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FOR THE p-LAPLACIAN

SIEGFRIED CARL AND KANISHKA PERERA Received 25 June 2002

We obtain a positive solution, a negative solution, and a sign-changing solu- tion for a class ofp-Laplacian problems with jumping nonlinearities using vari- ational and super-subsolution methods.

1. Introduction

LetΩRN, N1, be a bounded domain with a smooth boundary∂Ω. In this paper, we consider the quasilinear elliptic boundary value problem

uW01,p(Ω) :pu=f(x, u) inW1,p(Ω), (1.1) where∆pu=div(|∇u|p2u) is thep-Laplacian, 1< p <. ByW1,p(Ω) we de- note the usual Sobolev space with dual space (W1,p(Ω)), andW01,p(Ω) denotes its subspace whose elements have generalized homogeneous boundary values and whose dual space is given byW1,p(Ω). We assume the following growth and asymptotic behaviour of the nonlinear right-hand side f of (1.1):

(H1) f :Ω×RRis a Carath´eodory function satisfying f(x, t)C|t|p1+ 1,

f(x, t)=at+p1btp1+g(x, t), (1.2) where

limt0

g(x, t)

|t|p1 =0 uniformly inx. (1.3) HereCdenotes some generic positive constants.

Copyright©2002 Hindawi Publishing Corporation Abstract and Applied Analysis 7:12 (2002) 613–625 2000 Mathematics Subject Classification: 35J65, 35J20, 35B05 URL:http://dx.doi.org/10.1155/S1085337502207010

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The setΣpof those points (a, b)R2for which the asymptotic problem uW01,p(Ω) :pu=au+p1bup1 inW1,p(Ω) (1.4) has a nontrivial solution, is called the Fuˇc´ık spectrum of the p-Laplacian on Ω, whereu+=max{u,0}andu=max{−u,0}. The Fuˇc´ık spectrum was intro- duced in the semilinear casep=2 by Dancer [8] and Fuˇc´ık [14] who recognized its significance for the solvability of problems with jumping nonlinearities. In the semilinear ODE case p=2,N=1, Fuˇc´ık [14] showed that Σ2 consists of a sequence of hyperbolic-like curves passing through the points (λl, λl), where {λl}lNare the eigenvalues ofd2/dx2, with one or two curves going through each point. Dr´abek [12] has recently shown thatΣphas this same general shape for allp >1 in the ODE case.

In the PDE case N2, much of the work to date on Σp has been done for the semilinear case p=2. It is now known that Σ2 consists, at least lo- cally, of curves emanating from the points (λl, λl) (see, e.g., [2, 7,8,10, 14, 25]). Schechter [28] has shown that Σ2 contains two continuous and strictly decreasing curves through (λl, λl), which may coincide, such that the points in the square (λl1, λl+1)2that are either below the lower curve or above the upper curve are not inΣ2, while the points between them may or may not belong toΣ2

when they do not coincide.

In the quasilinear PDE case p =2,N2, it is known that the first eigen- valueλ1ofpis positive, simple, and admits a positive eigenfunctionϕ1(see Lindqvist [20]), soΣpclearly contains the two linesλ1×RandR×λ1. In addi- tion,σ(p) has an unbounded sequence of variational eigenvalues{λl}satis- fying a standard min-max characterization, andΣpcontains the corresponding sequence of points{l, λl)}. A first nontrivial curveᏯin Σp through (λ2, λ2) asymptotic toλ1×RandR×λ1 at infinity was recently constructed and vari- ationally characterized by a mountain-pass procedure by Cuesta et al. [6] (see Figure 1.1). More recently, unbounded sequences of curves (analogous to the lower and upper curves of Schechter) have been constructed and variationally characterized by min-max procedures by Micheletti and Pistoia [26] for p2 and by the second author [27] for allp >1.

The main goal of this paper is to identify the set of points (a, b) relative to the Fuˇc´ık spectrum which ensure the existence of sign-changing solutions of (1.1). More precisely, assuming the existence of a positive supersolutionuand a negative subsolutionuof (1.1) and (a, b) located above the curveᏯ, we prove the existence of at least three nontrivial solutions within the order interval [u, u];

a positive solution, a negative solution, and a sign-changing solution.

