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New York J. Math.3(1997)103–118.

Harnack Inequalities For Curvature Flows Depending On Mean Curvature

Knut Smoczyk

Abstract. We prove Harnack inequalities for parabolic flows of compact orientable hypersurfaces inRn+1, where the normal velocity is given by a smooth functionf depending only on the mean curvature. We use these estimates to prove longtime existence of solutions in some highly nonlinear cases. In addition we prove that compact selfsimilar solutions with constant mean curvature must be spheres and that compact selfsimilar solutions with nonconstant mean curvature can only occur in the case, wheref=Aαxαwith two constantsAandα.

Contents

1. Introduction 103

2. Some relations and evolution equations 106

3. Homothetic solutions 107

4. The Harnack inequality 107

5. Longtime existence for some highly nonlinear flows 114

References 118

1. Introduction

Assume thatMnis a compact orientable surface, smoothly immersed intoRn+1 by a smooth family of diffeomorphismsFt:MnRn+1 that satisfy the PDE

∂tF =−fν ,

where ν denotes the outward pointing unit normal and f is a smooth function depending only on the mean curvatureH of the immersed surface, e.g. forf =H we get the well-known mean curvature flow (MCF) and forf =H1 we obtain the inverse mean curvature flow. Hamilton [4] proved a beautiful Harnack inequality for the MCF. In [1] Harnack inequalities were derived for convex hypersurfaces in cases wheref may depend on the full second fundamental form. The casef =H1

Received September 22, 1997.

Mathematics Subject Classification. 53C21 (35K15).

Key words and phrases. Harnack, mean, curvature, flow, selfsimilar.

c

1997 State University of New York ISSN 1076-9803/97

103

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has not been studied yet nor are there results for arbitrary functionsf depending only onH. The aim of this paper is to address the following questions:

I. What conditions on f guarantee that the flow becomes parabolic so that we have shorttime existence of a solution?

II. For which f do we get nice Harnack inequalities?

III. Since selfsimilar solutions play an important role in the Harnack inequality for the MCF, we ask: For whichf do selfsimilar solutions exist and can we say something about the nature of these solutions?

An interesting case is the inverse mean curvature flowf =H1 since it is im- portant in General Relativity [6]. There is some hope that one can generalize our results to other target manifoldsNn+1.

Throughout this paper we will use the standard terminology, i.e.,h·,·idenotes the euclidean inner product,gijdxi⊗dxjis the induced metric onMn,xicoordinates for Mnandhijdxi⊗dxj=h∇iF,∇jνidxi⊗dxj denotes the second fundamental form,

the covariant derivative with respect to gij. Double latin indices are summed from 1 tonand we set

|A|2:=hijhij , C :=hikhlkhil.

In this paper we will always assume thatf : ΩRis a smooth function defined on an open subset inRand we define

Definition. Let F : Mn Rn+1 be an immersion. F is called admissible, if H(x)∈Ω, ∀x∈Mn.

The answer to questionIis then given by

Proposition I. Let F0 : Mn Rn+1 be an admissible smooth immersion of a compact orientable surface Mn and assume that f0 : Ω R is strictly positive.

Then the PDE

∂tF =−fν (?)

F(x,0) =F0(x), ∀x∈Mn

has a smooth admissible solution on a maximal time interval[0, T), T >0.

Proof. This follows from the fact that the linearization of (?) differs from the lin- earization for the mean curvature flow only by a factorf0 which by assumption is strictly positive. Therefore (?) is a (nonlinear) parabolic equation and the compact- ness ofMn and the theory for parabolic equations imply shorttime existence.

