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CHARACTERIZATIONS OF UNRAMIFIED SIMPLE SPOTS AND ABSOLUTELY SIMPLE SPOTS OVER REGULAR DOMAINS

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CHARACTERIZATIONS OF UNRAMIFIED SIMPLE

     SPOTS AND ABSOLUTELY SIMPLE SPOTS

      OVER REGULAR DOMAINS

        BY

MAMoRu FURUYA

  IntrOduction. The main purpose of this paper is to prov6 that the fbnowi皿g state− ment holds:Let I be a regular domain and let A=1[¥1,…, Xn]be the polynomial 血gin〃variables Xl,…, X。. with coe伍cients in I. AS’S’i me that D⊆磐are prime ideals of.4, a=(F【,…,Fm)・A is an ideal having n as a’ prime diVisor and D∩1=(o). Set R=(.4/α)・C(撃1a)−1. Then the fb110wing statements are equivalent:(1)Ris an absolutely simple spot over 1.(2)Ris smooth over L (3)The differentia1 module M(」Rμ)is a free R−module and rankハイ(R/1)十height D=n. (4)rank(J(且,…,Fヵ) modulo率)=height D. (S㏄Theorem 4) In§1, we introduCe the notions of spots and unramified simple spots over a regular domain and prove some result which is generalization of Theorem 4.2 in[3]. The results in§2 are generalizations of some results i皿[1]. In§3, we introduce the notion of absolutely simple spot and・prove the Theorem 4 which is the main result、 At last, we shall investigate the relations between the absolute simpHcity in our sense and the absolute simplicity in the sense of[4].   Acknowledge〃tents. I wish to express my sincere gratitude to Professor Y. Kawa− hara for his pr㏄ious advices and co皿stant encouragement. Terminologア. All rings in this paper are commutative Neotherian血gs with iden− tity eiements. The terminology is in general the same as that in[2エ A血g

homomorphism will always mean a血g homomorphism which sends identity ele−

ment to identity element. Let I be a ring. A ring R will be called an、1−algebra if lis an operator domain of R and there exists a血g homomorphism f from∬into R』唐浮モ?@that the operation on R of an element a in I is given by the rule ar=∫てのr fbr r in R. f is called the structural homomorphism.   Let l be a ring, R be an I−algebra with the structural homomorphism f and let abe an ideal of R. Then we denote by R∩athe idea1ノ㌔1(a)of l and denote by M(R/1)the dif正brential module of R over l in the sense of[5].   Let p be a prime ideal of a ring、4. Then we shall denote by A・C(p)−1 the quo− tient ring of A with respect to p. We say that an integral domain is a regular domain if it is a regular ring.

[5]

