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九州大学学術情報リポジトリ

Kyushu University Institutional Repository

タンパク質立体構造情報を用いた正の選択の解析

小田, 浩之

http://hdl.handle.net/2324/1937590

出版情報:Kyushu University, 2018, 博士(システム生命科学), 論文博士 バージョン:

権利関係:

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Analysis of Positive Selection with Protein Structural Information.

by

Hiroyuki Oda

1. Japanese Foundation for Cancer Research, 3 Chome-8-31 Ariake, Koto, Tokyo, Japan

Abstract

The amino acid residues of a protein have been substituted during the course of the

molecular evolution. The rate and the pattern of the substitutions are different from site to site,

which are considered to be determined by the mixture of various constraints specific to each site.

One of the major constraints is derived from the maintenance of the tertiary structure of the

protein, whereas the constraint to keep the biochemical function of the protein often deviates of

the rate and pattern of the amino acid substitution specified by the structural constraint at the site. It

is known that the amino acid substitutions are accelerated at a site of a protein, when the site has

evolved under positive selection. However, the relationship between the substitution patterns at

positively selected sites and the constraints has not been fully understood. The progress in

computational biology have enabled us to divide the mixture of the constraints into the structural

constraint and the remainings by comparing two types of profiles. One of the profiles is generated

(3)

from a multiple amino acid sequence alignment, which represents the mixture of constraints. The

other is generated from the tertiary structure of a protein, which represents the structural

constraints. I applied the profile comparison method to proteins under positive selection to

examine the relationship between the positive selection and constraints. The results suggested that

the constraint at a site under positive selection tends to be subject to the functional constraint at the

site.

(4)

Contents

1. Introduction ………..………5

1.1. Positive Selection……..………5

1.2. Structural and Functional Constraints at a Site………..……..8

1.3. Profile Comparison…..……….…...9

1.4. Analysis of Positive Selection by Profile Comparison…………...12

2. Materials and Methods ………14

2.1. Dataset ………...14

2.1.1. Enzymes ………...………14

2.1.2. Proteins under Positive Selection with Available Coordinates.16 2.2. Profile Comparison ……….18

2.3. Estimation of Positively Selected Codon Sites ………..…….21

2.4. Statistical Evaluation for Detection of Functional Constraints.25 2.4.1. Wilcoxon rank sum test ………25

2.4.2 Meta-analysis ………...26

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3. Results ……….30

3.1. Validation of Profile Comparison as a Method to Detect the Functional Constraints ……….……….. ………30

3.2. Examination of the constraints at the positively selected sites by profile comparison ………..37

4. Discussion ………..46

Acknowledgments………..56

References ………...57

(6)

1. Introduction

1.1. Positive Selection

Amino acid sequences of proteins have changed by substitution, insertion and

deletion during the course of the molecular evolution. However, the rate and the pattern

of the change are different from site to site, according to the constraints working at the

sites. For example, when amino acid residues are conserved, the corresponding sites are

considered to be under strong structural and/or functional constraint. Such residue

conservation is maintained by purifying selection or negative selection. That is, the

individual with the mutations at such sites are eliminated rapidly from the population if

the mutated residues do not fit the constraints at the sites. As a consequence, the

residues at such sites have been conserved. The catalytic residues of enzymes are

conserved by this mechanism. Contrary to that, positive selection is known as a driving

force to accelerate amino acid substitutions, resulting in divergence at the sites under

positive selection. Quite a few examples of diverged sites under positive selection have

been reported in various proteins (Fitch et al., 1997, Lynch, 2007, Tian et al., 2008,

Yang and Swanson, 2002, and Yang, 2006). A well-known example is the variation at

(7)

the antigenic determinant sites of pathogenic antigens (Agileta et al., 2009). Such sites

are recognized by the immune system of the hosts. Amino acid substitution at the sites

could increases survival rate of the pathogen by escaping from the attacks by the host’s

immune system. Thus, the rate of amino acid substitutions at the antigenic determinant

sites has been accelerated. As described above, the relationship between the negative

selection and the constraints at a site has been well understood. However, the

understanding about the relationship between the positive selection and the constraints

has not been fully investigated. In this manuscript, I focus on this problem.

To date, various phylogenetic methods to detect positively selected sites have

been developed, which are roughly classified into two approaches. One of the

approaches uses the  ratio as a measure for the positive selection (Fitch et al., 1997;

Nielsen and Yang, 1998; Suzuki and Gojobori, 1999; Yang et al., 2000; Kosakovsky

Pond and Frost, 2005; Massingham and Goldman, 2005). The  ratio is defined as the

ratio of non-synonymous substitution rate to synonymous substitution rate. The

synonymous substitution is a nucleotide substitution in a codon, which does not change

the amino acid residue encoded by the codon. Therefore, the synonymous substitution is

(8)

regarded as neutral at protein level. On the other hand, the non-synonymous substitution

is a nucleotide substitution in a codon, which changes the encoded amino acid residue.

The  greater than 1.0 indicates that the amino acid substitution is accelerated

comparing to the neutral change. Therefore, the site with  > 1.0 is considered to have

evolved under positive selection. In the other approach, positively selected sites are

detected based on the assumption that the changes in physicochemical character of

amino acid residues at positively selected sites are larger than those at the remaining

sites (Hughes et al., 1990; Rand et al., 2000; Zhang, 2000; Suzuki, 2007). They divide

amino acid substitutions into two groups, “conservative” and “radical”, based on the

physicochemical properties of the amino acid residues. The former is the change

between the residues with similar properties, such as the substitution within charged

residues. Whereas the latter is the change between the residues with different

physicochemical properties, such as the substitution between neutral residues (e.g.

leucine) and charged residues (e.g. arginine). Currently, the approach with the  ratio is

widely utilized for the detection of positively selected sites, and many sophisticated

statistical methods have been developed for the approach (Yang and Nielsen, 2002;

(9)

Wilson and McVean, 2006; Dutheil et al., 2012; Gharib et al., 2013; Redelings, 2014;

Zaheri et al., 2014; Angelis et al., 2014).

1.2. Structural and Functional Constraints at a Site

It is well known that the tertiary structures of proteins have been more

conserved than the amino acid sequences during the course of molecular evolution

(Chothia and Lesk, 1986; Russel and Barton, 1994). This observation suggested that the

constraint to maintain protein folds is one of the major factors in the evolution of

proteins, and hereafter they are referred to as “structural constraint”. For example, the

residues constituting the hydrophobic cores of globular proteins are subjected to strong

structural constraints. On the other hand, it is also known that the constraints on the

amino acid sites critical for the protein functions often deviate from the structural

constraint (Elcock AH., 2001; Ota et al., 2003). Such examples can be found in the

catalytic sites of enzymes. The amino acid residues constituting the catalytic sites are

often polar or charged, even when these residues are located in the hydrophobic cavity.

