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http://www.elsevier.com/locate/aim

Analysis on the minimal representation of Oðp; qÞ II. Branching laws

Toshiyuki Kobayashi

a,

and Bent Ørsted

b

aRIMS, Kyoto University, Sakyo-ku, Kyoto, 606-8502, Japan

bDepartment of Mathematics and Computer Science, SDU - Odense University, Campusvej 55, Odense M, DK-5230, Denmark

Received 5 November 2001; accepted 3 September 2002 Communicated by Bertram Kostant

Abstract

This is a second paper in a series devoted to the minimal unitary representation of Oðp;qÞ:

By explicit methods from conformal geometry of pseudo Riemannian manifolds, we find the branching law corresponding to restricting the minimal unitary representation to natural symmetric subgroups. In the case of purely discrete spectrum we obtain the full spectrum and give an explicit Parseval–Plancherel formula, and in the general case we construct an infinite discrete spectrum.

r2003 Published by Elsevier Science (USA).

MSC:22E45; 22E46; 53A30; 43A85

Keywords:Minimal unitary representation; Branching law; Analysis on hyperboloid

Contents

Introduction . . . 514

4. Criterion for discrete decomposable branching laws . . . 517

5. Minimal elliptic representations of Oðp;qÞ . . . 521

6. Conformal embedding of the hyperboloid . . . 526

Corresponding author.

E-mail addresses:toshi@kurims.kyoto-u.ac.jp (T. Kobayashi), orsted@imada.sdu.dk (B. Ørsted).

0001-8708/$ - see front matterr2003 Published by Elsevier Science (USA).

doi:10.1016/S0001-8708(03)00013-6

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Introduction

This is the second in a series of papers devoted to the analysis of the minimal representation$p;q of Oðp;qÞ: We refer to[15] for a general introduction; also the numbering of the sections is continued from that paper, and we shall refer back to sections there. However, the present paper may be read independently from[15], and its main object is to study the branching law for the minimal unitary representation

$p;q from analytic and geometric point of view. Namely, we shall find by explicit means, coming from conformal geometry, the restriction of$p;q with respect to the symmetric pair

ðG;G0Þ ¼ ðOðp;qÞ;Oðp0;q0Þ Oðp00;q00ÞÞ:

If one of the factors inG0is compact, then the spectrum is discrete (see Theorem 4.2 also for an opposite implication), and we find the explicit branching law; when both factors are non-compact, there will still (generically) be an infinite discrete spectrum, which we also construct (conjecturally almost all of it; see Section 9.8). We shall see that the (algebraic) situation is similar to the theta-correspondence, where the metaplectic representation is restricted to analogous subgroups.

Let us here state the main results in a little more precise form, referring to Sections 8 and 9 for further notation and details.

Theorem A (The branching law for Oðp;qÞkOðp;q0Þ Oðq00Þ; see Theorem 7.1). If q00X1 and q0þq00¼q; then the twisted pull-back fFF11 of the local conformal map F1

between spheres and hyperboloids gives an explicit irreducible decomposition of the unitary representation$p;q when restricted toOðp;q0Þ Oðq00Þ:

ðFg1Þ

ðF1Þ:$p;qjOðp;q0ÞOðq00Þ!BXN

l¼0

" pp;q0

þ;lþq00

212HlðRq00Þ:

The representations appearing in the decompositions are in addition to usual spherical harmonics HlðRqÞ for compact orthogonal groups OðqÞ; also the representations pp;qþ;l for non-compact orthogonal groups Oðp;qÞ: The latter ones

7. Explicit branching formula (discrete decomposable case) . . . 530

8. Inner product on$p;qand the Parseval–Plancherel formula . . . 534

9. Construction of discrete spectra in the branching laws . . . 542

Acknowledgments . . . 549

References . . . 549

Further Reading . . . 550

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may be thought of as discrete series representations on hyperboloids Xðp;qÞ:¼ fx¼ ðx0;x00ÞARpþq: jx0j2 jx00j2¼1g

for l40 or their analytic continuation for lp0; they may be also thought of as cohomologically induced representations from characters of certain y-stable parabolic subalgebras. The fact that they occur in this branching law gives a different proof of the unitarizability of these modulespp;qþ;lforl41;once we know

$p;qis unitarizable (cf. Part I, Theorem 3.6.1). It might be interesting to remark that the unitarizability forlo0 (especially,l¼ 12in our setting) does not follow from a general unitarizability theorem on Zuckerman–Vogan’s derived functor modules [20], neither from a general theory of harmonic analysis on semisimple symmetric spaces. For another viewpoint from the orbit method, we refer to[11].

Our intertwining operator ðFðFg11ÞÞ in Theorem A is derived from a conformal change of coordinate (see Section 6 for its explanation) and is explicitly written.

Therefore, it makes sense to ask also about the relation of unitary inner products between the left- and the right-hand side in the branching formula. Here is an answer (see Theorem 8.6): We normalize the inner productjj jjpp;q

þ;l (see (8.4.2)) such that forl40;

jjfjj2pp;q

þ;l¼ljjfjj2L2ðXðp;qÞÞ for any fAðpp;qþ;lÞK:

Theorem B (The Parseval–Plancherel formula for Oðp;qÞkOðp;q0Þ Oðq00Þ).

