On Arithmetic
Subgroups
with
Finite
Quotients
Isomorphic
Masahiko]NIWA
Let F(G)denote the set of isomorphism classes of finite homomorphic images of agroup G. P. F. Pickel shows in〔5〕that if G is a finitely generated nilpotent group, the finitely generated nilpotent groups H for which F(G)=F(H)lie in only finitely' many isomorphim classes. It seems to be interesting to generalize this result for groups of another type. The purpose of this paper is to study the analoguotユs problem for S-arithmetic subgroups of a certain semi-simple algebraic group defined over a global field. Of course these groups are more complicated than nilpotent groups, SO the problem is not done completely analoguous and the results are partial. But in the process we give several practically useful statements on S-arithmetic subgroups and their completions.
1・ 一Notations and assumptions.
k: a global field i.e. a finite algebraic extension of Q or a field of algebraic functions of dimension l over a finite field. k":the completion of k at a place v(of k).
If v is a finite place,0.:the maximal compact subring of k。.
S:afinite non-empty set of places of k containing all infinite places.
0=0(S):the ring of S-integers of k、 G=asimply connected semi-simple alge-braic group defined over k.
Gk(resp. G"):the group of k一(resp. k"一) rational points of G. Gs=H"∈s G" We fix an embedding of G into GL. de-fined over k.
Go(resp. Gc"):the group of points of G with values in O(resp.0")
GA(resp. GA(s》):the adele(resp. S-adele) group of G i.e. the restricted product of G.'s for all v (resp. for all v outside S) relative to Go,,'s. ・
We set up the following assumptions for (G,S.).
Assumption(S)strong approximation
prop- ertyprop- i.e.prop- GsGkprop- is dense in G小
Assumption(C)congruence subgroup prop- ertyprop- i.e. every S-arithmetic subgroup contains some S一一congruence subgroup. Ramark that a semi-simple group for
which(S)or(C)holds is automatically simply connected.(see〔'23〔63)The fol-lowing are known facts about the・conditions for (G, S)・satisfying (S) or (C).・The Kneser-Platonov's strong approximation theorem says that(S)holds if Gs is not compact. Also(C)holds if G量s split and Sis not totally imaginary except for the case of G=SL2 and S={one place}.(see〔33 〔η)But if G is not split it is yet unknown
whether(C)holds or not.
2,一We define two topologies on Gk i。e. the S-arithmetic topology Td(S)and the S-congruence topology Tc(S). The assump・ tion (C)implies'Ta(S)=T6(S). Also the assumption(S)implies that the completion Gkof Gkin T.(S)is equal to GA(s)when we identify Gk with a subgroup of Gs;s)
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滋 大 紀 要
第
by embedding diagonally Gk into Ga(s). Theム
completion r of r in T、(S)is nothing but the profinite completion of I'and the corn-pletion 1'of P in T.(S)is identified with the closure'of 1'in GA(S), where 1'is a S-arithmetic subgroup of Gk. Then we have' the following lemma.
Lemma.1. Let G be as in n。1 and「aS-arithmetic subgroup of Gk. Then
(1) 1'is an open cempact subgroup of G4(s).
(2) ∬T∩Gk:=f
(3) if U is an open compact subgroup of GA(s),r=u∩Gk is a S-arithmetic subgroup of Gk andハ=U.
Proof. The assertions(1)(2)are obvious for any principal congruence subgroups. The assumption(C)means that a
S-ad-thmetic subgroup l'of Gk contains a princi-pal congruence subgroup 1', as a subgroup of finite index. As!', is open,1'is so. Since
1'1is compact and(r:r,)is finite, r is compact.(1)is also true for I'.
Put T・=U葱9富fレ(9歪 ∈1「⊂Gk;adecompo-sition of finite cosets)We have 1'=U`g/1, and so
「∩Gk=(Uσ9∫1)∩Gk二U¢(9≠1∩Gk)' =U¢ 〔9∫(「1∩Gk).〕==U乞9zr1=君
(2) has been obtained.
