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Volume 5, Issue 3, Article 70, 2004

ESTIMATES FOR THE ∂−NEUMANN OPERATOR ON STRONGLY¯ PSEUDO-CONVEX DOMAIN WITH LIPSCHITZ BOUNDARY

O. ABDELKADER AND S. SABER MATHEMATICSDEPARTMENT

FACULTY OFSCIENCE

MINIAUNIVERSITY

EL-MINIA, EGYPT. MATHEMATICSDEPARTMENT

FACULTY OFSCIENCE

CAIROUNIVERSITY

BENI-SWEFBRANCH, EGYPT. [email protected]

Received 29 February, 2004; accepted 19 April, 2004 Communicated by J. Sándor

ABSTRACT. On a bounded strongly pseudo-convex domainXinCnwith a Lipschitz boundary, we prove that the∂−Neumann operator¯ Ncan be extended as a bounded operator from Sobolev (−1/2)−spaces to the Sobolev(1/2)−spaces. In particular,N is compact operator on Sobolev (−1/2)−spaces.

Key words and phrases: Sobolev estimate, Neumann problem, Lipschitz domains.

2000 Mathematics Subject Classification. Primary 35N15; Secondary 32W05.

1. INTRODUCTION

LetX be a bounded pseudo-convex domain inCn with the standard Hermitian metric. The

∂−Neumann operator¯ N is the (bounded) inverse of the (unbounded) Laplace-Beltrami opera- tor.The∂−Neumann problem has been studied extensively when the domain¯ Xhas smooth boundaries (see [12], [1], [3], [18], [19], [21], and [22]). Dahlberg [6] and Jerison and Kenig [17] established the work on the Dirichlet and classical Neumann problem on Lipschitz do- mains. The compactness ofN on Lipschitz pseudo-convex domains is studied in Henkin and Iordan [14]. Let W(p,q)s (X)be the Hilbert spaces of (p, q)−forms withWs(X)−coefficients.

Henkin, Iordan, and Kohn in [15] and Michel and Shaw in [23] showed thatN is bounded from L2(p,q)(X)toW(p,q)1/2 (X)on domains with piecewise smooth strongly pseudo-convex boundary by two different methods. Also Michel and Shaw in [24] proved thatN is bounded onW(p,q)1/2 (X) when the domain is only bounded pseudo-convex Lipschitz with a plurisubharmonic defining

ISSN (electronic): 1443-5756

c 2004 Victoria University. All rights reserved.

101-04

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function. Other results in this direction belong to Bonami and Charpentier [4], Straube [26], Engliš [10], and Ehsani [7], [8], and [9]. In fact, the main aim of this work is to establish the following:

Theorem 1.1. Let X ⊂⊂ Cn be a bounded strongly pseudo-convex domain with Lipschitz boundary. For each0≤p≤n,1≤q≤n−1,the∂−Neumann operator¯

N :L2(p,q)(X)−→L2(p,q)(X)

satisfies the following estimate: for anyϕ∈L2(p,q)(X),there exists a constantc > 0such that

(1.1) kN ϕk1/2(X) ≤ckϕk−1/2(X),

where c = c(X) is independent of ϕ; i.e., N can be extended as a bounded operator from W(p,q)−1/2(X)intoW(p,q)1/2(X).In particular,Nis a compact operator onL2(p,q)(X)andW(p,q)−1/2(X).