Despite the disadvantages from the structural viewpoint, such catalytic sites in the

hydrophobic environment are invariant among the homologues (Ota et al., 2003). This

(10)

means that the catalytic sites are subjected not only to structural constraint, but also to

functional constraints. In actual situation, the amino acid substitutions at each site in the

primary structure of a protein are considered to have occurred by the influences of both

the structural and the functional constraints during the evolutionary process, but the

relative intensities of these constraints are considered to differ from site to site. In this

manuscript, I investigate the relationship between the site specific constraints and

positive selection at the site.

1.3. Profile Comparison

Two groups have independently developed methods to evaluate the

deviation of the constraint from the structural constraint at each site, by comparing two

types of profiles. In the approach developed by Chelliah et al. (2004), both profiles are

calculated from a multiple amino acid sequence alignment and take the same form, a

matrix with the size of 20 x L, where L represents the alignment length. The (i, j)

element of the matrix is the frequency of the i-th amino acid residue at the alignment

site j. The elements of one of the profiles are directly calculated as the residue

frequencies at each alignment site, whereas the elements of the other profile are

(11)

calculated by taking the average of the substitution pattern of 20 amino acids over the

residue type and the structural environment at the alignment site. The substitution

pattern for a residue type and a structural environment is derived from the environment-

specific substitution tables designed for local structural environments such as secondary

structures and the accessibility of water molecules of the protein structure under

consideration (Overington, et al., 1992; Chelliah, et al. 2004). A column of the former

profile represents the mixture of the constraints at the corresponding alignment site,

whereas the corresponding column of the latter profile represents the structural

constraints at the site. The deviation between the constraints at each alignment site is

evaluated by the modified Kullback-Leibler divergence of the residue frequencies

between the corresponding columns of the two profiles. On the other hand, Cheng et al.

(2005) calculated two profiles as the position specific scoring matrices (PSSM), by the

method used for PSI-BLAST (Altschul et al., 1997). One of the PSSMs is calculated

from a multiple amino acid sequence alignment of homologous proteins. The other

PSSM is calculated from an alignment of amino acid sequences, which are generated to

fit a given tertiary structure by Rosetta Design (Kuhlman and Baker, 2000). A column

(12)

of the former PSSM represents the mixture of the constraints at the alignment site,

whereas a column of the latter PSSM represents only the structural constraints at the

corresponding site. The deviation between the constraints at a site is evaluated by the

Euclidian distance between the corresponding columns of the two PSSMs. Hereafter,

this approach, which compares two types of profiles, is referred to as “profile

comparison”. Both groups applied their methods for the prediction of active sites (which

includes catalytic sites and ligand binding sites). In their applications, the groups

predicted that the sites with large deviations from the structural constraints would be

active sites. However, the predictions with only the information about the deviations

from the structural constraint did not show high performance. Chelliah et al. (2004)

recognized this problem and described in their paper as follows: Enzymes often include

sites under the other types of constraints, in addition to the active sites. For example,

such sites include the residues involved in metal ion binding to maintain the local

conformations of proteins, and those forming interfaces for protein-protein interactions.

These sites are also subjected to the constraints related to the functions as well as

structural constraints, although the reports about such sites are rare, comparing to those

(13)

about the active sites. The situation is considered to be the cause of the false positives of

their prediction (Chelliah et al., 2004). Therefore, the two groups included other

measures, such as residue conservation and free energy, to improve the prediction

performance. However, the profile comparisons are useful as a tool to evaluate the

deviation from the structural constraints. So, I applied the method to the analyze the

positive selection and the constraints. The deviation from structural constraint is

considered to be caused by the requirement of biochemical functions such as catalytic

activity or ligand binding. In this manuscript, therefore, the deviation is referred to as

functional constraint.

1.4. Analysis of Positive Selection by Profile Comparison

As described above, the negative selection to generate residue conservation is

associated with structural and/or functional constraints. Lynch et al. (2007) recently

suggested that the positive selection to generate residue divergence is associated not

with structural constraints but with functional constraints. However, the relationship

between the site specific constraint and the positive selection has not been systematically

investigated.

(14)

To understand the relationship between the site specific constraint and the positive

selection, I applied the profile comparison method as a tool to evaluate the functional

constraint at each alignment site, rather than to predict active sites. Moreover, I have

developed a new profile comparison method, and applied it to the characterization of

the positively selected sites. At first, I examined whether my method can actually detect

the functional constraint from the structural one, by applying the method to enzymes. I

subsequently applied the method to proteins under positive selection. The positively

selected sites were identified based on the  ratio. I found that the constraints at the

amino acid sites under positive selection tend to deviate from the structural constraints,

as compared to the sites unrelated to the positive selection. If the amino acid

substitutions according to the structural constraint are regarded as “conservative”, and

those that deviate from the structural constraints as “radical”, then my study can be

considered to connect the two approaches for the detection of positive selection, the

approaches with the  ratio (Fitch et al., 1997; Nielsen and Yang, 1998; Suzuki and

Gojobori, 1999; Yang et al., 2000; Kosakovsky Pond and Frost, 2005; Massingham and

(15)

Goldman, 2005) and those with the radical-conservative ratio (Hughes et al., 1990;

Rand et al., 2000; Zhang, 2000; Suzuki, 2007).

2. Materials and Methods

2.1. Dataset 2.1.1. Enzymes

I used the enzymes registered in the Catalytic Site Atlas (CSA,

http://www.ebi.ac.uk/thornton-srv/databases/CSA/, Porter et al., 2004), a database for

the active sites of enzymes with available coordinates data. To construct reliable

PSSMs, I selected the enzymes based on the number of available putative orthologous

sequences. For the selection, I performed a BLAST search through the KEGG GENE

DATABASE (http://www.genome.jp/kegg/genes.html, Kanehisa and Goto, 2000) with

the amino acid sequence of each enzyme from CSA as a query. The putative orthologs

were defined by the following four criteria: (1) The E-value is less than 0.01. (2) The

percent sequence identity is greater than 30 %. (3) The coverage of the aligned region is

greater than 75 % of the full length of the query. (4) When multiple sequences

(16)

satisfying the above conditions are obtained from a source organism, the sequence with

the lowest E-value is selected as a putative ortholog from the source. In this study, only

the enzymes with at least 100 putative orthologs were selected. Even though the above

conditions were satisfied, the enzymes were excluded from the analysis, if any of their

structures have not been determined at resolutions higher than 2.5Å. The number of

selected enzymes was 87. The putative orthologs thus obtained were aligned with the

query by MAFFT (Katoh et al., 2002; Katoh and Toh, 2008). The coordinates data were

obtained from the PDB (http://www.rcsb.org/pdb/home/home.do, Berman et al., 2000).

The PDB IDs and chains of the enzymes used in this study are listed in Table 1.

(17)

Table 1. The PDB IDs and chains of the enzymes used in this study.

