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42(2006), 83–100

The Topology of the Space of Holomorphic Maps with Bounded Multiplicity

By

Kohhei Yamaguchi

Abstract

For a complex (quasi-) projective variety X CPN with π2(X) = Z and an integerd≥0, let Hold(S2, X) denote the space consisting of all basepoint preserving holomorphic mapsf fromS2 to X with degreed. We study the topology of certain subspaces of Hold(S2, X) defined using the concept of multiplicityof roots, and we show that the Atiyah-Jones-Segal type theorem ([1], [11]) holds for these subspaces if X is belong to a certain family of complex quasi-projective varieties.

§1. Introduction

If d 0 is an integer and X CPm1 is a complex (quasi-) projective variety with the condition π2(X) = Z, we denote by Hold(S2, X) the space consisting of all base point preserving holomorphic maps (i.e. algebraic curves) f :S2→X with [f] =d∈Z=π2(X). The corresponding space of continuous maps is denoted by Mapd(S2, X) = Ω2dX. The principal motivation for this paper derives from the work of G. Segal [11], in which he investigates the topology of the space Hold(S2, X) forX =CPm1 as follows.

Theorem 1.1 ([11]). Let m 2 and d 1 be integers. Then the inclusion id : Hold(S2,CPm1)2dCPm1 is a homotopy equivalence up to dimension (2m3)d.

Communicated by K. Saito. Received May 6, 2003.

2000 Mathematics Subject Classification(s): Primary 55P10; Secondary 55P35, 55P15.

Key words: algebraic curves, holomorphic maps, homotopy equivalence

Partly supported by Grant-in-Aid for Scientific Research (C) 16540056, Japan Society of the Promotion of Science.

Department of Information Mathematics, University of Electro-Communications, Chofu- gaoka, Chofu, Tokyo 182-8585, Japan.

e-mail: [email protected]

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Remark. We say that a mapf :X→Y is ahomotopy equivalence(resp.

homology equivalence)up to dimension N if the induced homomorphismf: πi(X)→πi(Y) (resp. f :Hi(X;Z)→Hi(Y;Z)) is bijective wheni < N and is surjective wheni=N.

In this paper, we shall investigate whether a similar result hold for certain subspaces of Hold(S2, X) introduced from the concept ofmultiplicity.

For a spaceX, we denote by SPd(X) thed-th symmetric product ofX. By definition, this is the quotient spaceXdd, where the symmetric group Σdacts on the d-fold product Xd in the natural way. An element of SPd(X) may be identified with a formal linear combinationα=k

i=1dixi, wherex1, . . . , xkare distinct points ofXandd1, . . . , dkare positive integers such thatk

i=1 di = d.

We shall refer toα as a “configuration” of points, the point xi having multi- plicitydi. We shall be concerned with a subspace SPdn(X) of SPd(X), defined as follows. Ifn≥2,

SPdn(X) = k

i=1

dixiSPd(X) :di< nfor alli

.

Thus, SPdn(X) is obtained by imposing a condition of “bounded multiplicity”, namely that all points xi (of any configuration) have multiplicity less thann.

There is a filtration

Cd(X) = SPd2(X)⊂ · · · ⊂SPdn(X)⊂ · · · ⊂SPdd+1(X) =· · ·= SPd(X), where Cd(X) denotes the space of “configurations of d distinct points” inX. Note that SPdn(C) can be identified with the space of complex polynomials of degreedwhich aremonic, and all of whose roots havemultiplicity less thann.

(The polynomialk

i=1(z−xi)di corresponds tok

i=1dixi.)

If we choose the point [1 : · · · : 1] as the base point of CPm1, the space Hold(S2,CPm1) is identified with the space consisting of allm-tuples (p1(z), . . . , pm(z))C[z]mof monic polynomials of degreedsuch that the poly- nomials p1(z), . . . , pm(z) have no common roots. It is also identified with the space ofm-tuples of positive disjoint divisors,

Hold(S2,CPm1) ={1, . . . , ξm)SPd(C)m:ξ1∩ · · · ∩ξm=∅}. In this situation, let Holnd(S2,CPm1) denote the subspace defined by

Holnd(S2,CPm1) = Hold(S2,CPm1)SPdn(C)m

={1, . . . , ξm)SPdn(C)m:ξ1∩ · · · ∩ξm=∅}. Now we recall the following result.