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6

CHARACTERIZATIONS OF UNRAMIFIED SIMPLE SPOTS

§1・Unramified simple spots   Let I be a regular domain. We say a local ri皿g R is a spot over I if there eXists afinitely generated ring A oVer l which contai皿s∬and there exists a p血e ideal P of A such that R−A・C(p)−1. If a spot R over I is a regulaf local ring, then we say that R is a simple spot over 1.       −   Let R be a spot over l and let f be the canonical homomorphism fro皿1 into R. Then we shall always refer to R as the 1−algebra with the structural homomorphism f. Let R be a simple spot over 1 with the maxima1 ideal IM. When ln班キ(o), we denote by{a1,…, at}aregular system of parameters of I・C(1∩班)−1. Then we say that」R is an unramified simple spot Over I if either ∫∩班=(o), or {9(a1),… , g(at)}can be se1㏄ted to be members of a regular system of paramet6rs pf R, where gis the canonical homomorphism from I・C(1∩班)−!into R. Clearly this definition is independent of the choice of the regular system of parameters{la1,…, qt}of 1・C(1∩號)−1.   THEOREM 1. Let R ろe an unra〃2ifiedぷ」〃rple sp ot oγer aハegular do〃tain I and let ‖3●θαpr加te idea1(ゾR. ・び1μ∩ll3 is a regular ring, then R・C(率)−1 is an unra〃zi− fied simple spot over L   PRooF. Let班be the maximal ideal of.R.. Wg set甲∩1・一 p,.班∩1・・q and J=. 1・C(q)−1.Then.Jlp・J=(nyp)・αq/p)−i is a regular loCal血g. Therefore p・Jis gen−. erated by a subset{d,,…, at}(’=height p)of a regular system of pafdmeters of J・Since P・11・C(P)−1=(al,…, at)・1・C(P)−1,{4,,…, ai}is a regular system of para.m− eters of I・C(p)−i. By our assumption on R, we see that{g(a1),…, g(at)}is a sub・・ set of a regular system of parameters of R, where g.:」→、R is the canonical homo− morphism. Thus R/p・R=R/(g(ai),…, g(at))・R is a regular local血g..Therefore R・C(撃)−1/(9(a1), … , 9(at))・R・C(甲)−1=(RIP・R)・C(割3/P・・R)−1 is a regUlar local ring. Let f be the canonical homomorphism from 1・C(p)−1 into R・C(撃)−1. Then, since (g(al), … , g(at))R・C(率)『1=(ノてal), .…, f(at))R・C(撃)−1 and  he逗ht (g(al), … , 9(・・))R・C(8)−1−t・we have th・t{,f(a・),…, f(d・)}i・a・ub・et・f a regul・・sy・te血 of parameters of R・C(率)−1. Thus we complete the proof.  COROLLARY・ Let R胞a〃1’nramii17edぷ伽ρたぷρo’oγθ’a1)ε凌え’ぬl do〃lain.工 Then R・C(8)−1∫ぷ・n unramifadぷ卿le sp・t・ve〃f・r eve・y prime ideal as ・f R. We shall use later the next two Lemmas. LEMMA 1・Lε’1お. a・eg〃la・・d・main a〃d・let A−1[X・,…, Xヨbe the P・lyn・mial ・ing・in・n va・iableぷX・i『・…,工W乃c・e177cients in L Then A・C(P)−1∫ぷan un・amified ぷ’〃rple spot・ve’r 1 f・・ eyery prime ideal P〈ザメ.        ・ PRooF. We can obtain this proof in a㎞ost the same way as Theorem 40 in[2]. ’ 啄

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M.FURUYA

7 Therefore we shall omit the proof.   Let l be a regular domain and let A・−1[Xl,…, X.]be the polynomia1血g祖π variables Xi,…, Xn With coeMcients in L Let Fl,…, Fm be elbments ofん Th㎝ the Jacobian matrix(∂F 1∂Xi)wm be denote by J(Fl,…, F.). Assume thatαis a皿ideal of.4 which isα∩∬=(o)and率is a prime ideal of A containillg a. Set R=(.4/a)・C(131a)−1. Then  LEMMA 2. (1)∬〃陀晒陀吻1・物dule M(Rμ)’∫afree R−〃2・dule and・’rank・砥R11)一ち then there exist n−r elements F1,…, Fn−.げαぷuch that rank(」但,…, Fn−.) modulo宰)一π一r.   (2) びthere exis’η一r ele〃昭η’ぷ且,… ,」Fn_7げαぷuch that rank(」(F,,・「・・, Fs;r) m・dul・ 8)−n−r,血πrank M(R1∫)≦r a〃∂{4・,…, at,凡…,Fn−.}匡ぷas〃bぷet ・f αアθ9〃吻卵τε〃! ・f pa・a〃ieters ・f A・C(8)−1, where{a・,.…,α’}匡ぷαγθ9〃』鋼絃m of para〃tetersげ1・C(∫∩撃)−1. PRooF. The proof of(1)and the五rst ass《rtion of(2)is obtained in almost the saine way as the proof of Theorem l in[1]. Therefbre we shall prove the second assertion of(2). Let撃∩∬=p,」=∫・C(p)−1 and let{41,・・.・,侮}be a regular system of parameters of 」. Furthermore, let P=A・C(宰)−1 and let貌be the maximal ideal of P. Then it su伍ces to pτove that the residue classes of the elementsα1,…, ate        t      #−r F,,…,、Fn−. modulo M2 are linearly independent over P/Se. LetΣγia‘+Σ.zjFi t se2       ゴ=1       iコ1 w地y‘,Zi∈P. Th㎝, sin㏄∂1∂X.(Σyiai+Σz∫乃)∈況,Σz∫(∂ち1∂石)∈班(1≦m≦π)・ Therefbre, by the assumption rank(」(Fl,…, Fn−r)modulo$)=π一r, we have that る∈班(ノー1,…,〃一’).ThusΣγ‘α‘∈貌2. Smce{a・,…,at}is a subset of a reg− Ular system of parameters of P by Lemma 1,’we have yi∈貌(i=1,…,’).   §2.Criteria for皿ramified simple spot   Let 1 be a regUlar domain and let A=1[X,,…, L]be the polynomial ring in n variables X,,…, Xn wi血coeMcients in L Assume that D⊆撃are p6me ideals of A,a is an『ideal haVi皿g D as a prime divisor and that£∩1=(o)・ Let R=(Ala) ・C(4}/a)−1and let班be the maximal ideal of R. Then we have that rank M(RII) 十11eight D≧n.  THEOREM 2. こJnder’んsa〃te〃otationSαぷabove, the/b〃bwing sta’θ〃re〃’ぷ乃o〃ご   (1)if M(RII)匡ぷa∫たθR−〃iodule and rankルt(」R/1)十height £』=〃,’舵π 、R iぷ an un・amified si.〃rple spot・ver∬αη40㈹(1)匡ぷ卿arably generated over e(1)・   (2) るrRis an〃hra〃iifiedぷimple spo’over l and R1批∫ぷぷeθarably gene「ated ove「 ρ(∫μ∩班),’乃θπルf(Rμ)iぷaノアθθR−〃todule and rankハ4(R11)十height D=η・ ’(1)Let R.be an血tegral domain. Then we shall denote by e(R)the quotient field of R.

