Inner
and
outer
continuity
of
the
spectra
for families of
magnetic
operators
on\mathbb{Z}^{d}
S. Richard
*Graduate school
of
mathematics,
Nagoya University, Chikusa‐ku,
Nagoya
464‐S602,
Japan;
On leaveof
absencefrom
Univ.Lyon,
Uni‐versité Claude Bernard
Lyon 1,
CNRS UMR5208,
Institut CamilleJordan, 43
blvd. du11 novembre 1918, F‐69622 Villeurbannecedex,
France.
E‐‐mails:
richard@math.nagoya‐u.ac.
jp
Abstract
In thisnoteweconsidermagnetic self‐adjointoperatorson\mathbb{Z}^{d}whosesymbols
andmagneticfields dependon aparameter $\epsilon$. Sufficient conditions areimposed
such that thespectrumof these operatorsvaries continuouslywithrespect to $\epsilon$.
The emphasizeis put on a constructionwhich is independent ofany particular
choice of themagneticpotentials.
2010 Mathematics
Subject
Classification:81\mathrm{Q}10,
47\mathrm{L}65Keywords:
Discreteoperators,magnetic
field,
spectrum, twistedcrossedproduct
algebra
1
Introduction
This paper is an extended version of a
presentation
made at the conferenceSpectral
and
Scattering Theory
and RelatedTopics
at Rims inKyoto
inJanuary
2016. Thepresentation
wasbasedon thepaper[11]
towhichwerefer for moredetails andfor theproofs.
In the Hilbert space \mathcal{H}
:=l^{2}(\mathbb{Z}^{d})
and for some fixed parameter $\epsilon$ let us consideroperatorsof the form
[H^{ $\epsilon$}u](x):=\displaystyle \sum_{y\in \mathbb{Z}^{d}}h^{ $\epsilon$}(x;y-x)\mathrm{e}^{i$\phi$^{ $\epsilon$}(x,y)}u(y)
(1.1)
with u\in \mathcal{H} of finitesupport,
x\in \mathbb{Z}^{d}
and where h^{ $\epsilon$} :\mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow \mathbb{C}
and$\phi$^{ $\epsilon$}
:\mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow \mathbb{R}
satisfy
*
(i)
\displaystyle \sum_{x\in \mathbb{Z}^{d}}\sup_{q\in \mathrm{Z}^{d}}|h^{ $\epsilon$}(q;x)|<\infty,
(ii) h^{ $\epsilon$}(q+x;-x)=h^{ $\epsilon$}(q;x)
for any q,x\in \mathbb{Z}^{d},
(iii) $\phi$^{ $\epsilon$}(x, y)=-$\phi$^{ $\epsilon$}(y, x)
for allx,y\in \mathbb{Z}^{d}.
Such operators are
usually
called discretemagnetic
Schrödinger
operators. Note thatcondition
(i)
ensures that H^{ $\epsilon$} extendscontinuously
to a bounded operator in \mathcal{H}, andcan be
simply
rewritten ash^{ $\epsilon$}\in l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
. Conditions(ii)
and(iii)
imply
thatthe operator H^{ $\epsilon$} is
self‐adjoint.
Note also that a map$\phi$
: \mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow \mathbb{R}satisfying
$\phi$(x, y)=- $\phi$(y, x)
foranyx,y\in \mathbb{Z}^{d}
will be called amagnetic
potential.
Our aim is exhibit some
continuity properties
of the spectrum of these operatorsunder suitable and natural
assumptions.
Natural conditionsonthefamily
ofsymbols
h^{ $\epsilon$}are
imposed
below.However,
it is well‐known(at
least inthe continuoussetting)
thatcontinuity
conditions should not beimposed
on themagnetic
potentials
but rather onthe
magnetic
fields. Thisrequirement
comes from thenon‐unicity
for the choice ofamagnetic
potential. Indeed,
if$\phi$
: \mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow \mathbb{R} isdefined foranyx,y\in \mathbb{Z}^{d}
by
$\phi$'(x, y)\equiv[ $\phi$+\nabla $\varphi$](x, y) := $\phi$(x, y)+ $\varphi$(y)- $\varphi$(x)
(1.2)
forsome $\varphi$: \mathbb{Z}^{d}\rightarrow \mathbb{R},then the
magnetic
operatorsconstructed with$\phi$
and$\phi$'
areknownto be
unitarily
equivalent.
Thispropertyiscalled the gauge invariance of themagnetic
operatorsand
imposes
aslightly
moreelaborated notionofcontinuity
for themagnetic
contribution,
asemphasized
below.Before
explaining
moreindetails thenecessaryconstruction,letusstateasimplified
version of our main theorem in which the $\epsilon$
‐dependence
on$\phi$^{ $\epsilon$}
is verysimple.