In view of Proposition I we will always assume that f0 > 0. Then the main theorem can be stated as follows

Theorem 1. Assume that F0:MnRn+1 is an admissible smooth and convex immersion of an orientable compactMn and that f : ΩR is a smooth function such that for allx∈we have

f0>0, f00

f0x2≥ax, f00 f0x0

0, ff00x+ff0(f0)2x≥0

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wherea∈R is a constant. Then we can find a small positive constantdsuch that

∂tf+ 2h∇f, Vi+hijViVj+cf0H 0

holds for all tangent vectors V as long as t < T, d+ (a+ 2)t > 0 and Mt stays convex, where we have setc(t) := d+(a+2)t1

Remark. We do have to make these assumptions onf to avoid negative terms in the evolution equation for the basic Harnack expressionZ (see below). f =αxα satisfies the assumptions in Theorem1on Ω = (0,∞) witha=α−1. The following Propositions show that almost all functions satisfying the assumptions in Theorem1 are of this form.

Proposition IIa. Assume thatf : (0, a)R , 0< a≤ ∞is a smooth function that smoothly extends tox= 0and satisfies all assumptions in Theorem1. Let us set if := min{l 0|f(l)(0) 6= 0} ≤ ∞. If 0 < if < then f =Aifxif with a positive constantA.

Proof. Since f(0) = 0 and f0(x)> 0 , ∀x∈Ω = (0, a) we observe thatf(x)>

0, ∀x∈Ω. By de l’Hospital’s rule we obtain

x→0lim f0

f x=if

and

x→0lim f00

f0x=if1 and then ff000x0

0 andf00 imply

(1.1) f00x≤(if1)f0 , ∀x Sincef|Ω>0 we have by assumption

ff00x+ff0(f0)2x=f2 f0 f x0

0 and then also

(1.2) f0x≥iff , ∀x

But (1.1) and (1.2) imply

0≤ff00x+ff0(f0)2x≤(if1)ff0+ff0−ifff0= 0 and therefore

f0 f x0

= 0 which implies that

f0 fx=if and after integration

f =Aifxif

with a positive constantA(sincef0 >0).

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Proposition IIb. Assume that f : (a,∞)→R , 0< a < ∞is a smooth func- tion that satisfies all assumptions in Theorem1 and that g(x) :=−f(1x)smoothly extends tox= 0. If 0< ig<∞thenf =−Aigx−ig with a positive constantA.

Proof. If we set y = 1x and g(y) = −f(x) then the assumptions for f and x translate into the same assumptions for g and y and as above we can derive the

desired result.

Remark. f(x) =

x does not satisfy the assumptions in Proposition IIa since it does not extend smoothly to x = 0. f(x) = x+ 1 satisfies all assumptions in Theorem 1. f(x) = lnxsatisfies almost all assumptions in Theorem 1. The only condition which is violated is thatff00x+ff0(f0)2x=x1 <0 on Ω = (0,∞).

2. Some relations and evolution equations

By assumption we have

(2.1)

∂tF =−fν

In [7] we formally derived the evolution equations for various geometric objects on Mn, these are:

∂tgij =−2fhij (2.2)

∂tdµ=−Hfdµ (2.3)

(dµdenotes the volume form)

∂tν=∇f (2.4)

∂thij =ijf−fhilhlj

(2.5)

∂tH = ∆f +f|A|2 (2.6)

∂t|A|2= 2hhij,∇ijfi+ 2fC (2.7)

In addition we have the well-known Gauß-Weingarten-Codazzi-Mainardi equa- tions

ijF =−hijν (2.8)

∆F =gijijF =−Hν (2.9)

ihjk=jhik

(2.10)

iν =hillF (2.11)

ijν=lhijlF−hilhljν (2.12)

∆ν =∇H− |A|2ν (2.13)

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Note that in these equations we assume thatF, ν are sets ofn+ 1 functions on Mn.

