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Multiple positive solutions for equations involving critical Sobolev exponent in R N

C. O. Alves

Abstract This article concerns with the problem

div(|∇u|m2u) =λhuq+um1, in RN.

Using the Ekeland Variational Principle and the Mountain Pass Theorem, we show the existence of λ > 0 such that there are at least two non- negative solutions for eachλin (0, λ).

1 Introduction

In this work, we study the existence of solutions for the problem (P)

−∆mu=λhuq+um1, RN u≥0, u6= 0, u∈D1,m(RN)

where ∆mu= div (|∇u|m2∇u),λ >0,N > m≥2,m=N m/(N−m), 0<

q < m−1,his a nonnegative function withLΘ(RN) with Θ = N m(q+1)(NN m m), and

D1,m(RN) ={u∈Lm(RN)| ∂u

∂xi ∈Lm(RN)} endowed with the normkuk= R

|∇u|m1/m

.

The case q= 0, m= 2 was studied by Tarantello [20], and a more general case withm≥2 by Cao, LI & Zhou [5]. In these two references, [5] and [20], it is proved that (P) has multiple solutions. In the casem= 2,h∈Lp(RN) with p1 ≤p ≤p2 and 1 < q < 2−1, Pan [18] proved the existence of a positive solution for (P). In the more general case, m≥2, h∈LΘ(RN), Gon¸calves &

Alves [10] proved the existence of a positive solution for (P).

1991 Mathematics Subject Classifications: 35J20, 35J25.

Key words and phrases: Mountain Pass Theorem, Ekeland Variational Principle.

c1997 Southwest Texas State University and University of North Texas.

Submitted April 22,1997. Published August 19, 1997.

1

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By a solution to (P), we mean a functionu∈D1,m(RN),u≥0 and u6= 0 satisfying

Z

|∇u|m2∇u∇Φ =λ Z

huqΦ + Z

um1Φ, ∀Φ∈D1,m(RN).

Hereafter, R

, D1,m, Lp and |.|p stand for R

RN, D1,m(RN), Lp(RN) and |.|Lp respectively.

In the search of solutions we apply minimizing arguments to the energy functional

I(u) = 1 m

Z

|∇u|m− λ q+ 1

Z

h u+q+1

− 1 m

Z

u+m

(1) associated to (P), whereu+(x) = max{u(x),0}. Note that the conditionh∈LΘ implies thatI∈C1 D1,m,R

.

To show the existence of at least two critical points of the energy functional, we shall use the Ekeland Variational Principle [8], and the Mountain Pass Theo- rem of Ambrosetti & Rabinowitz [2] without the Palais-Smale condition. Using the Ekeland Variational Principle, we obtain a solutionu1 withI(u1)<0, and by the Mountain Pass Theorem we prove the existence of a second solutionu2

with I(u2) >0. Techniques for finding the solutions u1 and u2 are borrowed from Cao, Li & Zhou [5]. Then we combine these techniques with arguments developed by Chabrowski [6], Noussair, Swanson & Jianfu [17], Jianfu & Xip- ing [12], Azorero & Alonzo [9], Gon¸calves & Alves [10] and Alves, Gon¸calves &

Miyagaki [1] to obtain the following result

Theorem 1 There exists a constant λ > 0, such that (P) has at least two solutions,u1 andu2, satisfying

I(u1)<0< I(u2) ∀λ∈(0, λ).

2 Preliminary Results

In this section we establish some results needed for the proof of Theorem 1.

Definition. A sequence{un} ⊂D1,mis called a (P S)csequence, ifI(un)→c andI0(un)→0.

Lemma 1 If {un}is a (P S)c sequence, then {un}is bounded, and {u+n} is a (P S)c sequence.

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Proof. Using the hypothesis that {un} is a (P S)c sequence, there exist no

andM >0 such that I(un)− 1

mI0(un)un≤M+kunk ∀n≥no. (2) Now, using (1) and the H¨older’s inequality, we have

I(un)− 1

mI0(un)un≥ 1

N kunkm+c1kunkq+1 (3) where c1 is a constant depending of N, m, q,khkΘ and Θ. It follows from (2) and (3) that{un} is bounded. Now, we shall show that{u+n}is a also (P S)c

sequence. Since{un}is bounded, the sequenceun =un−u+n is also bounded.