2.1.2. Proteins under Positive Selection with Available Coordinates

The proteins used for this study should satisfy the following two conditions:

(1) The detection of positively selected sites have been conducted by using an alignment

consisting of at least 10 nucleotide sequences. (2) The coordinates data for at least one

sequence are available for the construction of the 3D-profile. The X-ray structures with

PDBid chain PDBid chain PDBid chain PDBid chain

13PK A 1AF7 A 1DZR A 1FQ0 C

1CD5 A 1DCI A 1LVH A 1NSJ A

1H7O A 1J7G A 1QH5 B 1RPX C

1ONR B 1POW B 2NPX A 5ENL A

1SZJ R 2ACU A 1AUO B 1BTL A

1A4S D 1AJ0 A 1E0C A 1G6T A

1CEV A 1DHP B 1MKA B 1NVT B

1HKA A 1JFL B 1QHF B 1SCA A

1PII A 1PS9 A 2PIA A 1CBG A

1TYS A 2ACY A 1B02 A 1GIM A

1A7U B 1AKO A 1ELS A 1OH9 A

1CW0 A 1DLI A 1MRQ A 1SES A

1HRD C 1KAE A 1QLH A

1PJB A 1QFE A 2PTH A

1UOK A 2DLN A 1B6G A

1A8H A 1ALK A 1ESO A

1CWY A 1DOD A 1MUD A

1ITX A 1LAM A 1QPR F

1PMI A 2DOR B 3ECA D

1ZIO A 1AMP A 1BF2 A

1A8Q A 1DPG B 1F2D A

1D6O B 1LDM A 1NF9 A

1J09 A 1QFM A 1RA2 A

1PNT A 2JCW A 3MDD A

2ABK A 1APX A 1BS4 C

(18)

better than 2.5 Å resolution were used for the analyses, except for 1OZ6 (2.6 Å).

Accordingly, six proteins were selected: (a) haemagglutinin (HA) of influenza A virus

(PDB ID: 2VIU), (b) group I snake phospholipase A2 (PLA2, PDB ID: 1A3D), (c) group

II snake PLA2 (PDB ID: 1OZ6), (d) scorpion -toxin (PDB ID: 2ASC), (e) scorpion -

toxin (PDB ID: 2I61), and (f) class I major histocompatibility protein (MHC, PDB ID:

3MRG). The positive selections of the proteins were reported as follows: HA of

influenza A virus (Fitch et al., 1997), groups I and II snake PLA2 (Lynch, 2007),

scorpion -toxin (Weinberger et al., 2010), scorpion -toxin (Tian et al., 2008), and

class I MHC (Yang and Swanson, 2002). I re-identified the positively selected sites of

the proteins, as described below. Group I PLA2 is homologous to group II PLA2.

However, they constitute distinctive groups in the snake venoms, based on the large

sequence variation, the distinct patterns of disulfide bridges, and the different source

organisms (Davidson and Dennis, 1990). Therefore, they were treated as different data.

The -toxin is also homologous to the -toxin (Rodríguez de la Vega and Possani,

2005), but their sequences and structures have highly diverged. Therefore, the two

scorpion toxins were treated as different data, like the two groups of PLA2.The

(19)

nucleotide sequences for the homologs of the proteins, except for the class I MHC

protein, were collected from NCBI (http://www.ncbi.nlm.nih.gov/nuccore) based on the

reports about each protein (Fitch et al., 1997; Lynch, 2007; Tian et al., 2008;

Weinberger et al., 2010). The sequence data for the class I MHC protein were obtained

from the data included in the PAML package

(http://abacus.gene.ucl.ac.uk/software/paml.html, Zhang et al., 2005). The amino acid

sequence data were generated by translating the nucleotide sequences. Since the number

of sequences of HA used in Fitch et al. (1997) was too large to be subject to PAML, I

selected the 88 sequences, so that every pair of the 88 sequences had synonymous

nucleotide distance equal to or more than 0.02. The pairwise distance was calculated by

the Nei-Gojobori method (Nei and Gojobori, 1986), using MEGA 4.0.2

(http://evolgen.biol.metro-u.ac.jp/MEGA/, Tamura et al., 2007).

2.2. Profile Comparison

A multiple amino acid sequence alignment was constructed for each protein by

MAFFT v6.2240 with the accurate option L-INS-i (Katoh et al., 2002; Katoh and Toh,

(20)

2008). The PSSM generated from the multiple amino acid sequence alignment was used

as the sequence profile in this study. The PSSM constructed by the method used in PSI-

BLAST (Altschul et al., 1997) was widely utilized for various bioinformatics

investigations (e.g. Ho et al., 2007; Huang and Yuan, 2013). I also adopted the method

to construct a PSSM from a multiple sequence alignment in this study. The Henikoff-

Henikoff sequence weight (Henikoff and Henikoff, 1994) was introduced to account for

the taxonomic bias. The pseudo count was also used for the calculation of residue

frequencies, although , the parameter for the pseudo count weight, was set to 0.1 in

this study.

The 3D-profile of a structure was used as the structure profile in this study,

and was generated by the method to evaluate the structural stability (Ota et al., 2001).

Three knowledge-based potential energies in the program, side-chain packing

(including side-chain and main-chain interactions), hydration, and local conformational

functions, were used to calculate the energy scores, and their simple summation

provided the total energy score. To construct the column of the 3D profile at a residue

position, the original amino acid was virtually substituted with other amino acids at the

(21)

position in the protein structure (Godzik et al., 1992). The potential energies of each

substituted residue and the original residue was then calculated. The side-chain packing

was considered by calculating the energy at each rotamer and preventing the virtually

substituted residue from bumping into the other residues within the structural

environment of the position. The best score among the rotamers of an amino acid

provided the score of the amino acid. The potential energies thus calculated were

assigned to 20 rows in the column, corresponding to the 20 residues.

The elements of both the 3D-profiles and PSSMs have the structure of log-

odds of the estimated frequency to the background frequency. Therefore, I directly

compared the corresponding columns of the two profiles, to evaluate the difference as

the Pearson’s correlation coefficient.

   

   

     

20

1 2

2 2 20

1 1

1 1

20 1

2 2 2 2 20

1

2 1 1 1 20

1

2 2 2 1

1 1

) , ( 20 3

1 ), , 20 (

1

) )

, ( 3

( ) )

, ( (

) )

, ( 3

)(

) , ( ( t

coefficien orrelation

i i

i i

i

j i ofile D j

j i PSSM j

j j

i ofile D j

j i PSSM

j j

i ofile D j j

i PSSM

Pr

Pr Pr

 c

In this equation, PSSM(i,j1) is the element of PSSM for an amino acid i at an

alignment site j1. 3DProfile(i,j2) is the element of the 3D-profile for amino acid i at an

(22)

amino acid position j2, which corresponds to an alignment site j1. 1(j1) is the average of

the elements of PSSM at the alignment site j1. 2(j2) is the average of the elements of

the 3D-profile at the amino acid position j2. When more than 30 % of the sequences

were occupied by gaps at an alignment site, the profile comparison was skipped at the

site.