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Theorem 1.2 ([13]). If n 2, there is a map Holnd(S2,CPm1) 20Wm(CPn1) which is a homology equivalence up to[d/2]whenn= 2and a homotopy equivalence up to dimension D1(d;m, n) =d−2m+ 2when n≥3, where [x] denotes the integer part of a number x and Wm(X) ⊂Xm denotes the m-th fat wedge.

In this paper, we would like to generalize the above result for another wider complex projective varieties. For this purpose, letm, n≥2 be integers and let XmCPm1denote the quasi-projective variety defined by

Xm=CPm1

1i<jm

Hi,j,

whereHi,j={[z1:· · ·:zm]CPm1:zi=zj= 0}.

It is known [5] thatXm is simply connected and thatπ2(Xm) =Z. If we choose the point [1 :· · ·: 1] as the base point ofXm, Hold(S2, Xm) is identified with the space consisting of allm-tuples (p1(z), . . . , pm(z))C[z]mofmutually coprime monic polynomials of degreed. We can also identify

Hold(S2, Xm) ={1, . . . , ξm)SPd(C)m:ξi∩ξj=ifi=j}. We denote by Holnd(S2, Xm) the subspace of Hold(S2, Xm) defined by

Holnd(S2, Xm) = Hold(S2, Xm)SPdn(C)m

={1, . . . , ξm)SPdn(C)m:ξi∩ξj=ifi=j}. There is a filtration

= Hol1d(S2, Xm)Hol2d(S2, Xm)Hol3d(S2, Xm)⊂ · · ·

Hold+1d (S2, Xm) = Hold+2d (S2, Xm) =· · ·= Hold(S2, Xm).

LetmX denote them-times wedge ofX,mX =X∨X∨ · · · ∨X (m-times).

Then our main result is stated as follows.

Theorem 1.3. If m, n 2, there is a map Holnd(S2, Xm) 20m CPn1which is a homotopy equivalence up to dimensionD(d;m, n)whenn≥3 and a homology equivalence up to dimension[d/2]whenn= 2. Here the number D(d;m, n)is given by

(1.3.1) D(d;m, n) =

d+n−4 if d≥n d if d < n.

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Remark. (1) Since lim

d→∞D(d;m, n) = , the space Holnd(S2, Xm) may be regarded as a finite dimensional model for the infinite dimensional space Ω20(mCPn1).

(2) It follows from [5] that there is a fibration sequence Tn Xm

mCP. Hence, using an easy diagram chasing as in [[13]; page 251] we ob- tain a homotopy equivalence lim

d,n→∞Holnd(S2, Xm)20Xm. So we obtain the stabilized version of the main theorem of [5] ifn→ ∞.

Next we shall indicate the following generalization of Theorem 1.3 to the case of certain quasi-projective varietiesXI.

LetIbe a fixed collections of subsets of{1,2, . . . , m}such that card(Λ)2 for any Λ∈I. We denote byXI CPm1 the quasi-projective variety defined by

XI =CPm1

ΛI

HΛ,

whereHΛ={[z1:· · ·:zm]CPm1:zi= 0 for alli∈Λ}.

It is known [5] thatXI is simply connected,π2(XI) =Z, and that there is a fibration sequence Tm1 = (S1)m1 →XI

qI

→ ∨ICP, where IX denotes the wedge of typeIgiven byIX={(x1, . . . , xm)∈Xm: for each Λ∈I, xi=

for somei∈Λ}.

Example. (1) IfI={{1,2, . . . , m}},XI =CPm1andIX =Wm(X).

(2) IfI={{i, j}: 1≤i < j≤m},XI =XmandIX =mX.

If we choose the point [1 : · · · : 1] XI as a base point ofXI, we can identify Hold(S2, XI) ={1, . . . , ξm)SPd(C)m:iΛξi=for any Λ∈I}. Then we denote by Holnd(S2, XI) the subspace of Hold(S2, XI) defined by

Holnd(S2, XI) = Hold(S2, XI)SPdn(C)m

={1, . . . , ξm)SPdn(C)m:iΛξi= for any Λ∈I}. There is a filtration

= Hol1d(S2, XI)Hol2d(S2, XI)Hol3d(S2, XI)⊂ · · ·

Hold+1d (S2, XI) = Hold+2d (S2, XI) =· · ·= Hold(S2, XI).

