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IMRNInternational Mathematics Research Notices 1994, No. 3

Characters of the Negative Level Highest-Weight Modules for Affine Lie Algebras

Masaki Kashiwara and Toshiyuki Tanisaki

0 Introduction

Our main result in this paper is the following theorem conjectured by G. Lusztig [L].

Letgbe an affine Lie algebra with Cartan subalgebrahand simple coroots{hi}iI. Forλ ∈ h letM(λ) (resp.L(λ)) be the Verma module (resp. the irreducible module) with highest weightλ.

Theorem. Forλ∈hsuch that (λ+ρ)(hi)∈Z<0for anyi∈I, we have

chL

w(λ+ρ)−ρ

=

yw

(−1)l(w)−l(y)Py,w(1) chM

y(λ+ρ)−ρ

(0.1)

for anyw∈ W. HereWis the Weyl group,ρ ∈his such thatρ(hi)=1 for anyi∈I,lis the length function,is the Bruhat order,Py,wis the Kazhdan-Lusztig polynomial, and ch denotes the character.

This type of character formula was first conjectured by Kazhdan and Lusztig [KL]

for finite-dimensional semisimple Lie algebras and was proved by Beilinson-Bernstein [BB] and Brylinski-Kashiwara [BK]. Then its generalization to symmetrizable Kac-Moody Lie algebras concerning the dominant integral weights λ was given by Kashiwara (-Tanisaki) [K2], [KT] and Casian [C1]. This paper is concerned with a different version in the case of the antidominant integral weights for affine Lie algebras.

The schemes of the proofs of those character formulas are all similar. The g- modules correspond toD-modules on the flag manifold, and theD-modules correspond to perverse sheaves by the Riemann-Hilbert correspondence. Since the perverse sheaf corresponding to a dual Verma module (resp. irreducible highest-weight module) is the zero (resp. minimal) extension of the constant sheaf on a Schubert cell, the proof is

Received 17 January 1994.

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152 Kashiwara and Tanisaki

reduced to the calculation of the local intersection cohomology groups of the Schubert varieties. This last step is now standard by the theory of Weil sheaves (cf. [BBD]) or the theory of Hodge modules (cf. [S]).

However, there are some differences between [K2], [KT] and our case. The nat- ural setting in our case is of the rightD-modules supported on the finite-dimensional Schubert varieties, while in [K2], [KT] we used leftD-modules supported on the finite- codimensional Schubert varieties. The category of leftD-modules and the one of right D-modules are equivalent on finite-dimensional manifolds. The flag manifold in our case is infinite-dimensional, and those two categories are not equivalent. The leftD-modules behave well under the pull-back while the rightD-modules behave well under the push- forward. This is the reason why we use rightD-modules.

For a technical reason, we do not directly treat the rightD-modules on the flag manifold itself. Instead, considering the fact that the flag manifold is locally isomorphic to the projective limit of finite-dimensional smooth varieties, we use a “projective limit”

of rightD-modules on these finite-dimensional varieties as a substitute.

In this paper we will give descriptions of the category of those projective limits of right D-modules, and the functor from this category to the category of g-modules.

Our main result follows from several properties of this functor. Details of the proof will appear elsewhere.

The same result is claimed in the preprint of Casian [C2]. Our method is different, since a functor in the opposite direction is used in [C2].

1 The Kac-Moody Lie algebra

We recall basic facts concerning the Kac-Moody Lie algebra.

Lethbe a finite-dimensional vector space overC, and let{αi}iI,{hi}iIbe linearly independent vectors ofh andhrespectively, such that ( hi, αj)i, jI is a symmetrizable generalized Cartan matrix. The Kac-Moody Lie algebra associated to (h,{αi},{hi}) is the Lie algebraggenerated by the vector spacehand the elementsei,fi(i∈I) satisfying the following fundamental relations:

[h, h]=0 forh, h∈h, (1.1)

[h, ei]=αi(h)ei forh∈h, i∈I, (1.2)

[h, fi]= −αi(h)fi forh∈h, i∈I, (1.3)

[ei, fj]=δi jhi fori, j∈I, (1.4)

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Affine Lie Algebras 153

ad(ei)1αj(hi)(ej)=0 fori, j∈Iwithi= j, (1.5) ad(fi)1−αj(hi)(fj)=0 fori, j∈Iwithi= j. (1.6) Fori∈I, letsibe the linear automorphism ofh given by

si(λ)=λ−λ(hii forλ∈h. (1.7)

The Weyl groupW is by definition the subgroup ofGL(h) generated by {si}iI. ThenW is a Coxeter group with a canonical system of generators {si}iI. We denote the length function byland the Bruhat order ofWby.