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8

CHARACTERIZATK)NS OF UNRAMIFIED SIMPLE SPOTS

parameters of 1・α1∩撃)−1. Fn一プof a such that rarik(」(F,, Fl, melements G、, F,、.,,G、,…, £・P一α・P一伍 m』…M/a・P−(a、, ramified simple spot over五   Next we consider the second assertion of(1). Since(∼(R)=e(.4/D)and tr. deg. ρω(1(AID)十height D=n, we see that tr. deg. Qω(∼(R)十height 9・=n. Thus rank M(」R/1)=tr. deg. Qσ}ρ(R). Therefbre ρ(R)is separably generated overρ(1).   (2)By Theorem 2 h1[1], M(RII)is a froe R−module andρ(R)is separably g㎝一 e「ated・v・・C(1)・Th・F・f・・e・ank・M(Rμ)−t・卿・・…e㈹一・−h卿t O.

PROOF.

(1)Let rankルf(Rμ)=r, P・・A・C(率)−1 and let{d1,…,αま}be a regular system of       Then, by Lemma 2, there exist〃一アele血㎝ts F,,’…,        …,Fn−r)血odulo磐)=n−rand therefbre{d1,… , ai,  …,F.一.}is a subset bf a regular system of parameters of P. Thus there exist        …,Gm of the maximal ideal況of P such that{d1,…, ai, F,,…,          G伽}is a regular system of parameters of P. Since height D・P=〃−r,       , …,Fn_r)」P. Therefbre R=P/(」肩, …, Fn_r)P is regular. Since       …,at, G1,…, G”)R alld dim R=t十m, we have that R is an皿一   COROLLARY. 〃「i’h t乃eぷa〃昭〃otationぷaぷ加Theore〃12, we a∬卿昭吻τRis a〃 i・t・g・al・d・m・in・〃M(R/∬)i・afre・.R−%肋鋤ρ(R)z∬epa・aゐly generated。,。. ρω,τんπR∫ぷan〃n・amii17ed si,〃rple sp・τ・昭’エ   PRooF・ Si lce(](R)=(2(AID), tr・deg. Qω(∼(R)十height D=・=n. On the other hand, we have that rank M(R/1)=tr. deg. Q(1)0(R). Thus rankハ4(、Rμ)十he㎏ht D=・n. Therefbre, by Theorem 2, the assertion is proved. §3. Absolutely simple spOts   Let R be a spot over a regular domai11∬and let J be a regular domain which has a structure as anみalgebra.‘ket乃be the canonical homomorphism from R into R⑧iJ and let 13*be a p血e ideal of 1∼(〔×))∬ノsuch that h−1(率*)=班, where班is the maximal ideal of R. Then.the 10cal血g(R⑧1」)・C(pt*)−i is cailed an extention of .R・・er 」・A・p・t R・v・・.a・eg・1・・d・m・i・1i・caH・d・b・bl…ly卿1・・if・f・・any regular domain J which has a structure as an I−algebra, any extension.of R over J『 iS’ a simple spot over J:       ・   THEOREM 3・ ”「ith’舵ぷa〃le notations aぷ加Theore〃12,ゲRis an absolutelyぷ加2− ple sp・’・ver 1, then R∫ぷa〃unramillfedぷ卿le sp・t・γθ・エ PRooF. We may assume that l is a regular loca1血g・with the maximal ideal m=1∩競・・and dim.1=’>0. Let{al,…,α,}be a regular system of parameters 6f五 First off we shall prove that・.α1.庄班2. Assume that ai∈班2. Set J=∫[b]晒th●2=al. Then, shlce J is integtal overちJis a regular local r㎞g. The extension R*of」R over J is R⑧1」=R[勾・By assumption,」R*is a simple spot over J.・Let{y1,.…, ル}be a regular system of parameters of R. Then, smce the maximal ideal i疏*of