Then

I0(un)un →0 and we conclude that

un→0. (4) From (4) we achieve that

kunk=u+n+on(1). (5) Therefore, by (4) and (5)

I(un) =I(u+n) +on(1) and

I0(un) =I0(u+n) +on(1),

which consequently implies that{u+n}is a (P S)c sequence. 2

From Lemma 1, it follows that any (P S)c sequence can be considered as a sequence of nonnegative functions.

Lemma 2 If {un}is a (P S)c sequence with un * u inD1,m, then I0(u) = 0, and there exists a constantM >0depending ofN, m, q,|h|Θ andΘ, such that

I(u)≥ −M λΘ

Proof. If{un}is a (P S)c sequence withun* u, using arguments similar to those found in [10], [12] and [17], we can obtain a subsequence, still denoted by un, satisfying

un(x) → u(x) a.e. in RN (6)

∇un(x) → ∇u(x) a.e. in RN (7)

u(x) ≥ 0 a.e. in RN. (8)

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From (6), (7) and using the hypothesis that{un}is bounded inD1,m, we get

I0(u) = 0, (9)

which in impliesI0(u)u= 0, and kukm

Z

huq+1+ Z

um.

Consequently

I(u) =λ 1

m− 1

q+ 1 Z

huq+1+ 1 N

Z um.

Using H¨older and Young Inequalities, we obtain I(u)≥ −1

N |u|mm−M λΘ+ 1

N |u|mm=−M λΘ

whereM=M(N, m, q,Θ,khkΘ). 2

For the remaining of this article, we will denote by S the best Sobolev constant for the imbeddingD1,m,→Lm.

Lemma 3 Let{un} ⊂D1,m be a(P S)c sequence with c < 1

NSN/m−M λΘ,

whereM >0is the constant given in Lemma 2. Then, there exists a subsequence {unj}that converges strongly in D1,m.

Proof By Lemmas 1 and 2, there is a subsequence, still denoted by{un}and a functionu∈D1,m such thatun* u. Letwn =un−u. Then by a lemma in Brezis & Lieb [3], we have

kwnkm = kunkm− kukm+on(1) (10) kwnkmm = |un|mm− |u|mm+on(1). (11) Using the Lebesgue theorem (see Kavian [13]), it follows that

Z

huq+1n −→

Z

huq+1. (12)

From (10), (11) and (12), we obtain

kwnkm=|wn|mm+on(1) (13)

and 1

mkwnkm− 1

m |wn|mm=c−I(u) +on(1). (14)

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Using the hypothesis that{wn}is bounded inD1,m, there existsl≥0 such that kwnkm→l≥0. (15) From (13) and (15), we have

|wn|mm→l, (16) and using the best Sobolev constantS and recalling that

kwnkm≥S Z

|wn|m m/m

, (17)

we deduce from (15), (16) and (17) that

l≥Slm/m. (18)

Now, we claim thatl= 0. Indeed, ifl >0,from (18)

l≥SN/m. (19)

By (14), (15) and (16), we have 1

Nl=c−I(u). (20)

From (19), (20) and Lemma 2 we get c≥ 1

NSN/m−M λΘ,

but this result contradicts the hypothesis. Thus,l= 0 and we conclude that un→u in D1,m.

3 Existence of a first solution (Local Minimiza- tion)

Theorem 2 There exists a constantλ1>0such that for 0< λ < λ1 Problem (P) has a weak solution u1 with I(u1)<0.

Proof. Using arguments similar to those developed in [5], we have I(u)≥

1 m−

kukm+o(kukm)−C()λm/(m(q+1)),

whereC() is a constant depending on >0. The last inequality implies that for small, there exist constantsγ, ρandλ1>0 such that

I(u)≥γ >0, kuk=ρ , and 0< λ < λ1.

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Using the Ekeland Variational Principle, for the complete metric spaceBρ(0) withd(u, v) =ku−vk, we can prove that there exists a (P S)γosequence{un} ⊂ Bρ(0) with

γo= inf{I(u)|u∈Bρ(0)}.

