ISSN 2219-7184; Copyright ICSRS Publication, 2011c www.i-csrs.org
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On Strictly Convex and Strictly Convex
According to an Index Semi-Normed Vector Spaces
Artur Stringa
Department of Mathematics, Faculty of Natural Sciences, University of Tirana, Albania
E-mail: [email protected] (Received:22-5-11 /Accepted:16-6-11)
Abstract
The purpose of this paper is giving the notion of strictly convex semi–
normed vector spaces according to an index and the notion of an extreme point of a convex set C in a vector space X, according to the semi-norm p in the spaceX. We extend to semi-normed vector spaces, via semi–pre-inner–
products, some known results on strictly convex normed vector spaces, which are characterized in terms of semi-inner-products.
Keywords: extreme point, semi–norm, semi–pre–inner–product, strict con- vexity, strict convexity according to an index.
1 Introduction
Definition 1.1 [3] Let X be a real vector space. We shall say that a real semi-inner-product is defined onX, if to anyx, y ∈X there corresponds a real number [x, y] and the following properties hold:
(1) (i) [x+y, z] = [x, z] + [y, z]
(ii) [λx, y] =λ[x, y], for x, y, z ∈X and λ∈R, (2) [x, x]>0, for x6= 0,
(3) [x, y]2 ≤[x, x]·[y, y].
A vector space with a semi–inner–product (in short s.i.p.) is called a semi–
inner–product space (in short s.i.p.s.). It is a normed linear space withkxk=
[x, x]1/2[3]. The topology on a s.i.p.s. is the one induced by this norm. It is further prove in [3] that every normed vector space can be made into s.i.p.s.
(in general, in infinitely many different ways).
A pointu of a convex setC in a vector space is called an extreme point of C ifu=t·v+ (1−t)·wwith 0< t <1 andv, w∈C, implies that u=v =w.
A normed linear spaceXis strictly convex if each point of the unit sphere is an extreme point of the unit ball [2]. The following characterizations on strictly convex spaces are available.
Theorem 1.2 [5]A normed linear spaceX is strictly convex if and only if:
kx+yk=kxk+kyk, where x6=y, implies y=λx, for some real λ >0.
Theorem 1.3 [1] A s.i.p.s. X is strictly convex if and only if:
[x, y] =kxk · kyk, where x6=y, implies y=λx, for some real λ >0.
Theorem 1.4 [2] On a s.i.p.s. X, the following conditions are equivalent:
(i) X is strictly convex ;
(ii) If ky+zk ≤ kyk and [z, y] = 0, then z = 0 ; (iii) If ky+zk=kyk and [z, y] = 0, then z = 0;
(iv) If A is a bounded linear on X, if kI + Ak ≤ 1 and if [Ax, x] = 0, for some x in X, then Ax= 0.
Aiming to generalize the condition (2) in the definition of s.i.p. function, we have introduced [7] the concept of the semi-pre-inner-product function, which is a generalization of the s.i.p. function’s concept:
Definition 1.5 [7] Let X be a real vector space. Consider a functional defined on X×X as follows:
X×X →R (x, y)7→[x, y]
If [x, y] satisfies the postulates:
(1)0 [x, x]≥0, x∈X,
(2)0 [λx, y] =λ[x, y], λ∈R and x, y ∈X,
(3)0 [x+y, z] = [x, z] + [y, z], x, y and z∈X, (4)0 [x, y]2 ≤[x, x]·[y, y], x, y ∈X.
then we say that is a semi-pre-inner-product onX (in short s.p.i.p.). The pair (X,[·,·]) is called a semi-pre- inner-product space (in short s.p.i.p.s.).
The following theorem proves the existence of the s.p.i.p.:
Theorem 1.6 [7] For every semi-norm function p in the vector space X, there is a s.p.i.p. [·,·] , such that p2(x) = [x, x],∀x∈X.