We also have the Simons identity

(2.14) ijH = ∆hij−Hhilhlj+|A|2hij

3. Homothetic solutions

A homothetic solutionFt is a family of diffeomorphisms such that the surfaces given by the rescaled diffeomorphismsFet:= ΨF are stationary in Rn+1, where Ψ denotes a function depending only on timet. The assumption thatFetrepresents a stationary surface means that the normal velocity must be zero. So we have

0 =h∂

∂tF ,e eνi=

∂tΨhF, νi −fΨ

Let us definec:=∂t ln Ψ. Then we have shown that for a homothetic solution of (?) we have

(H.1) f =−chF, νi

Taking covariant derivatives off and using (2.11), (2.10), (2.8) we obtain with Vei :=chF,∇iFi

if =−hilVel (H.2)

iVej =cgij+fhij

(H.3)

ijf =−∇lhijVel−chij−fhilhlj (H.4)

∆f+f|A|2=−h∇H,Vei −cH (H.5)

Vej=f∇jH+hjiif (H.6)

4. The Harnack inequality

In the sequel we have to calculate many evolution equations. To avoid too complicated formulas it is most convenient to work with coordinates associated to a moving frame. We use similar moving frame coordinates as in [4]. Here the moving frame{Ea}a=1,...,n evolves according to

(4.1)

∂tEai =fhijEja

and we denote the coordinates of a vectorV with respect to the moving frame by yai. The following calculations closely follow the procedure in [4]. As in this paper we have

ba:=yia

∂ybi (4.2)

Da :=yia(

∂xi Γkijybj

∂ybk) (4.3)

δab:=gaccb−gbcca (4.4)

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In addition we define

Dt:=

∂t +fhabab (4.5)

Then straightforward computations give the commutator relations [Da, Db] =Rdebaed

(4.6)

[∇ab, Dc] =−IbcDa ; [∇ab, Dc] =IcaDb (4.7)

bc, Da] =IbaDc−IcaDb

(4.8)

[

∂t, Da] = Da(fhbd) +Db(fhad)−Dd(fhab)

bd (4.9)

[Dt, Da] =Db(fhacbc+fhabDb

(4.10)

[∆, Da] =Db(Rdlabld) +RdlabldDb (4.11)

[Dt−f0∆, Da] =f0RabcdDbδcd+f0Dahbchbdδcd+f00 f0Daf∆ (4.12)

+(f−f0H)halDl+f0hanhnlDl

[Dt,∆] = (f

f0 −H)DnfDn+ 2fhabDbDa+ 2hanDafDn+Da(Db(fhacbc) (4.13)

In the moving frame the evolution equations reduce to Dtgab= 0 ; gab=Iab

(4.14)

Dthab=DaDbf +fhanhnb (4.15)

Dtf =f0(∆f+f|A|2) (4.16)

Let us now define the following tensors, where we assume thatVais an arbitrary tangent vector on Mn and c a smooth function to be determined later and only depending on timet.

Xa :=Daf+halVl Yab:=DaVb−fhab−cgab

Z :=Dtf+ 2hDf, Vi+habVaVb+cf0H Wab:=Dthab+DlhabVl+chab

W :=Dtf+hDf, Vi+cf0H

By (H.1)–(H.6) these tensors vanish on homothetic solutions if we takeVa=Vea

and the inducedc. On the other hand we have DtVea =

∂t(chF, DaFi) +fhcdcdVea

=

∂t(lnc)Vea−chF, Da(fν)i+fhadVed

=

∂t(lnc)Vea−chF, νiDaf

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and therefore

(Dt−f0∆)Vea=

∂t(lnc)Vea+f0habhbcVec

(4.17)

and on a homothetic solution

(Dt−f0∆)Vea=

∂t(lnc)Vea−f0habDbf (H.7)

In view of (H.7) we define

Ua:= (Dt−f0∆)Va

∂t(lnc)Va+f0habDbf which also vanishes on a homothetic solution.