A moregeneral
setting
will be introduced in thesubsequent
sections. Thecontinuity
we shallconsider for thespectrum
corresponds
tothestability
of thespectral
gapsaswell asthestability
of thespectral
compounds.
Ina moreprecise
terminology
weshall proveinnerandouter
continuity
for thefamily
ofspectra.Thefollowing
definitionisborrowed from[1]
butoriginally inspired by
[3].
Definition 1.1. Let $\Omega$ be a compact
Hausdorff
space, and let\{$\sigma$_{ $\epsilon$}\}_{ $\epsilon$\in $\Omega$}
be afamily of
closed subsets
of
\mathbb{R}.1. The
family
\{$\sigma$_{ $\epsilon$}\}_{ $\epsilon$\in $\Omega$}
is outer continuous at$\epsilon$_{0}\in $\Omega$
if for
anycompact subset \mathcal{K}of
\mathbb{R} such that
\mathcal{K}\cap$\sigma$_{ $\epsilon$ 0}=\emptyset
there exists aneighbourhood
\mathcal{N}=\mathcal{N}(\mathcal{K}, $\epsilon$_{0})
of
$\epsilon$_{0} in $\Omega$such that
\mathcal{K}\cap$\sigma$_{ $\epsilon$}=\emptyset for
any$\epsilon$\in \mathcal{N},
2. The
family
\{$\sigma$_{ $\epsilon$}\}_{ $\epsilon$\in $\Omega$}
is inner continuous at$\epsilon$_{0}\in $\Omega$
if for
any open subset \mathcal{O}of
\mathbb{R}such that
\mathcal{O}\cap$\sigma$_{ $\epsilon$ 0}\neq\emptyset
there exists aneighbourhood
\mathcal{N}=\mathcal{N}(\mathcal{O}, $\epsilon$_{0})
of
$\epsilon$_{0} in $\Omega$ suchthat
\mathcal{O}\cap$\sigma$_{ $\epsilon$}\neq\emptyset
for
any $\epsilon$\in \mathcal{N}.With this definition at hand we can now choose $\Omega$
:=[0
,1]
and state aspecial
instanceofourmainresult whichis
presented
inTheorem3.1. Note that thefollowing
statement is
inspired
from[8]
and acomparison
with theexisting
literature will beTheorem 1.2. For each $\epsilon$\in $\Omega$
:=[0
,1]
let h^{ $\epsilon$} :\mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow \mathbb{C}
satisfy
the aboveconditions(i)
and(ii),
and1)
\displaystyle \sum_{x\in \mathrm{Z}^{d}}\sup_{q\in \mathbb{Z}^{d}}\sup_{ $\epsilon$\in[0,1]}|h^{ $\epsilon$}(q;x)|<\infty,
2)
Foranyfixed
x\in \mathbb{Z}^{d},
\displaystyle \lim_{ $\epsilon$\rightarrow $\epsilon$}\sup_{q\in \mathbb{Z}^{d}}|h^{$\epsilon$'}(q;x)-h^{ $\epsilon$}(q;x)|=0.
Let also
$\phi$
be amagnetic
potential
whichsatisfies
| $\phi$(x, y)+ $\phi$(y, z)+ $\phi$(z, x)|\leq
area\triangle(x, y, z)
,where
\triangle(x, y, z)
means thetriangle
in\mathbb{R}^{d} determinedby
the threepoints
x, y,z\in \mathbb{Z}^{d}.
Then
for
H^{ $\epsilon$}defined
onu\in \mathcal{H}by
[H^{ $\epsilon$}u](x):=\displaystyle \sum_{y\in \mathrm{Z}^{d}}h^{ $\epsilon$}(x;y-x)\mathrm{e}^{i $\epsilon \phi$(x,y)}u(y)
the
family of
spectra$\sigma$(H^{ $\epsilon$})
forms
an outer and an inner continuousfamily
at everypoints
$\epsilon$\in $\Omega$.It is
certainly impossible
to mention all papersdealing
withcontinuity properties
of families of such operators, but let us cite a few of them which are relevant for our
investigations.