Figure 1 shows a schematic overview of the profile comparison in my study.

Figure 1. A schematic overview of the profile comparison in my study.

2.3. Estimation of Positively Selected Codon Sites

(23)

As described above, the six proteins used in this study are known to have

evolved under positive selection (Fitch et al., 1997; Yang and Swanson, 2002; Lynch,

2007; Tian et al., 2008; Weinberger et al., 2010). In each protein, the codon sites that

have been subjected to positive selection were estimated by the following procedure. (1)

The nucleotide sequences were translated into the amino acid sequences. A multiple

amino acid sequence alignment was constructed for each protein with the translated

sequences, using MAFFT v6.2240. (2) A nucleotide sequence alignment was made, in

which the gap positions were consistent with those in the corresponding amino acid

sequence alignment. The codon sites including gaps were neglected from the

subsequent analyses. (3) Based on the nucleotide sequence alignment made by MAFFT,

a phylogenetic tree for each protein was constructed by the neighbor-joining method

Saitou and Nei, 1987). MEGA 4.0.2 (http://evolgen.biol.metro-u.ac.jp/MEGA/, Tamura

et al., 2007) was used for the tree construction. (4) The tree thus obtained and the

nucleotide sequence alignment were used as input data for the CODEML module of

PAML ver. 4.3 (Yang, 2007), to identify the positively selected codons. The analysis of

positive selection by CODEML consisted of two steps. The first step is to examine

(24)

whether the sites under positive selection are included in the given alignment by the

likelihood ratio test. The likelihood ratio test uses the built-in models of PAML, such as

M7 and M8, as the null and alternative hypotheses, respectively. In the models, a

parameter denoted as  is introduced, which indicates the ratio of non-synonymous

substitution rate to synonymous substitution rate. The non-synonymous and

synonymous substitutions are defined as the nucleotide substitutions in a codon, which

change and do not change the amino acid encoded by the codon, respectively. If there is

no positive selection to accelerate the amino acid substitutions,  is less than 1.0, since

the synonymous substitution is free from the selection at protein level whereas the

change of amino acid by the non-synonymous substitution somehow affects the

structure and/or function of the protein. When the coding region is free from the

constraints at protein level,  equals to 1.0. Such  is observed for pseudogenes. The

acceleration of amino acid substitutions by positive selection is captured by evaluating

the acceleration of the non-synonymous substitution rate, comparing to the synonymous

substitution rate, that is,  > 1.0. The null hypothesis M7 assumes that the distribution

of  follows beta distribution and that all of the alignment sites fall into one of the ten

(25)

categories of  < 1. In contrast, M8 has the additional category of  > 1, which

indicates positive selection, as well as the ten categories used in M7. If the null

hypothesis M7 is rejected, then the proteins encoded by the nucleotide sequences are

regarded as undergoing positive selection. When M7 is rejected, I go to the second step,

where each codon site was examined by the Bayes Empirical Bayes (BEB) method

under the M8 model. In BEB, the posterior probabilities for the 11 categories of  were

calculated for each codon site. When the posterior probability for the >1 category was

greater than 0.95, the site was regarded as undergoing positive selection in this study.

For more details, see Yang et al. (2005) and Yang (2007). Thus, the PAML can indicate

the codon sites under positive selection. In this study, however, amino acid sequences

were used for the profile comparison. So, I marked the amino acid sites corresponding

to the positively selected codon sites (see Table 5), instead of marking on nucleotide

sequences.

All six proteins used in this study have previously been reported to be under

positive selection (Fitch et al., 1997; Yang and Swanson, 2002; Lynch, 2007; Tian et

al., 2008; Weinberger et al., 2010). However, the sequence data used in this study were

(26)

not always the same as those used in the literature. Therefore, I began my study from

scratch to reconfirm that the collected sequences are subject to positive selection. The

null hypothesis M7 was rejected for all cases examined here, and the presence of

positively selected sites was suggested for the six proteins.

2.4. Statistical Evaluation for Detection of Functional Constraints 2.4.1. Wilcoxon rank sum test

The Wilcoxon rank sum test was used to evaluate (i) the difference in the

distribution of the correlation coefficients between the active and non-active sites and

(ii) that between the positively selected sites and the remaining sites (non-positively

selected sites). The test was applied to the distribution of the correlation coefficients for

each protein. The null hypothesis for (i) was that the median of the distribution of the

active sites is the same as that for the non-active sites. The null hypothesis for (ii) was

that the median of the distribution of the positively selected sites is the same as that for

the remaining sites. The significance level of both tests was controlled for FDR (false

(27)

discovery rate) of 0.05 by the Benjamini-Hochberg (BH) method (Benjamini and

Hochberg, 1995).

2.4.2 Meta-analysis

I obtained the results of the Wilcoxon rank sum test for each protein. As described

below, however, it was difficult to derive a general tendency from the Wilcoxon rank sum test.

Therefore, I carried out data synthesis by the Mantel-Haenszel method (Mantel and Haenszel,

1959), the Peto method (Yusuf et al., 1985), the DerSimonian-Laird method

(DerSimonian and Laird, 1986; DerSimonian and Laird, 2015) and the Restricted

maximum-likelihood method (Corbeil and Searle, 1976). At first, I constructed a 2 x 2

contingency table for each protein (see Figure 2). For problem (i), Categories 1 and 2 indicate the

active and non-active site. In the case of problem (ii), the two categories correspond to the

positively selected sites and the remaining sites. The columns correspond to the division of the

sites, based on the correlation coefficient. The first and second columns are the categories of the

sites with correlation coefficients <  and > , respectively. A weak and negative correlation

coefficient is considered to indicate functional constraint. Therefore, I examined 0.0, 0.1, 0.2 and

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0.3 as . The symbols “a” and “c” in Figure 2 indicate the numbers of sites with correlation

coefficients < , which belong to Categories 1 and 2. Likewise, the symbols “b” and “d” indicate

the numbers of sites with correlation coefficients > , which belong to Categories 1 and 2. The

meta-analyses were performed by integrating the contingency table for every protein family.

There are two types of meta-analysis. One of them assumes the homogeneity of the data, whereas

the assumption of homogeneity is not required for the others. I therefore evaluated homogeneity

of the data under consideration by the Cochran Q-test (Cochran, 1954) to determine which type of

the meta-analyses should be used for this study. I also calculated I2 value for evaluating the

heterogeneity (Higgins et al., 2003). I2 is calculated:

I2=100×(Q − df)/Q

Where Q is Cochran's heterogeneity statistic, and df indicates the degrees of freedom. Q is

dependent on the meta-analysis method to be used. I used the metafor package to calculate Q.