2. NOTATIONS AND THE ∂−N¯ EUMANN PROBLEM

We will use the standard notation of Hörmander [16] for differential forms. Let X be a bounded domain ofCn. We express a(p, q)−formϕonX as follows:

ϕ =X

I,J

ϕIJdzI∧dzJ,

whereIandJare strictly increasing multi-indices with lengthspandq,respectively. We denote byΛ(p,q)(X)the space of differential forms of classCand of type(p, q)onX. Let

Λ(p,q)( ¯X) = {ϕ|X¯;ϕ ∈Λ(p,q)(Cn)},

be the subspace ofΛ(p,q)(X)whose elements can be extended smoothly up to the boundary∂X ofX. Forϕ, ψ∈Λ(p,q)( ¯X), the inner product and norm are defined as usual by

hϕ, ψi=X

I,J

Z

X

ϕIJψIJdv, and kϕk2 = Z

X

|ϕ|2dv,

wheredvis the Lebesgue measure. LetΛ0,(p,q)(X)be the subspace ofΛ(p,q)( ¯X)whose elements have compact support disjoint from∂X.

The operator∂¯: Λ(p,q−1)(X)−→Λ(p,q)(X)is defined by

∂ϕ¯ =X

k

X

IJ

∂ϕIJ

∂z¯k d¯zk∧dzI ∧d¯zJ. The formal adjoint operatorδof∂¯is defined by :

hδϕ, ψi= ϕ,∂ψ¯

for anyϕ∈Λ(p,q)(X)andψ ∈Λ0,(p,q−1)(X).It is easily seen that∂¯is a closed, linear, densely defined operator, and∂¯forms a complex, i.e.,∂¯2 = 0. We denote byL2(p,q)(X)the Hilbert space of all(p, q)forms with square integrable coefficients. We denote again by∂¯: L2(p,q−1)(X)−→

L2(p,q)(X) the maximal extension of the original∂. Then¯ ∂¯is a closed, linear, densely defined operator, and forms a complex, i.e.,∂¯2 = 0.Therefore, the adjoint operator∂¯? :L2(p,q)(X)−→

L2(p,q−1)(X)of∂¯is also a closed, linear, defined operator. We denote the domain and the range of∂¯inL2(p,q)(X)by Dom(p,q)( ¯∂)and Range(p,q)( ¯∂)respectively.

We define the Laplace-Beltrami operator

= ¯∂∂¯+ ¯∂∂¯:L2(p,q)(X)−→L2(p,q)(X)

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on

Dom(p,q)() ={ϕ ∈Dom(p,q)( ¯∂)∩Dom(p,q)( ¯∂?); ¯∂ϕ∈Dom(p,q+1)( ¯∂?) and ∂¯?ϕ∈Dom(p,q−1)( ¯∂)}.

Let

Ker(p,q)() ={ϕ ∈ Dom(p,q)( ¯∂)∩ Dom(p,q)( ¯∂?); ∂ϕ¯ = 0 and ∂¯?ϕ= 0}.

Definition 2.1. A domainX ⊂⊂Cnis said to be strongly pseudo-convex withC−boundary if there exist an open neighborhoodU of the boundary∂XofXand aCfunctionλ:U −→ <

having the following properties:

(i) X∩U ={z ∈U;λ(z)<0}.

(ii) Pn α,β=1

2λ(z)

∂zα∂¯zβηαη¯β ≥L(z)|η|2;z ∈U ,η= (η1, . . . , ηn)∈CnandL(z)>0.

(iii) The gradient∇λ(z) =

∂λ(z)

∂x1 ,∂λ(z)∂y1 , . . . ,∂λ(z)∂xn ,∂λ(z)∂yn

6= 0 forz = (z1, . . . , zn)∈U;zα=xα+iyα.

Letf :<2n−1 −→ <be a function that satisfies the Lipschitz condition (2.1) |f(x)−f(x0)| ≤T|x−x0| for all x, x0 ∈ <2n−1.

The smallestT in which (2.1) holds is called the bound of the Lipschitz constant. By choosing finitely many balls {Vj} covering ∂X, the Lipschitz constant for a Lipschitz domain is the smallestT such that the Lipschitz constant is bounded in every ball{Vj}.

Definition 2.2. A bounded domainX in Cn is called a strongly pseudo-convex domain with Lipschitz boundary∂X if there exists a Lipschitz defining function%in a neighborhood ofX¯ such that the following condition holds:

(i) Locally near every point of the boundary∂X, after a smooth change of coordinates,∂X is the graph of a Lipschitz function.