(1) If we develop FAKerD*M as F ¼PN

l Flð1ÞFlð2Þ according to the irreducible decomposition in TheoremA,then we have

jjFjj2$p;q ¼XN

l¼0

jjFlð1Þjj2pp;q0 þ;lþq00

21

jj Flð2Þjj2L2ðSq00 1Þ:

(2)In particular,if q00X3;then all ofpp;q0

þ;lþq2001are discrete series for the hyperboloid Xðp;q0Þand the above formula amounts to

jjFjj2$p;q ¼XN

l¼0

lþq00 2 1

jjFlð1Þjj2L2ðXðp;q0ÞÞjj Flð2Þjj2L2ðSq00 1Þ:

The formula may be also regarded as an explicit unitarization of the minimal representation$p;q on the ‘‘hyperbolic space model’’ by means of the right side (for an abstract unitarization of$p;q;it suffices to choose a single pairðq0;q00Þ). We note that the formula was previously known in the case whereðq0;q00Þ ¼ ð0;qÞ(namely, when each summand in the right side is finite-dimensional) by Kostant, Binegar–

Zierau by a different approach [1,17]. The formula is new and seems to be particularly interesting even in the special case q00¼1; where the minimal

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representation $p;q splits into two irreducible summands when restricted to Oðp;q1Þ Oð1Þ:

In Theorem 9.1, we consider a more general setting and prove:

Theorem C (Discrete spectrum in the restriction Oðp;qÞkOðp0;q0Þ Oðp00;q00Þ). The twisted pull-back of the locally conformal diffeomorphism also constructs

X"

lAA0ðp0;q0Þ-A0ðq00;p00Þ

ppþ;l0;q02pp;l00;q00" X"

lAA0ðq0;p0Þ-A0ðp00;q00Þ

pp;l0;q02ppþ;l00;q00

as a discrete spectrum in the branching law for the non-compact case.

Even in the special caseðp00;q00Þ ¼ ð0;1Þ; our branching formula includes a new and mysterious construction of the minimal representation on the hyperboloid as below (see Corollary 7.2.1): LetWp;rbe the set ofK-finite vectorsðK¼OðpÞ OðrÞÞ of the kernel of the Yamabe operator

KerD*Xðp;rÞ¼ ffACNðXðp;rÞÞ: DXðp;rÞf ¼14ðpþr1Þðpþr3Þfg;

on which the isometry group Oðp;rÞ and the Lie algebra of the conformal group Oðp;rþ1Þact. The following proposition is a consequence of Theorem 7.2.2 by an elementary linear algebra.

Proposition D. Let m43be odd. There is a long exact sequence 0-W1;m1!j1 W2;m2!j2W3;m3!j3?jm2! Wm1;1jm1!0

such thatKerjp is isomorphic toð$p;qÞK for anyðp;qÞsuch that pþq¼mþ1:

We note that each representation space Wp;q1 is realized on a different space Xðp;q1Þwhose isometry group Oðp;q1Þvaries according top ð1pppmÞ:So, one may expect that only the intersections of adjacent groups can act (infinitesimally) on Kerjp:Nevertheless, a larger group Oðp;qÞcan act on a suitable completion of Kerjp; giving rise to another construction of the minimal representation on the hyperboloid Xðp;q1Þ ¼Oðp;q1Þ=Oðp1;q1Þ! We note that Kerjp is roughly half the kernel of the Yamabe operator on the hyperboloid (see Section 7.2 for details).

We briefly indicate the contents of the paper: In Section 4 we recall the relevant facts about discretely decomposable restrictions from[9,10], and apply the criteria to our present situation. In particular, we calculate the associated variety of$p;qas well as its asymptotic K-support introduced by Kashiwara–Vergne. Theorem 4.2 and Corollary 4.3 clarify the reason why we start with the subgroup G0¼Oðp;q0Þ Oðq00Þ(i.e.p00¼0). Section 5 contains the identification of the representationspp;qþ;l andpp;q;l of Oðp;qÞin several ways, namely as: derived functor modules, Dolbeault

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cohomologies, eigenspaces on hyperboloids, and quotients or subrepresentations of parabolically induced modules. In Section 6 we give the main construction of embedding conformally a direct product of hyperboloids into a product of spheres;

this gives rise to a canonical intertwining operator between solutions to the so-called Yamabe equation, studied in connection with conformal differential geometry, on conformally related spaces. Applying this principle in Section 7 we obtain the branching law in the case where one factor in G0 is compact, and in particular when one factor is just Oð1Þ: In this case we have Corollary 7.2.1, stating that$p;qrestricted to Oðp;q1Þis the direct sum of two representations, realized in even, respectively, odd functions on the hyperboloid for Oðp;q1Þ:Note here the analogy with the metaplectic representation. Also note here Theorem 7.2.2, which gives a mysterious extention of $p;q by $pþ1;q1—both inside the space of solutions to the Yamabe equation on the hyperboloid Xðp;q1Þ ¼Oðp;q 1Þ=Oðp1;q1Þ:We also point out that the representationspp;qþ;l forl¼0;12are rather exceptional; they are unitary, but outside the usual ‘‘fair range’’ for derived functor modules, see the remarks in Section 8.4. Section 8 contains a proof of Theorem 3.9.1 of[15]on the spectra of the Knapp–Stein intertwining operators and gives the explicit Parseval–Plancherel formulas for the branching laws. Finally, in Section 9 we use certain Sobolev estimates to construct infinitely many discrete spectra when both factors inG0are non-compact. We also conjecture the form of the full discrete spectrum (true in the case of a compact factor). It should be interesting to calculate the full Parseval–Plancherel formula in the case of both discrete and continuous spectrum.