Negative values of I2 are treated as zero in order to keep I2 between 0% and 100% (Higgins et

al., 2003.). In this study, I2 < 25 % was adopted as a criterion of low heterogeneity,

which is often used as a rule of thumb (Hatala et al., 2005). As described below, the

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some cases. After the check of the homogeneity of the data, the synthesis of the data was carried

out by the Mantel-Haenszel method, the Peto method, the DerSimonian-Laird method

and the Restricted maximum-likelihood method. The significance level was set to 0.05 for

both problems. Both the statistical test by the meta-analyses and the test of homogeneity were

performed with a meta-analysis package of R, metafor. A schematic overview of statistical tests

employed in my study is shown in Figure 3.

Figure 2. Outline of the meta analysis.

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Figure 3. A schematic overview of individual analyses and the synthesis employed in this study.

The plots in the central panel indicate individual analyses by Wilcoxon rank sum test. Categories 1

and 2 correspond to the two items separated by “vs” in the left side of Figure 3. The circles in a

category correspond to correlation coefficients obtained by the profile comparison at the sites

belonging to the category of each protein. The data of the correlation coefficients of each protein is

transformed into a contingency table, and the logarithm of the pooled odds ratio is subject to the

synthesis.

3. Results

(Meta-Analysis)

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3.1. Validation of Profile Comparison as a Method to Detect the Functional Constraints

The object of this manuscript is to examine the relationship between the substitutions at

positively selected sites and the functional constraints. Before the analysis, I examined

whether my profile comparison method can actually detect functional constraints. For

the examination, I used enzymes, since several studies (Elcock AH., 2001; Ota et al.,

2003) suggested that the constraints at the catalytic sites of enzymes deviate from the

structural one. Representative distributions of the correlation coefficients calculated

from several enzymes (alkaline phosphatase (PDB ID, 1ALK chain A), aminoacyl-

tRNA synthase (PDB ID, 1A8H chain A), Alanine dehydrogenase (PDB ID, 1PJB chain

A), L-asparaginase II (PDB ID, 3ECA chain D)) are shown in Figure 4. As shown in

Figure 4, the distributions are skewed to the positive sides. Since the correlation

coefficient is the Pearson’s correlation coefficient between the PSSM and the 3D-

profile, the skew indicates that the evolution of many sites has mainly been dominated

by the structural constraints. In contrast, every protein has a long tail, which extends to

the negative side. The correlation coefficient in the tail region indicates the low

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correlation between the corresponding columns of the PSSM and the 3D profile.

Therefore, it is considered that the alignment sites constituting the tail have been

subjected to other constraints than structural constraints.

Figure 4. Representative examples of the correlation coefficient

distributions.

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To examine whether the functional residues have lower correlation

coefficients corresponding to those of the tail region, I performed the following

statistical tests. I used the active sites of the 87 enzymes, registered in the Catalytic Site

Atlas (CSA, Porter et al., 2004), as the residues under strong functional constraints. The

correlation coefficients of all of the sites in the enzymes were calculated by my profile

comparison. The correlation coefficients were then divided into two sets: one

corresponding to the active sites, and the other comprising the remaining sites. Thus, the

latter set does not include the active sites, but may include the residues under functional

constraints, such as the sites corresponding to the ligand binding residue and the

interface residues for protein-protein interactions, which are not been registered as

active site in CSA. I assumed that the number of such sites is relatively small in the

latter set. Under this assumption, the distribution of the correlation coefficients for the

latter set is considered to approximately reflect that of the non-active sites. I applied the

Wilcoxon rank sum test to each enzyme family, to evaluate the difference in the

distribution of correlation coefficients between the two sets. The p-values were

corrected by the BH method. Among the 87 cases, 33 showed that the median of the

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correlation coefficients of the active sites is lower than that of the non-active sites, with

statistical significance. Thus, it was difficult to determine whether the functional

constraints actually cause the deviation from the structural constraints by the analysis of

each enzyme family, although the correspondence between the low correlation

coefficient and the existence of the function was observed in about 38% of the

examined families. Therefore, I performed a meta-analysis, by regarding the 87 cases as

independent studies. To construct a contingency table for the test, I examined four

threshold values for correlation coefficient, 0.0, 0.1, 0.2 and 0.3, to divide the alignment

sites into two groups. For each threshold value, the 87 contingency tables were

examined by the Fisher's exact test as other individual studies, before the meta-analysis.

Out of 87 enzyme families, however, only a few enzyme families showed statistical

significance (data not shown). Thus, no clear result was obtained by the individual

studies, like the results by the Wilcoxon rank sum test. Therefore, I examined the meta-

analysis with the contingency tables. Each result of the meta-analyses by the Mantel-

Haenszel method, the Peto method, the DerSimonian-Laird method and the Restricted

maximum-likelihood method is shown in Table 2. As shown in Table 2, the results of

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the four examinations were the same. Even the tests without the assumption of the

homogeneity such as the DerSimonian-Laird method and the Restricted maximum-

likelihood method supported the results of the Mantel-Haenszel tests. So, I describe the

result for the threshold value of 0.1. No significant heterogeneity of the logarithm of the

pooled odds ratio was observed among the 87 protein families (See Table 3.).

Therefore, I applied the Mantel-Haenszel method to the protein families. The logarithm

of the pooled odds ratio was 1.76, and its p-value was less than 0.001. The confidence

interval was (1.52, 2.00), which did not include 0. These results suggested that the

frequency of the residues with a correlation coefficient < 0.1 in the set of active sites is

greater than that in the set of non-active sites, with statistical significance. I also

examined the meta-analysis by the Peto method (Yusuf et al., 1985), the DerSimonian-

Laird method (DerSimonian and Laird, 1986; DerSimonian and Laird 2015), and the

restricted maximum-likelihood method (Corbeil and Searle, 1976). Like the results of

the Mantel-Haenzel test, the p-value was less than 0.001 and the confidence interval did

not include 0, even when the threshold value was set to 0.0, 0.2 or 0.3. The details of the

two cases were summarized in Table 2. All of the results from these methods, except for

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the result of the Cochran Q-test and I2 for Peto method, were the same as those obtained

from the Mantel-Haenszel method using 0.1 as a threshold for  (See Table 2 and Table

3.).

Table 2. The results of meta-analyses for the 87 protein families (enzymes) by the DerSimonian-Laird method, the Restricted maximum-likelihood method, the Peto method and the Mantel-Haenszel method.