Proof. [7] Let M =p−1(0) = {x∈X/p(x) = 0}. Sincep is a semi–norm on X, we have thatM is a closed subspace of the vector space X. We note that the relationx∼y⇔(x−y)∈M, is a equivalent relation onX. Let us denote byX1 the X/M. For any two points x1 and x2 from the class of equivalence, bx, inequality 0 ≤ |p(x1)−p(x2)| ≤ p(x1−x2), implies p(x1) = p(x2) which gives that the function:
pb:X1 →R+, such that∀xb∈X1,pb(x) =b p(x),
for some x from the equivalence classx, is a norm onb X1. Then, by [3], there exists a s.i.p. onX1×X1:
h·,·i:X1×X1 →R, so thatpb(bx) =hx,b xib 12 ,∀bx∈X1. Let us construct the function:
[·,·] :X×X →R, such that [x, y] =hx,b yib , for x, y ∈X.
The above function is a s.p.i.p. function. So, (i) [x, x] =hbx,xi ≥b 0, for x∈X.
(ii) [λx, y] =D λx,c ybE
=hλx,b yib =λhbx,byi=λ[x, y], forλ∈R and x, y ∈X, (iii) [x1+x2, y] = D
x\1+x2,byE
= hxb1+xb2,yib = hxb1,yib +hxb1,yib = [x1, y] + + [x2, y], for x1, x2 and y∈X
(iv) [x, y]2 =hbx,byi2 ≤ hbx,bxi · hby,byi= [x, x]·[y, y], for x, y ∈X.
We conclude by noting that:
[x, x] =hbx,xib = [pb(x)]b 2 =p2(x),∀x∈X.
2 Main Results
Theorem 1.6 allows us to extend some results related to the semi-inner-products on semi-normed spaces.
At first, we note that, if [·,·]1 and [·,·]2 are two semi-pre-inner–products on X, then the function such that:
[x, y] = [x, y]1+ [x, y]2,∀(x, y)∈X2,
is a s.p.i.p.. It is obvious that the function [·,·] satisfies the conditions (1)0, (2)0, (3)0, of Definition 1.5. Let us prove that it satisfies also the condition (4)0. [x, y]2 = ([x, y]1+ [x, y]2)2 = ([x, y]1)2+ 2 [x, y]1·[x, y]2+ ([x, y]2)2 ≤
≤ [x, x]1·[y, y]1+ 2 ([x, x]1·[y, y]1·[x, x]2·[y, y]2)12 + [x, x]2·[y, y]2 ≤
≤ [x, x]1·[y, y]1+ [x, x]1·[y, y]2+ [x, x]2·[y, y]1+ [x, x]2·[y, y]2 =
= ([x, x]1+ [x, x]2)·([y, y]1+ [y, y]2) = [x, x]·[y, y].
By induction one can prove that every finite sum of s.p.i.–products is also a s.p.i.p. This fact makes it possible that every semi-normed space (X,{pα}α∈A), where{pα}α∈A is a family of semi-norms andA is an index set, can be consid- ered filtered and the filtration concept can be related with the filtration of the s.p.i.products [x, y]α, corresponding to the semi-normspα,α∈ A. Actually the family of semi-norms {pα}α∈A can be replaced with the family of semi-norms {pA}A⊂A, A={α1, α2, . . . , αs}, s∈N, where:
pA(x) = p2α1(x) +p2α2(x) +· · ·+p2αs(x)12
, forx∈X.
It is clear that this function satisfies the first two conditions of a semi-norm, and for the third condition we have that:
pA(x+y) = p2α
1(x+y) +· · ·+p2αs(x+y)12
= v u u t
s
X
i=1
p2α
i(x+y)≤
≤ v u u t
s
X
i=1
(pαi(x) +pαi(y))2 ≤ v u u t
s
X
i=1
p2αi(x) + v u u t
s
X
i=1
p2αi(y)6
≤ pA(x) +pA(y), for x, y ∈X.
The family{pA}A⊂A is filtered since forA1 ⊂A2, we havepA1(x)≤pA2(x), for allx ∈X and furthermore this family is related to the s.p.i.–products family {[x, y]A}A⊂A by the equation
[x, y]A= [x, y]α
1 + [x, y]α
2 +· · ·+ [x, y]α
s, for x, y ∈X.
If we denote by BA∗ (0, ε) =
s
T
i=1
Bαi(0, ε) the neighborhoods of the origin of the X space for the topology of the semi-normed family {pα}α∈A and with BA(0, ε) ={x∈X/pA(x)< ε}the neighborhoods of the origin of theX space for the topology of the semi-normed family{pA}A⊂A the inclusionsBA(0, ε)⊂ BA∗(0, ε)⊂√
sBA(0, ε) show that the topologies of these families coincide.