4. Criterion for discrete decomposable branching laws

4.1. Our object of study is the discrete spectra of the branching law of the restriction

$p;q with respect to a symmetric pairðG;G0Þ ¼ ðOðp;qÞ;Oðp0;q0Þ Oðp00;q00ÞÞ: The aim of this section is to give a necessary and sufficient condition onp0;q0;p00andq00 for the branching law to be discretely decomposable.

We start with general notation. LetGbe a linear reductive Lie group, andG0 its subgroup which is reductive inG:We take a maximal compact subgroupKofGsuch thatK0:¼K-G0is also a maximal compact subgroup. Letg0¼k0þp0be a Cartan decomposition, and g¼kþp its complexification. Accordingly, we have a direct decompositiong¼kþp of the dual spaces.

LetpAG:ˆ We say that the restrictionpjG0 isG0-admissibleifpjG0 splits into a direct Hilbert sum of irreducible unitary representations ofG0with each multiplicity finite (see [7]). As an algebraic analogue of this notion, we say the underlying ðg;KÞ- modulepKisdiscretely decomposable as aðg0;K0Þ-module, ifpK is decomposed into an algebraic direct sum of irreducibleðg0;K0Þ-modules (see[10]). We note that if the restriction pjK0 is K0-admissible, then the restriction pjG0 is also G0-admissible

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[7, Theorem 1.2]and the underlying ðg;KÞ-modulepK is discretely decomposable (see [10, Proposition 1.6]). Here are criteria for K0-admissibility and discrete decomposability:

Fact 4.1 (see Kobayashi[9, Theorem 2.9] for (1);[10, Corollary 3.4]for (2)).

(1)IfASKðpÞ-AdðKÞðk0Þ>¼0;then pis K0-admissible and also G0-admissible.

(2) If pK is discretely decomposable as a ðg0;K0Þ-module, then prg-g0ðVgðpKÞÞCNg0:

Here, ASKðpÞis the asymptotic cone of

SuppKðpÞ:¼ fhighest weight of tAKKc00: ½pjK0: ta0g;

whereK0 is the identity component of K;andðk0Þ>Ck is the annihilator ofk0:Let Np ðCpÞbe the nilpotent cone forp:VgðpKÞdenotes the associated variety ofpK; which is an AdðKCÞ-invariant closed subset ofNp:We write the projection prp-p0 : p-p0 dual to the inclusionp0+p:

4.2. Let us consider our setting where p¼$p;q and ðG;G0Þ ¼ ðOðp;qÞ;Oðp0;q0Þ Oðp00;q00ÞÞ:

Theorem 4.2. Suppose p0þp00¼p ðX2Þ;q0þq00¼q ðX2Þand pþqA2N:Then the following three conditions on p0;q0;p00;q00are equivalent:

(i) $p;q is K0-admissible;

(ii) $p;qK is discretely decomposable as aðg0;K0Þ-module;

(iii) minðp0;q0;p00;q00Þ ¼0:

Implication (i))(ii) holds by a general theory as we explained[10, Proposition 1.6]; (ii)) (iii) will be proved in Section 4.4, and (iii) )(i) in Section 4.5, by an explicit computation of the asymptotic cone ASKð$p;qÞand the associated variety Vgð$p;qK Þwhich are used in Fact 4.1.

Remark. Analogous results to the equivalence (i)3(ii) in Theorem 4.2 were first proved in[10], Theorem 4.2 in the setting whereðG;G0Þis any reductive symmetric pair and the representation is anyAqðlÞmodule in the sense of Zuckerman–Vogan, which may be regarded as ‘‘representations attached to elliptic orbits’’. We note that our representations$p;q are supposed to be attached to nilpotent orbits. We refer [13], Conjecture A to relevant topics.

4.3. The following corollary is a direct consequence of Theorem 4.2, which will be an algebraic background for the proof of the explicit branching law (Theorem 7.1).

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Corollary 4.3. Suppose thatminðp0;q0;p00;q00Þ ¼0:

(1)The restriction of the unitary representation$p;qjG0 is also G0-admissible.

(2)The space of K0-finite vectors$p;qK0 coincides with that of K-finite vectors$p;qK : Proof. See[7, Theorem 1.2] for (1) and[10, Proposition 1.6]for (2). &

A geometric counterpart of Corollary 4.3(2) is reflected as the removal of singularities of matrix coefficients for the discrete spectra in the analysis that we study in Section 6; namely, any analytic function defined on an open subsetMþ(see Section 6 for notation) of M which is a K0-finite vector of a discrete spectrum, extends analytically on M if p00¼0: The reason for this is not only the decay of matrix coefficients but a matching condition of the leading terms fort-7N:This is not the case for minðp0;q0;p00;q00Þ40 (see Section 9).

