Rep rints inTh eor yand Appli
cati onsof Categorie
s, No.
3,2003.
ABEL IAN CATEGORIES
PETER J.FREYD
Forew ord
Theearly 60s
wa sa grea ttime inAmerica
fora yo ungma th-
ematician.
Washingto n
had responded to
Sputnik with
a lot
ofmoney forscienc
eeducatio na
ndthe scientists,
blessth em,
saidtha tthey co uldnot doa
nything until
stude nts kne wma th-
ematics.What Sputnikpr
ov ed, incrediblyenoug
h,w asthat the
country needed
moremat hema
ticians.
Publishers got the messa
ge.
At annual AMSmee
tings you
couldsp enden tireev eningsc
ra wlingpublishers’
cock tailpar ties.
They weren’t look
ing for bo ok buyers, they
were look ing for
writersand some
how the yha dconcluded that
theb estw ay to
get mathematicia ns
to write
elemen tary texts
was to publish
theira dvanced texts.
Wor dhad goneo
uttha tI wa sw riting
atext ons
omething ca
lled“
ca tegory the ory”
and whatever
it
was, somebig
namesse emedto
be interested.
Ilost coun
to f
theb ookmen whovisited
my officeb
earingg ift copieso
ftheir
advanced texts.
Ic hoseHa rpe r&
Ro wb eca usethey promise
d
Origin allypu blis he das : Abe lian Categor ies, Harper andRo w,1964.
Receiv ed by thee ditors 2003-11-10.
Tran smit ted by M.Barr.
Reprin tpu blish ed on2003- 12-17.
Footnot ed
references adde dto the Forew ordand pos te d2004-01-20.
2000Math ematics Sub
jectClassification :
18-01, 18B15.
Keyw ords and phrase s:Ab eli anc ategorie
s,e xacte mb ed ding.
c
Peter J.F re yd, 1964.P erm ission tocop yfor priv ateu se granted .
− 25
PETER J. FREYD
a low price (≤$8) and—even better—hundreds of free copies to
mathematicians of my choice. (This was to be their first math publication.)
On the day I arrived at Harper’s with the finished manuscript I was introduced, as a matter of courtesy, to the Chief of Pro- duction who asked me, as a matter of courtesy, if I had any preferences when it came to fonts and I answered, as a matter of courtesy, with the one name I knew, New Times Roman.
It was not a well-known font in the early 60s; in those days one chose between Pica and Elite when buying a typewriter—not fonts but sizes. The Chief of Production, no longer acting just on courtesy, told me that no one would choose it for something like mathematics: New Times Roman was believed to be maximally dense for a given level of legibility. Mathematics required a more spacious font. All that was news to me; I had learned its name only because it struck me as maximally elegant.
The Chief of Production decided that Harper’s new math series could be different. Why not New Times Roman? The book might be even cheaper than $8 (indeed, it sold for $7.50).
We decided that the title page and headers should be sans serif
and settled that day on Helvetica (it ended up as a rather non- standard version). Harper & Row became enamored with those particular choices and kept them for the entire series. (And—
coincidently or not—so, eventually, did the world of desktop publishing.) The heroic copy editor later succeeded in convinc- ing the Chief of Production that I was right in asking for nega- tive page numbering. The title page came in at a glorious –11 and—best of all—there was a magnificent page 0.
The book’s sales surprised us all; a second printing was or- dered. (It took us a while to find out who all the extra buyers were: computer scientists.) I insisted on a number of changes
−24
ABELIANCA TEGORIES
(thist imeHarp er’sa
greedto mak ethem without
deductingfrom
my roy altie s;
the co rrection
of my left- righ t errors—scores of
them—forthe firstprin
tingha dcost meh
undredsof dollars).
Butfo rr ea sonsI never though
tto askab
out, Harp er’sdidn’t
mark the seco ndpr inting ass uch.
The copyr ight page, –8, isa l-
mostiden tical,e
ven thedate.
(WhenI need todetermine which
printing I’m holding—as,
forexa mple,
when findinga
copy for
thist hird“
reprinting
”—Ic heck thelast verb on page –3.
Int he
seco ndpr inting itis has insteadof
have).
Af ewother page-
spec ificcommen ts:
Pag e8 : Yikes!
