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Journal of Inequalities and Applications Volume 2007, Article ID 27195,10pages doi:10.1155/2007/27195

Research Article

Spectrum of Class wF( p,r, q) Operators

Jiangtao Yuan and Zongsheng Gao

Received 23 November 2006; Accepted 16 May 2007

Dedicated to Professor Daoxing Xia on his 77th birthday with respect and affection Recommended by Jozsef Szabados

This paper discusses some spectral properties of class wF(p,r,q) operators for p >0, r >0, p+r1, and q1. It is shown that if T is a class wF(p,r,q) operator, then the Riesz idempotentEλ ofT with respect to each nonzero isolated point spectrum λ is selfadjoint andEλ=ker (Tλ)=ker (Tλ). Afterwards, we prove that every class wF(p,r,q) operator has SVEP and property (β), and Weyl’s theorem holds forf(T) when

f H(σ(T)).

Copyright © 2007 J. Yuan and Z. Gao. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

1. Introduction

A capital letter (such asT) means a bounded linear operator on a complex Hilbert space Ᏼ. Forp >0, an operatorTis said to bep-hyponormal if (TT)p(TT)p, whereT is the adjoint operator ofT. An invertible operatorT is said to be log-hyponormal if log(TT)log(TT). Ifp=1,Tis called hyponormal, and if p=1/2Tis called semi- hyponormal. Log-hyponormality is sometimes regarded as 0-hyponormal since (Xp 1)/ plogXasp0 forX >0.

See Martin and Putinar [1] and Xia [2] for basic properties of hyponormal and semi- hyponormal operators. Log-hyponormal operators were introduced by Tanahashi [3], Aluthge and Wang [4], and Fujii et al. [5] independently. Aluthge [6] introduced p- hyponormal operators.

As generalizations ofp-hyponormal and log-hyponormal operators, many authors in- troduced many classes of operators. Aluthge and Wang [4] introducedw-hyponormal op- erators defined by|T| ≥ |T| ≥ |(T) |, where the polar decomposition ofTisT=U|T| andT= |T|1/2U|T|1/2is called Aluthge transformation ofT. Forp >0 andr >0, Ito [7]

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introduced classwA(p,r) defined by

Tr|T|2pTrr/(p+r)T2r, |T|pT2r|T|ps/(p+r)

≤ |T|2p. (1.1) Note that the two exponentsr/(p+r) and p/(p+r) in the formula above satisfyr/

(p+r) +p/(p+r)=1, Yang and Yuan [8] introduced classwF(p,r,q).

Definition 1.1 (see [8,9]). Forp >0,r >0, andq1, an operatorTbelongs to classwF(p, r,q) if

|Tr|T|2pTr1/qT2(p+r)/q, |T|2(p+r)(11/q)

|T|pT2r|T|p(11/q)

. (1.2) Denote (1q1)1byqwhenq >1 becauseqand (1q1)1are a couple of conju- gate exponents. It is clear that classwA(p,r) equals classwF(p,r, (p+r)/r).

w-hyponormality equalswA(1/2, 1/2) [7]. Ito and Yamazaki [10] showed that class wA(p,r) coincides with classA(p,r) (introduced by Fujii et al. [11]) for each p >0 and r >0. Consequently, classwA(1, 1) equals classA(i.e., |T2| ≥ |T|2, introduced by Fu- ruta et al. [12]). Reference [9] showed that classwF(p,r,q) coincides with classF(p,r,q) (introduced by Fujii and Nakamoto [13]) whenrqp+r.

Recently, there are great developments in the spectral theory of the classes of operators above. We cite [8,14–22]. In this paper, we will discuss several spectral properties of class wF(p,r,q) forp >0,r >0,p+r1, andq1.