4.4. Proof of (ii))(iii) in Theorem 4.2.

We identify p with p via the Killing form, which is in turn identified with Mðp;q;CÞby

Mðp;q;CÞ !Bp; X/ O X

tX O

! :

Then the nilpotent coneNp corresponds to the following variety:

fXAMðp;q;CÞ: both XtX and tXX are nilpotent matricesg: ð4:4:1Þ We put

M0;0ðp;q;CÞ:¼ fXAMðp;q;CÞ: XtX¼O; tXX ¼Og:

Then M0;0ðp;q;CÞ\fOg is the unique KCCOðp;CÞ Oðq;CÞ-orbit of dimension pþq3: The associated variety Vgð$p;qK Þ of $p;q is of dimension pþq3;

which follows easily from the K-type formula of $p;q (see [15, Theorem 3.6.1]).

Thus, we have proved:

Lemma 4.4. The associated variety Vgð$p;qK Þequals M0;0ðp;q;CÞ:

The projection prp-p0: p-p0 is identified with the map prp-p0:Mðp;q;CÞ-Mðp0;q0;CÞ"Mðp00;q00;CÞ; X1 X2

X3 X4

!

/ðX1;X4Þ:

Supposep0p00q0q00a0: If we take X:¼E1;1Ep0þ1;q0þ1þ ffiffiffiffiffiffiffi

p1

Ep0þ1;1þ ffiffiffiffiffiffiffi p1

E1;q0þ1AM0;0ðp;q;CÞ;

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then prp-p0ðXÞ ¼ ðE1;1;Ep0þ1;q0þ1Þ: But E1;1eNoðp0;q0Þ and Ep0þ1;q0þ1eNoðp00;q00Þ: Thus, prg-g0ðXÞeNg0: It follows from Fact 4.1(2) that $p;qK is not discrete decomposable as aðg0;K0Þ-module. Hence (ii))(iii) in Theorem 4.2 is proved. &

4.5. Proof of (iii))(i) in Theorem 4.2.

We take an orthogonal complementary subspacek000 ofk00ink0CoðpÞ þoðqÞ:Lettc0 be a Cartan subalgebra ofk0 such thatt000:¼tc0-k000 is a maximal abelian subspace in k000:We choose a positive systemDþðk;tcÞwhich is compatible with a positive system of the restricted root systemSðk;t00Þ:Then we can find a basisffi: 1pip½p2 þ ½q2gon

ffiffiffiffiffiffiffi p1

t0 such that a positive root system ofkis given by Wþðk;tcÞ ¼ fi7fj: 1piojp p

2 h i

n o

, fi7fj: p 2

h iþ1piojp p 2 h iþ q

2 h i

n o

, fl: 1plp p 2 h i

n o

ðp: oddÞ

, fl: p 2

h iþ1plp p 2 h iþ q

2 h i

n o

ðq: oddÞ

;

and such that

ffiffiffiffiffiffiffi p1

ðt000Þ¼minðpX0;p00Þ

j¼1

RfiþminðqX0;q00Þ

j¼1

Rf½p

2þj ð4:5:1Þ

if we regardðt000Þ as a subspace ofðtc0Þ by the Killing form.

Supposep0q0p00q00¼0:Without loss of generality we may and do assumep00¼0;

namely,G0¼Oðp;q0Þ Oðq00Þwithq0þq00¼q:

Let us first consider the case pa2: Then the irreducible OðpÞ-representation HaðRpÞ remains irreducible when restricted to SOðpÞ: The corresponding highest weight is given byaf1:It follows from the K-type formula of$p;q (Theorem 3.6.1) that

SuppKð$p;qÞ ¼ af1þbf½p

2þ1: a;bAN;aþp

2¼bþq 2

:

Therefore, we have proved

ASKð$p;qÞ ¼Rþðf1þf½p=2þ1Þ: ð4:5:2Þ Then ASKð$p;qÞ-pffiffiffiffiffiffiffi1

ðt000Þ¼ f0gfrom (4.5.1) and (4.5.2), which implies ASKð$p;qÞ- ffiffiffiffiffiffiffi

p1

AdðKÞðk00Þ>¼ f0g

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because ðt000Þ meets any AdðKÞ-orbit through ðk00Þ>: Therefore, the restriction

$p;qjK0 isK0-admissibleby Fact 4.1(1).

Ifp¼2;then$p;qsplits into two representations (see Remark 3.7.3), say$2;qþ and

$2;q ;when restricted to the connected component SO0ð2;qÞ:Likewise,HaðRpÞis a direct sum of two one-dimensional representations when restricted to SOð2ÞifaX1:

Then we have

ASKð$2;q7Þ ¼Rþð7f1þfpþ1Þ:

Applying Fact 4.1(1) to the identity components ðG0;G00Þ of groups ðG;G0Þ; we conclude that the restriction$p;q7jK0

0isK00-admissible. Hence the restriction$p;qjK0 is alsoK0-admissible. Thus, (iii) )(i) in Theorem 4.2 is proved.