Theorem 1.4. Let m, n≥2 be integers and I be a fixed collections of subsets of {1,2, . . . , m} such that card(Λ) 2 for each Λ I. Then there is a map Holnd(S2, XI) 20I CPn1 which is a homotopy equivalence up to dimension D(d;m, n)whenn≥3and a homology equivalence up to dimension [d/2]when n= 2. Here the numberD(d;m, n)is same as in (1.3.1).

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Since XI = CPm1 if I = {{1,2, . . . , m}} and D1(d;m, n) < D(d;m, n) when n >2, the above theorem indicates that the main result of [13] can be improved. Moreover, although the proof given in [13] only works for the case X =CPm1, the proof given in this paper works for allXI (andCPm1, too).

So this permit us not only to sharpen the stability dimension, but also, more importantly, to obtain the stability result for wider quasi-projective varieties.

Our results may confirm this Morse theory principle for another varieties (e.g. various toric varieties cf. [8]). The explanation for these type theorems is thought to be Morse theoretic in nature, i.e. the fact that the holomorphic maps form the set of absolute minima of the energy functional on (a fixed component of) the space of smooth maps. However, the existing proofs of these results are topological in nature (cf. [3], [4]).

This paper is organized as follows. In section 2, we shall recall the stabi- lized theorem using scanning method originally invented by G. Segal [11]. In section 3, we shall give the proof of Theorem 1.3. To prove this we shall show Theorem 3.3, which is the key of this paper. In section 4, we shall indicate how the proof of Theorem 3.3 can be generalized and give the proof of Theorem 1.4.

Finally, in section 5, we shall study the stability ofsd: SPdn(Ck)SPd+1n (Ck) using the geometric resolution ([12]) and we shall give the proof of Theorem 5.1, which will be used in the proof of Theorem 3.3.

§2. Stabilized Spaces

In this section, we recall the scanning map and its basic properties. Be- cause this was now well explained in several papers (cf. [5], [6], [7], [8], [10], [11]), we only sketch the rough idea.

LetI be a collection of subsets of{1,2, . . . , m}such that card(Λ)2 for any Λ∈I. For a connected spaceX, letEdI,n(X) denote the space defined by EdI,n(X) ={1, . . . , ξm)SPdn(X)m:iΛξi= for any Λ∈I}.

Remark that EdI,n(C) = Holnd(S2, XI) if X = C. If A X is a closed subspace, we define the relative configuration spaceEdI,n(X, A) =EdI,n(X)/∼, where (ξ1, . . . , ξm) 1, . . . , ηm) if and only ifξj(X −A) =ηj(X−A) for each 1≤j≤m. Thus, for eachEdI,n(X, A), points inAare ignored. When A=, there is a natural inclusionEI,nd (X, A)→Ed+1I,n(X, A) given by adding points inA. We defineEI,n(X, A) =

d1

EdI,n(X, A).

Letsd :EdI,n(C)→Ed+1I,n(C) denote the stabilization map given by adding a point from the edge in a usual way (see [5], [6], [8], [11]), and let lim

d→∞EdI,n(C) the colimit space induced from stabilization mapssd.

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Let lim

d→∞sdn: lim

d→∞EdI,n(C)20EI,n(S2,∞) be the scanning map defined similarly as [[6]; page 99]. If we identifyEdI,n(C) = Holnd(S2, XI), then we have the scanning map S: lim

d→∞Holnd(S2, XI)20EI,n(S2,∞).

Theorem 2.1. S : lim

d→∞Holnd(S2, XI)20EI,n(S2,∞)is a homotopy equivalence when n≥3 and a homology equivalence whenn= 2.

Proof. This is similar to the proof in section 3 of [11] (cf. [7]).