First ofall,
let us mention the seminal paper[3]
in which the authorproves the
Lipschitz continuity
of gap boundaries with respect to the variation of aconstant
magnetic
field forafamily
ofpseudodifferential
operators acting
on \mathbb{Z}^{2}. In[6]
and basedontheframework introducedin
[13],
similarLipschitz
continuity
isproved
forself‐adjoint
operatorsacting
on acrystal lattice,
anaturalgeneralization
of\mathbb{Z}^{d}
.Papers
[8]
and[5]
also deal with families ofmagnetic
pseudodifferential
operatorson\mathbb{Z}^{2}, and theresults containedin
[8]
partially
motivatedourwork. Let usstillmentiontwoadditionalpaperswhichareattherootofourwork:
[7]
inwhichageneral
framework formagnetic
systems,
involving
twisted crossedproduct
C^{*}‐algebras,
isintroduced,
and the reference[1]
which containsresults similar toours but in acontinuoussetting.
Let us now
emphasize
that the frameworkpresented
in Section 3 does not allowustoget any
quantitative estimate,
asemphasized
in therecent paper[2].
Indeed,
theveryweak
continuity requirement
weimpose
onthe $\epsilon$‐dependence
onourobjets
cannotlead to any
Lipschitz
or Höldercontinuity.
Morestringent assumptions
are necessaryfor that purpose, and suchestimates
certainly
deserve furtherinvestigations.
Our
approach
relies on the concepts of twisted crossedproduct
C^{*}‐algebras
andon a field of such
algebras, mainly
borrowed from[12,
14].
In the discretesetting,
such
algebras
havealready
beenused,
forexample
in[3,
6,
13].
However,
instead ofconsidering
a2‐cocycle
with scalarvalues,
which issufficient for thecase ofaconstantThis allowsus toconsider
arbitrary
magnetic
potential
on \mathbb{Z}^{d}and toencompass all thecorresponding
operatorsin asingle algebra.
Letus
finally
describe thecontentof thispaper.In Section2weintroduce theframe‐work fora
single
magnetic
system, i.e.for afixed $\epsilon$.Forthat reason,no $\epsilon$‐dependence
isindicatedinthissection. InSection3the- $\epsilon$
‐dependence
isintroduced and thecontinuousdependence
onthisparameterisstudied. Ourmainresult ispresented
in Theorem 3.1.2
Discrete
magnetic
systems
In thissection weintroduce a
quantity
which does notdepend
on the choice ofa par‐ticular
magnetic
potential.
In thatrespect,thisfunctiondepends only
onthemagnetic
field,
asemphasized
below. Note that no $\epsilon$‐dependence
is written in thissection.We start
by recalling
that amagnetic
potential
consists inamap$\phi$
:\mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow \mathbb{R}
satisfying
for any x,y\in \mathbb{Z}^{d}
the relation$\phi$(x, y)=- $\phi$(y, x)
.Then,
given
such amagnetic
potential $\phi$
let usintroduce andstudy
anewmap$\omega$:\mathbb{Z}^{d}\times \mathbb{Z}^{d}\rightarrow l^{\infty}(\mathbb{Z}^{d})
defined forq,x,
y\in \mathbb{Z}^{d}
by
[ $\omega$(x, y)](q)\equiv $\omega$(q;x, y)
:=\exp\{i[ $\phi$(q, q+x)+ $\phi$(q+x, q+x+y)+ $\phi$(q+x+y, q)]\}.
(2.1)
Note that
$\omega$(x, y)
isunitary‐valued
since| $\omega$(q, ; x, y)|=1
foranyq\in \mathbb{Z}^{d}.
\lnfact,
$\omega$(x, y)
takes values in the
unitary
group of thealgebra
l^{\infty}(\mathbb{Z}^{d})
, which shallsimply
denoteby
\mathscr{U}(\mathbb{Z}^{d})
, i.e.%(Zd) =\{f:\mathbb{Z}^{d}\rightarrow \mathrm{T}\}.
Let usalso introduce theaction $\theta$ of\mathbb{Z}^{d}
by translations, namely
onanyf\in l^{\infty}(\mathbb{Z}^{d})
one sets
$\theta$_{x}f(y)=f(x+y)
.In
particular,
since$\omega$(x, y)\in l^{\infty}(\mathbb{Z}^{d})
we have[$\theta$_{z} $\omega$(x, y)](q):=[ $\omega$(x, y)](q+z)= $\omega$(q+z;x, y)
.Basedon these
definitions,
thefollowing
properties
for $\omega$ canbe obtainedby straight‐
forward
computations.
Recall that the notation$\phi$+\nabla $\varphi$
has been introduced in(1.2).
Lemma 2.1. Let
$\phi$
be amagnetic
potential
and let $\omega$ bedefined by
(2.1).