Set

gα= {x∈g|[h, x]=α(h)xforh∈h} forα∈h, (1.8)

∆=

α∈h|gα= {0}

− {0}, (1.9)

+ =∆∩

iI

Z0αi, (1.10)

re=

iI

W(αi), ∆+re=∆+∩∆re, (1.11)

and letn,n,b,bbe the subalgebras ofggenerated by{ei}iI,{fi}iI,{ei}iI∪h,{fi}iI∪h, respectively. We then have

∆=∆+∪(−∆+), W(∆)=∆, (1.12)

g=n+⊕h⊕n, (1.13)

n=

α+

gα, n=

α+

gα, (1.14)

b=h⊕n+, b=h⊕n. (1.15)

Forλ∈hletM(λ),N(λ) be theg-modules defined by

M(λ)=U(g)

hh

U(g)

h−λ(h) +

iI

U(g)ei

, (1.16)

N(λ)=U(g)

hh

U(g)

h−λ(h) +

iI

U(g)fi

, (1.17)

whereU(g) denotes the enveloping algebra ofg. LetM(λ) be theg-module consisting of h-finite vectors in HomC

N(−λ),C

. The irreducibleg-moduleL(λ) with highest weightλis naturally isomorphic to the image of the unique nonzero homomorphismM(λ)→M(λ).

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154 Kashiwara and Tanisaki

2 The flag manifold

We fix aZ-latticePofhsatisfying

αi∈P, hi, P ∈Z fori∈I. (2.1)

Forα=

iImiαi∈∆+set|α| =

iImi, and let nk=

α+

|α|k

gα, nk =

α+

|α|k

gα fork∈Z0. (2.2)

Define group schemes by

T =Spec(C[P]), (2.3)

U=lim

←−k

exp(n/nk), (2.4)

U=lim←−

k

exp(n/nk), (2.5)

B=(the semidirect product ofT andU), (2.6)

B=(the semidirect product ofT andU). (2.7)

Here, for a finite-dimensional nilpotent Lie algebraa, exp(a) denotes the unipotent alge- braic group withaas its Lie algebra. We have natural isomorphisms

exp :

α+

gα−→U, exp :

α+

gα−→U. (2.8)

In [K1] the first-named author constructed the flag variety of (g,h, P) as the quo- tient

X=G/B, (2.9)

whereGis a scheme with locally free right action ofB.

Letλ∈P. We denote the composite of the homomorphisms B−→T −→λ Gm

byb→bλ. Letπ: G→ Xbe the canonical morphism. An invertibleOX-moduleOX(λ) is

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Affine Lie Algebras 155

defined by

Γ

V;OX(λ)

=

ϕ∈Γ(π1V;OG)|ϕ(gb)=ϕ(g)bλfor (g, b)∈π1V×B

(2.10)

for any open subsetVofX.

We have natural left actions of the group schemeBand the braid groupWofW onX. LetY be aT-stable subset ofX. Forw∈W, the setwY depends only on the image w∈Wofwunder the canonical homomorphismW→W, and hence we simply denote it bywY.

LetB0be the subgroup ofBgenerated by T and the elements of the form exp(x) withx∈gα,α∈∆+re. Note thatB0is not a scheme but an inductive limit of schemes. We have a natural left action ofB0on Xcompatible with those ofB andW. Letx0 ∈Xbe 1 modB. Thenx0is a uniqueB0-fixed point. We set

Xw=Bwx0, Xw=B0wx0 forw∈W. (2.11)

Proposition 1 [K1]. (i)Xwis a locally closed subscheme ofXwith codimensionl(w), and ifgis not of finite type, it is isomorphic to the infinite-dimensional affine spaceA.

(ii)X= wWXw. (iii)Xw = ywXy.

Moreover we have the following results.

Proposition 2. (i) Xw is a locally closed subscheme ofXisomorphic to the affine space Al(w).

(ii)wWXwis naturally isomorphic to the “flag manifold” treated in [KP], [T], and others.

(iii)Xw = ywXy.

3 D-modules

For a finite subsetFofWset

XF=

wF

Xw, XF=

wF

Xw. (3.1)

By Propositions 1 and 2, the setXF(resp.XF) is open (resp. closed) if and only ifFsatisfies

w∈F, y∈W, yw⇒y∈F. (3.2)

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156 Kashiwara and Tanisaki

A subsetY(resp.Z) ofXis called an admissible open (resp. closed) subset ifY =XF(resp.

Z=XF) for a finite subsetFofWsatisfying (3.2).

