< La1(|ya−ya|+ηaηa) andbM is a positive constant that satisfies

0<ba(ya,ηa)−ba(ya,ηa) ≤bM

The time derivative ofVη=μ1U(Δηa)can be evaluated as

V˙η =μ1∂U

ηa{qa(ya,ηa)qa(ya,ηa)}

≤μ1∂U

ηaqa(0,Δηa) +μ1

∂U

ηa

(qa(ya,ηa)

qa(0,Δηa)) +μ1

∂U

ηa

qa(ya,ηa)

≤ −μ1κ1Δηa2+μ1κ2ΔηaLq(|ya|+ηa)1κ2ΔηaqM

WhereLq is a Lipschiz constant such that

qa(ya,ηa)qa(0,Δηa)< Lq(|ya|+ηa) andqM is a positive constant that satisfies

0<qa(ya,ηa) ≤qM.

(5)

Further the time derivative ofVxf = Δ¯xTfP¯fΔ¯xf can be evaluated as

V˙xf = ( ¯AfΔ¯xf+ ¯bfΔv)TP¯fΔ¯xf

+ Δ¯xTfP¯f( ¯AfΔ¯xf+ ¯bfΔv)

=−Δ¯xTfQ¯fΔ¯xf+ 2ΔyfΔv

≤ −λQfΔ¯xf2+ 2ΔyfΔv

≤ −1

2λQf|Δyf|21

2λQfηy2+ 2ΔyfΔv

≤ −(1

2λQf −ρy)|Δyf|21

2λQfηy2+ 1 ρy

|Δv|2, (39) where λQf = λmin[ ¯Qf] is the minimum value of the eigenvalues ofQ¯f andρy is any positive constant.

Furthermore for Vk we have V˙k = 2b0

γp

Δkpp¯e2a−σpkp) +2b0

γd

Δkdde¯ae˙¯a−σdkd) +2b0

γi Δkiie¯aw−σiki) + 2b0kiw(¯ea−δw) +2b0kde¯ae˙¯a

= 2b0Δkp¯e2a2b0σp

γp

Δkpkp+ 2b0Δkd¯eae˙¯a

2b0σd

γd Δkdkd+ 2b0Δkie¯aw−2b0σi

γi Δkiki

+2b0kiw¯ea2b0kiδw2+ 2b0kd¯eae˙¯a, (40) Thus, the time derivative ofV is evaluated by

V˙ = ˙Ve+ ˙Vη+δ1V˙xf+ ˙Vk

+(BM+by)(−ΓS(ωea−σWˆ)TΓ1Δ ˆW +(BM+by)Δ ˆWTΓ1(−ΓS(ωea−σWˆ)

2La1|¯ea||Δya|+ 2La1|¯eaηa2b0kp¯e2a

+2bM|¯ea||v|+ 2ay|Δyf||¯ea|+ 2|¯ea|cyηy

−μ1κ1Δηa2+μ1κ2LqΔηa(|¯ea+ Δyf+ya| +ηa) +μ1κ2qMΔηa −δ1(1

2λQf −ρy)|Δyf|2

−δ1

2λQfηy2+ δ1

ρy(Δ ˆW2S(ω)2

+2 Δ ˆWS(ω)+ 2) + 2(BM+by) |e¯a|

2b0σp

γp |Δkp|2+2b0σp

γp |Δkp||kp|

2b0σd

γd |Δkd|2+2b0σd

γd |Δkd||kd|

2b0σi

γi

|Δki|2+2b0σi

γi

|Δki||ki| −2b0δ|ki|w2

−2(BM+by)σλΓΔ ˆW2

+2(BM+by)σλMΓ Δ ˆWW, (41) where, λΓ = λmin1] and λMΓ = λmax1] are the minimum and the maximum values of the eigenvalue ofΓ1.

Consequently, we have V˙ ≤ − 2b0kp2La1−L2a1

ρ0 −L2a1

ρ1 −ρ2−a2y

ρ3 cy2 ρ4

−μ21κ22L2q

6 −ρ13

|¯ea|2

−(μ1κ1−ρ1−ρ5−ρ6−ρ7−ρ8−ρ9ηa2

δ(1

2λQf −ρy)−ρ0−ρ3−μ21κ22L2q

7

|Δyf|2

δ1

2λQf −ρ4

ηy2 2b0σp

γp −ρ10

|Δkp|2

2b0σd

γd

−ρ11

|Δkd|2 2b0σi

γi

−ρ12

|Δki|2

2(BM+by)σλΓ−ρ14−ρw

−δ1

ρyS2M

Δ ˆW22b0δ|ki|w2+b2M|v|2 ρ2

+μ21κ22L2q

5 ηa2+μ21κ22L2q

8 |ya|2+μ21κ22

9 q2M

+b20σ2p

γp2ρ10|kp|2+ b20σd2

γd2ρ11|kd|2+ b20σi2

γi2ρ12|ki|2 +δ12SM2

ρwρ2y

2+δ21

ρy

2+(BM +by)2 ρ13

2

+(BM+by)2σ2λMΓ 2

ρ14 W2 (42)

with any positive constants ρ0 ρ14, ρw and SM = maxS(ω). Then, considering a sufficiently large ideal feedback gaink such that

2b0kp2La1Lρ2a01 Lρ2a11 −ρ2aρ2y3

cy2

ρ4 μ21κ226L2q −ρ13

> γν >0 (43)

and settingρ0,ρ1,ρ3 ∼ρ12,ρ12,ρy,ρw,δ1,μ1 such as ρ1 =ρ5=ρ6=ρ7=ρ8=ρ9=μ17κ1

ρy = λQf4 , ρ0=ρ3= δ161λQf, ρ4=3164δ1λQf

ρ10= b0γσpp, ρ11= b0γσdd, ρ12=b0γσii ρ14=ρw= (BM+b2y)σλΓ

δ1 = 16μλ1κ22L2q

Qfκ1 , μ1= (BM+by)σλΓκ1λ

2 Qf

128κ22L2qSM2 ,

we have

V˙ ≤ −γν|¯ea|21

7μ1κ1Δηa2 δ1

64λQfΔ¯xf2

−b0σp

γp |Δkp|2−b0σd

γd |Δkd|2−b0σi

γi |Δki|2

1

2(BM +by)σλΓΔ ˆW22b0δ|ki|w2+R (44)

Fig. 1. Block diagram of the proposed adaptive control system

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