Let U be as in(3). Since any two open compact subgroups are mutually commensu-rable, U∩Gk is commensurable with some S .一arithmetic subgroup of Gk. This shows that U∩Gk is a S-arithmetic subgroup of Gk. Finally the closure of U∩Gk in G,(8) coincides exactly with U since Gk is dense andUisopenin G,,(3). q.e. d.
Corollary. There is a bijective correspon-dence between the set of S-arithmetic subgroups of Gk and the set of open com-pact subgroups of GA(8).
Proof, In view 4f lemma.ユwe can obtain
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1973the required bijective correspondence by associating a S-arithmetic subgroup 1'.of Gk with the closure∬'of 1'in G,(8). q.e. d。 3.一Let F(G)(resp. Fe(G))denote the set of isomorphism classes of finite homomorphic images(resp. of discrete finite continuously homomorphic images)of a group G(resp. of .a topological group G), We say the groups G and H have isomorphic finite quotients if F(G)=F(H). Now we will establish the connection between two e-quivalent relations on the set of S-arith-metic subgroups of.Gk i.e. F(r)=F(君) and 1'一 丁'. We begin with the following lemma。
1、emma.2. Let∬ ▼be a S-arithmetic sub-group of Gk and 1'the closure of I'in G,(8). Then F(り=F`(「).
Proof. Let U. be an open no.mal subgroup of finite index in・ 「(Since 1'is compact, It may be called simply an open normal subgroup of 1'). Put U∩Gκ=r1. It・is easily seen that U∩r一 」1'1 and UI'=1', hence 君/.r1…≡∬%U・
Conversely let」r'1 be a normal subgroup of finite index in 1'. Put N・=君/1'1 and let pbe the canonical homomozphism of 1' onto N. When we consider T,,(S)as a topology on 1'and the discrete topology as that on N, the assumption(C)implies that Ker(P)is open in I', hence p is continuous. In the same manner of〔4〕 §3pcan be extended to continuous homorphism p of I' onto the discrete group N。 It's clear that Ker(p)is I'1 and so∬%r,=… ∬%r,. Thus we have constructed a bijective correspondence between the set of normal subgroups of finite index of 」1'and the set of open normal subgroups of 1', which preserves their quotients, This means F(r)=Fc(r). q.e, d,
The following proposition gives a neces-sary and sufficient condition for two S-arithmetic subgroups having isomorphic finite quotients. In order to prove the propo-sition we need the following lemma . Lemma.3 Let T be a S-arithmetic sub-group of Gk。 For.each positive integer〃z we let∫ the closure in Td(S)of the smallest normal subgroup of I'containing the elements x瓢`for all x in、 にThen I'm is of finite index in」 「for all m.
Proof。 By the definition I'm is a non-central normal subgroup of I'which is closed in Ta(S). Therefore it follows from〔4〕Prop.6 and the assumption(C)that I'm is of finite index in 1'. q . e. d. Proposition.1 Let 1'and∫ 亨be two S-arithmetic subgroups of Gk. Then F(∬ り= 」F(P) if and only if-'一 ≦1マ.
Proof・ Suppose r-r', then Fe,(ア)=・Fe(7') . While lemma。2 shows that F,の=Fの
and F,(P)=F(君), hence F(r)==F(P) . Conversely suppose F(r)=F(P) . We will
ム ム
show r窪r'. This implies 1'一1'by the as・ sumption(C).