LetZ be an admissible closed subset ofX. In this caseZis projective. Take an admissible open subsetY ofXcontainingZ. We can take suchY since we haveXF ⊃XF ifF satisfies (3.2). Fork0 setUk =exp(

α∆+

|α|k

gα)⊂U. Ifkis sufficiently large, then Uk acts onY locally freely, and hence the quotientUk\Y is a finite-dimensional smooth variety. We do not know ifUk\Y is separated or not. Ifk is large enough, the natural morphismZ→Uk\Yis a closed immersion. Fix suchZ,Y, andk. Forlkset

Yl=Ul\Y (3.3)

and let

πl:Y−→Yl (3.4)

pl:Yl+1−→Yl (3.5)

il:Z−→Yl (3.6)

be the natural morphisms. Forλ ∈ P, we can naturally define an invertibleOYl-module OYl(λ) satisfying

πlOYl(λ)∼=OX(λ)|Y and (3.7)

plOYl(λ)∼=OYl+1(λ). (3.8)

LetDYl be the sheaf of differential operators onYl, and set DYl+1Yl =OYl+1p1

l OYl pl1DYl, (3.9)

DYl(λ)=OYl(−λ)⊗OYlDYlOYlOYl(λ), (3.10) DYl+1Yl(λ)=OYl+1(−λ)⊗OYl+1 DYl+1Ylp1

l OYlpl1OYl(λ). (3.11) ThenDYl(λ) is a ring acting onOYl(−λ) from the left, and on ΩYl⊗OYl(λ) from the right.

HereΩYl is the sheaf of differential forms of degree dimYl. We have a natural (DYl+1(λ), pl1DYl(λ))-bimodule structure onDYl+1Yl(λ).

LetHlbe the abelian category of right holonomicDYl(λ)-modules supported inZ.

ForM∈Hlwe defineM ∈Hlby M =ΩYl⊗OYl(2λ)⊗ExtdimYD l

Yl(λ)

M,DYl(λ)

. (3.12)

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Affine Lie Algebras 157

This defines a contravariant exact functor∗:Hl→Hlsuch that∗∗ =id. ForM∈Hl+1we define

plM∈Hlby

pl

M=(pl)

M⊗DYl+1(λ)DYl+1Yl(λ)

. (3.13)

Sinceil+1(Z)→ il(Z),

pl induces an equivalenceHl+1 Hl.

We define an abelian categoryH = H(Z, λ, Y, k) as follows. An object is a family M=(Ml)lk

lkOb(Hl) together with isomorphisms rl:

pl

Ml+1−→ Ml, (3.14)

and morphisms are given by HomH(M,N)

=



(ϕl)∈

lk

HomHl(Ml,Nll◦rl=rl

pl

ϕl+1

forlk



. (3.15)

Note thatHis equivalent toHl. The duality functor∗:H→His defined by

M =(Ml)lk. (3.16)

Since

pl commutes with the duality, this is well defined. It is a contravariant exact functor such that∗∗ =id. Note that the categoryH(Z, λ, Y, k) does not depend onYandk.

Moreover forλ,λ∈P,H(Z, λ, Y, k) andH(Z, λ, Y, k) are equivalent byMl→Ml⊗OYl−λ).

For M ∈ H the homomorphism OYl+1 → DYl+1Yl(λ) induces a homomorphism plMl+1→Ml, which gives a homomorphism

Hi(Yl+1;Ml+1)−→Hi(Yl;Ml) fori0. (3.17) Set

Hi(Y;M)=lim←−

l

Hi(Yl;Ml) fori0. (3.18)

Proposition 3. ForM∈H,Hi(Y;M) carries a natural structure of a g-module.

There is no homomorphism fromgtoDYl(λ) because there is no action ofgonYl. However, we can construct a section ofDYl+mYl(λ) corresponding toA∈gifm 0. This induces an action ofgonHi(Y;M).

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158 Kashiwara and Tanisaki

Forw∈Wsuch thatXw⊂Z, we defineBw,Mw,Lw∈Ob(H) by (Bw)l=Hicodiml(Xw)il(Xw)

YlOYlOYl(λ)

, (3.19)

Mw =Bw, (3.20)

Lw =the image of the natural morphismMw→Bw. (3.21)

ThenLw is a simple object ofHsatisfyingLw∼=Lw.

Let H0 = H0(Z, λ, Y, k) be the full subcategory ofH consisting ofM ∈ Hwhose composition factors are isomorphic toLw for somew∈WsatisfyingXw ⊂Z.

4 The main result

We fixρ∈hsatisfying

hi, ρ =1 for anyi∈I. (4.1)

Define a shifted action of the Weyl groupWonPby

w◦λ=w(λ+ρ)−ρ. (4.2)

Assume thatλ∈Psatisfies the following:

hi, λ<−1 for anyi∈I; (4.3)

the Verma moduleM(λ) is an irreducibleg-module. (4.4) We keep the notation of Section 3. Let F ⊂ W be such thatZ = XF. Then we have the following theorem.

Theorem.

(i) Hn(Y;M)=0 for anyM∈H0andn >0;

(ii) H0(Y; ∗) defines an exact functor fromH0to the category ofU(g)-modules;

(iii) H0(Y;Bw)= ˆM(w◦λ) for anyw∈F;

(iv) H0(Y;Mw)= ˆM(w◦λ) for anyw∈F;

(v) H0(Y;Lw)= ˆL(w◦λ) for anyw∈F.