In thefir st printing there’sno
definitionof
natural equivalenc
e.
Ma kingro om forit requiredm
uch short-
eningof thispa
ragraph fromthe
firstprin ting:
Oncethe definitions
ex iste dit was quick
lynot iced
that functors
and natural transfo
rmations had be-
comea majo rto ol inmo dernma
thematics.In 1952
Eilenb erg andSteenro dpublis
hedtheir Found
ations
ofA lgebraic
Top ology [7],an axiomat icappr
oach to
homolog y the ory . A homology
theory was defi ned
asa functor
from ato polog icalcateg
oryto analg e-
braic catego ryob eyingce
rtain axioms.
Among the
more striking result
sw astheir classification
ofsuc h
“the ories,”
animp ossibleta
sk withoutthe
notion of
natural equivalence
of functors.
Ina fairly explosive
manner,functor sand
natural trans
format ionsha
ve
permeated aw
idev ariety ofsub jects.
Such monu-
menta lw orksas Cartan
and Eilenb
erg’s Homologic
al
Algebr a [4], and Grothendieck’s
Elements of Alge-
braic Geometry [1]testify
tothe facttha
tfuncto rs
hav eb eco mea nes tablished co
ncept inm athematic
s.
Pag e21 :The term“difference
ker nel”
in1.6 was doomed, of
− 23
PETER J. FREYD
course, to be replaced by the word “equalizer”.
Pages 29–30: Exercise 1–D would have been much easier if it had been delayed until after the definitions of generator and pushout. The category [→] is best characterized as a generator for the category of small categories that appears as a retract of every other generator. The category [→→] is a pushout of the two maps from 1 to [→] and this characterization also simpli- fies the material in section 3: if a functor fixes the two maps from 1 to [→] then it will be shown to be equivalent to the identity functor; if, instead, it twists them it is equivalent to the dual-category functor. These characterizations have another ad- vantage: they are correct. If one starts with the the two-element monoid that isn’t a group, views it as a category and then for- mally “splits the idempotents” (as in Exercise 2–B, page 61) the result is another two-object category with exactly three endo- functors. And the supposed characterization of [→→] is coun- terexampled by the disjoint union of [→] and the cyclic group of order three.
Page 35: The axioms for abelian categories are redundant:
either A 1orA 1* suffices, that is, each in the presence of the
other axioms implies the other. The proof, which is not straight- forward, can be found on section 1.598 of my book with Andre
Scedrov1, henceforth to be referred to asCats & Alligators. Sec-
tion 1.597 of that book has an even more parsimonious definition of abelian category (which I needed for the material described below concerning page 108): it suffices to require either prod- ucts or sums and that every map has a “normal factorization”, to wit, a map that appears as a cokernel followed by a map that appears as kernel.
Pages 35–36: Of the examples mentioned to show the in-
1Categories, Allegories, North Holland, 1990
−22
ABELIAN CATEGORIES
egory theory or on functorializing model theory11. It uses the
strange subject ofτ-categories. More accessibly, it is exposed in
section 1.54 of Cats & Alligators.
Philadelphia November 18, 2003
Z –
11Mimeographed notes, Univ. Pennsylvania, Philadelphia, Pa., 1974
−13
ABELIANCA TEGORIES
depe ndenceo
f A 3 and A 3*
oneis clear,
theo therrequires
wor k:it isnot exactly
trivial that epimorphismsin
thecateg ory
ofgro ups(
abelian ornot
)a reo nto
—oneneeds the“
amalgama -
tion lemma”.
(Giv enthe symmetry
ofthe axioms
eitheron eo f
theexa mplesw
ould,note, hav
es uffic ed.)F orthe independence
of A 2 (hence,
by taking its dual,
alsoof A 2*) let R be a
ring, commut
ative for conv enience.
Thefull subc
atego
F ry,
,o f
finitelypres ented
R-modules iseasily
seen tob ec lose dunder
theforma tiono
fc ok ernelsof
arbitra rymaps—quite
enough for
A2*
and A3 .Wit ha littlew
ork one ca nsho wthat thek
ernel
ofa ny epiin F isfinitely gene
rated which
guara ntees thatit
is
theima geo fa map
F in
andthat’s enough
for A3*
.The nec-
essa rya ndsuffic ient
condition
F that
satisfy A2 istha t R be
“cohe ren t”,tha tis ,a llo fits finitelygenerat
ed idealsb
efinitely
presented asmo dules.