Let I'm be as in lemma.3. If翫is defined to be∫ γr肌,1'z2 is a finite group of exponent 〃z and every finite quotient of 1'of ex-ponent dividing〃 ¢.is a quotient of 1『払. In particular, if〃i divides n, we have Tm⊃r'8, so there is a canonical epimorphismγ
7、,鵬: 」㌦ 「ザ 切.Similarly we have I「'鵬 1'm and 〆 η,鵬.Since each finite quotient of ∫'of exponent吻is a quotient of翫and similarly for∬-'and∬ 「'観, r and r'have isomorphic finite quotients if and only if 煽 is iso-morphic to∫'m for each positive integer m. We claim that there must exist iso-morphisms f鋭:∫ ㌔、→r'. such that for each 刎nthe following diagram is commutative: γπ,伽 翫 ←
(・)↓
・,。
↓・
・
γ'η,.峨・ ∫㌔ ← r' ηLet f恥be an isomorphism f鵬:翫 → 君 伽 We will say that f鵬extends to搾for刎 π if there is an isomorphism fη:疏 →r'n such that the diagram(砦)commutes, and that f伽is indefinitely extendable if f鴉 extends tonforeachmultiplenof m. Formin, any isomorphism f":疏 →1"n is an extens1on of some f飢since 1',。 and P. are the largest quotients ofノ'r, and∫ ㌦, respectively, of ex囎 ponent〃2. Thus for a given m andany multiple n of m, some isomorphisms of f鱒: ノ振 → ∬■'伽 extends to '". Since the set of isomorphisms of几 、 with r'伽is finite, some such f拠must ex七end to infinitely many and thus to all multiple n of m.
While{μ}(resp.{r'm})forms a funda・ mental system of neiborhoods of the neu-tral element of I'(resp. r'). Therefore F(」D ム
=F(刀)implies that 1'=proj li!n(翫,γ",鵬)
ム
is isomorphic to r'=proj lim(君 田,γ ∼、,鵬).
This completes the proof.
4.一In this paragraph we consider ,the special case that ∬'is mapped to ∫"by an inner automorphism of G』(8).
Proposition.2 Let 1'(resp, P) be a S-arithmetic subgroup of Gk and 1'(resp.1「') the closure of 1'(resp.∫v)in G.,(s).Suppose that!'is mapped to I"by an inner automor-phism of G,,(8). Then T is isomorphic to 1マ. ' Proof. Let Int(x)(x∈G4(s))be an inner automorphism of G,,(8》which maps 1'to 1'. If U is any open subgroup of GA(s), the assumption(S)implies GA(8)=UG化. In par-ticular GA(s)旨rGk, hence we may put x= ua for u∈1'and a∈Gk. Then Int(a)maps isomorphically r=u-1」Fu to r'and Gk to Gk. As r.一一r∩Gk and 1"昌r'∩Gk, Int(a)deter。 mines an isomorphism of 1'onto I". q.e. d. 5.一Let 1'be a S-arithmetic subgroup of Gk. We denote by S(r)the set of iso・
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第
morphism classes of S-arithmetic subgroups of Gk which have same isomorphic finite
quotients as 1'. The problem which we will consider now is whether S(のis finite. We will give in this paragraph the proposition which'reduces the above problem to that of a smaller subgroup. For this we need. the following lemma.
Lemma.4 Let 1'be a S-arithmetic subgroup . of Gk and U an open compact subgroup of
GA㈹. Then
(1) there are only finitely many subgroups of I'of given finite index〃z.
(2) there are only finitely many S-arith- metic subgroups of Gk which contain I' as a subgroup of given finite index〃z.
(3) there are only finitely. many subgroups of U of given finite index〃2.
(4) there are only.finitely many open compact sllbgroups of G41β)which con- tain U as a subgroup of given finite index 〃2。
Proof. In view of lemma.3the closure r伽 in T"(S)of the smallest normal subgroup of 1'containing the elements xm for all x in 1'is of finite index in I'. While any subgroup of ∫'of index 〃z contains I'm, hence there are only finitely many such subgroups. This completes the first as-sertion.
The assertion(3)is the obvious conse-quence of(1)by lemma.1.
We will show(4). By taking, if necessary, Ufor some open subgroup of U , we may assume that U is the direct product 11. U. of Iocal facters U♂s. U. is a maximal com. pact subgroup of G"for almost all v, be-cause U. is equal to G。"for almost all v and G(w is a maximal compact subgroup of G,,for almost all v. This shows that it is enough to examine local parts for the purpose of proving the.finiteness of the
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1973number of maximal compact subgroups of GA(ε)containing U.