At [5] and [2] some results in the normed vector spaces, characterized in terms of s.i.–products are formulated and proved. Our aim is to extend them in the semi-normed spaces, via s.p.i.–products. Firstly, let us give the following definitions.
Definition 2.1 The semi—normed vector space(X,{pα}α∈A)is called strict- ly convex according to the index α ∈ A,if for every two points x and y in X, such that:
pα(x)6= 0, pα(y)6= 0 and pα(x+y) = pα(x) +pα(y), there exists aλα >0, such that pα(y−λαx) = 0.
Definition 2.2 The semi—normed vector space(X,{pα}α∈A)is called strict- ly convex if it is strictly convex according to the index α, for allα ∈ A.
Letα ∈ A and denote by Xα the X/p−1α (0).
Theorem 2.3 The semi—normed vector space(X,{pα}α∈A)is strictly con- vex according to the index α∈ A if and only if the corresponding space Xα is strictly convex.
Proof. Suppose that the semi-normed vector space (X,{pα}α∈A) is strictly convex according to the index α ∈ A and let xb and ybbe two elements from Xα such that:
pbα(bx+y) =b pbα(x) +b pbα(y)b
By the structure of pbα it derives that if x∈xband y∈ybthen:
pα(x+y) = pα(x) +pα(y).
Thus, there exists a λα >0, such that:
pα(y−λαx) = 0⇔pbα(y\−λαx) = 0 ⇔y\−λαx=b0⇔yb−λαxb=b0⇔ yb = λαx.b
Conversely, let us suppose that Xα is a strictly convex normed space and let x, y be two points in X, such that pα(x+y) = pα(x) +pα(y). Let bx and by be the equivalence classes of the pointsx and y. The following equality holds:
pbα(bx+y) =b pbα(x) +b pbα(y)b
By the condition,∃λα >0, such that yb=λαx. We have:b
pα(y−λαx) =pbα(y\−λαx) =pbα(yb−λdαx) = pbα(yb−λαbx) =pbα(b0) = 0.
Theorem 2.3 allows us to find some similar characteristics of being strictly convex in a semi-normed vector space (X,{pα}α∈A).
Theorem 2.4 The semi-normed vector space (X,{pα}α∈A) is strictly con- vex according to the indexα ∈ A if and only if for every two pointsx and y in X, such thatpα(x)6= 0, pα(y)6= 0 and [x, y]α =pα(x)·pα(y), there is a λα >0 such that pα(y−λαx) = 0.
Proof. Suppose that the semi-normed vector space (X,{pα}α∈A) is strictly convex according to the index α ∈ A. Theorem 2.3 implies that the normed vector spaceXα is strictly convex. Let xand y be two points in X such that:
pα(x)6= 0, pα(y)6= 0 and [x, y]α =pα(x)·pα(y).
We note that for the equivalence classesxband y,b hx,b yib α=pbα(bx)·pbα(by).
Theorem 1.3 implies that there exists a λα >0, such that by=λαbx⇔pα(y−λαx) = 0.
Conversely, suppose thatx and y are two points in X, such that:
pα(x+y) = pα(x) +pα(y).
Sincepbα(bx+by) =pbα(bx) +pbα(by) we conclude that:
hx,b bx+byiα+hy,b xb+yibα = hbx+y,b xb+byiα = [pbα(bx+by)]2 =
= pbα(xb+by)·pbα(xb+by) =
= pbα(xb+by) (pbα(x) +b pbα(y))b therefore,
(pbα(x)b ·pbα(bx+y)b − hx,b bx+byiα) + (pbα(y)b ·pbα(xb+by)− hby,bx+yibα) = 0.
From the condition (4)0 of the Definition 1.5, each of the brackets in the above equality is nonnegative and since their sum is zero, we have that:
pbα(bx)·pbα(xb+by) =hx,b xb+byiα and pbα(by)·pbα(xb+by) = hy,b bx+yibα (1)
Sincepbα(bx)·pbα(xb+y) =b hbx,bx+yibα, it derives that there exists some ηα >0, such that bx+by = ηαbx ⇔ by = (ηα−1)bx. Denoting by λα = ηα−1 we have that:
pbα(xb+y)b = pbα(x) +b pbα(y)b ⇔pbα(ηαbx) = pbα(x) +b pbα(y)b ⇔
⇔ ηα·pbα(x) =b pbα(bx) +pbα(y)b ⇔pbα(y) = (ηb α−1)pbα(bx) that imply ηα−1>0 (we used the fact that pα(x)6= 0 and pα(y)6= 0).