Thenfor
anyx, y,
z\in \mathbb{Z}^{d}
thefollowing
properties hold:(i)
$\omega$(x+y, z) $\omega$(x, y)=$\theta$_{x} $\omega$(y, z) $\omega$(x, y+z)
(2‐cocycle property)
(iii)
$\omega$(x, -x)=1
(additional property)
(iv)
For any $\varphi$ :\mathbb{Z}^{d}\rightarrow \mathbb{R}
, themagnetic
potentials
$\phi$
and$\phi$+\nabla $\varphi$ define
the samefunction
$\omega$(independence property).
With the above
lemma,
onedirectly
infers that $\omega$ is anormalized2‐cocycle
on \mathbb{Z}^{d}with valuesin
\mathscr{U}(\mathbb{Z}^{d})
and which satisfies the additionalproperty(iii).
Inaddition,
thismap
depends only
onequivalent
classes ofmagnetic
potentials,
asemphasized
in(iv).
One couldarguethat the
2‐cocycle
$\omega$depends only
onthemagnetic
field
asintroducedin
[4],
and not on the choice ofamagnetic
potential.
However,
this would lead us toofar fromourpurpose sincewewould havetoconsider\mathbb{Z}^{d}as a
graph
endowedwithedges
betweenevery
pair
ofvertices.Let us now
adopt
a verypragmatic point
ofviewand recallonly
thestrictly
nec‐essaryinformation on twisted crossed
product
C^{*}‐algebras.
More can be found in thefundamental papers
[9, 10]
or in the review paper[7].
Since the group we aredealing
with is
simply
\mathbb{Z}^{d}
, most of the necessary informationcan also Ue foundin[14].
Consider
l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
, with the norm\displaystyle \Vert f\Vert_{1,\infty}:=\sum_{x\in \mathrm{Z}^{d}}\sup_{q\in \mathrm{Z}^{d}}|f(q;x)| \forall f\in l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
,and with the twisted
product
and the involution defined for anyf,
g\in l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
by
[f\displaystyle \mathrm{o}g](q;x):=\sum_{y\in \mathrm{Z}^{d}}f(q;y)g(q+y;x-y) $\omega$(q;y, x-y)
and
f^{ $\theta$}(q;x)=\overline{f(q+x;-x)}.
Endowed with this
multiplication
and with thisinvolution,
l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
is aBanach*
‐algebra.
Thecorresponding enveloping
C^{*}‐algebra
will be denotedby
\mathbb{C}( $\omega$)
. Recallthat this
algebra corresponds
to thecompletion
ofl^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
with respect to theC‐norm definedasthesupremumoverall the faithful
representations
ofl^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
.Asaconsequence,
l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
is dense in\not\subset( $\omega$)
and the new C^{*}‐norm\Vert\cdot\Vert
satisfies\Vert f\Vert\leq\Vert f\Vert_{1,\infty}.
Note that the above construction holds for any normalized
2‐cocycle satisfying
the additional property
(iii).
Infact,
it isproved
in[11]
that any such2‐cocycle
canbe obtained
by
amagnetic
potential,
i.e. therealways
exists amagnetic
potential $\phi$
satisfying
(2.1).
Letus nowlookatafaithfulrepresentation of the
algebra
\mathbb{C}( $\omega$)
inthe Hilbertspace\mathcal{H}=l^{2}(\mathbb{Z}^{d})
. For that purpose, consider anymagnetic potential
$\phi$ satisfying
\exp\{i[ $\phi$(q, q+x)+$\phi$'(q+x, q+x+y)+$\phi$'(q+x+y, q)]\}= $\omega$(q;x, y)
.(2.2)
Then forany
h\in l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
, anyu\in \mathcal{H} and anyx\in \mathbb{Z}^{d}
onesetsClearly,
thisexpression
is similar to theone contained in(1.1)
and this factpartially
justifies
theentire construction. Themainproperties
of thisrepresentation
aregathered
inthe
following
statement, whichcorresponds
to[7,
Prop.
2. 16 &2.17]
adapted
to oursetting.
Proposition
2.2. Let$\phi$
be anymagnetic
potential
satisfying
(2.2)
for
agiven
normal‐ized
2‐cocycle
$\omega$ with the additional condition(iii)
of
Lemma 2.1.Then,
(i)
Therepresentation
\Re \mathrm{e}\mathfrak{p}^{$\phi$'}
of
\mathbb{C}( $\omega$)
isirreducible andfaithful
(ii)
Any
other choicefor
$\phi$'
leadsto aunitarily equivalent
representation,
(iii)
If
h\in l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
, then\Re e\mathrm{p}^{$\phi$'}(h)\dot{u}
self‐adjoint if
h^{ $\theta$}=h.3
A continuous field of C^{*}
‐algebras
In this section we consider a
family
of discretemagnetic
systems which are parame‐terized
by
the elements $\epsilon$ of a compact Hausdorff space $\Omega$. The necessarycontinuity
relations between thevarious
objects
is encoded in the structure of a field of twistedcrossed
product
C^{*}‐algebras,
asintroduced in[12]
andalready
used in a similar con‐text in
[1].
