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Existence of Nonelliptic mod Galois Representations for Every > 5

Luis Dieulefait

CONTENTS

1. Examples for Every >7 2. The Case= 7

References

2000 AMS Subject Classification:Primary 11G05;

Secondary 11F80

Keywords: Elliptic curves, Galois representations

For = 3 and 5 it is known that every odd, irreducible, two-dimensional representation ofGal( ¯Q/Q)with values inF

and determinant equal to the cyclotomic character must “come from” the-torsion points of an elliptic curve defined over Q.

We prove, by giving concrete counter-examples, that this result is false for every prime >5.

1. EXAMPLES FOR EVERY >7

In [Shepherd-Barron and Taylor 97] it is shown that for = 3 and 5 every odd, irreducible, two-dimensional Ga- lois representation of Gal( ¯Q/Q) with values in F and determinant the cyclotomic character is “elliptic,” i.e., it agrees with the representation given by the action of Gal( ¯Q/Q) on the-torsion points of an elliptic curve de- fined overQ.

In this note we will show that this is false for every prime >5, i.e., that for every such prime there exists a Galois representation verifying the above properties but

“nonelliptic,” i.e., not corresponding to the action of Ga- lois on torsion points of any elliptic curve defined overQ.

We will show this by giving concrete examples of nonel- liptic representations. For any prime > 7, the exam- ple will be constructed starting from a weight-4 classical modular form, corresponding to a rigid Calabi-Yau three- fold. The case of= 7 will be treated separately in the next section.

We consider the cuspidal modular form f S4(25) (i.e., of weight 4, level 25, and trivial nebentypus) which has all eigenvalues inZand whose attached Galois rep- resentations ρf, agree (see [Schoen 86, Yui 03]) with the Galois representations on the third ´etale cohomology groups of the Schoen rigid Calabi-Yau threefold. This threefold is obtained (after resolving the singularities) from

Y :X05+X15+X25+X35+X455X0X1X2X3X4= 0P4.

c

A K Peters, Ltd.

1058-6458/2004$0.50 per page Experimental Mathematics13:3, page 327

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328 Experimental Mathematics, Vol. 13 (2004), No. 3

We list the first eigenvaluesap off (forp= 5):

a2= 1;a3= 7;a7= 6;a11=−43.

From now on we will assume >5. For any primelet ρ¯:= ¯ρf, be the residual mod representation corre- sponding toρf,: it is unramified outside 5, its conductor or Serre’s level (defined as the prime-to-part of its Artin conductor) divides 25, and it has values inF and deter- minantχ3(χdenotes the mod cyclotomic character).

For every prime p 5, we have trace( ¯ρ(Frob p))≡ ap (mod).

Let us show that for any >5, ¯ρis (absolutely) irre- ducible. As explained in [Dieulefait and Manoharmayum 03], since ρ is attached to a rigid Calabi-Yau threefold, as long as > 4 and is not 5 (so that is a prime of good reduction), if ¯ρ is reducible it must hold that

ρ¯=−1χ3,

where is a character unramified outside 5 (the same description follows also from the fact that the represen- tation is attached to a weight-4 cuspform). Since

cond()cond(−1) = cond()2= cond( ¯ρ)|25, we have cond() | 5. In particular, if = 11, we have (11) = 1, therefore

−43 =a11trace( ¯ρ(Frob 11))1 + 113 (mod).

But no prime >5, = 11 divides 113+ 1 + 43, and this proves irreducibility of ¯ρ for every >5 except 11.

To show that ¯ρ11is also irreducible, observe that since it is an odd representation, irreducibility and absolute irreducibility are equivalent for it. Thus, it is enough to find a primep55 such that the reduction modulo 11 of the characteristic polynomialx2−apx+p3is irreducible.

Equivalently, we need the discriminant ∆p = a2p4p3 to be a nonsquare modulo 11. For p= 2 we have ∆2 =

312 (mod 11), which is a nonsquare, and this gives the irreducibility of ¯ρ11.

We define ¯ρ := ¯ρ⊗χ(−3)/2, for any > 5. It is also irreducible and odd, but the advantage is that its determinant isχ.

We ask the following: is there any elliptic curve E defined over Qsuch that the Galois representation ¯ρE, corresponding to its-torsion points gives ¯ρ for some?

Let us show that this cannot happen for any >7.

Suppose the opposite. Then, since ¯ρ is unramified at 2 and 2 1 (mod), if ¯ρ = ¯ρE, it is known (see [Carayol 89] and [Ribet 91]) that ρE,, the-adic repre- sentation corresponding to the-adic Tate module ofE,

must be unramified or semistable at 2. If it is unrami- fied at 2, let us callc2 the trace of ρE,(Frob 2). Since

|c2| ≤2

2, it should bec2= 0,±1 or±2.

Comparing the traces of ¯ρ and ¯ρE, at Frob 2 we obtain

a22(−3)/20,±1,±2 (mod). (1–1) If ρE, is semistable at 2, since ¯ρ is modular and ρE,

is also modular (because all elliptic curves over Q are modular) then we obtain from ¯ρ= ¯ρE, by level raising (see [Ghate 02])

trace( ¯ρ(Frob 2))≡ ±(2 + 1)≡ ±3 (mod ). Thus

a22(−3)/2≡ ±3 (mod). (1–2) We conclude from (1–1) and (1–2) that if for some >5, ρ¯ comes from an elliptic curve, it must hold that (recall thata2= 1)

2(−3)/20123 (mod ). Thus 2−31,4,9 (mod).