InSection 2, we prove that Riesz idempotentEλofTwith respect to each nonzero iso- lated point spectrumλis selfadjoint andEλ=ker(Tλ)=ker(Tλ). InSection 3, we will show that each classwF(p,r,q) operator has SVEP (single-valued extension prop- erty) and Bishop’s property (β). InSection 4, we show that Weyl’s theorem holds for class wF(p,r,q).

2. Riesz idempotent

Letσ(T),σp(T),σj p(T),σa(T),σja(T), andσr(T) mean the spectrum, point spectrum, joint point spectrum, approximate point spectrum, joint approximate point spectrum, and residual spectrum of an operatorT, respectively (cf. [8,23]).σrXia(T) andσiso(T) mean the setσ(T)σa(T) and the set of isolated points ofσ(T), see [23,2].

Ifλσiso(T), the Riesz idempotentEλofTwith respectλis defined by Eλ=

∂Ᏸ(zT)1dz, (2.1)

whereᏰis an open disk which is far from the rest ofσ(T) and∂Ᏸmeans its boundary.

Stampfli [24] showed that ifTis hyponormal, thenEλis selfadjoint andEλ=ker(T λ)=ker(Tλ). The recent developments of this result are shown in [16,17,20,22], and so on.

In this section, it is shown that whenλ=0, this result holds for classwF(p,r,q) with p+r1 and q1. It is always assumed that λσiso(T) when the idempotent Eλ is considered.

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Theorem 2.1. LetT belong to classwF(p,r,q) with p+r1,λ= |λ|eᏯ, andλp+r=

|λ|p+re, then the following assertions hold.

(1) Ifλ=0, thenEλ=Eλ(p,r) andEλ=ker(Tλ)=ker(Tλ), whereEλ(p,r) is the Riesz idempotent ofT(p,r)= |T|pU|T|r (the generalized Aluthge transfor- mation ofT) with respect toλp+r.

(2) Ifλ=0, then kerT=E0=E0(p,r)Ᏼ=ker(T(p,r)).

Reference [21] gave an example that the operatorTisw-hyponormal,E0is not selfad- joint, and kerT=kerT.

An operatorTis said to be isoloid ifσiso(T)σp(T), is said to be reguloid if (Tλ)Ᏼ, is closed for eachλσiso(T).

Theorem 2.2. IfTbelongs to classwF(p,r,q) withp+r1, thenTis isoloid and reguloid.

To give proofs, we prepare the following results.

Theorem 2.3 (see [14]). Letλ=0, and let{xn}be a sequence of vectors. Then the following assertions are equivalent.

(1) (Tλ)xn0 and (Tλ)xn0.

(2) (|T| − |λ|)xn0 and (Ue)xn0.

(3) (|T|− |λ|)xn0 and (Ue)xn0.

Theorem 2.4 (see [8]). IfTis a classwF(p,r,q) operator forp+r1 andq1, then the following assertions hold.

(1) IfTx=λx,λ=0, thenTx=λx.

(2)σa(T)− {0} =σja(T)− {0}.

(3) IfTx=λx,T y=μyandλ=μ, then (x,y)=0.

Theorem 2.5 (see [9]). IfT is a classwF(p,r,q) operator, then there existsα0>0, which satisfies

T(p,r)0≥ |T|0(p+r)T(p,r)0. (2.2) Lemma 2.6. IfTbelongs to classwF(p,r,q) forp+r1,λ=|λ|e, andλp+r=|λ|p+re, then ker(Tλ)=ker(T(p,r)λp+r).

Proof. We only prove ker(Tλ)ker(T(p,r)λp+r) because ker(Tλ)ker(T(p,r) λp+r) is obvious by Theorems2.3-2.4.

