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The Integral Tree Representation of the Symmetric Group

SARAH WHITEHOUSE [email protected]

Laboratoire de G´eom´etrie-Alg`ebre, Universit´e d’Artois—Pole de Lens, Rue Jean Souvraz, S.P. 18—62307ˆ Lens, France

Received January 11, 1999; Revised May 10, 2000

Abstract. LetTnbe the space of fully-grownn-trees and letVnandVnbe the representations of the symmetric groupsnandn+1respectively on the unique non-vanishing reduced integral homology group of this space.

Starting from combinatorial descriptions ofVnandVn, we establish a short exact sequence ofZn+1-modules, giving a description ofVnin terms ofVnandVn+1. This short exact sequence may also be deduced from work of Sundaram.

Modulo a twist by the sign representation,Vnis shown to be dual to the Lie representation ofn, Lien. Therefore we have an explicit combinatorial description of the integral representation ofn+1on Lienand this representation fits into a short exact sequence involving Lienand Lien+1.

Keywords: symmetric group representation, free Lie algebra

Introduction

The space of fully-grownn-treesTn was described in [7]. This is a topological space with an action of the symmetric groupn+1. It has the homotopy type of a bouquet of spheres and its unique non-vanishing reduced homology group affords a representation ofn+1, the tree representation.

The spaceTnarises naturally in joint work of the author with Alan Robinson on ‘gamma homology’, a homology theory for coherently homotopy commutative algebras (E- algebras) [8]. This is motivated by the problem in stable homotopy theory of develop- ing an obstruction theory for E structures on ring spectra. The representation ofn+1

onTn plays an important role. Character calculations were carried out in [7] and related representations were studied in [11].

The same representation has arisen in several other contexts. As will be shown below, it is closely related to then+1action on Lien, the multilinear component of the free Lie algebra onngenerators. This action is due originally to Kontsevich and has been studied by Getzler and Kapranov [4].

In [6] Mathieu studies the same action on the top component of the rational cohomology of the complement of the braid arrangement. By looking at integral cohomology, he shows

I acknowledge the support of a TMR grant from the European Union, held at the Laboratoire d’Analyse, G´eom´etrie et Applications (UMR 7539 au CNRS), Universit´e Paris-Nord.

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that the action does not come from an action of a transformation group on the complement of the braid arrangement. It is possible that the results of this paper may shed some further light on this.

This and related representations have been extensively studied by Sundaram via subposets of the partition lattice [10]; see also [9]. Related work in the rational situation has also been carried out by Hanlon [5]. Finally, the same representation arises in the homology of the complex of ‘not 2-connected’ graphs [1].

The aim of the present paper is to study theintegralrepresentation ofn+1onTn. LetVn

andVndenote the representations ofnandn+1respectively on the unique non-vanishing reduced integral homology group of the tree spaceTn. We start from explicit combinatorial descriptions of these representations, involving shuffles. In the first section, these are used to deduce various properties of the representations. In particular, we prove (1.8) that there is a short exact sequence ofZn+1-modules

0→Vn+1→Indnn+1VnVn→0.

This generalizes therationaldirect sum decomposition Indn+1n Vn ∼=VnVn+1,

ofQn+1-modules of [11, 3.4]. We note that the short exact sequence ofZn+1-modules may also be deduced from the work of Sundaram [10] which uses entirely different methods.

We end the first section with a simple example where the sequence does not split over the integers.

The second section establishes the relationship between the integral tree representationVn

ofnand Lien. We use a direct combinatorial argument to prove that there is an isomorphism ofZn-modules

Lien ∼=Hom(Vn,Z[−1]),

whereZ[−1] denotes the sign representation. Related results were proved by Barcelo [2].

From this result and those of the first section, we recover the fact that Lien carries an action ofn+1and we have an explicit combinatorial description for thisZn+1-module.

This integral representation of n+1 fits into a short exact sequence involving Lien and Lien+1.

1. The symmetric group representations,VnandVn

The symmetric groupnis the group of permutations of the set{1, . . . ,n}. Permutations are written in cycle notation and multiplied from right to left, so for example(1 2)(2 3)=(1 2 3). The identity permutation is written 1. We regardnas contained inn+1as the subgroup of permutations fixingn+1, and similarly the group ringZnis a subring ofZn+1. We denote the sign of a permutationπby(π)∈ {−1,1}.