(ii) There exists a constantc1 >0such that, (2.2)

n

X

α,β

2%

∂zα∂z¯βηαη¯β ≥c1|η|2, η = (η1, . . . , ηn)∈Cn, where (2.2) is defined in the distribution sense.

LetWs(X), s ≥ 0, be defined as the space of allu|X such thatu ∈ Ws(Cn).We define the norm ofWs(X)by

kuks(X) = inf{kvks(Cn), v ∈Ws(Cn), v|X =u}.

We useW(p,q)s (X)to denote Hilbert spaces of(p, q)−forms withWs(X)coefficients and their norms are denoted by k ks(X). Let W0s(X) be the completion of C0(X)−functions under the Ws(X)−norm. Restricting to a small neighborhood U near a boundary point, we shall choose special boundary coordinates t1, . . . , t2n−1, λ such that t1, . . . , t2n−1 restricted to ∂X are coordinates for ∂X. Let Dtj = ∂/∂tj, j = 1, . . . ,2n −1,and Dλ = ∂/∂λ. Thus Dtj’s are the tangential derivatives on ∂X, andDλ is the normal derivative. For a multi-index β = (β1, . . . , β2n−1),where eachβj is a nonnegative integer, Dβt denotes the product ofDtj’s with order|β| = β1+· · ·+β2n−1,i.e., Dβt = Dtβ11· · ·Dtβ2n−12n−1.For anyφ ∈ C0( ¯X)with compact support inU, we define the tangential Fourier transform forφin a special boundary chart by

φ(ν, λ) =e Z

R2n−1

e−iht,νiφ(t, λ)dt,

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where ν = (ν1, . . . , ν2n−1) and ht, νi = t1ν1 +· · · +t2n−1ν2n−1. We define the tangential Sobolev normsk|·|ksby

k|φk|s= Z

R2n−1

Z 0

−∞

(1 +|ν|2)s|eφ(ν, λ)|dλdν.

We recall the L2 existence theorem for the ∂−Neumann operator on any bounded pseudo-¯ convex domain X ⊂ Cn. Following Hörmander L2− estimates for ∂¯ on any bounded pseu- doconvex domains, one can prove that has closed range and Ker(p,q)() = {0}. The

∂−Neumann operator¯ N is the inverse of. In fact, one can prove

Proposition 2.1 (Hörmander [16]). LetX be a bounded pseudo-convex domain inCn, n ≥ 2.

For each0≤p≤nand1≤q≤n, there exists a bounded linear operator N :L2(p,q)(X)−→L2(p,q)(X)

such that we have the following:

(i) Range(p,q)(N)⊂Dom(p,q)()andN =N=I on Dom(p,q)().

(ii) For anyϕ ∈L2(p,q)(X),ϕ= ¯∂∂¯?N ϕ+ ¯∂?∂N ϕ.¯

(iii) Ifδis the diameter ofX,we have the following estimates:

kN ϕk ≤ eδ2 q kϕk

k∂N ϕk ≤¯ s

2 q kϕk

k∂¯?N ϕk ≤ s

2 q kϕk for anyϕ ∈L2(p,q)(X).

For a detailed proof of this proposition see Shaw [25], Proposition 2.3, and Chen and Shaw [5], Theorem 4.4.1.

Theorem 2.2 (Rellich Lemma). LetX be a bounded domain inCnwith Lipschitz boundary. If s > t≥0, the inclusionWs(X),→Wt(X)is compact.

3. PROOF OF THE MAIN THEOREM

To prove the main theorem we first obtain the following estimates on each smooth subdomain.

As Lemma 2.1 in Michel and Shaw [23], we prove the following lemma:

Lemma 3.1. LetX ⊂⊂Cnbe a bounded strongly pseudo-convex domain with Lipschitz bound- ary. Then, there exists an exhaustion{Xµ}ofX with the following conditions:

(i) {Xµ}is an increasing sequence of relatively compact subsets ofX andµXµ=X.