Ifλ=0, let 0=xker(T(p,r)λp+r). ByTheorem 2.5,T(p,r) isα0-hyponormal and we have

T(p,r)x= |λ|p+rx=T(p,r)x,

T(p,r)0T(p,r)0T(p,r)0− |T|0(p+r)0. (2.3) Hence (|T(p,r)|0− |T|0(p+r))x=0,

|T|0(p+r)x− |λ|0(p+r)x

|T|0(p+r)xT(p,r)0x + T(p,r)0x− |λ|0(p+r)x =0. (2.4)

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On the other hand, (T(p,r))x= |λ|p+rex implies that |T|rUx= |λ|rex,T=

|λ|ex. Therefore,

(Tλ)x 2= Tx2λ(x,Tx)λ(Tx,x) +|λ|2x2

= |T|x 2λTx,xλx,Tx+|λ|2x2=0. (2.5) Ifλ=0, let 0=xkerT(p,r), thenxker|T| =kerTbyTheorem 2.5so that ker(T

λ)ker(T(p,r)λp+r).

Lemma 2.7 (see [18,25]). IfAis normal, then for every operatorB,σ(AB)=σ(BA).

LetᏲbe the set of all strictly monotone increasing continuous nonnegative functions on᏾+=[0,). LetᏲ0= {ΨᏲ:Ψ(0)=0}. ForΨ0, the mappingΨis defined by Ψ(ρe)=eΨ(ρ) andΨ(T)=UΨ(|T|).

Theorem 2.8 (see [26]). IfΨ0, then for every operatorT,σja(Ψ(T)) =Ψ(σ ja(T)).

Lemma 2.9. Let T belong to class wF(p,r,q) with p+r1, λ= |λ|e, T(t)= U|T|1t+t(p+r), andτt(ρe)=eρ1+t(p+r1), wheret[0, 1]. Then

σa

T(t)=τt

σa(T), σrXiaT(t)=τt

σrXia(T), σT(t)=τt

σ(T). (2.6) Proof. We only need to show that σa(T(t))=τta(T)) by homotopy property of the spectrum [2, page 19].

SinceT belongs to classwF(p,r,q) with p+r1, T(t) belongs to classwF(p/(1 + t(p+r1)),r/(1 +t(p+r1),q)) withp/(1 +t(p+r1)) +r/(1 +t(p+r1))1. By Theorems2.4(2) and2.8,

σa

T(t)− {0} =σja

T(t)− {0} =τt

σja(T)− {0}

=τt

σa(T)− {0}. (2.7) On the other hand, if 0σa(T), then there exists a sequence{xn}of unit vectors such thatU|T|xn0. Hence|T|xn=UU|T|xn0, so that|T|1/(2m)xn0 for each positive integermby induction. Take a positive integerm(t) such that 1/(2m(t))1 +t(p+r1), then

|T|1+t(p+r1)xn= |T|1+t(p+r1)1/(2m(t))|T|1/(2m(t))xn−→0 (2.8) and 0σa(T(t)). It is obvious that if 0σa(T(t)), then 0σa(T) because of p+r1.

Thereforeσa(T(t))=τta(T)).

Theorem 2.10 (see [15]). IfT isp-hyponormal or log-hyponormal, thenEλ is selfadjoint andEλ=ker(Tλ)=ker(Tλ).

Riesz and Sz.-Nagy [27] gave the the formulaEλ= {xᏴ:(Tλ)nx1/n0}. Lemma 2.11. For any operatorT,|T|pker(Tλ)⊆ |T|pEλEλ(p,r)Ᏼforp+r=1.

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Proof. LetxEλ, by the formula above we have

T(p,r)λn|T|px 1/n= |T|p(Tλ)nx 1/n−→0. (2.9)

Hence|T|pxEλ(p,r)Ᏼ.

Lemma 2.12. IfTbelongs to classwF(p,r,q) withp+r1, then

kerT=E0=E0(p,r)Ᏼ=kerT(p,r). (2.10) Note thatλp+rσiso(T(t)) ifλσiso(T) byLemma 2.9, so the notionE0(p,r) inLemma 2.11is reasonable.