Choosing a nonnegative function Φ ∈ D1,m\{0}, we have that I(tΦ) < 0 for smallt >0 and consequentlyγo<0.

Takingλ1 >0,such that 0< 1

NSN/m−M λΘ ∀λ∈(0, λ1)

from Lemma 3, we obtain a subsequence{unj} ⊂ {un}and u1 ∈D1,m, such that

unj →u in D1,m. Therefore,

I0(u1) = 0 and I(u1) =γo<0,

which completes this proof. 2

4 Existence of a second solution (Mountain Pass)

In this section, we shall use arguments similar to those explored by Cao, Li &

Zhou [5], Chabrowski [6], Noussair, Swanson & Jianfu [17], Jianfu & Xiping [12]

and Gon¸calves & Alves [10] to obtain the following

Theorem 3 There exists a constantλ2 >0such that for 0< λ < λ2 Problem (P) has a weak solutionu2 with I(u2)>0.

Proof. By arguments found in [5] and [10], we can prove that there exists δ1 > 0 such that for all λ ∈ (0, δ1), the functional I has the Mountain Pass Geometry, that is:

(i) There exist positive constantsr, ρwithI(u)≥r >0 for kuk=ρ (ii) There existse∈D1,m withI(e)<0 andkek> ρ .

Then by [16], there exists a (P S)γ1 sequence{vn}with γ1= inf

gΓ max

t[0,1]I(g(t)) where

Γ ={g∈C([0,1], D1,m)|g(0) = 0 and g(1) =e}.

Using the next claim, which is a variant of a result found in [5], we can complete the proof of this theorem.

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Claim. There existsλ2>0 such that for the constantM given by Lemma 2, 0< γ1< 1

NSN/m−M λΘ ∀λ∈(0, λ2).

Assuming this claim, by Lemma 3 there exists a subsequence {vnj} ⊂ {vn} and a functionu2∈D1,m such thatvnj →u2. Therefore,

I0(u2) = 0 and I(u2) =γ1>0.

Which concludes the present proof. 2

Verification of the above claim. Forx∈RN, let

Ψ(x) =

N

Nm m1

m1(Nm)/m2

h

1 +|x|m/(m1)i

Nm m

.

Then it is well known that (see [7] or [19])

kΨkm=|Ψ|mm=SN/m. (21) Letδ2>0 such that

1

NSN/m−M λΘ>0 ∀λ∈(0, δ2). Then from (1) and (21), we have

I(tΨ)≤tm mSN/m, and there existsto∈(0,1) with

sup

0tto

I(tΨ)< 1

NSN/m−M λΘ ∀λ∈(0, δ2). Moreover, from (1) and (21), we have

I(tΨ) = tm

m −tm m

SN/m−λtq+1 q+ 1

Z

q+1, and remarking that

tm m −tm

m

≤ 1

N ∀t≥0, we obtain

I(tΨ)≤ 1

NSN/m−λtq+1 q+ 1

Z

q+1;

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therefore,

sup

tto

I(tΨ)≤ 1

NSN/m−λtq+10 q+ 1

Z

q+1.

Now, takingλ >0 such that

−λtq+10 q+ 1

Z

q+1<−M λΘ

that is,

0< λ < tq+10 R hΨq+1 M(q+ 1)

!1/(Θ1)

3

we deduce that sup

tto

I(tΨ)< 1

NSN/m−M λΘ ∀λ∈(0, δ3). Choosingλ2 = min{δ1, δ2, δ3}, we have

sup

t0

I(tΨ)< 1

NSN/m−M λΘ ∀λ∈(0, λ2). and consequently

0< γ1< 1

NSN/m−M λΘ ∀λ∈(0, λ2) which proves the claim.

Proof of Theorem 1. Theorem 1 is an immediate consequence of Theorems 2 and 3.

Remark. Using Lemma 3 and the same arguments explored by Azorero &

Alonzo, in the case 0 < q < p [9], we can easily show that for small λ the following problem has infinitely many solutions with negative energy levels.