For presen tpur po ses we don’tneed
the
necessar yand sufficien
tco ndition.So:
let K be afi eld and R be
ther esult ofa djoininga
sequence of
elemen ts X
subject n
to the
condition that X X i
=0 j
all i,j . Thenm ultiplic ation by, say,
X
definesa 1
ne ndomor phism
on R,the kernel ofwhic
his not
finitelygenerat ed.
More tothe po int, itfails toha
ve ak ernelin
F . Pag e60 : Exercise2–
Aon additive
categories wa
se ntirely
redonefo rthe secondpr
inting.
Amongthe problems inthe
first
printing were thew
ord“m onoidal”
in place of
“pre-addit ive”
(clashingwith themo
dernse nseo fmo noidalcateg
ory)an d—
would yo ub elieve it!—theabsenc
eof thedistr ibutive
law.
Pag e7 2:
Areview er
mentio neda sa nexa mpleo
fone ofm
y
private jokes
the size of the font for the title of sectio n 3.6,
bifuncto
. rs
Goo d heav ens.
I was not really aw are of how
many jok es(pr ivate or otherwise) had
acc umulated inth
etext;
I must hav e been aw are of each one of them in its time but
− 21
PETER J.FREYD
Pag e15 9:T heY one dalemma turnsout
notto be inY oneda’s
paper. When,some
timea fterb oth printing
so fthe bo oka p-
peared, thisw
asbro ught
tom y(m uch cha grined) attention,
I
brough tit thea ttentio no fthe person whohad
told methat it
was theY oneda lemma.
Heconsulted hisnotes
anddisco ver
ed
that itapp eared
ina lecturetha
tMac Lanega
ve onY oneda’s
treatmen tof thehigher Ext
functors.The name
“Yoneda lemma”
was notdo omed tob
ereplaced.
Pag es163 –164:
Allows and
Generating were
missingin the
indexo fthe firstpr
inting asw
as page1 29for Mitchell
. Still
missingin these
cond prin tingar e Natural equivalenc e,
8 and
Pre-additive cate
gory,60 . Notmissing, alas,
is Monoidalc
ate-
gory .
FINALLY, aco mment
onwhat I“
hoped tob ea geo desic
course”to the fullem bedding theorem(men
tioned onpage
10).
Ithink thehop
ew asj ustifi ed forthe fullem
bedding theorem,
but if one settles
for the exact emb edding theorem
the n the
geodesic courseomitted
an impo rtan tdev elopment.
Bybroa d-
eningt hepr oblemto
regular categories onecan
finda cho ice-free
theorem which—aside
fromits widerapplica
bility ina top os-
theoretic setting—has
theadv antage
ofna turality.
Thepro of
requiresconstructio nsin
thebroa der
con textbut ifo nea pplies
theg eneral cons truction tothe
spe cial caseo fab elianc
atego ries,
we obta in:
There isa construction thatassigns
toe achsmal la belian cat-
egory anexact A
embedding intothe
cate goryof
abelian groups
→G A
suchthat forany
exactfunctor
→ A
there B isa nat-
ural assignment
of a natural tran sformation A from
→ G to
→ A
→G B
. A When
B → is an embedding then
so is the
transfor mation.
Thepro ofis sug gestedin
my pamphlet
Onc anonizingc
at-
−14
PETER J. FREYD
I kept no track of their number. So now people were seeking the meaning for the barely visible slight increase in the size of
the word bifunctors on page 72. If the truth be told, it was
from the first sample page the Chief of Production had sent me for approval. Somewhere between then and when the rest of
the pages were done the size changed. But bifunctors didn’t
change. At least not in the first printing. Alas, the joke was removed in the second printing.
Pages 75–77: Note, first, that a root is defined in Exercise 3–B not as an object but as a constant functor. There was a month or two in my life when I had come up with the no- tion of reflective subcategories but had not heard about adjoint functors and that was just enough time to write an undergrad-
uate honors thesis2. By constructing roots as coreflections into
the categories of constant functors I had been able to prove the equivalence of completeness and co-completeness (modulo, as I then wrote, “a set-theoretic condition that arises in the proof”).