Our starting point is the following description of representationsVn andVnofn and n+1respectively.

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Definition 1.1 Recall thatπn is an(i,ni)-shuffle ifπ(1) < π(2) <· · ·< π(i) andπ(i+1) < π(i+2) <· · ·< π(n). Fori =1, . . . ,n−1, define

si,ni =

(π)π∈Zn and s¯i,ni =

(π)π1∈Zn,

where each sum is over all(i,ni)-shufflesπinn. We sets0,n =sn,0= ¯s0,n= ¯sn,0=1.

Now we define the integral representations Vn andVnof n andn+1respectively as follows. As a leftZn-moduleVnhas a single generator, denotedcn, subject to the relations

¯

si,nicn=0, fori =1, . . . ,n−1.

Let tn+1 = (−1)n(1 2 . . . n +1) ∈ Zn+1. As aZn+1-module Vn also has a single generator, which we denote again bycn, subject to the relations

¯

si,nicn =0, fori=1, . . . ,n−1;

(1tn+1)cn =0.

It is proved in [12] thatVnandVnare the representations ofnandn+1respectively given by the unique non-vanishing reduced homology group of the space of fully grownn-trees, Tn. In particular, the restriction ofVntonisVn.

Notation 1.2 Let pn,i =(n i)(n−1i+1)(n−2i+2)· · · ∈n, fori =1, . . . ,n, and letρn,i =(−1)ni(pn,i)pn,i ∈Zn.

Lemma 1.3([12, III.3.1]) For i=1, . . . ,n,in Vn we have the relations ρn,icn= ¯si−1,nicn.

Proof: We use downward induction oni. Wheni =nthe result is trivial, since both sides of the equation above are equal tocn. Now suppose the result holds fori+1. It is clear that ifπ is an(i,ni)-shuffle, then eitherπ(i)=n orπ(n)=n. Lets¯i(,in)i =

(π)π−1, where the sum is over(i,ni)-shuffles such thatπ(i)=n. Thens¯i,ni = ¯si(,in)i+ ¯si,ni1

fori =1, . . . ,n−1. Hence

0= ¯si,nicn = ¯si(,in)icn+ ¯si,ni1cn

= ¯si(,in)icn+ρn,i+1cn by induction hypothesis.

Nowπ is an (i,ni)-shuffle such that π(i) = n if and only ifπ(i i +1. . .n)is an (i−1,ni)-shuffle. Thus(i i+1. . .n)−1s¯i(,in)i =(−1)nis¯i−1,ni. Furthermore,(i i+ 1. . .n)−1ρn,i+1=(−1)ni+1ρn,i. Composing each side of the above with the permutation

(i i+1. . .n)−1gives the result. ✷

Next we give some identities in the group ringZn, which will be useful in studying our representations.

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Lemma 1.4 Let νn = (1−µn−1,n)(1−µn−2,n)· · ·(1−µ1,n) ∈ Zn,whereµi,n = (−1)ni(i i +1 . . . n). Then,for i=1, . . . ,n−1

νnsi,ni =0.

Proof: This is a straightforward deduction from relations in the group ringZngiven by Garsia in [3]. A special case of [3, 2.2] (modulo an introduction of signs) is pn,1νnpn,1si,ni =0, fori =1, . . . ,n−1. Sincepn,1si,ni =sni,ipn,1, fori =1, . . . ,n−1,

the required result follows. ✷

Proposition 1.5 As aZ-module,Vnis free of rank(n−1)!. A basis is given by{πcn|π

n−1}.

Proof: Note that{pn,i|i =1, . . . ,n}is a set of coset representatives forn−1inn. The equations of 1.3 express the action of each of these on the generatorcn in terms of only πcn’s whereπn1. Therefore,{πcn|πn1}is a generating set forVn.

Now we claim that in Vn,{πcn|πn1}is linearly independent. Equivalently, we show that, forzπ ∈Zandai ∈Zn,

π∈n−1

zππ =

n−1

i=1

ais¯i,nizπ =0 for allπn1.

