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(1)

VOL. 15 NO. 2 (1992) 313-318

AN INTRODUCTION TO F-GRAPHS, A GRAPH-THEORETIC REPRESENTATION OF NATURAL NUMBERS

E.J.FARRELL

Department

ofMathematics The University of theWestIndies

St. Augustine,Trinidad

(Received April 4, 1987 and in revised form June 26, 1990)

ABSTRACT.

A

special type of family graphs

(F-graphs,

for brevity) are introduced. These are cactus-type graphs which form infinite families under an attachment operation. Some of the characterizing properties of F-graphs are discussed. Also, it is shown that, together with the attachment operation, these families form an infinite, commutative semigroup with unit element.

’inally,

itisshown thatF-graphs aregraph-theoreticalrepresentations of natural numbers.

KEY

WORDS AND PHRASES. Cactus type graphs, core, pattern recognition, semigroup, semigroup isomorphism, naturalnumbers, ancestor

(graph),

parent

(graph),

descendant

(graph), F-

graph, attachingagraph, basisgraph,root ofanF-graph.

1991AMS SUBJECT CLASSIFICATION CODE. 05C99,20M07.

1. INTRODUCTION.

First of allwe givesome definitions relative to the material which follows. Forthe standard definitions inGraphTheory,wereferthereadertoHarary

[1].

Let

(G,u)

and

(H,v)

be twographs, rooted at u and vrespectively.

By

attaching

H

to

G,

we mean the identification of the rootsuandv.

H

is thereforeasubgraphof thenewgraphformedby the process.

Suppose

that we attach an isomorph of

(H,u)

to every node of

G,

then the graph formed by doing so, is denoted by

G(H).

Notice that if all the nodes of

H

are equivalent

(for

example if

H

is a

cycle),

thenwe speak about

G(H)

without specifying a root in H. Also, since every node of

G

isusedinforming

G(H),

it is unnecessarytospeakaboutarootin

G.

Let us beginwith a singlenode G

0,

then attach to it arootedgraph

(H,u),

to form thegraph G

- GO(H)( H). G

2isthegraphformed by attachinganisomorph of

H

to everynode ofG i.e., G2

-GI(H). In

general,

G

i+

Gi(H). By

continuing in this manner, we obtain a family

F {G 0, G,G2,...}

ofgraphs. If

H

is anode, then

F {GO};

otherwise Fisinfinite. We callGO

the core of the family. G is the basis of F. G2 is the

(direct)

descendant of

G (In

general, G

+ k(k > 0)

is adescendant ofG

i,

the

(immediate)

parent ofG2

(In

general, G is an ancestorof G

+ k,

k

> 0).

Wedefine the elements of

F

tobeF-graphs. G

o

andG arecalled,trivialF-graphs.

Wenotethat F-graphsareaspecialkindof

"cactus-type"

graphsand arealsoHusimitrees

(Harary

[2]).

ForanyF-graph G

k,

wecall thesubgraphsisomorphictothebasis G

1,

leaves ofG

k.

(2)

314 E.J. FARRELL

In the material which follows,wederivesome characterizingproperties of F-graphs, and then investigate someof thealgebraicproperties ofthefamilies. Weshowthat operationscanbedefined onF-graphs,so astocreateasystemwhich isisomorphic to the system of natural numbers.

2. SOME

CHARACTERIZING PROPERTIES

OF

F-GRAPHS.

Given an arbitrary graph

G,

it isofinterest todetermine

(i)

whetherornot Gis anon-trivial F-graph and

(ii)

ifitis, then what is itspositionin the family hierarchy. First ofall,ifGisnota cactus-typegraph,thenitcannotbeanon-trivialF-graph. Also,from the definition ofanF-graph, G must consist of isomorphic leaves. This criteria will eliminate many graphs.

However,

many cactus-typegraphs will qualify, so the problemis certainly not a trivialone. For example, is the following graph

T

anon-trivial F-graph?

T:

Figure

Thefollowingtheoremhelps to characterizeF-graphs.

THEOREM 1. Let

F {GO, G1,G2,...}

beafamily ofF-graphsin whichG has

rn( > 1)

nodes

andnedges. Then

Gr(r > O)

has

(i)

mrnodes

(ii) n(nr_-11)

edges

and

(iii) mr-

1 leaves

rn-1

PROOF.

Theresultcanbe easilyproved.

Theorem 1 provides a

(not

too

useful)

necessary conditionfor a graphto be a non-trivial

F-

graph. SinceGOisalways anode,thenclearly,themembers of the

family’

are totallycharacterized bythe

(rooted)

leaf

G 1.