(ii) Each{Xµ}has aCplurisubharmonic defining Lipschitz functionλµsuch that

n

X

α,β=1

2λµ(z)

∂zα∂z¯βηαη¯β ≥c1|η|2

forz ∈∂Xµandη∈Cn,wherec1 >0is a constant independent ofµ.

(iii) There exist positive constants c2, c3 such thatc2 ≤ |∇λµ| ≤ c3 on∂Xµ,where c2, c3 are independent ofµ.

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Proof. Letℵ = {z ∈ X| −δ0 < %(z) < 0}, whereδ0 > 0is sufficiently small. Thus, there exists a constantc1 >0such that the functionσ0(z) =%(z)−c1|z|2is a plurisubharmonic onℵ.

Letδµbe a decreasing sequence such thatδµ&0,and we defineXδµ ={z ∈X|%(z)<−δµ}.

Then {Xδµ} is a sequence of relatively compact subsets of X with union equal to X. Let Ψ∈C0(Cn)be a function depending only on|z1|, . . . ,|zn|and such that

(i) Ψ≥0.

(ii) Ψ = 0when|z|>1.

(iii) R

Ψdλ= 1,wheredλis the Lebesgue measure.

We defineΨε(z) = ε2n1 Ψ(zε)forε >0.

For eachz ∈Xδµ,,0< ε < δµ, we define

%ε(z) =% ?Ψε(z) = Z

%(z−εζ)Ψ(ζ)dλ(ζ).

Then%ε ∈C(Xδµ)and%ε &%onXδµ whenε&0. Since

2%ε(z)

∂zα∂z¯β = ∂2

∂zα∂z¯β{(σ0(z) +c1|z|2)?Ψε(z)}

= ∂2

∂zα∂z¯β0(z)?Ψε(z) +c1|z|2ε(z)}

= ∂2σ0(z)

∂zα∂z¯βε(z) +c12|z|2

∂zα∂z¯βε(z) forz ∈Xδµ ∩ ℵ, andη∈Cnit follows that

n

X

α,β=1

2%ε(z)

∂zα∂z¯βηαη¯β =

n

X

α,β=1

2σ0(z)

∂zα∂z¯βηαη¯βε(z) +c1 n

X

α,β=1

2|z|2

∂zα∂z¯βηαη¯βε(z)

≥c1|η|2.

Each %εµ is well defined if0 < εµ < δµ+1 forz ∈ Xδµ+1. Let c3 = supX¯|∇%|, then for εµ sufficiently small, we have %(z) < %εµ(z) < %(z) +c3εµ on Xδµ+1. For each µ, we choose εµ = 2c1

3µ−1 −δµ) and ζµ ∈ (δµ+1, δµ). We define Xµ = {z ∈ Cn| %εµ < −ζµ}.Since

%(z)< %εµ(z)< −ζµ <−δµ+1,we have thatXµ ⊂Xδµ+1.Also, if z ∈ Xδµ−1,then%εµ(z) <

%(z) +c3εµ <−δµ<−ζµ.Thus we have

Xδµ+1 ⊃Xµ⊃Xδµ−1

and (i) is satisfied. Then the functionλµ = %εµµ satisfies (ii). Now, we prove (iii). First, since a Lipschitz function is almost everywhere differentiable (see Evans and Gariepy [11] for a proof of this fact), the gradient of a Lipschitz function exists almost everywhere and we have

|∇%| ≤ c3 a.e. in X¯ and |∇λµ| ≤ c3 on ∂Xµ. Secondly, we show that |∇λµ| is uniformly bounded from below. To do that, since∂X is Lipschitz from our assumption, then there exists a finite covering {Vj}1≤j≤m of ∂X such that V¯j ⊂ U¯j for 1 ≤ j ≤ m, a finite set of unit vectors{χj}1≤j≤m andc2 >0such that the inner product (∇%, χj) ≥ c2 > 0a.e. forz ∈ Vj, 1≤j ≤m.Since this is preserved by convolution, (iii) is proved. Moreover, we have∇λµ6= 0 in a small neighborhood of∂Xµ.Thus∂Xµis smooth. Then, the proof is complete.