Lemma 2.1. There is a homotopy equivalenceEI,n(S2,∞)ICPn1. Proof. If I = {{i, j} : 1 ≤i < j ≤n}, the proof is completely same as that of [[5]; Proposition 3.2]. For a general case, the similar method may be used and we omit the detail.

Corollary 2.1. S : lim

d→∞Holnd(S2, XI) 20ICPn1 is a homotopy equivalence when n≥3 and a homology equivalence whenn= 2.

§3. Unstability Result

Theorem 3.1. Let k≥1 be an integer and letCk =C− {1,2, . . . , k}. If d≥n≥3, the stabilization mapsd : SPdn(Ck)SPd+1n (Ck) is a homotopy equivalence up to dimensionN(d, n) =d+n−4 =D(d;m, n).

The proof of Theorem 3.1 is postponed to the last section and we prove the following result.

Theorem 3.2. If m, n≥2, sd : Holnd(S2, Xm)Holnd+1(S2, Xm)is a homotopy equivalence up to dimensionD(d;m, n)whenn≥3 and a homology equivalence up to dimension [d/2] whenn= 2. Here the numberD(d;m, n) is same as in (1.3.1).

Before proving Theorem 3.2, we complete the proof of Theorem 1.3.

Proof of Theorem1.3. The assertion easily follows from Corollary 2.1 and Theorem 3.2.

Definition. LetV C be an open set andd1, . . . , dm1 be integers.

LetEdn

1,...,dm(V) be the subspace of SPdn1(V)× · · · ×SPdnm(V) defined by Edn1,...,dm(V) ={1, . . . , ξm) :ξiSPdni(V) for each i, ξi∩ξj =ifi=j}.

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Ifd1=d2=· · ·=dm=d, we writeEdn(V) =End

1,...,dm(V). IfV =C, we also writeEdn

1,...,dm =Edn

1,...,dm(C).

Let z1, . . . , zm ∈ {w C : 1 < |w| < 2} be any fixed points such that zi=zj ifi=j. For each 1≤k≤m, define the map

jk :Edn

1,...,dk,...,dm({|w|<1})→Edn

1,...,dk−1,dk+1,dk+1...,dm({|w|<2}) by (ξ1, . . . , ξm) 1, . . . , ξk1, ξk +zk, ξk+1, . . . , ξm). Up to homotopy, jk

defines the mapjk :Edn

1,...,dk,...,dm →Edn

1,...,dk−1,dk+1,dk+1,...,dm.

Theorem 3.3. Let m, n 2, 1 k m, and d1, . . . , dm 2 are integers. Then jk : Edn

1,...,dk,...,dm Edn

1,...,dk−1,dk+1,dk+1,...,dm is a homotopy equivalence up to dimension D(dk;m, n)when n 3 and a homology equiva- lence up to dimension[dk/2]whenn= 2.

Before giving the proof of Theorem 3.3, we complete the proof of Theo- rem 3.2.

Proof of Theorem 3.2. If we may identify Holnd(S2, Xm) = Edn(C), we havesd=j1◦j2◦ · · · ◦jm(up to homotopy). Hence the assertion easily follows from Theorem 3.3.

Definition. We say that a map f :X →Y isacyclic up to dimension N if for any local coefficient system L on Y, f : Hi(X, fL) Hi(Y, L) is bijective wheni < N and is surjective wheni=N, wherefLis the induced local system onX.

Lemma 3.1 ([9]). Let f : X Y be a continuous map between con- nected CW complexes such that π1(X) and π1(Y) are abelian groups. If the mapf is acyclic up to dimensionN,it is a homotopy equivalence up to dimen- sionN.

Lemma 3.2. If d1, . . . , dm2 andn≥3 are integers,π1(End

1,...,dm) is an abelian group.

Proof. Geometrically π1(Edn

1,...,dm) may described as the group of m- tuples (d1-strings, d2-strings, · · ·, dm-strings) of braids such that i-th braids are allowed to pass until (n1)-crossings. Hence, the assertion may be proved in a similar way as in [[5]; appendix].

Now we can give the proof of Theorem 3.3.