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M.FURUYA

9        ア      ’       ア R*is generated byゐ,γ、,…,ル, there is a non−trivial relation●∂o+Σγ《c‘−b・Σア遁   ア      ’       i=1   ’        まコ  +Σア£乃εξ」with ci, di, eii∈RFand ci−O if cゴ∈班. Since 1, b are 1inearly independ一  輌,ゴ=1 ent oveLR, we have co rΣγ‘φ,Σyici∈搬2, hence all ci must be zero, which. is a contradiction. Thus we prove ai庄£m2.   From this, al can be se1㏄ted to be a melhber of a regular system of. parameters of R. Let hl be the canonical homoinorphism from l onto nyail, li=1/all and let lfti be the maximal ideal of.五. Then.the regular domah1五can be regarded as the I−aigebra with the structural homomorphism.乃1. The extension RI of R over五is R1α1R.  Thus we have that R1=」R/a1R, d㎞ 」R=dim R1十1, M1=(a2,… ,αオ)1, and RI is an al)solutely simple spot over五..   In the same way, h,(α2)can be sel㏄ted to be a member of a regular system of parameters of RI and the extension R20f RI over Ii∫a21i is R,/h1(α2)R1. Let h2 be the canonical homomorphism臼om l onto.l/(α1, a2)1,ム=五/α必and let m2 be the maximal ideal of、1,. Then we have that R2,−R1(α、, a2)R, dim R=dim R2+2, 12=11(α1,α2)1,1飢2=(α3,… ,α∂1,and」R2 is an absolutely s㎞ple spot over I,.   By this method we eventua皿y obtain that R童=R/(al,…, a∂R, dim R=dim R汁’, It=1/m and・R, is an absolutely simple spot over the丘eld口.  1・et g be the canon− ical homomorphism加m R onto R, and let{γ1,”直,Ym}be a set of elements of R such that{g(ア1),…, g(γ餌)}is a regular system of papameters of R,. Th㎝{a1, …,at,ア1,…,γ伽}is a regular system of parameters of R.  THEOREM 4. 〃Tithτ舵sa〃絃notationぷas in Theore〃12, the fo〃ρ}vin9/bur condi− tionぷare equivalent to eaeh other: (1) (2) (3) (4) R∫ぷan absolutely 8吻ρ1βspot over正 R 匡s 3〃iooth over l in ’乃θ ぶθηぷe {ゾ[2]. M〔Rμ)∫ぷ〆}θθR−〃2α加た励rankハ4(R11)+height D一力. rank(」(且,…, Fm)〃todulo 13)=height£』, whereα=(昂,… , Fm)・∠4. PRooF.(3)⇒(2). By Lemma 2, there eXist Fi,.…,Fn一夕(r−・rank M(R/1))i⑪ ・such that rank(」(F,,…,F.−r)modulo撃)−n−’. By the same way of the proof of Theorem 2, we have a・.4・C(甲)−1=(呪,…, Fn..)A・C(率)−1. Therefbre(2)fbllows

加mTheorem 640f[2].