Ifoneisgivenanon-trivialF-graph, thenTheorem could be used to find itsposition r, if_aleafcanbe determined. The determinationof the leaf ofan arbitrarynon- trivial F-graph is inpractice,a difficult exercise. Thefirst inclination is to findsymmetries inthe graph; butthis is forbidding,evenin reasonablysmallF-graphs.

Thus,

apracticaluseof Theorem 1 as anecessary condition, posesgreat problems, sincem and ndependon

one’s

ability to identify the leaf.

We nowrefer the reader to thegraph

T

in Figure 1. Because

T

is constructed from triangles,

one is inclined to look for

T

in the family of triangles.

T

cannot be found in this family; and therefore theconclusioncould be that

T

isnotanon-trivialF-graph.

However,

careful observation will show that

T

consistsof thegraph

G

2from the family oftriangles,withthe leaf

G

2attached to everynode usinga nodeofvalency2asaroot. Therefore,

T

isindeedanon-trivial F-graph.

T

is thesecondmember of thefamilyofF-graphswith basisG2rooted atan2nodeofvalency 2

(i.e.

the

(3)

family of

G2’s).

It would be useful to develop some analytical meansfor arriving at the correct conclusionaboutanarbitraryT. At present, we areunable to do this.

3. SOME

ALGEBRAIC

PROPERTIES OF

F-GRAPHS.

The practical problem of determining whether or not an arbitrary graph is a non-trivial

F-

graph, seems to beone of pattern recognition.

In

this section, wewill show that the family

F

has somebeautifulalgebraic properties which will have usefulimplicationsonthepatterns displayedby thegraphs.

In

thematerialthatfollows,we assumethatzerobelongstothesetofnatural numbers.

LEMMA

1.

In

G

r,

thereexistsanode formedbythe coalescence of the roots ofrleaves.

PROOF.

Thisfollows immediatelyfrom theconstructionofGrfromG

0.

DEFINITION. Let :rbeanodeof

G

r definedby

Lemma

1. Thenxis arootof

G r. (Notice

that it is possible for several nodes ofGrto qualify as aroot eve___anif

G

r is not regular. Therefore anyof themcanbe usedin the attachment

process).

Theideaofaroot and theexistenceofaroot of

G

r

(by definition)

arecrucialtothe theoryofF-graphs. Weshow later on, thattheyarevital to theestablishmentof the properties ofF-graphs.

LEMMA

2: G G

- 1(G1) GI(G - 1),

forall k

>

0.

PROOF. We will prove the result by induction on k. For k 1,

G

k- is

G 0,

which is a rtode. Therefore, Gk-

1(G1) GO(G1)

G

G(GO).

Let us assume that the result holds for k-1. Then

G/r-

G

2(G1 GI(GIr- 2).

Now

G/r G/r I(G1 (GI(G/- 2))(G1).

Thegraph

(GI(G/- 2))(G1)

is obtainedby attaching G toeverynode of

GI(G

k-

2). In

particular, G is attachedtoevery node of

G/ -2.

Itcanbeseen that theroots ofeach

G/

-2nowbecome the rootsof each

G/ 1.

Henceweobtain

G/

attached to

G

i.e.

GI(G

I

1).

Therefore,

G/ G/ I(G1 GI(GI 1).

Hence,

theresult holds for k.

By

thePrincipleofInduction,itholds for all k

>

0.

Lemma 2 suggests that it does not matter whether we attach

G/-

to

G

or

G

to Gk-

1,

whenforming

G/.

Thisideaisgeneralized bythefollowingtheorem.

THEOREM2: G

+

8

G.(G ) GS(G).

PROOF. Wewillprove theresult byinductionon k. For k 0,

G/

is a node, and the result follows trivially. For k 1, the resultholds, asshown aboveinLemma2. Let usassume thatthe result holds for k-1. Then

G/r +

8-1

Gk- 1(G8 GS(GIr- 1).

Clearly

then,

G

+

8 G

+

8-

I(G1 (G l(GS)) (G1) (G,(G 1)(G1) (1)

The graph

(G/- I(GS))(G1)

is the graph obtained by attaching G to every node of

G

It-

I(G8).

Now

the attachment of

G

to everynode of thesubgraphs G8of

G

k

-1(G8),

will createsubgraphs, each of which is Gs

+ 1. Therefore,

the resulting graph can be described as

G

It- with

G

s

+

attachedi.e.Gk

l(G8 + 1).

(4)

316 E.J. FARRELL

Consider any roof z of

G/- 1.

The graphs with z as a common node can be described as

G

- I(GI(Gs))

i.e. G

-

with the graph

GI(G s)

attached to it, at z. But the leaf G can be considered as being attached to

G/- 1,

and each node of

G

has

G

sattached toit

(at

itsroot

z).