Mantel-Haenszel method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.73 1.49-1.98 <.0001

0.1 1.76 1.52-2.00 <.0001

0.2 1.84 1.58-2.10 <.0001

0.3 1.84 1.56-2.12 <.0001

Peto method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 2.89 2.53-3.24 <.0001

0.1 2.54 2.23-2.85 <.0001

0.2 2.21 1.94-2.48 <.0001

0.3 1.86 1.61-2.10 <.0001

DerSimonian-Laird method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.79 1.52-2.06 <.0001

0.1 1.71 1.44-1.97 <.0001

0.2 1.64 1.37-1.90 <.0001

0.3 1.49 1.21-1.77 <.0001

Restricted maximum-likelihood method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.79 1.52-2.06 <.0001

0.1 1.71 1.44-1.97 <.0001

0.2 1.64 1.37-1.90 <.0001

0.3 1.49 1.21-1.77 <.0001

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Table 3. Assessment of heterogeneity for the 87 protein families (enzymes) by the Mantel-Haenszel method, the Peto method, the DerSimonian-Laird method and the Restricted maximum-likelihood method.

*: A symbol Q indicates Cochlan's Q, which was calculated by an R package, ‘metafor’

(Viechtbauer, W., 2010).

**: A symbol df indicates the degrees of freedom for each statistical evaluation.

***: I2 =100%× (Q − df)/Q. When I2 takes a negative value, the I2 is treated as zero in order for I2 to be restricted between 0% and 100% (Higgins et al., 2003.).

3.2. Examination of the constraints at the positively selected sites by profile comparison

Mantel-Haenszel method

 Q* df** I2 *** p-value

0.0 67.3498 86 0 0.9317

0.1 70.9639 86 0 0.8789

0.2 66.5828 86 0 0.9403

0.3 63.2038 86 0 0.9692

Peto method

 Q* df** I2 *** p-value

0.0 230.5213 86 63 < .0001

0.1 184.8006 86 53 < .0001

0.2 129.5104 86 34 0.0017

0.3 89.5603 86 4 0.4041

DerSimonian-Laird method

 Q* df** I2 *** p-value

0.0 67.1880 86 0 0.9336

0.1 70.8111 86 0 0.8815

0.2 64.3222 86 0 0.9612

0.3 57.0546 86 0 0.9932

Restricted maximum-likelihood method

 Q* df** I2 *** p-value

0.0 67.1880 86 0 0.9336

0.1 70.8111 86 0 0.8815

0.2 64.3222 86 0 0.9612

0.3 57.0546 86 0 0.9932

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As described in section 3.1, my profile comparison method can detect

functional constraints. Therefore, I applied the method to examination of the

relationship between the substitutions at positively selected sites and the functional

constraints. I applied the profile comparison to six protein families, which reportedly

evolved under positive selection, and calculated the correlation coefficient between the

two profiles at each alignment site (see Materials and Methods). At first, I applied the

profile comparison to the six protein families. The distributions of the correlation

coefficients are shown in Figure 5. The shapes of the distributions are similar to those

shown in Figure 4. In particular, the skew to the positive side and the long tail to the

negative side are observed in the distributions. Next, I identified the codons under

positive selection, by using PAML (Yang, 2007). The likelihood ratio tests suggested

that all of the examined proteins include codon sites under positive selection (the results

of the likelihood ratio tests are shown in Table 4). The results of the analysis are

summarized in Table 5, in which the positively selected sites, or the amino acid sites

corresponding to the codons under positive selection, are indicated by the residue

positions in the PDB structures used in this study. The locations of the positively

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selected sites in the distributions of the correlation coefficients are indicated by the

arrows over the bars in Figure 5.

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Figure 5. Distributions of the correlation coefficients for the six protein

families under positive selection.

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Table 4. The result of likelihood ratio tests.

I examined whether a difference existed in the distribution of the correlation

coefficients between the positively selected sites and the remaining sites of each protein,

by the Wilcoxon rank sum test. The p-values were corrected by the BH method. Out of

the six protein families, the corrected p-values for four protein families were less than

0.05 (see Table 6). As in the analysis of the enzymes, however, it was difficult to derive

an apparent conclusion from the Wilcoxon rank sum test. Therefore, I regarded the

analysis of each protein family as an independent study, and re-examined the six protein

families by the meta-analysis. Like the analysis of the enzymes described above, I used

each of four threshold values of the correlation coefficient, 0.0, 0.1, 0.2 and 0.3, to

construct a contingency table. Before the analysis of the logarithm of the pooled odds

ratio, I examined the statistical significance of each contingency table of the six protein Protein name M7(l0) M8 (l1) 2(l1-l0) p-value

HA -5902.809 -5866.836 71.947 >0.001

Group I PLA2 -6708.212 -6537.673 341.077 >0.001 Group II PLA2 -7338.229 -7188.751 298.956 >0.001

-toxin -3183.430 -3152.503 61.853 >0.001

-toxin -791.538 -784.847 13.384 0.001

MHC -8036.603 -7559.384 954.438 >0.001

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families by the Fisher's exact test as other individual studies. Out of six protein families,

however, no family showed statistical significance under any threshold value (data not

shown). Then, I examined the meta-analysis with the contingency tables.

Before carrying out meta-analyses, I evaluated heterogeneity of the data under consideration by

the Cochran Q-test and I2 (See Table 7.) to select an appropriate method of data synthesis. The

Cochran Q-test did not suggest significant heterogeneity among the six proteins (p-

value >0.05) for either the Mantel-Haenszel method or the Peto method. Either I2

calculated for the Mantel-Haenszel method or the Peto method was 0% under  =0.0,

0.1, and 0.2. When  was set to 0.3, the I2 calculated for the Mantel-Haenszel method

was 13% and that for the Peto method was 25%. Ordinarily, I2 < 25 % is used as a

criterion for the low heterogeneity and 25% < I2 < 50 % is used as a criterion for

moderate heterogeneity (Hatala et al., 2005). Thus, the homogeneity among the data

was assumed, and then the synthesis of the data was carried out by Mantel-Haenszel method for

either threshold value of . The results of Mantel-Haenszel test with four threshold

values were the same. So, I here describe only the case of the threshold value of 0.1.

The details of the other threshold values were summarized in Table 8. The logarithm of

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the pooled odds ratio was 1.01, with a p-value less than 0.001. The 95 % confidence

interval of the logarithm of the pooled odds ratio was (0.53, 1.49). The lower bound of

the interval is more than 0.0, suggesting that the frequency of the residues with a

correlation coefficient < 0.1 in the set of positively selected sites is greater than that in

the set of remaining sites, with statistical significance. I also examined the meta-

analysis by the Peto method, the DerSimonian-Laird method, and the restricted

maximum-likelihood method. The results were the same as those by the Mantel-

Haenszel method. The results with the four threshold values are summarized in Table 8.

As shown in Table 8, all the examinations indicated the same conclusion, that is, the

sites under positive selection tend to have low correlation coefficient between the

profiles.