  (2)⇒(3).By Theorem 640f[2], there exist F,,…, Fm inαand D1,…,1)勿in Der 1(.4,.41α)such that.α・ン4・C(撃)一』(F,,…, Fm)A・C(墾)−1 and det(1)iFj)庄申/α. Therefore we ha鴨immediately that rank(」(F,,…, Fm)modulo雫)=m.’By. Lemma 2,we have rankルt(RII)≦n−m. On the other hand, sin◎e the unmixedness theorem holds in A・C(撃)−1, m ・= heightα・.P=height. D, where Pr.4・C(率)−1. Therefbre rank ハ41〔R/1)十height stA」』…≦〃, and hence rankルt(Rμ)十height£』=n.  By.正£rrirna 2,{Fl, …,FSi}is a subset. of a regular’system of parameters of P. Thus(Fl,…, Fh)P  =a・P=D・P. Therefore. R=(A/D)・C(墾/D)−1, and e(R)=@(Atn)and therefbre tr. deg. Qω0(R)十height D=n. Hence tr. deg. Qωρ(R)=rank」腰(R/1). Therefbre M(R/1)

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10

CHARACTERIZATIONS OF UNRAMIFIED SIMPLE SPOTS

is a free R’module− (1)⇒(3).We may assume that 1 is a regular lo◎al rmg with the m頗mal ideal

m=∫∩班.’Let k=nym and let乃be the canoniCal homomorphism伽m l gntoた.

Then k can be regarded as the I」algebra with the structural homomorphism h. The extension R* of R over k is Rlm・R. 1尤tノ鍾*=Alm・∠4,撃*=率/m・A and let D*be the prime divisor of D・.4*which is contained in畢*. Then.4*=k[垢,…, Xn]is apoly血omial rhlg over the field んand, since R=(A/£)・C(準/D)−1,」R*=:(A*/D*) ・C(墾*/9*)−1.is an absolutely simple spot over k. Therefbre、R*is geometrically regular over k hl the se皿se of[2]. By(28.1V)m[2], R*is smooth’over k. Thus, by the equivalency of(2)and(3), we have that M(R*1克)is a丘㏄R*−module and rankルf(R*/k)十height D*=n. Since R*=」R/m・R, the canonical map丘om M(R/1) into〃(R*lk)is an epimorphism. Th凱efbre rank M(R/1)≧rankハ4(、R*/k). By I.emma 2, there eXist Fi,…, F,..プ(r=rank M(R*/k))in £ such that rank(」(g㈹, …,g(F。一.))modUlo撃*)=n−r, where・g:A→.4*is the canonical homomorphism. Thus rank(J(F,,… ,Fn_r)modulo宰)=n一ア. By Lemma 2, we have rankハd(R11) ≦r. Therefbre rankハ4(Rμ)=rank、M(R*/ん)..   Setβ=A/D and p=m・R∩β. The p is a prime ideal ofβand p∩1=m. There− fbre, s血㏄tlle dimellsioll fbrmula holds betw㏄n∫andβ, we have that        height p=height m十tr. deg. Qωρ(β)−tr. deg.鳶(1(B/p). Furthermore we have he埴ht(m・R)=heightわ, and,1)y Theorem 3, height m=height m・R and therefbre height馳p=he㎏ht m. Thus tr. deg. Qσ)(∼(R)=tr. deg. k(2(R*). Therefore tr. deg. Qω(∼(R)=tr. deg.乃(1(R*)=rankルf(R*/k)=rank、M(Rμ). From this, M(RII)is a丘ee R−module. On the other hand, since D∩∫=(0), tr. deg. Q(∬)0(R) 十height£=n. Hence we have that rankハ4(Rμ)十height D=〃.   (3)⇒(1).Let J be any regular domain which has a structure as an」1−algebra and let撃*be a prime ideal of R⑧∫J such that h−1(撃*)=班, where h:R→R⑧1J is the can・ni(ni h・m・m・・phi・m・S・t R*一(R⑧・」)・C(℃*)『1・It i・en・ugh、 t・p・・ve th・t 、R*is a simple spot over J. By Theorem 2, R is an integral dolnain. Thus R−(A/n)・C(8/n)−1−A・C(墾)一’/〈9>.Let∫:々、J−B→A・C(撃)一・⑧,」一欠→T/n・τ =R⑧∫Jbe the{canonical homomorphism and let職r〆−1(率*). The皿、R*=β・C(甲1)−1 1〈D>・ Set P=β・(」(31)−1. Then, smce.β=」[X,,…, Xn]is a polynomial rmg over J, P js regulaL Let DI be a minimal prime divisor ofD・B which is contained 血墾1.Then 9i・P is a minimal prime divisor of n・P. By Lemma 2, there exist 凡…,F.−r(’=rankルt(、R11))in D such that rallk(」(Fl,…, Fn−r)modulo薬)=n−r. In the same way of the progf of Theorem 2, D・A・C(撃)−1=(Fl,…, Fn−,)A・C(甲)−1. Theref()re D・P=(9(Fi),…, g(、Fn−.))P, where g:A→B is the canonical homomor− phism. Thus height D,=height但1・P)≦n−r. On the other.hand, we have that rank(」(g㈹,…, g(Fn−’r)modulo簿1)=n−’. Thus, by Lemma 2,{g㈹,…, g(Fn.夕)} is a sebset of a regular system of parameters of P and hellce height(£L1の≧n−r. Thus height £1==n−r. Therefbre £』・P=D1・P=(9(Fl),  ・.・, ‘9(F._r))P and he皿ce R*=P1(9(F,), … ,9(1㌦_r))P is regular.

