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As an application of a general multiplicity result, we establish the existence of at least three solutions, two of which are global minimizers of the related energy functional

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Electronic Journal of Differential Equations, Conference 25 (2018), pp. 213–219.

ISSN: 1072-6691. URL: http://ejde.math.txstate.edu or http://ejde.math.unt.edu

KIRCHHOFF-TYPE PROBLEMS INVOLVING NONLINEARITIES SATISFYING ONLY SUBCRITICAL AND SUPERLINEAR

CONDITIONS

BIAGIO RICCERI

Abstract. In this note, we study the problem

−hZ

|∇u(x)|2dx

∆u=f(u) in Ω u˛

˛∂Ω= 0.

As an application of a general multiplicity result, we establish the existence of at least three solutions, two of which are global minimizers of the related energy functional. The only condition assumed onf is that it be subcritical and superlinear; no condition on the behaviour offat 0 is required.

Dedicated to the memory of Anna Aloe

1. Introduction and results

Here and in what follows, Ω⊂Rm is a smooth bounded domain, with m ≥3.

For q ∈]0,(m+ 2)/(m−2)], we denote by Aq the class of continuous functions f :R→Rsuch that

lim sup

|ξ|→+∞

|f(ξ)|

|ξ|q <+∞,

−∞< lim inf

|ξ|→+∞

F(ξ)

ξ2 ≤lim sup

|ξ|→+∞

F(ξ) ξ2 = +∞

whereF(ξ) =Rξ 0 f(t)dt.

Given f ∈ Aq and a continuous function h : [0,+∞[→ R, we consider the Kirchhoff-type problem

−hZ

|∇u(x)|2dx

∆u=f(u) in Ω u

∂Ω= 0.

A weak solution of this problem is a functionu∈H01(Ω) such that hZ

|∇u(x)|2dxZ

∇u(x)∇v(x)dx= Z

f(u(x))v(x)dx

2010Mathematics Subject Classification. 35J20, 35J61, 49K40, 90C26.

Key words and phrases. Kirchhoff-type problems; multiplicity of global minimizers;

variational methods.

c

2018 Texas State University.

Published September 15, 2018.

213

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for allv∈H01(Ω).

So, the weak solutions of the problem are precisely the critical points inH01(Ω) of the functional

u7→ 1 2HZ

|∇u(x)|2dx

− Z

F(u(x))dx whereH(t) =Rt

0h(s)ds.

A real-valued function g on a topological space is said to be sequentially inf- compact if, for eachr∈R, the set g−1(]− ∞, r]) is sequentially compact.

The aim of this note is to establish the following result.

Theorem 1.1. For each q ∈]0,(m+ 2)/(m−2)[ and f ∈ Aq there exists a di- vergent sequence {an} in ]0,+∞[ with the following property: for every n ∈ N and for every continuous and non-decreasing function k: [0,+∞[→[0,+∞[, with limt→+∞K(t)/t(q+1)/2= +∞andint(k−1(0)) =∅, there existsb >0 such that the problem

an+bkZ

|∇u(x)|2dx

∆u=f(u) inΩ u

∂Ω= 0,

has at least three weak solutions, two of which are global minimizers in H01(Ω) of the energy functional

u7→ an

2 Z

|∇u(x)|2dx+b 2KZ

|∇u(x)|2dx

− Z

F(u(x))dx whereK(t) =Rt

0k(s)ds.

A comparison of Theorem 1.1 with known results cannot be properly done. This is due to the fact that no previous result on the problem we are dealing with guarantees the existence of at least two global minimizers of the energy functional related to it. More precisely, no such a result is known when the nonlinearity f, as in our case, does not depend on x (x ∈ Ω). For quite special f depending necessarily on x, the only known results of that type have been obtained in [5].

But, also for what concerns the assumptions onf, Theorem 1.1 presents a novelty:

it seems that, even when the energy functional in unbounded below, no existing result ensures the existence of at least three solutions of the problem assuming onf only its belonging to the classAq. Actually, some condition on the behaviour off at 0 is usually assumed (see, for instance, [1, 2, 4, 8, 9, 11] and references therein).

Our proof of Theorem 1.1 is based on the use of the following new abstract multiplicity result.