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-toxin 11(11) 18(18) 21(22) 25(26) 28(29) 33(34) 38(39) 40(41) 42(43) 61(62)

-toxin 15(20) 16(21) 26(31) 27(32)

Group I PLA2

3(30) 6(33) 7(34) 10(37) 15(43) 17(45) 18(46) 19(47) 22(50)30(58) 46(74) 52(80) 58(86) 59(87) 61(94) 64(97) 65(98) 66(99) 68(101) 70(103)

72(105) 73(106) 74(107) 75(110) 77(112) 81(116) 83(118) 84(119) 86(121) 88(123)

102(137) 108(143) 110(145) Group II

PLA2

18(33) 19(34) 20(35) 24(39) 31(46) 34(49) 36(51) 70(77) 77(84) 81(88) 110(117) 118(126) 119(127) 121(131) 122(132) 128(138) 129(139) HA 135(135) 138(138) 156(156) 159(159) 186(186) 193(193) 226(226)

MHC

9(9) 24(24) 63(63) 67(67) 69(69) 70(70) 71(71) 77(77) 80(80) 81(81) 82(82) 83(83) 95(95) 97(97) 114(114) 116(116) 151(151) 152(152) 156(156)

163(163) 167(167)

Table 5. Amino acid positions corresponding to positively selected sites.

aThe numbers outside the parentheses indicate the residue positions in the tertiary structure used in this study. The numbers in the parentheses indicate the alignment sites.

Sites with a correlation coefficient < 0.1 are indicated by bold font.

-toxin -toxin group I PLA2

group II PLA2

HA class I MHC p-value* 0.235 0.030 0.158 0.024 0.030 0.024

Table 6. The p-values estimated by the Wilcoxon rank sum test for the six protein families.

*The number indicates p-value corrected by BH method.

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Table 7. Assessment of heterogeneity for the six protein families under positive selection by the Mantel-Haenszel method, the Peto method, the DerSimonian-Laird method and the Restricted maximum-likelihood method.

*: A symbol Q indicates Cochlan's Q, which was calculated by an R package, ‘metafor’

(Viechtbauer, W., 2010).

**: A symbol df indicates the degrees of freedom for each statistical evaluation.

***: I2 =100% × (Q − df)/Q. When I2 takes a negative value, the I2 is treated as zero in order for I2 to be restricted between 0% and 100% (Higgins et al., 2003.)

Mantel-Haenszel method

 Q* df** I2 *** p-value

0.0 0.2723 5 0 0.9981

0.1 0.7753 5 0 0.9786

0.2 1.5500 5 0 0.9072

0.3 5.7373 5 13 0.3326

Peto method

 Q* df** I2 *** p-value

0.0 0.3630 5 0 0.9963

0.1 1.0312 5 0 0.9600

0.2 1.7286 5 0 0.8853

0.3 6.6639 5 25 0.2469

DerSimonian-Laird method

 Q* df** I2 *** p-value

0.0 0.2722 5 0 0.9981

0.1 0.7751 5 0 0.9786

0.2 1.5490 5 0 0.9073

0.3 5.6200 5 11 0.3450

Restricted maximum-likelihood method

 Q* df** I2 *** p-value

0.0 0.2722 5 0 0.9981

0.1 0.7751 5 0 0.9786

0.2 1.5490 5 0 0.9073

0.3 5.6200 5 11 0.3450

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Table 8. The results of the meta-analyses for the six protein families under positive selection by the DerSimonian-Laird method, the Restricted

maximum-likelihood method, the Peto method and the Mantel-Haenszel method.

4. Discussion

As described in the introduction, each site in a protein is subject to a mixture

of several constraints. When we use profile comparison, we can distinguish structural

constraint and the remaining ones in the mixture of constraints. The remaining

constraints are considered to be related to the biochemical functions at each site such as Mantel-Haenszel method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.25 0.72-1.78 <.0001

0.1 1.01 0.53-1.49 <.0001

0.2 1.00 0.54-1.47 <.0001

0.3 0.97 0.49-1.44 <.0001

Peto method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.55 0.92-2.17 <.0001

0.1 1.15 0.62-1.68 <.0001

0.2 1.06 0.58-1.54 <.0001

0.3 0.94 0.49-1.39 <.0001

DerSimonian-Laird method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.25 0.72-1.78 <.0001

0.1 1.01 0.54-1.49 <.0001

0.2 1.00 0.53-1.46 <.0001

0.3 0.91 0.381.45 0.0009

Restricted maximum-likelihood method

 logarithm of the pooled odds ratio confidence interval p-value

0.0 1.25 0.72-1.78 <.0001

0.1 1.01 0.53-1.49 <.0001

0.2 1.00 0.53-1.46 <.0001

0.3 0.91 0.38-1.45 0.0008

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therefore referred to as functional constraints. The relative intensities of the structural

constraints and the functional constraints differ from site to site. The active sites

registered in CSA did not always have low correlation coefficient. In such sites, the

structural constraint may be consistent with the functional constraint. Despite the

inconsistency among the sites, the integrated analysis by the meta-analysis suggested

that the active sites tend to have low correlation coefficients. Likewise, the correlation

coefficients of some positively selected sites did not fall into the tail region. For some

sites, the acceleration of amino acid substitutions along the structural constraints may be

enough for the positive selection. For example, the substitution of an amino acid residue

to a physicochemically similar residue at the antigenicity determining site may be

effective to escape from the recognition by antibody. However, the meta-analyses

suggested that the correlation coefficients for the positively selected sites tend to have

lower values than those for the non-positively selected sites. In other words, the

acceleration of the amino acid substitutions at the positively selected sites tends to occur

in a manner that is subject to the functional constraints.

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The positively selected sites, which are listed in Table 5, are mapped on the

tertiary structures of -toxin,-toxin, Group I PLA2, Group II PLA2, HA and MHC (see

Figure 6). In the figures, the positively selected residues with the correlation

coefficients between two profiles < 0.1 are colored red. The residues colored red are

basically concentrated at the same face, in any case except for the analysis with -toxin

(see Figure 6). As for the -toxin, four residues corresponding to the residue positions

11, 18, 38 and 40 of PDB ID:2ASC are colored red (see Figure 6 (A)). Out of them,

residues at the positions 11, 18 and 40, have been reported to affect the toxin activity

(Gordon et.al. 2007, Weinberger et al. 2010.). Furthermore, it is reported that the

residue position 40 is involved in the toxin selectivity as well as toxin activity

(Weinberger et al. 2010). Only two residues corresponding to the residue positions 15

and 16 of PDB ID:2I61 were detected for the -toxin by my analysis. The residues are

also colored red in Figure 6 (B). The residues have been reported to be important for

both toxin activity and selectivity to the insect voltage-gated sodium channel (Karbat et

al., 2007; Tian et al., 2008.). Most of the residues colored red are located around the

active sites (blue sites) for either Groups I or II PLA2 (See Figure 6 (C) and (D)). Both

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groups of enzymes are used as toxins by the snakes. It is suggested that the positive

selection is considered to be related to the adaptation to the change of the prey in the

different habitats (Lynch, 2007). In addition, some of the residues detected from Group

II PLA2 are also present near or at the C-terminal region (see Figure 6 (D)). The C-

terminal region, which corresponds to the residue positions 115-133 of PDB ID:1OZ6,

have been reported to be involved in the toxin action (Prijatelj et al., 2000; Ivanovski et

al., 2000; Fujisawa et al., 2008). Three residues of HA are colored red (see Figure 6

(E)). Out of them, two residues corresponding to the residue positions 156 and 159 of

PDB ID:2VIU are present in the antigenic region B1. The region, which consists of the

residue positions 150-170 of PDB ID:2VIU, have been reported to play an important

role for evacuating antibody’s attack (Sato et al., 2004). The most of the residues

colored red of MHC are located at or around the ligand binding sites in the tertiary

structure (see Figure 6 (F)). Thus, the individual exploration about the positively

selected residues with the correlation coefficient < 0.1 suggested that the substitutions

under the constraint different from structural one are effective for such adaptation or

selectivity.