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Proof of Theorem 3.3. It suffices to give the proof when k = 1. Let π : Edn

1,...,dm Edn

2,...,dm be the projection map given by π(ξ1, . . . , ξm) = (ξ2, . . . , ξm). Ifn≥3 and d1< n, Theorem 3.3 follows from [[5]; Theorem 1.8]

and Lemmas 3.1, 3.2. Ifn= 2, we have a homotopy commutative diagram Cd1(Ck) s

−−−−→d Cd1+1(Ck)

 

E2d

1,...,dm

j1

−−−−→ Ed2

1+1,d2,...,dm

π

 π

E2d

2,...,dm

−−−−→= Ed2

2,...,dm

where we take k=m

i=2di andCk =C− {1,2, . . . , k}, vertical sequences are fibrations andsd is a stabilization map. Sincesd is a homology equivalence up to dimension [d1/2] ([[11]; appendix]), j1 is also a homology equivalence up to dimension [d1/2]. Hence the assertion holds whenn= 2.

So without loss of generalities, we may assume that d1 n 3. Then it follows from Lemmas 3.1, 3.2 that it suffices to show that j1 is acyclic up to dimension N(d1, n) = d1+n−4. Let L be a local coefficient system on Edn

1+1,d2,...,dm. We shall use the letterLto denote its restriction to any (closed or open) subspace. In this case, we also consider the commutative diagram

Edn

1,d2,...,dm j1

−−−−→ Edn

1+1,d2,...,dm π

 π

End

2,...,dm

−−−−→= Edn

2,...,dm

If vertical maps were fibrations, we could prove the assertion in a similar way as above. However, they are fibrations only over certain subspaces as we shall now explain.

SinceEdn

1,d2,...,dm SPd1(C)×· · ·×SPdm(C)=Cd1×· · ·×Cdm=Cdis an open set, Edn

1,d2,...,dm is an open complex manifold of dimension d=m i=1di and the Poincar´e duality isomorphismHk(Edn

1,d2,...,dm;L)∼=Hc2dk(Edn

1,d2,...,dm; H(L)) holds, whereH(L) denotes the orientation bundle and Hci denotes the cohomology with compact supports ([2]).

From now on, we may identify Edn

1,d2,...,dm with the space consisting of all m-tuples (p1(z), . . . , pm(z)) C[z]m of monic polynomials satisfying the following two conditions:

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(a) pi(z) is a monic polynomial of degree di and has no roots of multiplicity

≥nfor each 1≤i≤m.

(b) pi(z) andpk(z) are coprime wheneveri=k.

Let Edk1,k2,...,km

1,d2,...,dm be the subspace of Edn

1,d2,...,dm consisting of allm-tuples of polynomials (p1(z), . . . , pm(z)) Edn

1,d2,...,dm which satisfies the following condition:

(c) pj(z) has at leastkj distinct roots for each 1≤j≤m.

LetXd1,k2,...,km

1,d2,...,dm =Ed1,k2,...,km

1,d2,...,dm m i=2

Ed1,k2,...,ki+1,...,km

1,d2,...,di,...,dm ,i.e. the subset consisting of allm-tuples (p1(z), . . . , pm(z))∈Edn

1,...,dm such that eachpi(z) (2≤i≤m) has exactlyki distinct roots.

LetYdk2,...,km

2,...,dm =π(Xd1,k2,...,km

1,d2,...,dm) =Edk2,...,km

2,...,dm m i=2

Ekd2,...,ki+1,...,km

2,...,di,...,dm .The map πrestricts to a map π:Xd1,k2,...,km

1,d2,...,dm →Ydk2,...,km

2,...,dm and we obtain the homotopy commutative diagram

SPdn1(Ck) s

d1

−−−−→ SPdn1+1(Ck)

 

Xd1,k2,...,km

1,d2,...,dm

j1

−−−−→ Xd1,k2,...,km

1+1,d2,...,dm

π

 π

Ydk2,...,km

2,...,dm

−−−−→= Ydk2,...,km

2,...,dm

where we takek=m

i=2ki,Ck=C− {1,2, . . . , k}, and vertical sequences are fibrations.