Theorem 1.2. LetXbe a topological space and letI, J:X→Rbe two sequentially lower semicontinuous functions. Assume that J is sequentially inf-compact and that, for somec >0, one has

inf

x∈J−1(]c,+∞[)

I(x)

J(x) =−∞. (1.1)

Then, there exists a divergent sequence{λn}in]0,+∞[with the following property:

for every n ∈ N and for every increasing and lower semicontinuous function ϕ : J(X)→Rsuch thatI+µϕ◦J is sequentially inf-compact for allµ >0, there exists

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µ>0such that the function I+λnJ+µϕ◦J has at least two global minimizers inX.

In turn, to prove Theorem 1.2, we need the two following results that we estab- lished in [6] and [7] respectively.

Theorem 1.3. LetX be a topological space and letΦ,Ψ :X→Rbe two functions such that, for everyλ >0, the functionΦ +λΨis sequentially lower semicontinuos and sequentially inf-compact, and has a unique global minimizer inX. Assume also that Φhas no global minimizer. Then, for every r∈] infXΨ,supXΨ[, there exists λˆr>0 such that the unique global minimizer in X of the functionΦ + ˆλrΨlies in Ψ−1(r).

Theorem 1.4. Let S be a topological space and letP, Q:S →Rbe two functions satisfying the following conditions:

(a) for eachλ > 0, the function P +λQis sequentially lower semicontinuous and sequentially inf-compact;

(b) there existρ∈] infSQ,supSQ[andv1, v2∈S such that

Q(v1)< ρ < Q(v2), (1.2) P(v1)−infQ−1(]−∞,ρ])P

ρ−Q(v1) <P(v2)−infQ−1(]−∞,ρ])P

ρ−Q(v2) . (1.3)

Under these hypotheses, there exists λ>0 such that the functionP+λQhas at least two global minimizers.

Proof of Theorem 1.2. Fixρ0>infXJ,x0∈J−1(]− ∞, ρ0[) andλsatisfying λ > I(x0)−infJ−1(]−∞,ρ0])I

ρ0−J(x0) . Hence, one has

I(x0) +λJ(x0)< λρ0+ inf

J−1(]−∞,ρ0])I. (1.4) Since J−1(]− ∞, ρ0]) is sequentially compact, by sequential lower semicontinuity, there is ˆx∈J−1(]− ∞, ρ0]) such that

I(ˆx) +λJ(ˆx) = inf

x∈J−1(]−∞,ρ0])

(I(x) +λJ(x)). (1.5) We claim that

J(ˆx)< ρ0. (1.6)

Arguing by contradiction, assume thatJ(ˆx) =ρ0. Then, in view of (1.4), we would have

I(x0) +λJ(x0)< I(ˆx) +λJ(ˆx)

against (1.5). By (1.1), there is a sequence{xn} inJ−1(]c,+∞[) such that

n→∞lim I(xn)

J(xn) =−∞. Now, set

γ= min

0, inf

x∈J−1(]−∞,ρ0])

(I(x) +λJ(x)) and fix ˆn∈Nso that

I(xnˆ)

J(xnˆ)<−λ+γ c.

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We then have

I(xnˆ) +λJ(xnˆ)< γ

cJ(xnˆ)≤γ≤ inf

x∈J−1(]−∞,ρ0])

(I(x) +λJ(x)). (1.7) In particular, this implies that

J(xˆn)> ρ0. (1.8)

Put

ρλ=J(xnˆ).

At this point, we realize that it is possible to apply Theorem 1.4 taking S=J−1(]− ∞, ρλ]),

P =I|S+λJ|S, Q=J|S.

Indeed, (a) is satisfied sinceS is sequentially compact. To satisfy (b), take ρ=ρ0, v1= ˆx , v2=xnˆ.

So, with these choices, (1.2) follows from (1.6) and (1.8), while (1.3) follows from (1.5) and (1.7). Consequently, Theorem 1.4 ensures the existence of δλ >0 such that the restriction of the function I+ (λ+δλ)J to J−1(]− ∞, ρλ]) has at least two global minimizers, sayw1, w2. Now, fix an increasing and lower semicontinuous functionϕ:J(X)→Rsuch thatI+µϕ◦Jis sequentially inf-compact for allµ >0.