(P) −∆mu =λh|u|q1u+|u|m2u, in RN u∈D1,m

This result is obtained using the concept and properties of genus, and working with a truncation of the energy functional associated with (P).

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References

[1] C. O. Alves , J. V. Gon¸calves & O. H. Miyagaki, Multiple Positive Solu- tions for Semilinear Elliptic Equations inRN Involving Critical Exponents, preprint (To appear in Nonlinear Analysis-TMA).

[2] A. Ambrosetti & P. Rabinowitz,Dual Variational Methods in Critical Point Theory and Applications, J. Funct. Anal. 14(1973), 349-381.

[3] H. Brezis & E. Lieb, A Relation Between Pointwise Convergence of Func- tions and Convergence of Functionals, Proc. Amer. Math. Soc. 88(1983), 486-490.

[4] H. Brezis & L. Nirenberg,Positive Solutions of Nonlinear Elliptic Equations Involving Critical Sobolev Exponents, Comm. Pure App. Math 36(1983) 437-477.

[5] Dao-Min Cao, Gong-Bao Li & Huari-Song Zhou, Multiple Solutions for Non-homogeneous Elliptic Equations with Critical Sobolev Exponent, Pro- ceeding of the Royal Society of Edinburgh, 124A(1994), 1177-1191.

[6] J. Chabrowski, On Multiple Solutions for the Non-homogeneous p- Laplacian with a Critical Sobolev Exponent, Differential and Integral Equa- tions, 8(1995) 705-716.

[7] H. Egnell, Existence and Nonexistence Results for m-Laplacian Equa- tions Involving Critical Sobolev Exponents, Arch. Rational Mech. Anal.

104(1988), 57-77.

[8] I. Ekeland, On the Variational Principle, J. Math. Anal. App. 47(1974) 324-353.

[9] J. Garcia Azorero & I. Peral Alonzo, Multiplicity of Solutions for Elliptic Problems with Critical Exponent or with a Nonsymmetric Term, Trans.

Am. Math. Soc, 323(2)(1991), 887-895.

[10] J. V. Gon¸calves & C. O. Alves, Existence of Positive Solutions for m- Laplacian Equations in RN Involving Critical Exponents, Preprint (1996) ( To appear in Nonlinear Analysis TMA)

[11] M. Guedda & L. Veron,Quasilinear Elliptic Equations Involving Critical Sobolev Exponents, Non. Anal. Appl. 12(8)(1989), 879-902.

[12] Y. Jianfu & Z. Xiping,On the Existence of Nontrivial Solutions of a Quasi- linear Elliptic Boundary Value Problem with Unbounded Domain, Acta Math. Sci. 7(1987) 341-359.

[13] O. Kavian, Introduction `a th´eorie des points critiques et applications aux probl´emes elleptiques, Universit´e de Nancy, (1993).

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[14] G. B. Li,The Existence of Weak Solutions of a Quasilinear Elliptic Equa- tion with Critical Sobolev Exponent on Unbounded Domains, Acta. Math.

Sci. 14(1994) 64-74.

[15] P. L. Lions,The Concentration-Compactness Principle in the Calculus of Variations. The Limit Case, 1 & 2. Math. Ibero-Americana (1985) 40-46

& 145-201.

[16] J. Mawhin & M. Willen, Critical Point Theory and Hamilton Systems, Springer Verlag, Berlin 1989.

[17] E. S. Noussair, C. A. Swanson & Y. Jianfu,Quasilinear Elliptic Problems with Critical Exponents, Nonlinear Anal. 3(1993), No. 3, 285-301.

[18] X. Pan, Positive Solutions of the Elliptic Equation ∆u+u(n+2)/(n2)+ K(x)uq= 0 inRN, J. Math. Anal. App. 172(1993), 323-338.

[19] G. Talenti,Best Constant in Sobolev Inequality, Ann. Math. 110(1976) 353- 372.

[20] G. Tarantello, On Nonhomogeneous Elliptic Equations Involving Critical Sobolev Exponent, Ann. Inst. H. Poincar´e Anal. Non Line´aire 9(1992), 243- 261.

C. O. Alves

Universidade Federal da Para´ıba - PB - Brazil E-mail address: [email protected]

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