Therefore, there exists a λα >0, such that yb=λαxb⇔pα(y−λαx) = 0.
Theorem 2.5 The semi—normed vector space X,{pα}α∈A
is strictly con- vex according to the index α ∈ A if and only if for every two points x and y in X, such that pα(x) 6= 0, [x, y]α = 0 and pα(x+y) = pα(x), we have that pα(y) = 0.
Proof. Suppose that x and y are two points inX, such that:
pα(x)6= 0,[x, y]α= 0 and pα(x+y) = pα(x) For the equivalence classes of bx and by we have the followings:
pbα(bx)6= 0,hbx,byiα = 0 andpbα(bx+y) =b pbα(x).b
Theorem 2.3 implies that the space Xα is strictly convex. From Theorem 1.4/(iii) we conclude that:
pbα(y) = 0b ⇔pα(y) = 0.
Conversely, suppose thatx and y are two points in X, such that:
pα(x)6= 0, pα(y)6= 0 and pα(x+y) =pα(x) +pα(x).
We note that pbα(xb+y) =b pbα(x) +b pbα(y). Let’sb λα = pbα(y)b
pbα(bx).
Therefore,λα>0. Considering the pointsbu=λαbx−byandbv =xb+by, we have that:
pbα(bu+bv) = pbα(xb+λαx) =b pbα
xb+ pbα(by) pbα(x)b bx
=pbα
xb·(pbα(bx) +pbα(by)) pbα(x)b
=
= pbα(bx) +pbα(by)
pbα(bx) pbα(bx) =pbα(bx) +pbα(by) = pbα(xb+by) =pbα(bv),
furthermore, pbα(vb) 6= 0. Due to the equalities (1) in Theorem 2.4, we can conclude that:
hbu,bviα = hλαxb−y,b xb+byiα =λαhbx,bx+yibα− hy,b xb+byiα =
= pbα(y)b
pbα(bx)·pbα(bx)·pbα(bx+by)−pbα(y)b ·pbα(bx+y) = 0.b Finally, for the points buand bv the following equalities hold:
pbα(bu+vb) =pbα(bv) and hbu,bviα = 0.
Letu1 ∈bu and v1 ∈vb. The following equalities are true:
pα(u1+v1) = pα(v1),[u1, v1]α = 0 and pα(v1) =pα(bv)6= 0.
From the assumption, it derives that:
pα(u1) = 0⇒pbα(u) = 0b ⇒pα(y−λαx) = 0.
Letp be a semi-norm in the space X and C a convex subspace of X.
Definition 2.6 A point x0 ∈C, is called an extreme point of C, according to the semi-norm p, if x0 = tu+ (1 −t)v with 0 < t < 1 and (u, v) ∈ C2, implies thatp(x0−u) = p(x0−v) = p(u−v) = 0.
If the semi-norm p is a norm, then the extreme point according to the semi- norm pis extreme point for C, since if p(x0−u) =p(x0−v) =p(u−v) = 0, we have thatx0 =u=v.
Theorem 2.7 The semi-normed vector space X,{pα}α∈A
is strictly con- vex according to the index α ∈ A if and only if every point x0 ∈ Sα(0,1) = {x∈X/pα(x) = 1}is an extreme point of the setBα∗(0,1) ={x∈X/pα(x)≤1}
according to the semi-norm pα. Proof. Let’s denote by
x0 =tu+ (1−t)v with 0< t <1, pα(u)≤1, pα(v)≤1 and pα(x0) = 1 From the definition of the sum and multiplication by scalars of the equivalence classes in Xα we have that xb0 = tbu+ (1−t)bv. Since Xα is strictly convex, from [2] we have thatxb0 =ub=vb. Therefore,xb0−ub=xb0−bv =bu−bv =b0⇒ pα(x0−u) =pα(x0−v) = pα(u−v).
Conversely, to prove that the semi--normed vector space X,{pα}α∈A is strictly convex according to the indexα∈ A its sufficient to prove that Xα is strictly convex.