Also,everyother nodeofG

: 1(G1)

will haveGsattached. Therefore, thegraph G

l(GS + 1)

is

also

(G

k-

I(G1))(Gs) Gk(G s)

Similarly, we can show that Gk

+

s

GS(G k)

by using Gk

+

s

GI(G

k

+

s-

1). Hence,

the results holds for k. Theproofiscompleted bythe Principle ofInduction.

Theorem2 hassomeinteresting implications about the description ofan F-graph as apattern.

Thegraph Gncanbe described as GrwithG attached,foranypair ofnonnegative integersr and s, such that r

+

s n. Also, weconstruct Gnby attaching G

r,

to G

s,

for any r,s

>_

O, such that DEFINITION. We define equality in

F,

as a graph isomorphism. Addition

(+)

in

F

is

definedasfollows:

Gr

+

Gs

Gr(GS),

forall

Gr,

G

_

F.

Itcanbe easily shown that

+

iswell-definedon

F.

COROLLARY2.1

(Closure

andCommutativity)

For

all nonnegative integers k and s, and for all

G/

andGsin

F

v + v(vs) vs(v)

PROOF. The resultisimmediatefrom the theorem.

LEMMA

3 (Associativity)

Gq+

[G

r

+

G

s] [G

q

+

G

r] +

G

s,

forallG

q,

GrandGsinF.

PROOF: Gq

+ [G

r

+

G

s]

Gq

+

Gr

+

s Gq

+

r

+

Gq

+ + Gs [G

q

+

G

r] +

G

s,

forallq,r,s

>

0.

The associative property of

+,

implies that the order in which ancestors are added in the construction of a

descendant,

is unimportant. We can begin with any ancestor and attach the

others,

inanyorder thatwechoose.

Since

G

Ois a

node,

thefollowing resultisimmediate.

LEMMA

4 (Identity).

Let F

beafamily ofF-graphs. Then G

O+G r=G r+G O=G r,

forallGr_F.

Thefollowingtheoremsumsupthe results of Theorem 2 andLemmas3 and4.

THEOREM3.

(F, +

is acommutativesemigroup with identify.

Let us use the symbols

<

and >, for therelations "is an ancestorof" and "is a descendant of" respectively. Then foreveryfamily

F,

the following result holds.

LEMMA

4 (Trichotomy). For any two elements Gr and G in

F,

one and only one of the following holdseither

G

r

<

G

s,

Gr

> G

sor

G

r

G

PROOF. The result follows immediately from the definitions of ancestor and descendant.

Let us define a mapping from

(F, +

to the set N of natural numbers under addition, as follows:

() .

(5)

INTRODUCTION OF F-GRAPHS 317

Then for allG

r,

Gs

_ F,

/(a + a ) /(a + ) + /(a) + /(as).

Therefore

#

is a semigroup homomorphism.

Suppose

that

?(Gr) dl(Gs).

Then r s, which

implies that

G"=

G

s.

Therefore

#

isinjective. isclearly surjective. Therefore, is asemigroup isomorphism.

Hence,

wehave thefollowing theorem.

THEOREM4:

(F, +)- (N, +).

Theorem4 isthe crucialresult forcompleting the equivalence between

F

andN. Nowwecan make parallel definitions in

F

in terms of

+,

by looking at definitions in N. For example, we definemultiplicationin

F

asfollows:

Gr.G Gr

+

Gr

+

Gr

+ +

Gr

(s times)

G

+

G

+

G

+ +

G

(r times)

The roles ofGOandG asequivalentto 0and 1 remainintact, asshown below.

G

O.G

r G

O+G O+...+G

O

(r

times GO and

G

1.G

r

G I+G +...+G (r

times Gr Also,wehave

#(a

r

a (G

r

+ a

r

+ + a r) ?(ar) + (a r) + + (ar) (s times)

r

+

r

+

r...

+

r

(s

times rs

(Gr),(GS).

The following theorem canbe easily establishedinamannersimilar tothat of Theorem 3.

THEOREM 5.

(F, +

is acommutativesemigroupwithidentity. Fromourobservationson

above,

wecaneasily establish thefollowingextensionofTheorem4.

THEOREM6:

(F, +,.) (N, +,.).

Theequivalence ofFandNisnowcomplete. Westatethisresult inadifferentmannerinthe following corollary.

COROLLARY

6.1. F-graphsaregraph-theoreticrepresentations of natural numbers.

REFERENCES

HARARY, F.,

"Graph Theory", Addison-Wesley, Reading,

Mass., 19(9.

HARARY,

F. and

PALMER, E.,

".Graphical Enumeration", Acad.

Press,

New York and London, 1973.

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