We claim that, for someµ >0, the functionI+ (λ+δλ)J+µϕ◦J has at least two global minimizers in X. Arguing by contradiction, assume that, for each µ >0, there exists a unique global minimizer inX for the functionI+ (λ+δλ)J+µϕ◦J (which is clearly sequentially lower semicontinuous and sequentially inf-compact).

Now, after observing that, by (1.1), the functionI+ (λ+δλ)J is unbounded below, we can apply Theorem 1.3 taking

Φ =I+ (λ+δλ)J, Ψ =ϕ◦J .

Observe that the functionϕ◦J is unbounded above. Indeed, if not, the sequential inf-compactness of ϕ◦J +I jointly with the sequential lower semicontinuity ofI would contradict (1.1). Moreover, sinceJ(x0)< ρλ, we have

infX ϕ◦J ≤ϕ(J(x0))< ϕ(ρλ).

Then, Theorem 1.3 ensures the existence of ˆµ > 0 such that the unique global minimizer inX of the functionI+(λ+δλ)J+ ˆµϕ◦J, say ˆw, lies in (ϕ◦J)−1(ϕ(ρλ)).

Sinceϕis increasing, we have

J−1(]− ∞, ρλ]) = (ϕ◦J)−1(]− ∞, ϕ(ρλ)]) and hence, fori= 1,2, we have

x∈Xinf(I(x) + (λ+δλ)J(x) + ˆµϕ(J(x)))

≤I(wi) + (λ+δλ)J(wi) + ˆµϕ(J(wi))

≤I( ˆw) + (λ+δλ)J( ˆw) + ˆµϕ(J( ˆw))

= inf

x∈X(I(x) + (λ+δλ)J(x) + ˆµϕ(J(x))).

That is to say, w1 and w2 would be two global minimizers in X of the function I+ (λ+δλ)J + ˆµϕ◦J, a contradiction. Therefore, it remains proved that there

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existsµ>0 such that the functionI+ (λ+δλ)J+µϕ◦J has at least two global minimizers inX. Finally, observe that the set

A:=

λ+δλ:λ > I(x0)−infJ−1(]−∞,ρ0])I ρ0−J(x0)

is unbounded above. So, for what we have seen above, any divergent sequence{λn}

inA satisfies the thesis.

Proof of Theorem 1.1. Fix q ∈]0,(m+ 2)/(m−2)[ and f ∈ Aq. We are going to apply Theorem 1.2 taking X =H01(Ω), endowed with the weak topology, and I, J:H01(Ω)→Rdefined by

I(u) =− Z

F(u(x))dx , J(u) = 1

2kuk2, where

kuk2= Z

|∇u(x)|2dx .

Clearly,J is weakly inf-compact andI(sincef has a subcritical growth) is sequen- tially weakly continuous. Now, fix a measurable set C ⊂Ω, of positive measure, and a functionw∈H01(Ω) such that w(x) = 1 for all x∈C. Sincef ∈ Aq, there exist a sequence {ξn} in R, with limn→∞n| = +∞, and a constant α >0 such that

−α(ξ2+ 1)≤F(ξ) for allξ∈Rand

n→+∞lim F(ξn)

ξn2 = +∞. Thus, we have

R

F(ξnw(x))dx R

|∇ξnw(x)|2dx =

meas(C)F(ξn) +R

Ω\CF(ξnw(x)dx ξn2R

|∇w(x)|2dx

≥ meas(C)F(ξn) ξn2R

|∇w(x)|2dx−α R

|w(x)|2dx+meas(Ω)ξ2 n

R

|∇w(x)|2dx and so

lim inf

kuk→+∞

I(u)

J(u) =−∞.