Letxb0andyb0be two distinct points from zero, such thathxb0,yb0iα =pbα(xb0)·
pbα(yb0). The pointsxb1 = xb0
pbα(xb0) and yb1 = yb0
pbα(yb0) are in the the closed ball:
Bbα∗(0,1) = {bx∈Xα/pbα(x)b ≤1}.
Let’sub=txb1+(1−t)yb1,0< t <1. We havepbα(bu)≤tpbα(xb1)+(1−t)pbα(yb1)≤1.
Furthermore,
hbu,yb0iα = t· hxb1,yb0iα+ (1−t)· hyb1,yb0iα =
= t·pα(xb0)·pα(yb0)
pα(xb0) +(1−t)·pα(yb0)·pα(yb0) pbα(yb0) =
= pbα(yb0) [t+ (1−t)] = pbα(yb0).
So, pbα(yb0) =hu,b yb0iα =pbα(bu)·pbα(yb0)⇒pbα(u) = 1, which means that:b
ub∈Scα(0,1) ={xb∈Xα/pbα(x) = 1}b .
Let us take the points x1 ∈ xb1, y1 ∈ yb1 and u ∈ u. One can see that:b x1 ∈ Bα∗(0,1), y1 ∈Bα∗(0,1) and u∈Bα∗(0,1). From the assumption it derives that:
pα(x1−u) = pα(y1−u) =pα(x1−y1) = 0 ⇒bu=xb1 =yb1 ⇔yb0 =λα·xb0
⇔ pbα(yb0−λα·xb0) = 0, where λα = pbα(yb0)
pbα(xb0) > 0. From Theorem 1.3, we conclude that Xα is strictly
convex.
Let us try to extend some results related to the strict convexity of a normed space. Firstly we give the following definition:
Definition 2.8 The operator T : X,{pα}α∈A
→ X,{pα}α∈A
belongs to the class L0 if for every α ∈ A there exists a constant cα such that pα(T x)≤ cαpα(x), for x∈X.
Theorem 2.9 Let X,{pα}α∈A
be a semi–normed vector space. For every α ∈ A the proposition 1. implies the proposition 2., where 1. and 2. are the following propositions:
1. If the operator T ∈ L0 satisfies the conditions:
pα(I+T)≤1 and [T x, x]α = 0,
where pα(I+T) = sup{pα(x+T x)/pα(x)≤1}, then pα(T x) = 0;
2. If z and y (pα(y)6= 0) satisfy the conditions:
[z, y]α = 0 and pα(z+y) = pα(y) then pα(z) = 0.
Proof. On the contrary, let us suppose that the points z and y are such that:
[z, y]α = 0, pα(z+y) = pα(y) and pα(z)6= 0 Let us consider the operator T :X →X, defined by:
T x= 1
(pα(y))2 ·[x, y]α·(z+y)−x, forx∈X.
This operator is inL0, since:
pα(T x) ≤ 1
(pα(y))2 · |[x, y]α| ·pα(y+z) +pα(x) = |[x, y]α|
pα(y) +pα(x)≤
≤ pα(x)pα(y)
pα(y) +pα(x) = (1 + 1)pα(x) = cαpα(x), for x∈X.
We note that:
pα(I+T) = sup{pα(x+T x/pα(x)≤1}=
= sup
pα
1
(pα(y))2 ·[x, y]α·(z+y)
/pα(x)≤1
=
= sup
[x, y]α
pα(y)/pα(x)≤1
≤sup
pα(x)pα(y)
pα(y) /pα(x)≤1
=
= sup{pα(x)/pα(x)≤1}= 1.
On the other hand [T y, y]α =
[y, y]α
p2α(y)(y+z)−y, y
α
= [z, y]α = 0,
while T y =z and pα(T y) = pα(z)6= 0. This fact contradicts the proposition (1) of the theorem, since although pα(I +T) ≤ 1 and [T y, y]α = 0, we have
that pα(T y)6= 0.
Theorem 2.10 Let us suppose that the semi–normed vector space X,{pα}α∈A is strictly convex according to the α ∈ A. Then, if z and y are two points in X such that:
pα(y)6= 0,[z, y]α = 0 and pα(z+y)≤pα(y) then pα(z) = 0.