Le㎜a.5 Let G be a simply c。nnected semi-simple algebraic group defined over a non-archimedian local field k and U an open compact subgroup of Gk. Then the number of maximal compact subgroups of
Gk which contain U is finite.
Proof. They are well-known that any com-pact subgroup of Gk is contained in some ・ maximal compact subgroup of Gk and that
the number of conjugacy classes of maximal compact subgroups of Gk is finite. Therefore it isenough to prove that if welet V an open compact subgroup of Gk containing U then there are only finitely many conju-gates of V containing U. Since the number of the conjugates of U which is contained in V is finite. we must show that there are
,
only finitely many conjugates of V which induce same cojugate of U. This is clearly equivalent to say (N(U):N(U)∩N(V))
<QO, which is easily shown using the well-known fact;(N(U):U)<QO. This completes the proof.
(the continuation of the proof of Lemma.4) In view of lemma.5and the previous
argument, the number of maximal compact subgroups of GA(ε)containing U is finite. It follows that for proving(4)we may assume'that the open compact subgroups which appear in(4)are contained in one of finitely many maximal compact subgroups of GA(8)containing U. Since U is of finite index in its maximal compact subgroup, It is easily seen that the number of such subgroups is finite. This completes the proof of (4). Finally the assertion (2) is the consequence of(4)by lemma.1.
. q.e. d. Proposition.3 Let 1'and d be two S-arith-metic subgroups of Gk'・such that I'⊃ 」,
If S(」)is finite, S(∬ つ1S SO.
Proof. We denote by U(resp. V)the closure of I'(resp.」)in G,,(8).'Let S'(U) (resp. S'(V))be the set of open compact subgroups Ua(i∈1)(resp. V`(i∈J))which is isomorphic to U(resp. V). Then Prop.1 implies that S(f)(resp. S(4))may be con-sidered as the quotient of S'(U)(resp. S'(V)) by the equivalent relation which is defined' such that for i, j∈1(resp. i, j∈J)Us(resp. Vのis equivalent to UJ(resp. v,)if Us∩Gk (resp. V¢ ∩Gk)is isomorphic to Uj∩Gk(resp. Vゴ ∩Gk).
For each U, we choose an isomorphism (pi of U onto Ua . Then{仰(V)【i∈1}is a subset of S'(V), because the restriction of (pt to V induces an isomorphism of V onto ρε(V).We will show that for given i∈I there are only finitely many j∈I such that ψ」(V)=∼ ρ歪(V).In fact (pJ・仰 一'is an iso-morphism of Us onto U/which maps(pa(V) to pゴ(V), hence which induces an isomor-phism between Ui/(Pi(V)and Uノ/ρ 」(V). As ρ`(V)・=ρ 」(V),the statement is the conse-quence of Lemma.4(4).
Now it's clear that 1'g=U乞 ∩Gκ 窪 乃= U'∩Gk implies da=・ ρ`(V)∩G虐Jj=ψ 」(V)∩ Gk. Though J」…≧JJ does not imply in general ∫㌃窪 乃,we can verify that the number of the classes by I'i…v rj of each of isomorphism classes of Ja=卿(V)∩GA;(i∈1)is finite. In fact as (疏:ゴ`) <co for any i∈1, the number of isomorphism classes of 1't which satisfy J3-Ja is'finite, which shows the above statement. Thus we have shown that the mapping from S(1りto a subset of S(の which is induced by Vi(i∈1)is such that the inverse image of each element of its image has finitely many elements。 While by the assumption S(」)is finite, therefore S(r) 1SSO. q.e.d. 6.一If we let U an open compact subgroup
of GA(s⊃, U contains a subgroup of the form of n"¢8 U". By Prop.3 we suppose from now on that U is an open compact subgroup of such form.
Let I'be a S-arithmetic subgroup of Gk such that U=fis of the form of nU". We denote by T(1')the isomorphism classes of S-arithmetic subgroups 1"of Gk such that U'ロUn for all v outside S, where ULr' is of the form ofU』nU㌔. In this last paragraph we shall prove the finiteness of T(r)under assuming the following two statements.