The term “limit” was doomed, of course, not to be replaced by
“root”. Saunders Mac Lane predicted such in his (quite favor-
able) review3, thereby guaranteeing it. (The reasons I give on
page 77 do not include the really important one: I could not
for the life of me figure out how A×B results from a limiting
process applied to Aand B. I still can’t.)
Page 81: Again yikes! The definition of representable func- tors in Exercise 4–G appears only parenthetically in the first printing. When rewritten to give them their due it was nec-
essary to remove the sentence “To find A, simply evaluate the
left-adjoint of S on a set with a single element.” The resulting
2Brown University, 1958
3The American Mathematical Monthly, Vol. 72, No. 9. (Nov., 1965),
pp. 1043-1044.
−20
ABELIAN CATEGORIES
Pages 131–132: The very large categoryB (Exercise 6–A)—
with a few variations—has been a great source of counterexam- ples over the years. As pointed out above (concerning pages 85–86) the forgetful functor is bi-continuous but does not have either adjoint. To move into a more general setting, drop the
condition that G be a group and rewrite the “convention” to
becomef(y) = 1G fory /∈S (and, of course, drop the condition
that h:G→G0 be a homomorphism—it can be any function).
The result is a category that satisfies all the conditions of a Grothendieck topos except for the existence of a generating set.
It is not a topos: the subobject classifier, Ω, would need to be the size of the universe. If we require, instead, that all the values of
allf :S →(G, G) be permutations, it is a topos and a boolean
one at that. Indeed, the forgetful functor preserves all the rel- evant structure (in particular, Ω has just two elements). In its
category of abelian-group objects—just as inB—Ext(A, B) is a
proper class iff there’s a non-zero group homomorphism fromA
toB(it needn’t respect the actions), hence the only injective ob-
ject is the zero object (which settled a once-open problem about whether there are enough injectives in the category of abelian groups in every elementary topos with natural-numbers object.) Pages 153–154: I have no idea why in Exercise 7–G I didn’t cite its origins: my paper, Relative Homological Algebra Made
Absolute10.
Page 158: I must confess that I cringe when I see “A man learns to think categorically, he works out a few definitions, per- haps a theorem, more likely a lemma, and then he publishes it.”
I cringe when I recall that when I got my degree, Princeton had never allowed a female student (graduate or undergraduate). On the other hand, I don’t cringe at the pronoun “he”.
10Proc. Nat. Acad. Sci., Feb. 1963
−15
ABELIANCA TEGORIES
paragr aphis
aline sh orter;hence theextr
aspace int
hesecond
printing.
Pag e 84:
After I learned
abo ut adjoin t functors
the main
theorems ofm yho norsthesis
mutat ed into ac hapter about
the
general adjoint
fun ctor theorems
inm yPh.D.
dissert ation
. 4
I
was stillthinking ,thou
gh,in termsof
reflective subca tegories
ands till defined the limit(o
r,if you insist,the
roo t)o
D→ f
A
asit srefle ction
inth es ubcat eg oryof consta nt functo rs.If
Ihad
reallycon ver tedto adjoint
functors Iw ould hav ekno wn that
limitso ffuncto
A rsin
shouldb D
edefined viathe
right adjoin t
ofthe functor
A→
D A
that delivers constan
tfunctor s.
Alas,
Ihad notto
tally co nv erted and Istuc kto my olddefinitio nin
Exercise 4–J.
Even if we allo w that the category
of cons tan t
functorscan be identified
A with
we’re intr oublewhen
D is
empty:
noempt ylimits.
Hence thep eculiar“
co nditionzero”
in
thesta tement
of theg eneraladjoin
tfunctor theoremand
any
num ber ofrequiremen tsto
comeab out zeroo bjects and suc h,
allo fw hich are redundant
when one usesthe
right definitiono
f
limit.
Thereis onegeneraliza tionof
theg eneral adjoint
functor the-
orem wor thmen tioninghere.
Let“w eak-”b
ethe opera
toron
definitions thatremo ves
uniqueness conditions.