Proof. SinceT(p,r) isα0-hyponormal byTheorem 2.5, we only need to prove thatE0 E0(p,r)ᏴforE0E0(p,r)Ᏼholds byLemma 2.6andTheorem 2.10. We may also as- sume thatp+r=1 byLemma 2.6.

It follows fromLemma 2.11that

|T|pE0(p,r)Ᏼ⊆ |T|pE0E0(p,r)Ᏼ, (2.11) thusE0(p,r)Ᏼis reduced by|T|p.

LetxE0Ᏼandx=x1+x2E0(p,r)Ᏼ(E0(p,r)Ᏼ). Then |T|px∈ |T|pE0 E0(p,r)Ᏼ,|T|px1E0(p,r)Ᏼ,|T|px2(E0(p,r)Ᏼ)by (2.11), andE0(p,r)Ᏼis reduced by|T|p.

Thus|T|px2= |T|px− |T|px1E0(p,r)Ᏼ,|T|px2E0(p,r)Ᏼ(E0(p,r)Ᏼ) so that x2ker|T|pker(T(p,r))=E0(p,r)Ᏼ,xE0(p,r)Ᏼ.

Proof ofTheorem 2.1. We only need to prove (1) for (2) holds byLemma 2.12.

Sinceσ(T(p,r))=σ(U|T|p+r)= {eρp+r:eρσ(T)}by Lemmas2.7and2.9,λp+r σiso(T(p,r)). Hence

Eλ(p,r)Ᏼ=kerEλ(p,r)=

IEλ(p,r)Ᏼ (2.12) byTheorem 2.10, soλp+rσ(T(p,r)|(Eλ(p,r))). ByTheorem 2.4(1) andLemma 2.6, we haveT=λT22onᏴ=Eλ(p,r)Ᏼ(Eλ(p,r)Ᏼ), whereT22=T|(ker(Tλ)).

Since ker(Tλ) is reduced byT,T22also belongs to classwF(p,r,q) andT22(p,r)= T(p,r)|(Eλ(p,r))so thatλσ(T22) becauseλp+rσ(T22(p,r)). HenceTλ=0(T22 λ) and ker(Tλ)=ker(Tλ)ker(T22λ)=ker(Tλ).

Meanwhile,Eλ=

∂Ᏸ(zλ)1(zT22)1dz=10=Eλ(p,r).

Proof ofTheorem 2.2. We only need to prove thatTis reguloid forTbeing isoloid follows byTheorem 2.1easily.

Ifλσiso(T), thenᏴ=EλᏴ+ (IEλ)Ᏼ, whereEλᏴ, and (IEλ)Ᏼare topologically complemented [28, page 94]. ByT =T|Eλ+T|(IEλ)Ᏼ on Ᏼ=EλᏴ+ (IEλ)Ᏼ and Theorem 2.1, we have

(Tλ)=

T(IEλ)ᏴλIEλ. (2.13) Therefore (Tλ)Ᏼis closed becauseσ(T|(IEλ))=σ(T)− {λ}.

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3. SVEP and Bishop’s property (β)

Definition 3.1. An operatorTis said to have SVEP atλᏯif for every open neighbor- hoodGofλ, the only function f H(G) such that (Tλ)f(μ)=0 onGis 0H(G), whereH(G) means the space of all analytic functions onG.

WhenThave SVEP at eachλᏯ, say thatThas SVEP.

This is a good property for operators. IfT has SVEP, then for eachλᏯ,λT is invertible if and only if it is surjective (cf. [29,18]).

Definition 3.2. An operatorT is said to have Bishop’s property (β) atλᏯif for every open neighborhoodGofλ, the function fnH(G) with (Tλ)fn(μ)0 uniformly on every compact subset ofG implies that fn(μ)0 uniformly on every compact subset ofG.

WhenThas Bishop’s property (β) at eachλᏯ, simply say thatThas property (β).

This is a generalization of SVEP and it is introduced by Bishop [30] in order to develop a general spectral theory for operators on Banach space.