(G) Letk,GandSbeas inn。1andlet I'and 1"be two S-arithmetic subgroups of Gk such that 1'一 丁,. If f is any isomor-phism of 1'onto I", f can uniquely extend to a k-automorphism of G.
(L) Let G be a simply connected semi-simple algebraic group defined over a non-archimedian local field k and let U and U' be two open compact subgroups of Gk such that U-U'. If f is any isomorphism of U onto U', f can uniquely extend to a k-automorphism of G.
Though the'above statements(G)(L)
are themselves worth studing (Cf. for example〔 ユコ), we make no allusion to their questions.
Now we can show by using (G)that T(∫)is a subset of S(1'). In fact iftwo S-arithmetic subgroups I'and 1"are isomor・ phic,(G)implies that any isomorphism between 1'and I"induces k-automorphism of G, hence k"一automorphism of G for all v.It follows that it is continuous in the topology on Gk induced by that on Gn for each v. We conclude that U"…=U'"for all v,where r=HU"and∫"=HU㌔, This means T(の ⊂S(r).From now on we deal only with T(r),
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第
Aut(G)the setof(algebraic)automor-phisms of G, then since G is semi-simple Aut(G)has the structure of an algebraic group defined over k and the group Aut(G)北(resp. Aut(G)")of k一(resp. kv) ratinal points of Aut(G)coincides with the set of(algebraic)k一(resp. kザ)automor-phisms of G. If we choose suit'ably an embedding of Aut(G)'into GL,:correspond-ing to the embeddGL,:correspond-ing of G IIlto GL鵬which is chosen before, Aut(G)o(resp. Aut(G)") is identified with the subgroup of Aut(G)㌃ (resp. Aut(G)η)consisting of elements which leave Gc (resp. G6") stable. In paticular every element of Aut(G)4《s)is regarded as an automorphism of GA(8). If we let c'ノ. ak-automorphism of G, Yi, induces an auto-morphism of Gk(For the sake of conve-nience we identify the restiction of O to Gk with O.), that of Gりfor all v which maps isomorphically G`"to itself for almost all v, and hence that of G,(s). lf qY is the automorphism of GA`8)induced byψ, the restriction of T to GA is clearly equal to the automorphism O of Gk一.
Let 1', r∼u=nu"and U'=IIU',, be as in the first part of this paragraph. For each v∈Swe denote by w an isomorphism of U"onto U'"and by 4>v the kザautomorphism of G which is the extension of Pv.(see
(L)) (For the sake of convenience we identify the restriction ofΦ"to G"with Φ の Since Uσ=U'"=Go,, for almost all v, for such v ch, is an automorphism of G。 which maps isomorphically G`"to itself, hence which belongs to Aut(G)`". It follows that the automorphism c1)=・(Φ")of G4(8) belongs to Aut(G)8(δ). lf NY and(D are as above,Φ 『1・Ψis an automorphism of G4(8) belonging to Aut(G)滝(s,.
We will show here that I"一 → Φ 一且・Ψ determines a well-defined mapping from
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1973T(1っto K\Aut(G)4(s)/Aut(G)滝, where
K={F=(・ 。)∈A・
・(・)。,,,
謡1。
欝o蹴
話
二
、。}.
First suppose that ∼〆" is a different choice of isomorphism of U"to U'ηfor each
v.We denote byΦ'v the automorphism of
G"induced byψ'". ThenΦ'.:=q)ガ Φ 『1.・ Φ'"
andΦ 『1"・ Φ ㌔is an automorphism of G"
which leaves U。 stable for each v. Thus
we have ch閏1・ Φ'is an element of K. where ,
Φ'二(Vv), so that ch'一'・NY lies in the same double coset asΦ 一1・Ψ 。 Next if Vii,'is an。 other k-automorphism of G andΨ'is the induced automorphism of Gμ(s),Ψ'is also contained in Aut(G)κ, so that cl)一1・NP'lies in the same double coset as 『i・Ψ. Finally suppose that I'"is a S-arithmetic subgroup isomorphic to I" by an isomorphism o. Then it follows fro.m(G)that a can extend toak-automorphism f of Gand to akv automorphism Y。 of G for each v. If we call X the automorphism of G,(8)induced by fandletY=(Y"),wehaveXコYasan
automorphism of G,,(8). We have also that Y・ Φ=(Y"・ Φ 響,)maps U=.nU"to f"=U'』 nU""and that X・-V maps Gk to itself. The element of Aut(G)滝(8)corresponding to these automorphisms is(Y・ Φ)『1・(X・ Ψ)= Φ 一1・Y-1・X・ Ψ=Φ 一1・Ψ.We thus have that the above defined mapping is well-defined. Moreover we have the following.