Now the proof of Theorem 4.2 is completed. &

5. Minimal elliptic representations of Oðp;qÞ

5.1. In this section, we introduce a family of irreducible representations of G¼ Oðp;qÞ; denoted bypp;qþ;l pp;q;l; for lAA0ðp;qÞ; in three different realizations. These representations are supposed to be attached to minimal elliptic orbits, forl40 in the sense of the Kirillov–Kostant orbit method. Here, we set

A0ðp;qÞ:¼

flAZþpþq2 : l41g ðp41;qa0Þ;

flAZþpþq2 : lXp

21g ðp41;q¼0Þ;

| ðp¼1;qa0Þ or ðp¼0Þ;

f12;12g ðp¼1;q¼0Þ:

8>

>>

><

>>

>>

:

ð5:1:1Þ

It seems natural to include the parameterl¼0;12 in the definition ofA0ðp;qÞas above, althoughl¼ 12 is outside the weakly fair range parameter in the sense of Vogan [22]. Cohomologically induced representations for l¼ 12 and 1 will be discussed in details in a subsequent paper. In particular, the case l¼ 1 is of importance in another geometric construction of the minimal representation via Dolbeault cohomology groups (see Part I, Introduction, Theorem B(4)).

5.2. LetRp;qbe the Euclidean spaceRpþqequipped with the flat pseudo-Riemannian metric:

gRp;q ¼dv20þ?þdv2p1dv2p?dv2pþq1:

We define a hyperboloid by

Xðp;qÞ:¼ fðx;yÞARp;q: jxj2 jyj2¼1g:

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We note Xðp;0ÞCSp1 and Xð0;qÞ ¼|: If p¼1; then Xðp;qÞ has two connected components. The group G acts transitively on Xðp;qÞ with isotropy subgroup Oðp1;qÞat

xotð1;0;y;0Þ: ð5:2:1Þ ThusXðp;qÞis realized as a homogeneous manifold:

Xðp;qÞCOðp;qÞ=Oðp1;qÞ:

We induce a pseudo-Riemannian metricgXðp;qÞonXðp;qÞfromRp;q(see[15, Section 3.2]), and write DXðp;qÞ for the Laplace–Beltrami operator on Xðp;qÞ: As in [15, Example 2.2], the Yamabe operator is given by

D*Xðp;qÞ¼DXðp;qÞ14ðpþq1Þðpþq3Þ: ð5:2:2Þ ForlAC;we set

ClNðXðp;qÞÞ:¼ fACNðXðp;qÞÞ: DXðp;qÞf ¼ l 2þ14ðpþq2Þ2

n fo

¼ fACNðXðp;qÞÞ: D*Xðp;qÞf ¼ l 2þ14

f

: ð5:2:3Þ

Furthermore, fore¼7; we write

Cl;eNðXðp;qÞÞ:¼ ffAClNðXðp;qÞÞ: fðzÞ ¼efðzÞ; zAXðp;qÞg:

Then we have a direct sum decomposition

ClNðXðp;qÞÞ ¼Cl;þNðXðp;qÞÞ þCl;NðXðp;qÞÞ ð5:2:4Þ and each space is invariant under left translations of the isometry groupGbecauseG commutes with DXðp;qÞ: With the notation in Section 3.5, we note if q¼0; then CN

l;sgnð1ÞkðXðp;0ÞÞ is finite-dimensional and isomorphic to the space of spherical harmonics:

HkðRpÞCClNðXðp;0ÞÞ ¼Cl;sgnð1ÞN kðXðp;0ÞÞ k:¼lþp2 2

:

5.3. LetG¼Oðp;qÞwherep;qX1 and letybe the Cartan involution corresponding toK¼OðpÞ OðqÞ:We extend a Cartan subalgebratc0ofk0(given in Section 4.5) to that of g0; denoted by hc0: If both p and q are odd, then dimhc0¼dimtc0þ1;

otherwisehc0¼tc0:The complexification ofhc0 is denoted byhc:

We can take a basis ffi: 1pip½pþq2 g of ðhcÞ (see Section 4.5; by a little abuse of notation if both p and q are odd) such that the root system of g is

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given by

Wðg;hcÞ ¼ 7ðfi7fjÞ: 1piojp pþq 2

h i

n o

, 7fl: 1plp pþq 2

h i

n o

ðpþq: oddÞ

:

Let fHigChc be the dual basis for ffigCðhcÞ: Set t:¼CH1 ðCtcChcÞ: Then the centralizer L of t in G is isomorphic to SOð2Þ Oðp2;qÞ: Let q¼lþu be a y-stable parabolic subalgebra ofg with nilpotent radicalugiven by

Wðu;hcÞ:¼ f17fj: 2pjp pþq 2

h i

n o

,ðff1g ðpþq: oddÞÞ;

and with a Levi partl¼l0#Cgiven by

l0LieðLÞCoð2Þ þoðp2;qÞ:

Any character of the Lie algebral0(or any complex character ofl) is determined by its restriction tohc0:So, we shall writeCnfor the character of the Lie algebral0whose restriction tohcisnAðhcÞ:With this notation, the character ofLacting on4dimuu is written asC2rðuÞwhere

rðuÞ:¼ pþq 2 1

f1: ð5:3:1Þ

The homogeneous manifold G=L carries a G-invariant complex structure with canonical bundle4topTG=LCGLC2rðuÞ:As an algebraic analogue of a Dolbeault cohomology of aG-equivariant holomorphic vector bundle over a complex manifold G=L;Zuckerman introduced the cohomological parabolic inductionRjq ðRgqÞjðjANÞ;

which is a covariant functor from the category of metaplecticðl;ðL-KÞBÞ-modules to that ofðg;KÞ-modules. Here,L˜ is a metaplectic covering ofLdefined by the character of L acting on 4dimuuCC2rðuÞ: In this paper, we follow the normalization in [21, Definition 6.20]which is different from the one in[19]by a ‘r-shift’.