We want to calculate (Dt−f0∆)Z. We do this in several steps. Using (4.12) and (4.16) we obtain

(Dt−f0∆)Daf = f00

f0Daf∆f+ (f−f0H)habDbf+f0hanhnlDlf +Da(ff0|A|2) and therefore

(Dt−f0∆)Daf =f0|A|2Daf+ 2ff0hbcDahbc+f0hanhnlDlf (4.18)

+ (f −f0H)habDbf+ f00

(f0)2DafDtf Further, we use Simons identity to rewrite (4.15)

Dthab=DaDbf+fhanhnb

=f0(∆hab−Hhanhnb+|A|2hab) + f00

(f0)2DafDbf+fhanhnb

This gives

(4.19) (Dt−f0∆)hab=f0|A|2hab+ (f−f0H)hanhnb+ f00

(f0)2DafDbf (4.18), (4.19) and the definition ofU give

(Dt−f0∆)Xa =f0|A|2Daf+ 2ff0hbcDahbc+f0hanhnlDlf+ (f−f0H)habDbf + f00

(f0)2DafDtf+Vb(f0|A|2hab+ (f −f0H)hanhnb+ f00

(f0)2DafDbf) +hab(Ub+

∂t(lnc)Vb−f0hbcDcf)2f0DchabDcVb

=f0|A|2Xa+ (f −f0H)habXb+habUb2f0Dahbc(Ybc+cgbc) +

∂t(lnc)(Xa−Daf) + f00

(f0)2Daf(W−cf0H)

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and finally

(Dt−f0∆)Xa=f0|A|2Xa+ (f−f0H)habXb+habUb2f0DahbcYbc (4.20)

+

∂t(lnc)Xa+ f00

(f0)2DafW (2c+

∂t(lnc) +cf00 f0H)Daf

Next we compute

(Dt−f0∆)Dtf =[Dt, f0∆]f+Dt(ff0|A|2)

=f0[Dt,∆]f+Dtf0∆f+Dtf0f|A|2+f0|A|2Dtf +ff0Dt|A|2

=(f−f0H)|Df|2+ 2ff0habDaDbf + 2f0habDafDbf + f00

(f0)2(Dtf)2+f0|A|2Dtf+ 2ff0habDthab

giving

(Dt−f0∆)Dtf =f0|A|2Dtf + 4ff0habDthab2f2f0C+ f00

(f0)2(Dtf)2 (4.21)

+ (f−f0H)|Df|2+ 2f0habDafDbf

Furthermore

(Dt−f0∆)(cf0H) =

∂t(lnc)cf0H+cf00

f0HDtf+cDtf

−cf0(H(f00∆H+f000|DH|2) +f0∆H+ 2f00|DH|2)

=

∂t(lnc)cf0H+c(f00H+f0)(∆f+f|A|2)

−c(f00H+f0)(f0∆H)−cf0(Hf000+ 2f00)|DH|2

=

∂t(lnc)cf0H+cf(f0+f00H)|A|2+c((f00)2H−f0f00−f0f000H)|DH|2 which gives

(4.22) (Dt−f0∆)(cf0H) =

∂t(lnc)cf0H+cf(f0+f00H)|A|2−c f00 f0H0

|Df|2

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(4.21), (4.22) and (4.18) give

(Dt−f0∆)W =f0|A|2Dtf+ 4ff0habDthab2f2f0C+ f00

(f0)2(Dtf)2+ (f−f0H)|Df|2 + 2f0habDafDbf +

∂t(lnc)cf0H+cf(f0+f00H)|A|2−c f00 f0H0

|Df|2 +Va(f0|A|2Daf+ 2ff0hbcDahbc+f0hanhnlDlf

+ (f−f0H)habDbf+ f00

(f0)2DafDtf) +Daf(Ua+

∂t(lnc)Va−f0habDbf)2f0DaVbDaDbf

=f0|A|2W −c((f0)2H−ff0−ff00H)|A|2+

∂t(lnc)W−

∂t(lnc)Dtf + f00

(f0)2DtfW−cf00

f0HDtf+ (f−f0H)hX, Dfi

+f0(4fhab2DaVb)Dthab+ 2ff0DaVbhanhnb2f2f0C

−c f00 f0H0

|Df|2+ 2ff0VaDahbchbc+hDf, Ui+f0habXaDbf

=f0|A|2W −c((f0)2H−ff0−ff00H)|A|2+

∂t(lnc)W

(cf00 f0H+

∂t(lnc))Dtf+ f00

(f0)2DtfW + (f−f0H)hX, Dfi +f0(4fhab2DaVb)Wab−f0(4fhab2DaVb)(DlhabVl+chab) + 2ff0DaVbhanhnb2f2f0C−c f00

f0H0

|Df|2 + 2ff0VaDahbchbc+f0hhab, DafXbi+hDf, Ui

and after rearranging terms we conclude

(Dt−f0∆)W =f0|A|2W +f0(4fhab2DaVb)Wab+f0habXaDbf+hDf, Ui (4.23)