工emma.6 The above defined mapping from T(のto K\Aut(G)3く8)/Aut(G)乱is injective. Proof. Suppose T'and∫ 「"are two S-arith-metic subgroups of Gk belonging to . T(f), whose respective isomorphism classes are sent by the above defined mapping to the same double coset, We will show that I" and 1'"must be isomorphic.
Lions, ewe restrict our attention to the case of r"=1:The general c'ase can be done in the same manner. In the special case if q) and'lf are as above, by. the assumption Φ 陶1・Tbelongs to K・Aut(G)叱. This means that if we change(P by composing an element of K and lf by composing an ele-ment of Aut(G)κ, we have ch-1・・Ψ=id. Le. Φ=Ψ.While by the choice of cD and'1,,, Φ=Tis an automorphism of G,,(s)which maps isomorphically U=IIU"to U'謡nU'" and Gk to itself. As U∩Gk=1'and U'∩G席
=r',Φ=Tinduces an isomorphism of I' onto 1". ' q. e. d. Put L:=n礁s Aut(G)oη ⊂Aut(G)4(s). Since Aut(G)is an algebraic group, it is well-known that L\Aut(G)6(8)/Aut(G)k IS finite. We will show that K is com-mensurable with L, which implies that K\Aut(G)』(8)/Aut(G)x is finite.
IfHisasubgroup of agroupGandZ
is a group of automorphisms of G, we will denote by stab(H, Z)the group of automor-phisms in Z which leave H stable. Lemma・7 Let U and V be open compact subgroups of GAく8)such that U⊃V.
(1) stab(U, stab(V, Aut(G)4(8)))is of finite index in stab(V, Aut(G)4(s,).
ノ
(2) stab(V, stab(U, Aut(G)4(8)))is of finite index in stab(U, Aut(G)4(8)). (3) stab(U, Aut(G)4(s))and
stab(V, Aut(G)4(s))・are commensura- ble in Aut(G)憾 《8).
Moreover if U,and U'are any two open compact subgroups of GA(s),then
(4) stab(U, Aut(G)濯(s))and
stab(U', Aut(G)4(s))are commensurable in Aut(G)4(s).
Proof. Let m betheindex of V in U and let U=U1, U2,....,Uk be a list(finite by Lemma.4(4))of the subgroups of GA(8) containing V as a subgroup of index m. If g
is any element of stab(V, Aut(G)4(8)), g per-mutes the groups Ua. Thus we may construct a;homomorphism of stab(V, Aut(G)』(s)) into a finite permutation group. The kernel of this homomorphism is. of finite index in stab(V, Aut(G)」(s))and is contained in stab(U, stab(V, Aut(G)漣(s))). This shows (1).By analoguous argument, we may prove (2).
(3) is the immediate consequence of(1) and(2)since stab(U, stab(V, Aut(G)A(s)))
=stab(V , stab(U, Aut(G)4(s))). By con-sidering U∩U',(3)implies(4)。
q.e. d. Since Lemma.7(4)implies that L and K are commensurable, we have that K\Aut(G) .4(ε)/Aut(G)k is finite。 Therefore we have
Proposition.4 T(r)is finite.
Proof. This is the consequence of Lemma.6 and the finiteness of K\Aut(G)孟(s)/Aut(G)κ .
q。e. d.
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