Theorem 3.3. Letpandrbe positive numbers. Ifp+r=1, thenThas SVEP if and only ifT(p,r) has SVEP,Thas property (β) if and only ifT(p,r) has property (β). In particular, every classwF(p,r,q) operatorTwithp+r1 has SVEP and property (β).

This result is a generalization of [18].Lemma 3.4and the relations betweenTand its transformationT(p,r) are important:

T(p,r)|T|p= |T|pU|T|r|T|p= |T|pT,

U|T|rT(p,r)=U|T|r|T|pU|T|r=TU|T|r. (3.1) Lemma 3.4 (see [18]). LetG be open subset of complex planeand let fnH(G) be functions such thatμ fn(μ)0 uniformly on every compact subset of G, then fn(μ)0 uniformly on every compact subset ofG.

Proof ofTheorem 3.3. We only prove that T has property (β) if and only ifT(p,r) has property (β) because the assertion thatThas SVEP if and only ifT(p,r) has SVEP can be proved similarly.

Suppose thatT(p,r) has property (β). LetG be an open neighborhood ofλand let fnH(G) be functions such that (μT)fn(μ)0 uniformly on every compact subset of G. By (3.1), (T(p,r)μ)|T|pfn(μ)= |T|p(Tμ)fn(μ)0 uniformly on every compact subset ofG. HenceT fn(μ)=U|T|r|T|pfn(μ)0 uniformly on every compact subset of GforT(p,r) has property (β), so thatμ fn(μ)0 uniformly on every compact subset of G, andThaving property (β) follows byLemma 3.4.

Suppose thatT has property (β). LetGbe an open neighborhood of λand let fn H(G) be functions such that (μT(p,r))fn(μ)0 uniformly on every compact subset ofG. By (3.1), (μT)(U|T|rfn(μ))=U|T|rT(p,r))fn(μ)0 uniformly on every compact subset ofG. HenceT(p,r)fn(μ)0 uniformly on every compact subset ofG forT has property (β) so thatμ fn(μ)0 uniformly on every compact subset ofG, and T(p,r) having property (β) follows byLemma 3.4.

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4. Weyl spectrum

For a Fredholm operatorT, indTmeans its (Fredholm) index. A Fredholm operatorTis said to be Weyl if indT=0.

Letσe(T),σw(T), andπ00(T) mean the essential spectrum, Weyl spectrum, and the set of all isolated eigenvalues of finite multiplicity of an operatorT, respectively (cf. [28,17]).

According to Coburn [31], we say that Weyl’s theorem holds for an operatorT if σ(T)σw(T)=π00(T). Very recently, the theorem was shown to hold for several classes of operators includingw-hyponormal operators and paranormal operators (cf. [17,32, 20]).

In this section, we will prove that Weyl’s theorem and Weyl spectrum mapping theo- rem hold for classwF(p,r,q) operatorT with p+r1. We also assume that p+r=1 because of the inclusion relations among classwF(p,r,q) [9].

Theorem 4.1. LetTbelong to classwF(p,r,q) withp+r=1 and letH(σ(T)) be the space of all functions f analytic on some open setGcontainingσ(T), then the following assertions hold.

(1) Weyl’s theorem holds forT.

(2)σw(f(T))=fw(T)) whenf H(σ(T)).

(3) Weyl’s theorem holds for f(T) when f H(σ(T)).

This is a generalization of the related assertions of [17].

Theorem 4.2. LetTbelong to classwF(p,r,q) withp+r=1, then the following assertions hold.

(1) Ifm2(σ(T))=0 wherem2means the planar Lebesgue measure, thenTis normal.

(2) Ifσw(T)=0, thenTis compact and normal.

Theorem 4.2(1) is a generalization of [26] and (2) is a generalization of [24].

To give proofs, the following results are needful.

Theorem 4.3 [9]. Letp >0,r >0, andq1,sp,tr. IfTis a classwF(p,r,q) operator andT(s,t) is normal, thenTis normal.