+ 2f0(fhanhnb+DlhabVl)Yab+ (2c+

∂t(lnc))W

−c((f0)2H−ff0−ff00H)|A|2(cf00 f0H+

∂t(lnc) + 2c)Dtf + f00

(f0)2DtfW+ (f−f0H)hX, Dfi −c f00 f0H0

|Df|2+ 2cf0habYab

Eventually the evolution equation forZ is given by

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(Dt−f0∆)Z =f0|A|2W+f0(4fhab2DaVb)Wab+f0habXaDbf+hDf, Ui + 2f0(fhanhnb+DlhabVl)Yab+ (2c+

∂t(lnc))W

−c((f0)2H−ff0−ff00H)|A|2(cf00 f0H+

∂t(lnc) + 2c)Dtf + f00

(f0)2DtfW + (f −f0H)hX, Dfi −c f00 f0H0

|Df|2+ 2cf0habYab +Va(f0|A|2Xa+ (f−f0H)habXb+habUb2f0DahbcYbc

+

∂t(lnc)Xa+ f00

(f0)2DafW−(2c+

∂t(lnc) +cf00

f0H)Daf) +Xa(Ua+

∂t(lnc)Va−f0habDbf)2f0DaVb(Wab+hanYnb)

=f0|A|2Z+ 2hX, Ui −4f0(Yab+cgab)Wab2f0hanYnb(Yab+cgab) + (f −f0H)|X|2+ f00

(f0)2W(Dtf+hV, Dfi)−(cf00 f0H+

∂t(lnc) + 2c)(Dtf+hDf, Vi) + 2

∂t(lnc)hX, Vi+ (2c+

∂t(lnc))W−c((f0)2H−ff0−ff00H)|A|2

−c f00 f0H0

|Df|2+ 2cf0habYab

=f0|A|2Z+ 2hX, Ui −2f0hanYnbYab4f0WabYab4cW + (f −f0H)|X|2+ f00

(f0)2W(W−cf0H)(cf00 f0H+

∂t(lnc) + 2c)(W−cf0H) + 2

∂t(lnc)hX, Vi+ (2c+

∂t(lnc))W−c((f0)2H−ff0−ff00H)|A|2−c f00 f0H0

|Df|2 So we finally arrive at

(Dt−f0∆)Z = f0|A|2+ f00

(f0)2(Z2hX, Vi)−2(cf00

f0H+ 2c) Z (4.24)

+ 2hX, Ui+ (f −f0H)|X|2+ f00

(f0)2hX, Vi2+ 2(cf00 f0H+

∂t(lnc) + 2c)hX, Vi

2f0hanYnbYab4f0WabYab+ (cf00 f0H+

∂t(lnc) + 2c)cf0H +c(ff00H+ff0(f0)2H)|A|2−c f00

f0H0

|Df|2 Now we are able to prove Theorem1.

Proof of Theorem 1. From (4.24) and the assumptions in Theorem1 we con- clude, withc:=d+(a+2)t1

(Dt−f0∆)Z f0|A|2+ f00

(f0)2(Z2hX, Vi)−2(cf00

f0H+ 2c)

Z−2f0hanYnbYab4f0WabYab + 2hX, Ui+ (f−f0H)|X|2+ f00

(f0)2hX, Vi2+ 2(cf00 f0H+

∂t(lnc) + 2c)hX, Vi

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Now choosedso small such thatZ > >0 fort= 0 and for all tangent vectorsV. This is possible since the initial surface is convex. On any compact time interval [0, t0] witht0< T we can therefore estimate