The character Clf1 ofl0 lifts to a metaplecticðl;ðL-KÞBÞ-module if and only if lAZþpþq2 :In particular, we can defineðg;KÞ-modulesRjqðClf1ÞforlAA0ðp;qÞ:The ZðgÞ-infinitesimal character ofRjqðClf1Þis given by

l;pþq

2 2;pþq

2 3;y;pþq

2 pþq 2

h i

AðhcÞ

in the Harish-Chandra parametrization if it is non-zero. In the sense of Vogan[22], we have

Clf1 is in the good range 3 l4pþq 2 2;

Clf1 is in the weakly fair range 3 lX0:

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We note thatRjqðClf1Þ ¼0 ifjap2 and iflAA0ðp;qÞ:This follows from a general result in[20]forlX0;and[6]forl¼ 12:

5.4. ForbAZ;we define an algebraic direct sum ofK¼OðpÞ OðqÞ-modules by XðK:bÞ XðOðpÞ OðqÞ:bÞ:¼

"

m;nAN mnXb mnbmod 2

HmðRpÞ2HnðRqÞ: ð5:4:1Þ

ForlAA0ðp;qÞ;we put

bbðl;p;qÞ:¼lp 2þq

2þ1AZ; ð5:4:2Þ

eeðl;p;qÞ:¼ ð1Þb: ð5:4:3Þ We define the line bundleLn overG=Lby the characternf1 ofL(see Section 5.3).

Here is a summary for different realizations of the representationpp;qþ;l: Fact 5.4. Let p;qAN ðp41Þ:

(1)For anylAA0ðp;qÞ;each of the following5conditions defines uniquely aðg;KÞ- module, which are mutually isomorphic. We shall denote it by ðpp;qþ;lÞK: The ðg;KÞ- moduleðpp;qþ;lÞK is non-zero and irreducible.

(i) A subrepresentation of the degenerate principal representation IndGPmaxðe#ClÞ (see Section3.7)with K-typeXðK:bÞ:

ðiÞ0 A quotient ofIndGPmaxðe#ClÞwith K-typeXðK:bÞ:

(ii) A subrepresentation of ClNðXðp;qÞÞK with K-type XðK:bÞ:

(iii) The underlying ðg;KÞ-module of the Dolbeault cohomology group H@p2% ðG=L;L

ðlþpþq2 2 ÞÞK:

ðiiiÞ0 The Zuckerman–Vogan derived functor module Rp2q ðClf1Þ:

(2) In the realization of (ii), if fAðpp;qþ;lÞK; then there exists an analytic function aACNðSp1Sq1Þsuch that

fðocosht;ZsinhtÞ ¼aðo;ZÞeðlþrÞtð1þte2tOð1ÞÞ as t-N:

Here,we putr¼pþq22 :

For details, we refer, for example, to[5]for (i) andðiÞ0;to[18]for (ii) and also for a relation with (i) (under some parity assumption on eigenspaces); to[7, Section 6](see

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also[6]) forðiiiÞ03(ii); and to[23]for (iii)3ðiiiÞ0:The second statement follows from a general theory of the boundary value problem with regular singularities;

or also follows from a classical asymptotic formula of hypergeometric functions (see (8.3.1)) in our specific setting.

Remark. (1) By definition, (i) andðiÞ0make sense forp41 andq40;and others for p41 and qX0:

(2) Each of realization (i), ðiÞ0; (ii), and (iii) also gives a globalization of pp;qþ;l; namely, a continuous representation ofGon a topological vector space. Because all ofðpp;qþ;lÞK ðlAA0ðp;qÞÞare unitarizable we may and do take the globalizationpp;qþ;lto be the unitary representation ofG:

(3) Ifl40 andlAA0ðp;qÞ;then the realization (ii) of pp;qþ;l gives a discrete series representation forXðp;qÞ:Conversely,

fpp;qþ;l: lAA0ðp;qÞ;l40g exhausts the set of discrete series representations forXðp;qÞ:

Ifðp;qÞ ¼ ð1;0Þ;then Oðp;qÞCOð1Þand it is convenient to define representations of Oð1Þby

p1;0þ;l¼

1 ðl¼ 12Þ;

sgn ðl¼12Þ;

0 ðotherwiseÞ:

8>

<

>:

As we defined pp;qþ;l in Fact 5.4, we can also define an irreducible unitary representation, denoted by pp;q;l; for lAA0ðq;pÞ such that the underlying ðg;KÞ- module has the followingK-type:

"

m;nAN mnplþq 2p

21

mnlþq

2p 21 mod 2

HmðRpÞ2HnðRqÞ:

Similarly topp;qþ;l;the representationspp;q;lare realized in function spaces on another hyperboloid Oðp;qÞ=Oðp;q1Þ:

In order to understand the notation here, we remark:

(i) pp;q;lAOðp;

d

corresponds to the representation pq;pþ;lAOðp;

d

if we identify Oðp;qÞwith Oðq;pÞ:

(ii) pp;0þ;lCHkðRpÞ;wherek¼lp22 andpX1;kAN:

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5.5. The casel¼712 is delicate, which happens whenpþqA2Nþ1:

First, we assume pþqA2Nþ1: By using the equivalent realizations of pp;qþ;l in Fact 5.4 and by the classification of the composition series of the most degenerate principal series representation IndGPmaxðe#ClÞ (see[5]), we have non-splitting short exact sequences ofðg;KÞ-modules:

0-ðpp;q

;1 2

ÞK-IndGPmaxðð1Þ

pqþ1

2 #C

1

2Þ-ðpp;q

þ;1 2

ÞK-0; ð5:5:1Þ

0-ðpp;q

þ;1 2

ÞK-IndGPmaxðð1Þ

pq1

2 #C1

2Þ-ðpp;q

;1 2

ÞK-0: ð5:5:2Þ Becausepp;qþ;l ðlAA0ðp;qÞÞis self-dual, the dualðg;KÞ-modules of (5.5.1) and (5.5.2) give the following non-splitting short exact sequences ofðg;KÞ-modules:

0-ðpp;q

þ;1 2

ÞK-IndGPmaxðð1Þ

pqþ1 2 #C1

2Þ-ðpp;q

;1 2

ÞK-0; ð5:5:3Þ

0-ðpp;q

;1 2

ÞK-IndGPmaxðð1Þ

pq1

2 #C1

2Þ-ðpp;q

þ;1 2

ÞK-0: ð5:5:4Þ Next, we assumepþqA2N:Then, $p;q is realized as a subrepresentation of some degenerate principal series (see [15, Lemma 3.7.2]). More precisely, we have non- splitting short exact sequences ofðg;KÞ-modules

0-$p;qK -IndGPmaxðð1Þ

pq

2 #C1Þ-ððpp;q;1ÞK"ðpp;qþ;1ÞKÞ-0; ð5:5:5Þ

0-ððpp;q;1ÞK"ðpp;qþ;1ÞKÞ-IndGPmaxðð1Þ

pq

2 #C1Þ-$p;qK -0; ð5:5:6Þ and an isomorphism ofðg;KÞ-modules:

IndGPmaxðð1Þpqþ22 #C0ÞCðpp;q;0ÞK"ðpp;qþ;0ÞK: ð5:5:7Þ These results will be used in another realization of the unipotent representation$p;q; namely, as a submodule of the Dolbeault cohomology group in a subsequent paper (cf. Part I, Introduction, Theorem B(4)).

6. Conformal embedding of the hyperboloid

This section prepares the geometric setup which will be used in Sections 7 and 9 for the branching problem of$p;qjG0:Throughout this section, we shall use the following

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notation:

jxj2 :¼ jx0j2þ jx00j2¼Xp0

i¼1

ðx0iÞ2þXp00

j¼1

ðx00jÞ2; for x:¼ ðx0;x00ÞARp0þp00 ¼Rp;

jyj2:¼ jy0j2þ jy00j2¼Xq0

i¼1

ðy0iÞ2þXq00

j¼1

ðy00jÞ2; for y:¼ ðy0;y00ÞARq0þq00 ¼Rq:

6.1. We define two open subsets ofRpþq by

Rpþ0þp00;q0þq00:¼ fðx;yÞ ¼ ððx0;x00Þ;ðy0;y00ÞÞARp0þp00;q0þq00: jx0j4jy0jg;

Rp0þp00;q0þq00 :¼ fðx;yÞ ¼ ððx0;x00Þ;ðy0;y00ÞÞARp0þp00;q0þq00: jx0jojy0jg:

Then the disjoint union Rpþ0þp00;q0þq00,Rp0þp00;q0þq00 is open dense in Rpþq: Let us consider the intersection of Rp70þp00;q0þq00 with the submanifolds M and X given in Section 3.2:

MCXCRp;q:

Then, we define two open subsets ofMCSp1Sq1 by

M7:¼M-Rp70þp00;q0þq00: ð6:1:1Þ Likewise, we define two open subsets of the coneXby

X7:¼X-Rp70þp00;q0þq00: ð6:1:2Þ We notice that ifðx;yÞ ¼ ððx0;x00Þ;ðy0;y00ÞÞAXthen

jx0j4jy0j3jx00jojy00j

because jx0j2þ jx00j2 ¼ jy0j2þ jy00j2: The following statement is immediate from definition:

Xþ¼| 3 Mþ¼| 3 p0q00¼0; ð6:1:3Þ X¼| 3 M¼| 3 p00q0¼0: ð6:1:4Þ

6.2. We embed the direct product of hyperboloids

Xðp0;q0Þ Xðq00;p00Þ ¼ fððx0;y0Þ;ðy00;x00ÞÞ: jx0j2 jy0j2¼ jy00j2 jx00j2¼1g

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intoXþ ðCRp;qÞby the map

Xðp0;q0Þ Xðq00;p00Þ+Xþ;ððx0;y0Þ;ðy00;x00ÞÞ/ðx0;x00;y0;y00Þ: ð6:2:1Þ The image is transversal to rays (see[15, Section 3.3]for definition) and the induced pseudo-Riemannian metric gXðp0;q0ÞXðq00;p00Þ on Xðp0;q0Þ Xðq00;p00Þ has signature ðp01;q0Þ þ ðp00;q001Þ ¼ ðp1;q1Þ:With the notation in Section 5.2, we have

gXðp0;q0ÞXðq00;p00Þ¼gXðp0;q0Þ"ðgXðq00;p00ÞÞ:

We note that if p00¼q0¼0; then Xðp0;q0Þ Xðq00;p00Þ is diffeomorphic to Sp1

Sq1;and gXðp0;0ÞXðq00;0Þ is nothing but the pseudo-Riemannian metricgSp1Sq1 of

signatureðp1;q1Þ(see[15, Section 3.3]).

By the same computation as in (3.4.1), we have the relationship among the Yamabe operators on hyperboloids (see also (5.2.2)) by

D*Xðp0;q0ÞXðq00;p00Þ¼D*Xðp0;q0ÞD*Xðq00;p00Þ: ð6:2:2Þ We denote byF1 the composition of (6.2.1) and the projection F: X-M (see[15, (3.2.4)]), namely,

F1:Xðp0;q0Þ Xðq00;p00Þ+M; ððx0;y0Þ;ðy00;x00ÞÞ/ ðx0;x00Þ jxj ;ðy0;y00Þ

jyj

: ð6:2:3Þ

Lemma 6.2. (1)The mapF1:Xðp0;q0Þ Xðq00;p00Þ-M is a diffeomorphism onto Mþ: The inverse mapF11 :Mþ-Xðp0;q0Þ Xðq00;p00Þis given by the formula:

ððu0;u00Þ;ðv0;v00ÞÞ/ ðu0;v0Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ju0j2 jv0j2

q ; ðv00;u00Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi jv00j2 ju00j2 q

0 B@

1

CA: ð6:2:4Þ

(2) F1 is a conformal map with conformal factor jxj1¼ jyj1; where x¼ ðx0;x00ÞARp0þp00 and y¼ ðy0;y00ÞARq0þq00:Namely,we have

F1ðgSp1Sq1Þ ¼ 1

jxj2gXðp0;q0ÞXðq00;p00Þ:

Proof. The first statement is straightforward in light of the formula ju0j2 jv0j2¼ jv00j2 ju00j240

forðu;vÞ ¼ ððu0;u00Þ;ðv0;v00ÞÞAMþCSp1Sq1:

The second statement is a special case of Lemma 3.3. &

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6.3. Now, the conformal diffeomorphismF1:Xðp0;q0Þ Xðq00;p00Þ !BMþestablishes a bijection of the kernels of the Yamabe operators owing to Proposition 2.6:

Lemma 6.3. FFf11 gives a bijection fromKerD*Mþ ontoKerD*Xðp0;q0ÞXðq00;p00Þ:

Here, the twisted pull-backsFFf11 andðFðF

f

1111 ÞÞ (see Definition 2.3), namely, Ff1

F1:CNðMþÞ-CNðXðp0;q0Þ Xðq00;p00ÞÞ ð6:3:1Þ

f

ðF11 Þ

ðF11 Þ:CNðXðp0;q0Þ Xðq00;p00ÞÞ-CNðMþÞ ð6:3:2Þ are given by the formulae

ðfFF11FÞðx0;y0;y00;x00Þ:¼ ð jx0j2þ jx00j2Þ

pþq4

4 F ðx0;x00Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi jx0j2þ jx00j2

q ; ðy0;y00Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi jy0j2þ jy00j2 q

0 B@

1 CA;

ððFðF

f

1111 ÞÞfÞðu0;u00;v0;v00Þ:¼ ð ju0j2 jv0j2Þpþq44 f ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiðu0;v0Þ ju0j2 jv0j2

q ; ðu00;v00Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi jv00j2 ju00j2 q

0 B@

1 CA;

respectively. We remark thatðFðF

f

1111 ÞÞ¼ ðFFf11Þ1:

6.4. Similarly to Section 6.2, we consider another embedding

Xðq0;p0Þ Xðp00;q00Þ+X; ððy0;x0Þ;ðx00;y00ÞÞ/ðx0;x00;y0;y00Þ: ð6:4:1Þ

The composition of (6.4.1) and the projectionF: X-M is denoted by F2:Xðq0;p0Þ Xðp00;q00Þ+M; ððy0;x0Þ;ðx00;y00ÞÞ/ ðx0;x00Þ

jxj ;ðy0;y00Þ jyj

: ð6:4:2Þ Obviously, results analogous to Lemmas 6.2 and 6.3 hold forF2:For example, here is a lemma parallel to Lemma 6.2:

Lemma 6.4. The mapF2:Xðq0;p0Þ Xðp00;q00Þ-M is a conformal diffeomorphism onto M:The inverse mapF12 :M-Xðq0;p0Þ Xðp00;q00Þis given by

ððu0;u00Þ;ðv0;v00ÞÞ/ ðv0;u0Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi jv0j2 ju0j2

q ; ðu00;v00Þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi ju00j2 jv00j2 q

0 B@

1 CA:

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