Again,
let us be verypragmatic
and introduceonly
thestrictly
necessaryinformation,
and refer to[11,
Sec.3]
formoredetails.For fixed x,
y\in \mathbb{Z}^{d}
, let usconsider acontinuous map$\Omega$\ni $\epsilon$\mapsto$\omega$^{ $\epsilon$}(x, y)\in \mathscr{U}(\mathbb{Z}^{d})
(3.1)
such that each element$\omega$^{ $\epsilon$}
)
isa2‐cocycle
on\mathbb{Z}^{d}with values %(\mathbb{Z}^{d})
andwhich satisfiesthe.additional
property(iii)
of Lemma2.1. Note thatequivalently
one can consider anormalized
2‐cocycle
$\omega$ on \mathbb{Z}^{d} and with valuesin theC^{*}‐algebra
C( $\Omega$;l^{\infty}(\mathbb{Z}^{d}))
. In thissetting
the additional condition reads$\omega$(x, -x)=1
for anyx\in \mathbb{Z}^{d}
, and thefollowing
relation
clearly
holds:$\omega$^{ $\epsilon$}(q;x, y)\equiv[$\omega$^{ $\epsilon$}(x, y)](q)=[ $\omega$(x, y)]( $\epsilon$, q)\equiv $\omega$( $\epsilon$, q;x, y)
.Let usstressthat the
continuity
assumption
mentioned intheprevious
paragraph
is
precisely
the sufficient one for thecontinuity
of the spectrum. Moreprecisely,
thiscontinuity
conditioncorresponds
to agauge‐independent
condition,
and does not cor‐respond
to any directrequirement
on anymagnetic
potential $\phi$^{ $\epsilon$}
.So,
let us now statethe mainresult of this note:
Theorem3.1. Let
\{$\omega$^{ $\epsilon$}\}_{ $\epsilon$\in $\Omega$}
beafamily of
normalized2‐cocycle
satisfying
the additionalproperty
(iii)
of
Lemma2.1 and such that the mapdefined by
(3.1)
is continuous. Con‐sidera
family
\{h^{ $\epsilon$}\}_{ $\epsilon$\in $\Omega$}\subset l^{1}(\mathbb{Z}^{d};l^{\infty}(\mathbb{Z}^{d}))
such that thefollowing
conditions aresatisfied:
(ii)
For anyfixed
x\in \mathbb{Z}^{d},
\displaystyle \lim_{ $\epsilon$\rightarrow $\epsilon$}\sup_{q\in \mathbb{Z}^{d}}|h^{$\epsilon$'}(q;x)-h^{ $\epsilon$}(q;x)|=0,
(iii) (h^{ $\epsilon$})^{ $\theta$}=h^{ $\epsilon$}.
Then, for
anyfamily of
magnetic
potential $\phi$^{ $\epsilon$}
satisfying
[$\omega$^{ $\epsilon$}(x, y)](q)=\exp\{i[$\phi$^{ $\epsilon$}(q, q+x)+$\phi$^{ $\epsilon$}(q+x, q+x+y)+$\phi$^{ $\epsilon$}(q+x+y, q)]\},
the
family of
spectra\{ $\sigma$(\Re \mathrm{t}\mathfrak{p}^{$\phi$^{ $\epsilon$}}(h^{ $\epsilon$}))\}_{ $\epsilon$\in $\Omega$}
forms
anouterandaninner continuousfamily
at every
point
$\epsilon$of
$\Omega$.The
proof
of this statement as well as theproof
of Theorem 1.2 aregiven
in[11].
Let us
simply
mentionthatit isbasedonthe constructionof theenveloping
C^{*}‐algebra
\mathbb{C}( $\omega$)
of the Banach *‐algebra
l^{1}(\mathbb{Z}^{d};C( $\Omega$;l^{\infty}(\mathbb{Z}^{d})))
endowed with aproduct
and aninvolution defined in termsof $\omega$.
Properties
of the evaluation maps e_{ $\epsilon$} :\mathrm{C}( $\omega$)\rightarrow \mathrm{C}($\omega$^{ $\epsilon$})
at any $\epsilon$\in $\Omega$ lead rather
straightforwardly
to our maintheorem,
once the abstractresults obtained in
[12]
aretakeninto account.References
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