(Dt−f0∆)Z≥ −bZ−2f0hanYnbYab4f0WabYab + 2hX, Ui+ (f−f0H)|X|2+ f00

(f0)2hX, Vi2+ 2(cf00 f0H+

∂t(lnc) + 2c)hX, Vi with a large constant b depending on t0. Additionally fort > 0 and an arbitrary positive constantδ

(Dt−f0∆)(ebtZ+δt)>ebt −2f0hanYnbYab4f0WabYab+ 2hX, Ui+ (f−f0H)|X|2 + f00

(f0)2hX, Vi2+ 2(cf00 f0H+

∂t(lnc) + 2c)hX, Vi

Ift1≤t0would be the first time whereebtZ+δtwould become zero at some point x∈Mn and for some tangent vectorV then we must haveXa = 0 since it is the first variation with respect toV and we can also extendV in spacetime such that Yab= 0. This implies a contradiction and thereforeebtZ+δt >0, ∀t≤t0. Sinceδ andt0 are arbitrary we concludeZ≥0 whenevert < T andd+ (a+ 2)t >0.

Now we want to answer the question for which f one can expect selfsimilar solutions of (?). First we remark that if x Ω and x > 0, then the sphere of constant radius nx and with constant mean curvatureH =xgives always rise to a selfsimilar solution for a short time.

For any subsetA⊂Mn let us define

H(A) :={x∈Ω|∃p∈A:H(p) =x}

and Pt:={p∈Mtn|∇H 6= 0}

The answer to questionIIIis then given by

Proposition IIIa. If P0 6= and Ft: Mn Rn+1 is a selfsimilar solution of (?) for a compact connected Mn, then we have f = Aαxα , ∀x H(Mt) with nonvanishing constantsA andα.

Proof. SinceFtis selfsimilar we havePt=P0, ∀t∈[0, T). SinceXa, W vanish on selfsimilar solutions so must their time derivatives. From (4.20) we conclude that onH(Pt) and by continuity also onH(Pt) we must havecff000x+ 2c+∂t(lnc) = 0.

SinceP06=∅andMn is connected we haveH(Mn)⊂H(Pt) and we derive cf00

f0x+ 2c+

∂t(lnc) = 0

for allx∈H(Mtn). Since f0 >0 there can be at most one point x∈Ω such that f(x) = 0. At all other points we have

ff00x+ff0(f0)2x=f2 f0 f x0

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Then (4.23) implies that also

f0 f x0

= 0

in all points x∈H(Mt) wheref(x)6= 0. But after integration we obtain that at these points

f =Aαxα

with constantsA, α (nonvanishing since we must havef0>0) and again by conti-

nuity this also holds on all ofH(Mt).

We observe that by (2.9)

∆|F|2= 2(n−HhF, νi) and with (H.1) we obtain on a homothetic solution

(H.8) ∆|F|2= 2(n−fH

c ) This implies

Proposition IIIb. IfP0=∅andMn is a compact orientable selfsimilar solution of (?), thenMt is a sphere of radius Hn. Iff =H1, then any compact orientable homothetic solution is a sphere of radius Hn.

Proof. P0 = and (H.8) imply ∆|F|2 =const. By the assumptions on Mn this constant must be zero and then consequently|F|2=const. This implies that Mt

is a sphere.

5. Longtime existence for some highly nonlinear flows

In this paragraph we are going to show that one can use the Harnack inequality to prove longtime existence of solutions for some highly nonlinear flows. To be precise

Theorem 2. Assume that f : (0,∞) R is a smooth negative function that satisfies the assumptions in Theorem 1 with a >−2 and that limx→0f(x) =−∞

andF0:M2R3 is a smooth convex immersion of an orientable compact surface M2. Then(?)has a smooth immortal solution and we have

t→∞lim H = 0, lim

t→∞|Ft|2=

Remark. The functions f = αxα with −1 < α < 0 satisfy the assumptions in Theorem 2 on Ω = (0,∞). These speed functions are not homogenous of degree one and are not included in the class of functions considered in [2]

To prove Theorem2 we need some lemmas that are interesting on their own.