Proof. Let us construct the corresponding classes of equivalence bz and by of the points z and y. Since pbα(zb+y) =b pα(z +y) ≤ pα(y) = pbα(by) and hz,b yibα = [z, y]α = 0, then from Theorem 1.4/(iii), we conclude that zb= b0,
thereforepα(z) =pbα(bz) = 0.
Theorem 2.11 Let X,{pα}α∈A
be a semi–normed vector space. For all α∈ A the following propositions are equivalent:
1. If y and z are two points in X that satisfying the conditions: , pα(y)6= 0,[z, y]α = 0 and pα(y+z)≤pα(y), then, pα(z) = 0;
2. If the operator T ∈ L0 satisfies the conditions:
pα(I+T)≤1 and [T x, x]α = 0 then pα(T x) = 0.
Proof. Since pα(I +T) = sup{pα(x+T x)/pα(x)≤1} ≤ 1, it derives that the following is true:
pα(x+T x)≤pα(I+T)·pα(x), for x∈X
Ifx∈X and pα(x) = 0, then equality holds. If x∈X and pα(x)6= 0, we note that:
pα(x+T x) pα(x) =pα
x pα(x)+T
x pα(x)
=pα(x1+T x1), where x1 = x pα(x). Since pα(x1) = 1, pα(x1 + T x1) ≤ pα(I +T), which gives pα(x+T x)
pα(x) ≤ pα(I+T), so we conclude thatpα(x+T x)≤pα(I+T)·pα(x) forx∈X. From the condition we have thatpα(I+T)≤1, therefore we havepα(x+T x)≤pα(x), forx∈X.Finally, pα(x+T x)≤pα(x), for x∈X and [T x, x]α = 0, forx∈X
imply that pα(T x) = 0.
As a corollary of Theorems 2.9, 2.10 and 2.11 we conclude the following, which is a generalization of Theorem 1.4.
Theorem 2.12 Let X,{pα}α∈A
be a semi–normed vector space. The fo- llowing propositions are equivalent:
1. The space X,{pα}α∈A
is strictly convex according to the α∈ A;
2. If y and z are two points in X that satisfying the conditions : pα(y)6= 0,[z, y]α = 0 and pα(y+z)≤pα(y), then pα(z) = 0;
3. If the operator T from L0 , satisfies the conditions:
pα(I +T)≤1 and [T x, x]α = 0 then pα(T x) = 0.
Proof. From Theorem 2.10 we have that (1)⇒(2).
From Theorem 2.3 and from the fact that the condition pα(y+z) =pα(y) is weaker than the following one pα(y+z) ≤ pα(y) we have that (2) ⇒ (1).
From Theorems 2.3 and 2.9 we have that (3)⇒(1).
From theorem 2.11 we have that (2) ⇒ (3). Finally, we have that (1) ⇔
(2)⇔(3).
Lel’s X,{pα}α∈A
a semi-normed vector space. We denote with:
S(0,1) = \
α∈A
Sα(0,1) and B∗(0,1) = \
α∈A
Bα(0,1).
Let us suppose that the family of the s.p.i. products, corresponding to the family of semi—norms, is separated, i.e.:
∀x∈X,∃α∈A, such that [x, x]α =p2α(x)6= 0.
Theorem 2.13 The Haussdorf vector space X,{pα}α∈A
is strictly convex if and only if every pointx0 ∈S(0,1) (S(0,1)6= Φ), is a extreme point for the set B∗(0,1).
Proof. Suppose thatx0 =tu+(1−t)v, wherex0 ∈S(0,1) andu, v ∈B∗(0,1).
Since X,{pα}α∈A
is a convex structure for all α ∈ A Theorem 2.7 implies that:
pα(x0−u) =pα(x0−v) =pα(u−v) = 0
Since the above equalities hold for all α ∈ A than x0 =u =v. Really, if we suppose the contrary, for instance x0 6= u then there exists an index α ∈ A such thatpα(x0−u)6= 0.
Conversely, let us consider an index α ∈ A. Since the point x0 ∈ S(0,1) is an extreme point of B∗(0,1), we conclude that the point x0 ∈ S(0,1) is a extreme point according to the semi—normpα. Using Theorem 2.7 on the set B∗(0,1) we have that the space X,{pα}α∈A
is strictly convex according to the index α. Since α ∈ A is an arbitrary index, the space X,{pα}α∈A
is
strictly convex.
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