For suppose some zπ = 0; without loss of generality, we may assume z1 = 0 (since otherwise we multiply byπ1). Forσn, letC(σ )∈ Zdenote the coefficient ofσ in n1

i=1ais¯i,ni. Then ifx=

σ∈nxσσ, setC(x)=

σ∈nxσC(σ). Considerνnas in 1.4.

Letai =

πn(ai)ππ. ThenC(νn)is the sum overiand overπinnof(ai)π multiplied by the coefficient ofπinνnsi,ni, which is zero by 1.4. ThusC(1)=C(1−νn). Now note that 1−νnis aZ-linear combination of permutations inn\n−1. But in

π∈n−1zππwe havez1 =0 and the coefficient of eachσn\n−1is zero, giving a contradiction. ✷ Now we prove certain identities in the integral group ringZn+1, which will be used to establish the module structure ofVn.

Proposition 1.6 For k = 1, . . . ,n, s¯k,n+1−k(1tn+1) is an element of the left ideal n1

i=1Zn+1s¯i,niofZn+1.

Proof: Letµi,n ∈Znbe as in 1.4. We show that, fork=1, . . . ,n,

¯

sk,n+1k(1tn+1)=(1µk+1,n+1)¯sk,nk+k,n+1tn+1)¯sk1,n+1k. As in the proof of 1.3, we have

(∗) s¯k,n+1k=µk,n+1s¯k1,n+1k+ ¯sk,nk, fork=1, . . . ,n.

Hence, the required result is equivalent to

¯

sk,n+1ktn+1=µk+1,n+1s¯k,nk+tn+1s¯k1,n+1k,

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that is

¯

sk,n+1−k=µk+1,n+1s¯k,nktn−1+1+tn+1s¯k−1,n+1−ktn−1+1.

This identity may be derived in a similar manner to (∗). A(k,n+1−k)-shuffleπ must have eitherπ(1)=1 orπ(k+1)=1. Now note thatαis a(k,nk)-shuffle if and only if(1 2. . .n+1)α(k+1k+2. . .n+1)−1is a(k,n+1−k)-shuffle takingk+1 to 1.

Furthermore,σis a(k−1,n+1−k)-shuffle if and only if(1 2. . .n+1)σ(1 2. . .n+1)−1 is a(k,n+1−k)-shuffle fixing 1. The result follows.Corollary 1.7 The following relations hold inIndn+1n Vn =Zn+1ZnVn,

¯

sk,n+1−k((1tn+1)cn)=0 fork=1, . . . ,n.

Proof: By 1.6,s¯k,n+1−k(1tn+1)=n−1

i=1 xis¯i,ni, for somexiinZn+1. So

¯

sk,n+1−k((1−tn+1)cn)=

n1

i=1

xis¯i,nicn=

n1

i=1

xi⊗ ¯si,nicn =0.

Theorem 1.8 There is a short exact sequence ofZn+1-modules 0 →Vn+1→ Indn+1n VnVn→0.

Proof: The Zn+1-module Vn+1 is determined by the relations s¯i,n+1icn+1 = 0 for i =1, . . . ,n.Letθ:Vn+1→Indn+1n Vnbe defined by

θ(xcn+1)=x(1tn+1)cn, forx∈Zn+1.

By 1.7,θrespects the relations, soθis a well-definedZn+1-module homomorphism.

Next we claimθis injective. From 1.5,Vn+1has a basis{πcn+1|πn}. For Indn+1n Vn

= Zn+1Zn Vn we have a basis{tni+1σcn|σn1, i = 0, . . . ,n}. Let x =

π∈nxππ, forxπ ∈Z. Then θ(xcn+1)=

π∈n

xππ(1tn+1)cn =

πn

1⊗xππcn±tnπ(1)+1xππc¯ n,

whereπ¯ =tn−π(+11)πtn+1n. Thenθ(xcn+1)=0 implies

π∈n,π(1)=kxππ¯cn = 0 for k=1, . . . ,n, which in turn implies

π∈n,π(1)=kxπ(n n+1−k)π¯cn =0 fork=1, . . . ,n. But

{(n n+1−k)π¯cn|πn, π(1)=k}

= {(n n+1−k)tn+1k πtn+1cn|πn, π(1)=k}

= {σcn|σn1},

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which is linearly independent by 1.5. Hence,xπ =0 for allπnandθis injective.