We use a subscriptµto indicate operators onXµ.

Proposition 3.2. Let{Xµ}be the same as in Lemma 3.1. There exists a constantc4 >0, such that for anyϕ ∈Λ(p,q)( ¯Xµ)∩Dom(p,q)( ¯∂µ?),0≤p≤n,1≤q≤n−1,

(3.1) kϕk21/2(Xµ)≤c4 ∂ϕ¯

2 Xµ+

∂¯µ?ϕ

2 Xµ

,

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wherec4 is independent ofϕandµ. Ifϕ ∈Λ(p,q)( ¯Xµ)∩Dom(p,q)(µ),then

(3.2) kϕk21/2(X

µ) ≤c4kµϕk2X

µ, wherec4 is independent ofϕandµ.

Proof. Since|∇λµ| 6= 0 on a neighborhood W of∂Xµ, then the functionηµ = λµ/|∇λµ|is defined onW. We extendηµto be negative smoothly insideXµ. Thenηµis a defining function in a neighborhood of X¯µ such that ηµ < 0 on Xµ, ηµ = 0 on ∂Xµ and |∇ηµ| = 1 on W. Then, by simple calculation as in Lemma 2.2 in Michel and Shaw [23] and by using the identity of Morrey-Kohn-Hörmander which was proved in Chen and Shaw [5], Proposition 4.3.1, and from (ii)and (iii) in Lemma 3.1, it follows that there exists a constantc5 >0such that for any ϕ∈Λ(p,q)( ¯Xµ)∩Dom(p,q)( ¯∂µ?),

(3.3) X

I,J

X

k

∂ϕIJ

∂z¯k

2 + Z

∂Xµ

|ϕ|2dsµ ≤c5

k∂ϕk¯ 2Xµ+k∂¯µ?ϕk2Xµ .

Letz ∈∂XµandU be a special boundary chart containingz. From Kohn [20], Proposition 3.10 and Chen and Shaw [5], Lemma 5.2.2, the tangential Sobolev normPn

j=1|||Djϕ|||−1,and the ordinary Sobolev norm||ϕ|| are equivalent forϕ ∈Dom( ¯∂)∩Dom( ¯∂?)where the support of ϕlies inU∩X¯µ,Djϕ =∂ϕ/∂xj,(j = 1,2, . . . ,2n), and >0. Then, from Folland and Kohn [12], Theorems 2.4.4 and 2.4.5, it follows that there exists a neighborhoodV ⊂ U ofz and a positive constantc6 such that

(3.4) kϕk21/2(Xµ)≤c6 X

I,J

X

k

∂ϕIJ

∂z¯k

2+kϕk2Xµ+ Z

∂Xµ

|ϕ|2dsµ

! ,

forϕ∈Λ0,(p,q)(V ∩X¯µ). SinceXµis a Lipschitz domain, thenc6depends only on the Lipschitz constant. Also from Lemma 3.1, if{Xµ}µ=1is uniformly Lipschitz, then the constantc6can be chosen to depend only on the Lipschitz constant of∂Xµ, which is independent ofµ. Now cover

∂Xµby finitely many charts{Vi}mi=1 such that this conclusion holds on each chart, and choose V0 so thatXµ− ∪m1 Vi ⊂V0 ⊂V¯0 ⊂Xµ.Then, the estimate (3.4) holds for allϕ ∈Λ0,(p,q)(V0).