Itsuffice sthat
allsmall diagrams
A in
hav ew eak limits and that T preserves
them.
See sectio n1 .8of Cats&
Alligators .
(Thew eaklycom-
pleteca tegorie
sof particula rin
ter est are inho motop
ytheory .A
more ca tegorical example
cosc is
anecof ,the categor
yof small
categories and natural
equivale ncec lass esof functors.)
Pag es8 5–86 : Only oncein
my lifeha ve Idecided toref
rain
fromfurther argumen
tab out ano n-ba roq ue matter inma th-
ematics and that was shortly after
the bo ok’s publication:
I
Princeton, 4
1960
− 19
PETER J.FREYD
category ofsets inHo
motop yIs Not Concrete
.I 8
was surprised,
whenreading page
108 forthis Forew ord, tosee how
simila rin
spiritits set-upis
tothe one Iused 5y
earsla terto demonstrat
e
theimp ossib
ility ofan em bedding of
thehomo topy
catego ry.
Pag e(1 08):
Pa renthetica llyI
wrote inExercise
4–I,
“The
only[non-trivia l]em
bedding theorem
fo rlar geab elianca
tegories
that we know of[requires]
both ag enera torand
acog enerator.”
Itt ook closet
ot enmor ey ears tofind ther
ight theorem:
an
abelian ca tegory isv eryab elianiff
itis well po wered (which
it
shouldb enot iced, follow
sfrom thereb
eingan yem bedding atall
into the category
ofs ets, indeed, allone needsis
af unctor
that
distinguishes zero maps
from non- zero maps).
See my pap er
Concreteness
.The 9
proof ispainful.
Pag es 118–
119:
The material in
small print (squeezed
in
whent hefirst printing
was readyfor
bed) was, sadto
relate,
directlydisb elieved.
Thepro ofs whoseexistence
are being as-
sertedare natural
extensionsof thea rguments
inExercise 3–O
onmo deltheory (pages
91–9 3)as sug gestedb
yt he“co nspicuo us
omission”men tionedab
ov e.
One needs tota ilorLo wenheim-
Sko lemt oa llow first-ordertheor
ieswith infinitesen
tences.
But
itis my experience thata
ny one who isc on versa nt inb othmo del
theory and theadjoin t-functo
rtheo remswill,
withminimal prod-
ding,come upwith
thepro ofs.
Pag es1 30–13 1:
TheThird Proo
fin thefirst
printing was
hopeless ly inadequat e
(and Saunders,
bless him,
noticed that
factin hisr eview).
Thepr oof that replacedit
for thes econd
printing
ok is
.Fitting itin
to theallo tedspace
was, ifI may say
so,a masterlyexa
mpleof compression.
Th 8
e Steenr od Algebr a and its Appli cations , Lecture Notes inMathe-
matics, Vol.
168S pringer, Berlin
1970 9
J.of Pure andA pplie dA lgebra ,V ol.3, 1973
−16
PETER J. FREYD
refused to engage in the myriad discussions about the issues dis- cussed in the material that starts on the bottom of page 85. It was a good rule. I had (correctly) predicted that the contro- versy would evaporate and that, in the meantime, it would be a waste of time to amplify what I had already written. I should, though, have figured out a way to point out that the forgetful
functor for the category, B, described on pages 131–132 has all
the conditions needed for the general adjoint functor except for the solution set condition. Ironically there was already in hand a much better example: the forgetful functor from the category of complete boolean algebras (and bi-continuous homomorphisms) to the category of sets does not have a left adjoint (put another way, free complete boolean algebras are non-existently large).
The proof (albeit for a different assertion) was in Haim Gaif-
man’s 1962 dissertation5.
Page 87: The term “co-well-powered” should, of course, be
“well-co-powered”.
Pages 91–93: I lost track of the many special cases of Exercise 3–O on model theory that have appeared in print (most often in proofs that a particular category, for example the category of semigroups, is well-co-powered and in proofs that a particular category, for example the category of small skeletal categories, is co-complete). In this exercise the most conspicuous omission resulted from my not taking the trouble to allow many-sorted theories, which meant that I was not able to mention the easy
theorem that BA is a category of models whenever A is small
and B is itself a category of models.