Let: Indn+1n VnVnbe defined by (xcn)=xcn, forx∈Zn+1.

This is clearly a well-defined surjectiveZn+1-module homomorphism. Furthermore, θ(xcn+1)=(x(1tn+1)cn)=x(1tn+1)cn =0,

soθ =0.

Now let:Vn(Indn+1n Vn)/θ(Vn+1)be the homomorphism ofZn+1-modules de- termined by(cn)=[1⊗cn]. The relations determining the moduleVnares¯i,nicn =0 for i =1, . . . ,nand(1tn+1)cn =0. We have(¯si,nicn)=[¯si,nicn]=[1⊗ ¯si,nicn]= [0]. Also((1tn+1)cn)=[(1−tn+1)⊗cn]=[0]. Sois a well-definedZn+1-module homomorphism. It is clear thatis surjective.

The set{σcn|σn1}is a basis forVn. Consider the elements(σcn)=[1⊗σcn] for σn1. The elements 1⊗σcn, forσn1, are independent in Indn+1n Vn and clearly remain independent on passing to the quotient byθ(Vn+1). Thusis injective.

SoVn∼=Indn+1n Vn/θ(Vn+1)and the sequence is exact. ✷ The short exact sequence ofZn+1-modules of 1.8 may also be deduced from the work of Sundaram; see particularly 1.1 and the proof of 3.5 in [10].

Proposition 1.9 The short exact sequence of1.8splits if n+1is inverted.

Proof: Ifn+1, the index ofn inn+1, is invertible in the ring Rthen the restriction map

resn+1,n: Ext1Rn+1(Vn,Vn+1)→Ext1Rn(Vn,Vn+1)

is injective. But, from 1.5, Vn+1 is free over n, so Ext1Rn(Vn,Vn+1) = 0. Thus Ext1Rn+1(Vn,Vn+1)=0 whenn+1 is invertible inR.Example 1.10 We consider the casen =2. HereV2is the trivial representation of2, with basisc2;V2is the trivial representation of3with basisc2; Ind32V2is a 3-dimensional module, with basisα=1⊗c2,β =t3c2,γ =t32c2, andV3is a 2-dimensional module with basisc3,(1 2)c3. By 1.8,θ(V3)is a submodule of Ind32V2, with basisθ(c3)=αβ, θ((1 2)c3)=αγ. The quotient(Ind32V2)/θ(V3)is the trivial representation of3,V2. Now any trivial submodule of Ind32V2 has basis a multiple ofα+β +γ. The matrix

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changing the basisα,β,γ toαβ,αγ,α+β+γ is



1 −1 0

1 0 −1

1 1 1

.

This has determinant 3. So if we invert 3, the trivial moduleV2is a complementary sub- module toθ(V3)in Ind32V2. However, if 3 is not inverted,θ(V3)is not a direct summand of Ind32V2.

2. The relationship with Lien

The free Lie algebra on n generators is the subalgebra generated by brackets [a,b] = abbaof the algebra of allZ-linear combinations of words in an alphabet withnletters.

Then Lienis that part of the free Lie algebra consisting ofZ-linear combinations of brackets which contain each generator exactly once. There is a natural left action ofnon Lienby permuting the generators. The main result of this section is Theorem 2.6, which establishes an isomorphism ofZn-modules

Lien ∼=Hom(Vn,Z[−1]) ,

whereVnis the representation defined in §1 andZ[−1] denotes the sign representation.

We begin with the following result, which is well-known. For a proof see [3], for example.

Proposition 2.1 As aZ-module, Lien is free of rank(n−1)!. Let An =[...[[an,an−1],an−2]. . .a1] ∈Lien.

Then the elementsπAnforπn−1are generators forLienas a free abelian group.

We need the following notation, in addition to that of §1.