HereMˆ(w◦λ) is the completion ofM(w◦λ), etc.

By [KK] the condition (4.4) is satisfied ifgis an affine Lie algebra and ifλsatisfies (4.3). The conjecture of Lusztig is easily derived from this theorem along with the standard arguments.

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Affine Lie Algebras 159

The proof of this theorem is accomplished by showing the following statements by induction on the dimension ofZ.

ForM∈H0,µ∈P, andn∈Z, the weight spaceHn(Yl;Ml)µ is

constant forl k. (4.5)

This implies that Hn(Y;M) is isomorphic to

µ

lim←−

l

Hn(Yl;Ml)µ

. We denote

µ

lim←−

l

Hn(Yl;Ml)

µbyH¯n(Y;M). HenceH¯n(Y;M) is the set ofh-finite vectors ofHn(Y;M).

n(Y;M)=0 forM∈H0andn >0. (4.6)

HomH0(M,N)#Homg

0(Y;M),H¯0(Y;N)

forM,N∈H0. (4.7)

0(Y;M)⊗D(λ)=M forM∈H0. (4.8)

LetM∈H0and letNbe aU(g)-submodule ofH¯0(Y;M).

IfN⊗D(λ)=M, thenN= ¯H0(Y;M). (4.9)

0(Y;Bw)=M(w◦λ) forw∈F. (4.10)

0(Y;Mw)=M(w◦λ) forw∈F. (4.11)

0(Y;Lw)=L(w◦λ) forw∈F. (4.12)

In (4.8) and (4.9), for a U(g)-submodule N of H¯0(Y;M), N⊗D(λ) denotes the subobject of M“generated by”N. We remark that we do not know how to construct the functor M→M⊗D(λ) from a category ofg-modules toH0, but there is no problem in constructing N⊗D(λ)⊂MforN⊂ ¯H0(Y;M).

References

[BB] A. Beilinson and J. Bernstein,Localisation deg-modules, C. R. Acad. Sci. Paris S ´er. I Math.

292(1981), 15–18.

[BBD] A. Beilinson, J. Bernstein, and P. Deligne, “Faisceaux pervers” inAnalyse et topologie sur les espaces singuliers, Ast ´erisque100, Soc. Math. France, Paris, 1983, 5–171.

[BK] J.-L. Brylinski and M. Kashiwara, Kazhdan-Lusztig conjecture and holonomic systems, Invent. Math.64(1981), 387–410.

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160 Kashiwara and Tanisaki

[C1] L. Casian,Kazhdan-Lusztig multiplicity formulas for Kac-Moody algebras, C. R. Acad. Sci.

Paris S ´er. I Math.310(1990), 333–337.

[C2] ,Kazhdan-Lusztig conjecture in the negative level case (Kac-Moody algebras of affine type), preprint.

[KK] V. Kac and D. Kazhdan,Structure of representations with highest weight of infinite dimen- sional Lie algebras, Adv. Math.34(1979), 97–108.

[KP] V. Kac and D. Peterson,Infinite flag varieties and conjugacy theorems, Proc. Nat. Acad. Sci.

USA80(1982), 1778–1782.

[K1] M. Kashiwara, “The flag manifold of Kac-Moody Lie algebra” inAlgebraic Analysis, Geometry, and Number Theory, Johns Hopkins Univ. Press, Baltimore, 1989.

[K2] , “Kazhdan-Lusztig conjecture for symmetrizable Kac-Moody Lie algebras” in The Grothendieck Festschrift,Vol. 2, Progr. Math.87, Birkh ¨auser, Boston, 1991, 407–433.

[KT] M. Kashiwara and T. Tanisaki, “Kazhdan-Lusztig conjecture for symmetrizable Kac-Moody Lie algebras II” inOperator Algebras, Unitary Representations, Enveloping Algebras, and Invariant Theory, Progr. Math.92, Birkh ¨auser, Boston, 1990, 159–195.

[KL] D. Kazhdan and G. Lusztig,Representations of Coxeter groups and Hecke algebras, Invent.

Math.53(1979), 165–184.

[L] G. Lusztig,On quantum groups, J. Algebra131(1990), 466–475.

[S] M. Saito,Mixed Hodge modules, Publ. Res. Inst. Math. Sci.26(1989), 221–333.

[T] J. Tits, “Groups and group functors attached to Kac-Moody data” in Arbeitstagung Bonn, 1984, Lecture Notes in Math.1111, Springer-Verlag, Berlin, 1985.

Kashiwara: Research Institute for Mathematical Sciences, Kyoto University, Kyoto 606, Japan Tanisaki: Department of Mathematics, Hiroshima University, Higashi-Hiroshima 724, Japan

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