Lemma 4.4. IfTbelongs to classwF(p,r,q) withp+r=1 and is Fredholm, then indT0.

This result can be regarded as a good complement ofTheorem 2.1.

Proof. SinceTis Fredholm,|T|pis also Fredholm and ind(|T|p)=0. By (3.1), indT=ind|T|pT=indT(p,r)|T|p

=indT(p,r). (4.1)

Hence, indT0 for ind(T(p,r))0 byTheorem 2.5.

Proof ofTheorem 4.1. (1) Letλσ(T)σw(T), thenTλis Fredholm, ind(Tλ)=0, and dim ker(Tλ)>0.

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Ifλis an interior point ofσ(T), there would be an open subsetGσ(T) includingλ such that ind(Tμ)=ind(Tλ)=0 for allμG[28, page 357]. So dim ker(Tμ)>0 for allμG, this is impossible forThas SVEP byTheorem 3.3[29, Theorem 10]. Thus λ∂σ(T)σw(T),λσiso(T) by [28, Theorem 6.8, page 366], andλπ00(T) follows.

Let λπ00(T), then the Riesz idempotent Eλ has finite rank byTheorem 2.1, and λσ(T)σw(T) follows.

(2) We only need to prove thatσw(f(T))fw(T)) sinceσw(f(T)) fw(T)) is always true for any operators.

Assume that f H(σ(T)) is not constant. Let λσw(f(T)) and f(z)λ=(z λ1)···(zλk)g(z), where{λi}k1are the zeros of f(z)λinG(listed according to multi- plicity) andg(z)=0 for eachzG. Thus

f(T)λ= Tλ1

···

Tλk

g(T). (4.2)

Obviously,λ fw(T)) if and only ifλiσw(T) for somei. Next we prove thatλi σw(T) for everyi∈ {1,. . .,k}, thusλ fw(T)) andσw(f(T))fw(T)).

In fact, for eachi,Tλiis also Fredholm because f(T)λis Fredholm. ByTheorem 2.1andLemma 4.4, ind(Tλi)0 for eachi. Since 0=ind(f(T)λ)=ind(Tλ1) +

···+ ind(Tλk), ind(Tλi)=0 andλiσw(T) for eachi.

(3) ByTheorem 2.2,Tis isoloid and it follows from [33] that σf(T)π00

f(T)= fσ(T)π00(T). (4.3) On the other hand, f(σ(T)π00(T))= fw(T))=σw(f(T)) by (1)-(2). The proof is

complete.

Proof ofTheorem 4.2. (1) By α0-hyponormality ofT(p,r) and Putnam’s inequality for α0-hyponormal operators [26],T(p,r) is normal. Hence, (1) follows byTheorem 4.3.

(2) Since σw(T)=0, σ(T)− {0} =π00(T)σiso(T) by Theorem 4.1(1). Hence m2(σ(T))=0 andTis normal by (1).

Next to prove thatTis compact, we may assume thatσ(T)− {0}is a countable infinite set forσ(T)− {0} ⊆σiso(T). Letσ(T)− {0} = {λn}1 with|λ1| ≥ |λ2| ≥ ··· ≥0 andλ0= limn→∞|λn|, thenλ0=0. Since every Eλn has finite rank by Theorems2.1and 4.1, for everyε >0,|λn|Eλnalso has finite rank. ThereforeTis compact [28, page 271].

Acknowledgments

The authors would like to express their cordial gratitude to the referee for valuable ad- vice and suggestions, and Professor Atsushi Uchiyama for sending them [22]. This work was supported in part by the National Key Basic Research Project of China Grant no.

2005CB321902.

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Jiangtao Yuan: LMIB and Department of Mathematics, Beihang University, Beijing 100083, China Email address:[email protected]

Zongsheng Gao: LMIB and Department of Mathematics, Beihang University, Beijing 100083, China Email address:[email protected]

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