Page 107: Characteristic zero is not needed in the first half of Exercise 4–H. It would be better to say that a field arising as the ring of endomorphisms of an abelian group is necessar-
5Infinite Boolean PolynomialsI. Fund. Math. 54 1964
−18
ABELIAN CATEGORIES
ily a prime field (hence the category of vector spaces over any non-prime field can not be fully embedded in the category of abelian groups). The only reason I can think of for insisting on characteristic zero is that the proofs for finite and infinite charac- teristics are different—a strange reason given that neither proof is present.
Page 108: I came across a good example of a locally small abelian category that is not very abelian shortly after the second printing appeared: to wit, the target of the universal homol-
ogy theory on the category of connected cw-complexes (finite
dimensional, if you wish). Joel Cohen called it the “Freyd cat-
egory” in his book6, but it should be noted that Joel didn’t
name it after me. (He always insisted that it was my daugh- ter.) It’s such a nice category it’s worth describing here. To
construct it, start with pairs ofcw-complexeshX0, XiwhereX0
is a non-empty subcomplex ofX and take the obvious condition
on maps, to wit, f : hX0, Xi → hY0, Yi is a continuous map
f :X →Y such thatf(X0)⊆ Y0. Now impose the congruence
that identifies f, g :hX0, Xi → hY0, Yiwhen f|X0 and g|X0 are
homotopic (as maps to Y). Finally, take the result of formally
making the suspension functor an automorphism (which can, of course, be restated as taking a reflection). This can all be found
in Joel’s book or in my article with the same title as Joel’s7.
The fact that it is not very abelian follows from the fact that the stable-homotopy category appears as a subcategory (to wit,
the full subcategory of objects of the form hX, Xi) and that
category was shown not to have any embedding at all into the
6Stable Homotopy Lecture Notes in Mathematics Vol. 165 Springer-
Verlag, Berlin-New York 1970
7Stable Homotopy, Proc. of the Conference of Categorical Algebra,
Springer-Verlag, 1966
−17
F.Wi lliamLa
wv ere,S.U.
N.Y.at Bu ffalo:
wlawvere@acsu.buffalo.edu
Jean-Louis Lod ay, Univ ersit
´ ede Strasb ourg:
loday@math.u-strasbg.fr
Ieke Moerd ijk, Universit yof Utrech
t:
moerdijk@math.uu.nl
Susan Niefield,Un
ionCollege niefiels@union.edu :
Robe rt Par
´ e, Dalhou sie Univ ersit y:
pare@mathstat.dal.ca
Andrew Pitts, Univ
ersit yof Camb ridge:
Andrew.Pitts@cl.cam.ac.uk
Robe rt Rosebr ugh, Moun tAl lisonUn ivers ity:
rrosebrugh@mta.ca, Man-
agingEditor Jiri Rosic ky, Mas aryk Univ ers ity:
rosicky@math.muni.cz
James Stasheff,Un
iversit yof NorthC
arolin a:
jds@math.unc.edu
RossStr eet, Macquarie
Univ ersity:
street@math.mq.edu.au
Walter Th olen,Y ork Universit tholen@mathstat.yorku.ca y:
Myle sT ie rney ,Ru tgers Univ ersit y:
tierney@math.rutgers.edu
Robe rt Walters, Universit
yof Insubri a:
robert.walters@uninsubria.it
R.J. Wo od, Dalhou sie Universit y:
rjwood@mathstat.dal.ca
This reprin tm ay be acces sedfrom
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Editorial board.
John Baez, University of California, Riverside: baez@math.ucr.edu
Michael Barr, McGill University: barr@barrs.org, Associate Managing
Editor
Lawrence Breen, Universit´e Paris 13: breen@math.univ-paris13.fr
Ronald Brown, University of North Wales: r.brown@bangor.ac.uk
Jean-Luc Brylinski, Pennsylvania State University: jlb@math.psu.edu
Aurelio Carboni, Universit`a dell Insubria:aurelio.carboni@uninsubria.it
P. T. Johnstone, University of Cambridge: ptj@dpmms.cam.ac.uk
G. Max Kelly, University of Sydney: maxk@maths.usyd.edu.au
Anders Kock, University of Aarhus: kock@imf.au.dk