Using a partition of unity subordinate to{Vi}m0 , the estimate (3.4) now reads (3.5) kϕk21/2(Xµ) ≤c6 X

I,J

X

k

∂ϕIJ

∂z¯k

2

+kϕk2Xµ + Z

∂Xµ

|ϕ|2dsµ

! ,

for anyϕ∈Λ(p,q)( ¯Xµ)∩Dom(p,q)( ¯∂µ?).It follows from Proposition 2.1 that kϕk2Xµ ≤ eδ2

q

k∂ϕk¯ 2Xµ+k∂¯?ϕk2Xµ .

Therefore, by takingc4 =c6

2 q +c5

, and by using (3.3) and (3.5) inequality (3.1) is proved.

Also, since

k∂ϕk¯ 2X

µ+k∂¯µ?ϕk2X

µ ≤ kµϕkXµkϕkXµ,

whenϕ ∈Λ(p,q)( ¯Xµ)∩Dom(p,q)(µ).Then, (3.2) is proved also.

Proof of Theorem 1.1. We shall apply the Michel and Shaw technique in [23] with the suitable modifications required. Let{Xµ}be the same as in Lemma 3.1 andNµdenote the∂¯−Neumann operator onL2(p,q)(Xµ).SinceXis a strongly pseudo-convex domain with Lipschitz boundary, then by using Lemma 3.1, it can be approximated by domains with smooth boundary which are uniformly Lipschitz. Then,Xµis a Lipschitz domain, and soC( ¯Xµ)is dense inWs(Xµ)in the Ws(Xµ)−norm. Then, to prove this theorem, it suffices to prove (1.1) for anyϕ ∈ Λ(p,q)( ¯X).

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By using the boundary regularity forNµwhich was established by Kohn [19], we haveNµϕ∈ Λ(p,q)( ¯Xµ)∩ Dom(p,q)(µ).The ∂−Neumann operator¯ N is the inverse of the operator. By using (iii) in Proposition 2.1, we have

kNµϕkXµ ≤ eδ2

q kϕkXµ ≤ eδ2 q kϕkX, and

k∂N¯ µϕkXµ+k∂¯µ?NµϕkXµ ≤2 s

2

q kϕkXµ ≤2 s

2 q kϕkX. Then, there is no loss of generality if we assume that

Nµϕ= 0 in X\Xµ.

Then there is a subsequence ofNµϕ,still denoted byNµϕ,converging weakly to some element ψ ∈ L2(p,q)(X)and∂ψ¯ ∈ L2(p,q+1)(X).This implies that ψ ∈Dom(p,q)( ¯∂).Now, we show that ψ ∈Dom(p,q)( ¯∂µ?)as follows: for anyu∈Dom(p,q−1)( ¯∂)∩L2(p,q−1)(X),

ψ,∂u¯

X

= lim

µ−→∞|

Nµϕ,∂u¯

Xµ|

= lim

µ−→∞

∂¯µ?Nµϕ, u

Xµ

≤ kϕkXkukX.

Thusψ ∈Dom(p,q)( ¯∂µ?).Also, we show that∂ψ¯ ∈Dom(p,q+1)( ¯∂µ?)and∂¯µ?ψ ∈Dom(p,q−1)( ¯∂)as follows: by using (ii) in Proposition 2.1, we have

(3.6)

∂¯∂¯µ?Nµϕ

2 Xµ+

∂¯µ?∂N¯ µϕ

2

Xµ =kϕk2Xµ ≤ kϕk2X.

Thus∂¯∂¯µ?ψ is the L2 weak limit of some subsequence of ∂¯∂¯µ?Nµϕ and ∂¯µ?ψ ∈ Dom(p,q−1)( ¯∂).

By using (3.6), we have, for anyv ∈Dom(p,q)( ¯∂)∩L2(p,q)(X),

∂ψ,¯ ∂v¯

X

= lim

µ−→∞

∂N¯ µϕ,∂v¯

Xµ

= lim

µ−→∞

∂¯µ?∂N¯ µϕ, v

Xµ

≤ kϕkXkvkX.