Notation 2.2 Letτndenote the(unsigned)n-cycle(1 2. . . n)inn. We define inductively elementsθn,k∈Zn1,for each n≥2and for k=1, . . . ,n by

θ2,1 = −1, θn,1=θn−1,1

τn−1−1−1

, for n≥3, θ2,2 =1, θn,k=τn1θn1,k1τn−11, for k=2, . . . ,n.

It follows easily thatθn,n =1.

In 1.3, we gave the action of the permutationpn,kon the generatorcnofVn. The following result describes the action of this element on the generator Anof Lien.

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Proposition 2.3 For all n≥2and for k=1, . . . ,n, pn,kAn =θn,kAn.

Proof: The proof is by a double induction. First we fixk = 1 and use induction onn to prove that pn,1An =θn,1An for alln. This is evident forn =2. Assume the result for j <n. LetBn1 =[. . .[[bn1,bn2],bn3]. . .b1], wherebi =ai, fori =1, . . . ,n−2, andbn1=[an1,an]. Then

pn,1An =[...[[a1,a2],a3]. . .an]

=[[...[[a1,a2], . . .an−2],an],an−1]+[...[[a1,a2], . . .an−2],[an−1,an]]

=θn1,1[[...[[an,an2], . . . ,a2],a1],an1]+pn1,1Bn1 by hypothesis

=θn−1,1(n−1n−2 . . . 1)An+θn−1,1Bn−1 by induction hypothesis

=θn1,1(n−1n−2 . . . 1)Anθn1,1An sinceθn1,1∈Zn2

=θn−1,1

τn−1−1−1

An=θn,1An.

Now suppose that pn−1,k−1An−1 =θn−1,k−1An−1 for givenn andk. This time setbi = ai+1fori=1, . . . ,n−1. Then, fork>1,

pn,kAn = pn,k[...[[an,an1],an2]. . .a1]

= pn−1,k−1[[...[[bn−1,bn−2],bn−3]. . .b1],a1]

=θn1,k1[[...[[bn1,bn2],bn3]. . .b1],a1] by hypothesis

=τn−1θn−1,k−1τn−1−1An

=θn,kAn.

The general result now follows by induction. ✷

The following lemma gives an alternative description of the elementsθn,k. Lemma 2.4 For n≥2and k=1, . . . ,n,

θn,k=

(−1)(n−π−1(k))π,

where the sum is over all permutationsπinn−1such that pn,kπpn1(k)is a(π1(k)−1, nπ1(k))-shuffle.

Proof: LetXn,k=

(−1)(n−π−1(k))π, where the sum is over all permutationsπinn−1

such that pn,kπpn−1(k)is a−1(k)−1,nπ−1(k))-shuffle. First we consider the case k=1. SinceX2,1 = −1=θ2,1, it is sufficient to show thatXn,1 =Xn−1,1n−1−1−1). Let πn1be a summand ofXn,1, that isσ = pn,1πpn−1(1)is a−1(1)−1,nπ−1(1))- shuffle. Note thatσ(π−1(1))=1. It follows that eitherσ (π−1(1)+1)=2, in which case π(n−1)=n−1; orσ(1)=2, in which caseπ(1)=n−1.

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In the first case, it is straightforward to check that π also appears in Xn−1,1 but with opposite sign. In the second case, we may check thatπτn−1is a summand ofXn−1,1. The result fork=1 follows.

To deduce the general case, first note that it follows immediately from the definition that Xn,n =1. Then, fork =2, . . . ,n, it is sufficient to show that Xn,k =τn1Xn1,k1τn−1−1. Supposeσ is a summand ofXn−1,k−1, and letπ=τn−1στn−1−1. So, setting j=σ−1(k−1), α = pn1,k1σpn1,j is a(j −1,nj −1)-shuffle. Thenπ−1(k) = j +1. Consider β = pn,kπpn,j+1. One can check thatβ =xαywherex=(1 2. . .k−1)(k k+1. . .n), andy=(j j−1. . .2 1)(n n−1. . .j+1). Then a straightforward argument shows that β is a(j,nj−1)-shuffle if and only ifαis a(j−1,nj−1)-shuffle. Henceσ is a summand ofXn1,k1if and only ifτn1σ τn−11is a summand ofXn,k. ✷ Now we turn to consideration of Hom(Vn,Z[−1]). Let fn ∈ Hom(Vn,Z[−1])be the dual ofcnwith respect to the basis of 1.5.