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As described above, the sites under positive selection do not always have the

low correlation coefficient between profiles. Therefore, it would be difficult to apply

this tendency to the prediction of positively selected sites. Rather, my method seems to

connect the two schools for the detection of positive selection. Several different

methods are available to detect positive selection at a single amino acid site in proteins.

Roughly speaking, the methods are classified into two approaches. One of the methods

uses the ratio of non-synonymous to synonymous substitution rates or estimate the 

ratio as an indicator of positive selection, and has been developed by introducing

statistical approaches (Fitch et al., 1997; Nielsen and Yang, 1998; Suzuki and Gojobori,

1999; Yang et al., 2000; Kosakovsky Pond and Frost, 2005; Massingham and Goldman,

2005). The PAML program package (Yang, 2007) used in this study is a representative

tool for the identification of codons under positive selection. In contrast, there are

different approaches in which the ratio of the radical to conservative amino acid

substitution rates is used as a measure for positive selection (Hughes et al., 1990; Rand

et al., 2000; Zhang, 2000; Suzuki, 2007). Dagan et al. (2002) suggested that the ratio of

radical to conservative substitutions may not be a good indicator of positive selection,

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since the ratio is affected by the transition-transversion rate ratio and the amino acid

compositions. In addition, the radical and conservative substitutions are defined based

on the physicochemical characteristics of the amino acid residues in the approaches.

However, the structural aspects have been neglected in these studies. Even the

substitutions of amino acids belonging to the same physicochemical group may be

radical, and the substitutions between amino acids in different physicochemical groups

may be conservative, depending on the structural context. In this study, I examined the

amino acid replacements under positive selection indicated by the  ratio, in which

neither radical-conservative substitutions nor structural-functional constraints are taken

into account. In spite of the exclusion of such aspects, the profile comparison study

suggested that the amino acid substitutions under positive selection may have occurred

in a manner that the substitution pattern deviates from structural constraints. If the

amino acid substitutions according to the structural constraints at a site are regarded as

conservative, and those that deviates from structural constraints as radical, then my

study can be considered as an attempt to connect the approaches with the  ratio to

those with the radical-conservative ratio. The key is the introduction of the structural

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information. Recently, Suzuki (2013) extended his work by using structural

information, in which the thermodynamic stability obtained by an in silico method is

used, instead of the physicochemical group. Considering the accumulation of the

coordinate data of proteins, the use of structural information will shed light on studies of

positive selection.

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Figure 6. Mapping of the amino acid residues corresponding to positively

selected sites.

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The positively selected sites are mapped on the tertiary structures of -toxin (A), -

toxin (B), Group I PLA2 (C), Group II PLA2 (D), HA (E) and MHC (F). The residues

corresponding to positively selected sites with a correlation coefficient < 0.1 are colored

red, whereas the residues corresponding to the positively selected sites with a

correlation coefficient > 0.1 are colored yellow. The residues colored blue indicate the

catalytic sites for Group I and II PLA2. The ligands of MHC are represented as green

sticks. Two structures are shown in each row. They are the illustrations of the same

structure. The structure at the left side is arranged to exhibit the residues colored red as

many as possible, which is rotated around the Z-axis running from the bottom of the

page to the top by approximately 180 degrees to be shown at the right side.

Finally, I’d like to conclude this manuscript by describing a possible extension of my

profile comparison as future works. Recently, several groups including us have

investigated positive selection from structural viewpoint, although the number of such

studies is still small. For example, Meyer et al. (2013) and Echave et al. (2016)

described a possibility that even positively selected codon sites have dS/dN < 1.0 due to

structural constraints. It means ordinary approaches with  ratio cannot be applicable to

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the detection of such codon sites. Echave et al. (2016) insisted that a structural baseline

is required to detect such positively selected sites. If the substitution rate at a site is

greater than the base line, the site is regarded as a positively selected site, although there

is no concrete method to generate such base line at this stage. During the research

described in this manuscript, I found that some positively selected sites identified in this

study seem to be under the relatively strong structural constraint, since the correlation

coefficient of profile comparison at such sites were 0.5 or more. The observation is

inverse to the case suggested by Echave et al. (2016). That is, amino acid substitution

could be accelerated according to the structural constraints. There are two

interpretations for my observation. Consider antigenicity determinants of an antigen for

the first interpretation. If the object of the amino acid substitution is to avoid the

detection by the host antibodies, the replacement according to the structural constraint

would be enough for the survival of the pathogens. The second interpretation may be

related to a report by Dasmeh et al. (2014), in which the relationship between the

protein stability and the dN/dS ratio is examined with the simulated evolution of

myoglobulin in silico. In their simulation, they observed that positive selection would

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occur to maintain the structural stability under the condition of the low structural

stability. The positively selected sites with high correlation coefficients detected in this

study may contribute to the structural stability as suggested by Dasmeh et al. (2014).

The profile comparison could be used to further investigate the mechanism of the

positive selection with high correlation coefficients between the profiles. The study of

positive selection from structural viewpoint has been just begun. The introduction of

structural information would shed light on the study of positive selection and other

topics of molecular evolution.

Acknowledgments

I would like to show my greatest appreciation to my supervisor, Professor

Hiroyuki Toh for providing me the opportunity to conduct this research and guidance

from the beginning to the completion of this research. My heartfelt appreciation goes to

Professor Motonori Ota for giving me a program to calculate the 3D profile of this study

and useful advice. I owe my deepest gratitude to Professor Daisuke Kohda for advising

me as a chief investigator and giving me the opportunity to conduct this research from

April 1 to September 30, 2011 in his laboratory. I am very grateful to everyone

Table 1. The PDB IDs and chains of the enzymes used in this study.
Figure 1 shows a schematic overview of the profile comparison in my study.
Figure 2. Outline of the meta analysis.
Figure 3. A schematic overview of individual analyses and the synthesis employed  in this study
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