Sincesd1is a homotopy equivalence up to dimensionN(d1, n) by Theorem 3.1, j1 : Xd1,k2,...,km

1,d2,...,dm Xd1,k2,...,km

1+1,d2,...,dm is also a homotopy equivalence up to dimensionN(d1, n). Now we remark the following:

(k) If 1 ki ≤di (i = 2, . . . , m), then j1 : Ed1,k2,...,km

1,d2,... ,dm Ed1,k2,...,km

1+1,d2,... ,dm is acyclic up to dimensionN(d1, n).

We postpone the poof of (k) and complete the proof of 3.3. If (k) is true, then j1 : Ed1,1,...,1

1,d2,... ,dm Ed1,1,...,1

1+1,d2,... ,dm is acyclic up to dimension N(d1, n).

Since Ed1,1,...,1

1,d2,... ,dm = Edn

1,d2,... ,dm, j1 : Edn

1,d2,... ,dm Edn

1+1,d2,... ,dm is acyclic up to dimension N(d1, n). This completes the proof of Theorem 3.3.

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Proof of(k): The proof of (k) is by downwards induction onk=m i=2ki. The induction begins withk=m

i=2di. Since Ed1,d2,...,dm

1,d2,... ,dm =Xd1,d2,...,dm

1,d2,... ,dm, the assertion is clearly true. As a next step, we assume that (l) holds for anyl > k and we shall prove that (k) is true. We remark that for any 2≤j ≤mthe following statement holds:

(j) j1: j i=1

Ed1,l2(i),...,lm(i)

1,d2,... ,dm j i=1

Ed1,l2(i),...,lm(i)

1+1,d2,... ,dm is a homology equivalence up to dimension N(d1, n) wheneverm

t=2lt(i)> kfor any 1≤j≤m.

Proof of (j): We can prove (j) easily by induction on j. In fact, if j = 1, (j) holds, because (l) is true when l > k. Now assume (‡j1) is true and we shall show that (j) is true. Since Ed1,k2,...,km

1,d2,... ,dm ∩Ed1,k2,...,km

1,d2,... ,dm = E1,max(k2,k2),...,max(km,km)

d1,d2,... ,dm , using the Mayer-Vietoris exact sequence and 5-lemma, we can prove the assertion (j) easily.

It follows from (m) thatj1: m i=2

Ed1,k2,...,ki+1,... ,km

1,d2,...,di,... ,dm m i=2

Ed1,k2,...,ki+1,...,km

1+1,d2,...,di,... ,dm

is a homology equivalence up to dimensionN(d1, n).

SinceEd1,k2,...,ki+1,...,km

1,d2,...,di,... ,dm ⊂End

1,d2,...,di,... ,dm is an open subspace, the space m

i=2

Ed1,k2,...,ki+1,... ,km

1,d2,...,di,... ,dm is an open complex manifold of dimension d. Hence it follows from Poincar´e duality that there is a commutative diagram

Hj

m

i=2

Ed1,k2,...,ki+1,... ,km

1,d2,...,di,... ,dm ;L

j1

−−−−→ Hj

m

i=2

Ed1,k2,...,ki+1,...,km

1+1,d2,...,di,... ,dm;L

=



=

Hc2d−j m

i=2

Ed1,k2,...,ki+1,... ,km

1,d2,...,di,... ,dm

j1

−−−−→ Hc2d+2−j m

i=2

Ed1,k2,...,ki+1,...,km

1+1,d2,...,di,... ,dm

whereHck(Y) =Hck(Y;H(L)). Hence, the induced homomorphism (i) j1:Hcj

m

i=2

Ed1,k2,...,ki+1,...,km

1,d2,...,di,...,dm

→Hcj+2 m

i=2

Ed1,k2,...,ki+1,...,km

1+1,d2,...,di,... ,dm

is bijective when j >2d−N(d1, n) and surjective whenj = 2d−N(d1, n).

Similarly, because j1 : Xd1,k2,...,km

1,d2,...,dm Xd1,k2,...,km

1+1,d2,...,dm is also a homotopy equivalence up to dimensionN(d1, n), the induced homomorphism

(ii) j1:Hcj(Xd1,k2,...,km

1,d2,...,dm)→Hcj+2(Xd1,k2,...,km

1+1,d2,...,dm)

is bijective when j >2d−N(d1, n) and surjective whenj = 2d−N(d1, n).

参照

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