Therefore, the assumptions of Theorem 1.2 are satisfied. Let {λn} be a divergent sequence with the property expressed in Theorem 1.2. Fixn∈Nand a continuous and non-decreasing function k : [0,+∞[→ [0,+∞[, with limt→+∞ K(t)

t(q+1)/2 = +∞

and int(k−1(0)) =∅. Letϕ: [0,+∞[→[0,+∞[ be defined by ϕ(t) =1

2K(2t)

for allt≥0. Clearly, the functionϕis increasing (and continuous). Moreover, due to the Sobolev imbedding, there is a constantβ >0 such that

I(u)≥ −β(1 +kukq+1)

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for allu∈X and so, for eachµ >0, we have I(u) +µϕ(J(u))≥ −β(1 +kukq+1) +µ

2K(kuk2)

=kukq+1

−β 1 + 1 kukq+1

+µ 2

K(kuk2) kukq+1

(1.9)

for allu∈X. Since

lim

kuk→+∞

K(kuk2)

kukq+1 = +∞,

from (1.9) we infer that the functionalI+µϕ◦J is sequentially weakly inf-compact.

As a consequence, there existsµ>0 such that the functionalI+λnJ+µϕ◦J has at least two global minimizers inX which, therefore, are weak solutions of the problem we are dealing with. Now, observe that the functiont→t(λnk(t2)) is increasing in [0,+∞[ and its range is [0,+∞[. Denote by ψ its inverse. Let T :X →X be the operator defined by

T(v) =

(ψ(kvk)

kvk v ifv6= 0

0 ifv= 0.

Since ψis continuous and ψ(0) = 0, the operatorT is continuous in X. For each u∈X\ {0}, we have

T((λnk(kuk2))u) = ψ((λnk(kuk2))kuk)

nk(kuk2))kuk (λnk(kuk2))u

= kuk

nk(kuk2))kuk(λnk(kuk2))u=u . In other words,T is a continuous inverse of the derivative of the functionalλnJ+ µϕ◦J. Then, since the derivative ofIis compact, the functionalI+λnJ+µϕ◦J satisfies the Palais-Smale condition [10, Example 38.25] and hence the existence of a third critical point of the same functional is assured by [3, Corollary 1]. The proof

is complete.

We conclude by formulating two open problems.

Problem 1. In Theorem 1.1, can the role of the sequence {an} be assumed by a suitable unbounded interval?

Problem 2. Does Theorem 1.1 hold forq= (m+ 2)/(m−2) ?

Acknowledgements. The author has been supported by the Gruppo Nazionale per l’Analisi Matematica, la Probabilit`a e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM).

References

[1] G. M. Figueiredo, R. G. Nascimento;Existence of a nodal solution with minimal energy for a Kirchhoff equation, Math. Nachr.,288(2015), 48-60.

[2] K. Perera, Z. T. Zhang;Nontrivial solutions of Kirchhoff-type problems via the Yang index, J. Differential Equations,221(2006), 246-255.

[3] P. Pucci, J. Serrin;A mountain pass theorem, J. Differential Equations,60(1985), 142-149.

[4] B. Ricceri; On an elliptic Kirchhoff-type problem depending on two parameters, J. Gobal Optim.,46(2010), 543-549.

[5] B. Ricceri; Energy functionals of Kirchhoff-type problems having multiple global minima, Nonlinear Anal.,115(2015), 130-136.

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[6] B. Ricceri;Well-posedness of constrained minimization problems via saddle-points, J. Global Optim.,40(2008), 389-397.

[7] B. Ricceri;Multiplicity of global minima for parametrized functions, Rend. Lincei Mat. Appl., 21(2010), 47-57.

[8] J. Sun, T. F. Wu; Existence and multiplicity of solutions for an indefinite Kirchhoff-type equation in bounded domains, Proc. Roy. Soc. Edinburgh Sect. A,146(2016), 435-448.

[9] X. H. Tang, B. Cheng;Ground state sign-changing solutions for Kirchhoff type problems in bounded domains, J. Differential Equations,261(2016), 2384-2402.

[10] E. Zeidler;Nonlinear functional analysis and its applications, vol. III, Springer-Verlag, 1985.

[11] Q. G. Zhang, H. R. Sun, J. J. Nieto;Positive solution for a superlinear Kirchhoff type problem with a parameter, Nonlinear Anal.,95(2014), 333-338.

Biagio Ricceri

Department of Mathematics, University of Catania, Viale A. Doria, 95125 Catania, Italy

E-mail address:[email protected]

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