Proposition 2.5 For k =1, . . . ,n pn,kfn=θn,kfn.

Proof: Forπn−1, we have

(pn,kfn)(πcn)=(pn,k)fn(pn,kπcn)

=(pn,k)fn

σpn1(k)cn

whereσ =pn,kπpn1(k)n−1

=(pn,k)(−1)(n−π−1(k))

pn−1(k) fn

σρn−1(k)cn

=

pn,kpn−1(k)

(−1)(n−π−1(k))fn

σs¯π−1(k)−1,n−π−1(k)cn

by 1.3

=

(−1)(n−π−1(k))(π), ifσ is a−1(k)−1,nπ−1(k))-shuffle;

0, otherwise.

The result now follows from 2.4. ✷

Theorem 2.6 There is an isomorphism ofZn-modules Lien ∼=Hom(Vn,Z[−1]).

Proof: Define: Lien→Hom(Vn,Z[−1])by(πAn)=πfn. By 2.1 and 1.5, this takes the basis{πAn|πn−1}of Liento the basis{πfn|πn−1}of Hom(Vn,Z[−1]). By 2.3 and 2.5,respects theZn-module structures. Thusis a well-definedZn-module

isomorphism. ✷

Let the dual of a moduleMbe denotedM. Combining 2.6 with 1.8 allows us to recover the following result.

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Corollary 2.7 There is an+1action onLienand hence onLien. Denoting theseZn+1- modules by(Lien)andLien,we have short exact sequences ofZn+1-modules

0→Lien+1→Indn+1n Lien(Lien)→0, 0←Lien+1←Indnn+1Lien ←Lien←0.

We remark that 2.6 and the results of the first section give an explicit combinatorial description of then+1action on Lien.

References

1. E. Babson, A. Bj¨orner, S. Linusson, J. Shareshian, and V. Welker, “Complexes of noti-connected graphs,”

extended abstract, in Proceedings of the 9th Formal Power Series and Algebraic Combinatorics Conference, Vienna, July 1997.

2. H. Barcelo, “On the action of the symmetric group on the free Lie algebra and the partition lattice,”J. Combin.

Theory (A)55(1990), 93–129.

3. A.M. Garsia, “Combinatorics of the free Lie algebra and the symmetric group,” inAnalysis, research papers published in honour of J. Moser’s 60th birthday, P.H. Rabinowitz and E. Zehnder (Eds.), Academic Press, San Diego, 1990.

4. E. Getzler and M.M. Kapranov, “Cyclic operads and cyclic homology,” inConference Proceedings and Lecture Notes in Geometry and Topology, Vol. VI, S.-T. Yau (Ed.), International Press, Cambridge, MA, 1995, pp. 167–201.

5. P. Hanlon, “Otter’s method and the homology of homeomorphically irreduciblek-trees,”J. Combin. Theory (A)74(2) (1996), 301–320.

6. O. Mathieu, “Hiddenn+1-actions,”Commun. Math. Phys.176(1996), 467–474.

7. A. Robinson and S. Whitehouse, “The tree representation ofn+1,”J. Pure Appl. Algebra111(1996), 245–253.

8. A. Robinson and S. Whitehouse, “Operads and-homology of commutative rings,”Math. Proc. Combin.

Phil. Soc.Preprint, Universit´e Paris 13, 1998.

9. S. Sundaram, “Decompositions ofSn-submodules in the free Lie algebra,”J. Algebra154(1993), 507–558.

10. S. Sundaram, “Homotopy of non-modular partitions and the Whitehouse module,”J. Alg. Combin.9(1999), 251–269.

11. S. Whitehouse, “The Eulerian representations ofnas restrictions of representations ofn+1,”J. Pure Appl.

Algebra115(1997), 309–320.

12. S.A. Whitehouse, “-(co)homology of commutative algebras and some related representations of the sym- metric group,” Ph.D. Thesis, University of Warwick, 1994.

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