Lemma 1. Assumef0>0and thatF0:MnRn+1is a smooth immersion of an orientable compact surface and that onM0=F0(Mn)we havef2minM0f2>0.

Then this is also true on the maximal time interval[0, T)where a smooth solution of(?)exists.

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Proof. The evolution equation forf2 is given by

(Dt−f0∆)f2=f0 −2|∇f|2+ 2f2|A|2

and the result follows from the parabolic maximum principle.

Corollary 1. With the assumptions in Lemma1 we have that for negative f H max

M0 H and for positivef

H min

M0 H We can do even better

Lemma 2. Assume Ω = (0,∞), f <0, f0>0and thatF0:Mn Rn+1 is an admissible immersion of an orientable compact manifoldMn. Then we can find a positivesuch that on[0, T)

maxMt H maxM0H 1 +tmaxM0H

Proof. Since Ft is admissible on [0, T) we must always have H >0. At a point where maxMtH is attained we have ∆H 0 and∇H = 0. The evolution equation forH (2.6), Lemma1 and the fact that|A|2Hn2 give us

∂tmax

Mt H ≤ −(max

Mt H)2

with= maxnM0f and after integration we obtain the result.

(2.7) and Simons identity give

(5.1) (Dt−f0∆)|A|2=−2f0|∇A|2+ 2f0|A|4+ 2(f−f0H)C+ 2f00hijiH∇jH LetR =H2− |A|2 be the Scalar curvature of Mt. Now we turn our attention to the case wheren= 2. In this case we can decomposeC into

C= H

2(3|A|2−H2) Then (5.1) and (2.6) imply that forn= 2

(Dt−f0∆)R=2f0(|∇A|2− |∇H|2) + 2f00(H|∇H|2−hijiH∇jH) (5.2)

(2f0|A|2+ (f−f0H)H)R

(14)

Lemma 3. Under the assumptions in Theorem 2 we have R >0, ∀t∈[0, T)

Proof. Lett0≤T be the maximal time such thatR >0 on all ofMtfort∈[0, t0), i.e., the maximal time for whichMtstays convex. Ift0=T we are done. So assume that t0 < T. SinceMt is admissible for t∈[0, t0] we must haveH > 0 on [0, t0].

By definition oft0we also haveR >0 on [0, t0) andR≥0 on [0, t0]. SinceM and [0, t0] are both compact andR≥0 we can find a constantc such that

(5.3) (Dt−f0∆)R2f0(|∇A|2− |∇H|2) + 2f00(H|∇H|2−hijiH∇jH)−cR Now assume thatx is any point on Mt where the minimum of R is attained.

At this point we must havef0∆R0 and∇R= 0. Let αand β denote the two principal curvatures in a neighborhood ofx. We have

0 =∇R= 2α∇β+ 2β∇α

SinceH >0 andα, β≥0 we must either haveα >0 orβ >0. Let us assume that α >0. First we compute that

H|∇H|2−hijiH∇jH =α|∇2H|2+β|∇1H|20,

where we choose normal coordinates such thathij = diag(α, β). Since f00x≥af0 andH >0, a >−2 we can estimate

2f00(H|∇H|2−hijiH∇jH)≥ −4f0

H(α|∇2H|2+β|∇1H|2) On the other hand Codazzi’s equation gives us that

|∇A|2=|∇1α|2+|∇2β|2+ 3|∇2α|2+ 3|∇1β|2

Combining the last two statements we see that at a point where∇R= 0 we must always have

2f0(|∇A|2− |∇H|2) + 2f00(H|∇H|2−hijiH∇jH)0 and consequently at any point where the minimum ofRis attained

DtR≥ −cR which implies that

minMt R≥(min

M0 R)e−ct>0, ∀t∈[0, t0]

This proves thatt0=T.

We come to the proof of Theorem2

参照

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