Thus ∂ψ¯ ∈ Dom(p,q+1)( ¯∂µ?) and ∂¯µ?∂ψ¯ is the weak limit of a subsequence of ∂¯µ?∂N¯ µϕ. This implies that ψ ∈ Dom(p,q)(µ)and µψ = ϕ. Since N is one to one on L2(p,q)(X), then we conclude thatψ =N ϕ. SinceXµ is a Lipschitz domain. HenceΛ( ¯X)are dense inWs(X)in Ws(X)−norm. Ifs≤1/2,we can show thatΛ0( ¯X)are dense inWs(X)as in Theorem 1.4.2.4 in Grisvard [13]. Thus

W1/2(X) = W01/2(X).

It follows from the Generalized Schwartz inequality (see Proposition (A.1.1) in Folland and Kohn [12]) that

hh, fiX

µ

≤ khk1/2(Xµ)kfk−1/2(Xµ),

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for any h ∈ W(p,q)1/2 (Xµ)and f ∈ W(p,q)−1/2(Xµ).By using (3.1), there exists a constant c4 > 0 such that for anyϕ ∈L2(p,q)( ¯Xµ)∩Dom(p,q)(µ),0≤p≤nand1≤q ≤n,

kϕk21/2(Xµ) ≤c4(k∂ϕk¯ 2Xµ +k∂¯µ?ϕk2Xµ)

=c4hϕ,µϕiX

µ

≤c4kϕk1/2(Xµ)kµϕk−1/2(Xµ), (3.7)

wherec4is independent ofϕandµ.SubstitutingNµϕinto (3.7), we have (3.8) kNµϕk1/2(Xµ) ≤c4kµNµϕk−1/2(Xµ) =c4kϕk−1/2(Xµ),

wherec4 is independent of ϕ andµ. By using the extension operator on Euclidean space (see Theorem 1.4.3.1 in Grisvard [13]), it follows that for any Lipschitz domainXµ ⊂Cn,

Rµ :W1/2(Xµ)−→W1/2(Cn) such that for eachϕ ∈W1/2(Xµ), Rµϕ =ϕonXµand

(3.9) kRµϕk1/2(Cn)≤c5kϕk1/2(Xµ),

for some positive constant c5.The constant c5 in (3.9) can be chosen independent of µsince extension exists for any Lipschitz domain (see Theorem 1.4.3.1 in Grisvard [13]). By applying RµtoNµϕcomponent-wise, we have, by using (3.8) and (3.9), that

kRµNµϕk1/2(X) ≤ kRµNµϕk1/2(Cn) ≤c5kNµϕk1/2(Xµ) ≤ckϕk−1/2(Xµ),

where c > 0 is independent of µ. Since W(p,q)1/2(X) is a Hilbert space, then from the weak compactness for Hilbert spaces, there exists a subsequence ofRµNµϕwhich converges weakly in W(p,q)1/2(X). Since RµNµϕ converges weakly to N ϕ in L2(p,q)(X), we conclude that N ϕ ∈ W(p,q)1/2(X)and

kN ϕk1/2(X) ≤ lim

µ−→∞kRµNµϕk1/2(Xµ)≤ckϕk−1/2(X). Thus,N can be extended as a bounded operator fromW(p,q)−1/2(X)toW(p,q)1/2(X).

To prove thatN is compact, we note that for any bounded domainXwith Lipschitz boundary there exists a continuous linear operator

R :W1/2(X)−→W1/2(Cn) such thatRφ|X =φ.Also, we note that the inclusion map

W1/2(X)−→L2(X) =W0(X)

is compact. Thus, by using the Rellich Lemma forCn, we conclude that W1/2(X),→W−1/2(X)

is compact and this proves thatN is compact onW(p,q)−1/2(X)andL2(p,q)(X).

REFERENCES

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