(7)

M.正URUYA

11   Next we shall prove that J∩D,=(o). Assume that J∩Di・=q・#(o). 】二et{lal,…, at}be a regular system of parameters of J・αq)−1. Clearly we have rank(」(g(Fl), …,9(F,...)modulo n・)−n一ちtherefbre{b、,…, at,9(F、),…,9(E,..r)}is a subset of a regular system of parameters of B・C(D,)−1, and height D,>n−r, which is a contradiction. Thus R*is a spot over J. (3)⇔(4).Easy by Lemma 2.   CoRoLLARY 1. 〃’ith’んぷα〃te notatio〃ぷas in Theore〃12,ぴRis a〃〃〃ra〃iified ぷimple spo’over l and R/E!Jl匡s separably generated overρ(1∫1∩班),’乃θ〃、R匡∫an abぷ0吻4γぷimple SPO’over工   COROLLARY 2. Let R加alocalめノover a field k, i.e., R∫ぷaq〃otient ring o∫ an砺〃θdo〃min overαμωたwith respect’0α〆〃le ideal, and,let K be’んqUO− tien’field of R. The〃the/b〃b吻g coπ伽o〃ぷare equivalent :   (1)Ris an abぷ01鹿砂ぷ伽ρ品spot over k.   (2) ハイ(」Rlk) 輌ぷaノ>ee R−〃Todule and K iぷ separably generated over k.   (3)・Riぷぷ〃iooth over k in theぷenぷeげ[2].   (4) R iぷgeo〃te〃icallJ/regular overんin ’he ぷense 〈ゾ[2].   CoRoLLARY 3. 〃「ith theぷa〃te notationsαぷ加Theore〃12,び1’ぷα8γo〃nd ring in theぷθ雄q∫[4],’乃θπ’んノ0∼わ砿㎎co晒’ionぷare eq〃匡ヅalen’ご   (1)Rjぷα〃abぷ01砲砂simple spot over 1 and(}㈹iぷa regular extenぷ励(ゾ(2(1).   (2) R iぷan abぷolutely ぷZ〃rple spot ovθr 1∫〃 the sense qr[4]. PRooF. Easy by Theorem 6.5 in[4].

REFERENCES

[1]

]]

23

[﹃■一 M.Furuya・ and A. Araki:Remarks on the characterization of simple spots over  regUlar rings, TRU Math.,6 (1970)23−27. H.Matsumura:Commutative algebra, Mathematics 1ecture note se亘es(1970). M.Nagata:A general theory of algebraic geometry over Dedekind domains,1,λ加. 」」of Math.,80 (1958) 382−420. [4]M.Naga協:A general血eory of alg輌ic gcometry over Dedekind domains, H, Am. J.of Math.,81(1959)401−435. [5] Y.Nakai:0皿the theoly of differentials ill commutative rings, J. Math.∫oc.」砲απ, 13 (1961)63−84.

MEIJYO UNIVERSITY

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