Applying Fermat’s little theorem, this gives 2−2 1,4,9 (mod), and this is false for every prime >7.

Remark 1.1. It is natural that our result does not apply to= 7 since independently of the value ofa2, we would never get a contradiction for= 7 because 0123 cover all possible values modulo 7.

We conclude that for any prime >7 the representa- tion ¯ρ is nonelliptic.

2. THE CASE=7

We will consider the example of a mod 7 representation attached to a weight-2 cuspformf such that the fieldQf

generated by its eigenvalues is not Q, there is a prime in Qf dividing 7 of residue class degree 1, and the rep- resentation is irreducible but it cannot come from any elliptic curve for the following simple reason: the con- ductor of the representation is too large, compared with the universal bounds for conductors (see [Silverman 94]) of elliptic curves defined overQ. Recall that thep-part of the conductor of any elliptic curve overQmust divide 256 ifp= 2, 243 ifp= 3, and p2 ifp >3.

Concretely, we take the following example: let f S2(512) be the cuspform with Qf = Q(

2) and eigenvalues

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Dieulefait: Existence of Nonelliptic modGalois Representations for Every >5 329 a3=

2, a5=−2√

2,

a7=−4, a11=

2, a13= 2

2, ...., a29= 6 2 (we obtain these values from the web site [Stein 00]).

The corresponding mod 7 representation ¯ρ7has val- ues in F7 and it is irreducible because the discriminant

29 is a nonsquare modulo 7.

The conductor of any of the representationsρλ:=ρf,λ

in the family attached to f (λ 2), is equal to 512, the level of f. Therefore, (see [Carayol 89], page 789) the conductor of ¯ρ7is also 512.

Since the 2-part of the conductor of any elliptic curve is at most 256, this implies that ¯ρ7 cannot correspond to any elliptic curve. Thus ¯ρ7, whose determinant is the cyclotomic character, is nonelliptic.

Remark 2.1. We have computed another example, using [Stein 00], withf ∈S2(2560), with the same properties:

ρ¯7irreducible, valued in F7, but nonelliptic for the same reason. The fieldQf corresponds to a root of the poly- nomial x4316x2+ 8836 (in [Stein 00] one can obtain a list of eigenvalues of f); it is a quadratic extension of Q(

7) in which

7 splits.

Remark 2.2.Observe that from the “bounds for conduc- tors” in [Serre 87], since 7 ≡ ±1 (mod 9) and 7 ≡ ±1 (modp) for any p > 3, every odd, irreducible Galois representation valued in F7 must have the p-part of its conductor bounded with the same bound holding for el- liptic curves, for anyp >2. Thus, it is only by searching for representations with “large 2-part of the conductor”

that one can obtain a representation valued in F7 not satisfying the universal bounds for conductors of elliptic curves.

On the other hand, since 7≡ −1 (mod 8), the bound for the 2-part of conductors given in [Serre 87] does not apply to the case of representations with values inF7.

REFERENCES

[Carayol 89] H. Carayol. “Sur les repr´esentations galoisiennes moduloattach´ees aux formes modulaires.”Duke Math.

J.59 (1989), 785–801.

[Dieulefait and Manoharmayum 03] L. Dieulefait and J.

Manoharmayum. “Modularity of Rigid Calabi-Yau Threefolds over Q.” In Calabi-Yau Varieties and Mir- ror Symmetry, pp. 159–166, Fields Institute Communi- cations 38. Providence, RI: AMS, 2003.

[Ghate 02] E. Ghate. “An Introduction to Congruences be- tween Modular Forms.” In Current Trends in Number Theory, (Proceedings of the International Conference on Number Theory), edited by S. D. Adhikari, S. A. Katre, and B. Ramakrishnan, pp. 39–58. New Delhi: Hindustan Book Agency, 2002.

[Ribet 91] K. Ribet. “Report on mod Representations of Gal( ¯Q/Q).” In Motives, pp. 639–676, Proc. Sympos.

Pure Math. 55, Part 2. Providence, RI: AMS, 1994.

[Shepherd-Barron and Taylor 97] N. Shepherd-Barron and R. Taylor. “Mod 2 and mod 5 Icosahedral Representa- tions.”J.A.M.S.10 (1997), 283–298.

[Schoen 86] C. Schoen. “On the Geometry of a Special De- terminantal Hypersurface Associated to the Mumford- Horrocks Vector Bundle.” J. reine angew. Math. 36 (1986), 85–111.

[Serre 87] J. -P. Serre. “Sur les repr´esentations modulaires de degr´e 2 de Gal( ¯Q/Q).” Duke Math. J. 54 (1987), 179–

230.

[Silverman 94] J. Silverman. Advanced Topics in the Arith- metic of Elliptic Curves. Berlin: Springer-Verlag, 1994.

[Stein 00] W. Stein. “The Modular Forms Explorer.”

Available from World Wide Web (http://modular.

fas.harvard.edu/mfd/mfe/), 2000.

[Yui 03] N. Yui. “Update on the Modularity of Calabi-Yau Varieties.” InCalabi-Yau Varieties and Mirror Symme- try, pp. 307–362, Fields Institute Communications 38.

Providence, RI: AMS, 2003.

Luis Dieulefait, Dept. d’ `Algebra i Geometria, Universitat de Barcelona, Gran Via de les Corts Catalanes 585, 08007 Barcelona, Spain ([email protected])

Received March 30, 2004; accepted May 6, 2004.

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