There are many existence and multiplicity results for (1.1) in the literature (see, e.g., [5,6,9,13,23,27]). However, to the best of our knowledge, the first results on sign-changing solutions were obtained only recently by Li and Zhang [17]. In their paper the authors assume that p > Nand f is independent ofx and locally Lipschitz int. All these assumptions can be relaxed by our approach

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a b

(a, b)

1, λ1)

2, λ2)

Figure 1.1

which is very different from that of Li and Zhang. Our main result, which will be proved inSection 3(Theorem 3.1), improves upon their results.

2. Preliminaries

We denote the norm inW1,p(Ω) andLp(Ω) by · and · p, respectively, and recall the notion of sub- and supersolutions.

Definition 2.1. A functionuW1,p(Ω) is asupersolutionof (1.1) if the following holds:

(i)u0 on∂Ω,

(ii)|∇u|p2u· ∇ϕ dx

f(x, u)ϕ dxfor allϕW01,p(Ω)L+p(Ω).

Similarly,uis asubsolutionof (1.1) if the reversed inequalities ofDefinition 2.1hold withureplaced byu. HereL+p(Ω) stands for the positive cone ofLp(Ω).

Consider the boundary value problem

uW01,p(Ω) :pu=h inW1,p(Ω). (2.1) Besides the hypothesis (H1) we will assume the following hypotheses to hold throughout the rest of the paper.

(H2) There exist a positive supersolutionuand a negative subsolutionuof (1.1), and the point (a, b)R2is above the curveᏯof the Fuˇc´ık spec- trum.

(H3) Any solutionuof (2.1) withhL(Ω) belongs toC1(Ω).

Remark 2.2. (i) Assuming the existence of super- and subsolutions as in hy- pothesis (H2) is a weaker assumption than the usual condition on the jumping nonlinearity at infinity.

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(ii) By (H3) we imposeC1(Ω)-regularity of the solution of (2.1). As for reg- ularity results up to the boundary (C1,α-regularity) we refer, for example, to Gi- aquinta and Giusti [16], Giaquinta [15], Liu and Barrett [21,22], Lieberman [18,19], or Manfredi [24].

Lemma2.3. Ifu(resp.,) 0is a solution of (1.1), then eitheru >(resp.,<) 0or u0. Moreover, ifu >0, then there is anε >0such thatuεϕ1, whereϕ1is the eigenfunction of the first eigenvalue ofp.

Proof. First, we note that by the results of Anane [1] and DiBenedetto [11] any solutionuof (1.1) belongs toL(Ω)C1(Ω), and thus the right-hand side of (1.1) yields a functionhL(Ω), which by (H2) implies that uC1(Ω). If u0 is a solution of (1.1) which is not identically zero, then by means of the Harnack inequality (Trudinger [29, Theorem 1.1])umust be positive inΩ. For >0, letΩ= {xΩ: dist(x, ∂Ω)}. Then forsufficiently small, we have f(x, u(x))0 for allxby (H1) and (H2). This allows us to apply the strong maximum principle due to V´azquez [30] to get the strict inequality∂u/∂ν(x)>

0 for allxΩ, where ν is the interior normal atx. The eigenfunctionϕ1 of the first eigenvalue ofpis positive, is of classC1,α(Ω) forα(0,1), and also satisfies∂ϕ1/∂ν(x)>0 (see [1,20]). Therefore, forεsufficiently small, we obtain

uεϕ1inΩ.

Lemma2.4. Given a bounded sequence{un} ⊂W01,p(Ω)and a sequence of positive reals{εn}withεn0asn→ ∞, for a subsequence,

1 εnp1

gx, εnun(x)dx−→0 asn−→ ∞. (2.2)

Further, ifGis the primitive ofg, that is,G(x, t)=t

0g(x, s)ds, then 1

εnp

Gx, εnun(x)dx−→0 asn−→ ∞ (2.3)

for a subsequence.

Proof. Passing to a subsequence (again denoted by (un)), we may assume that unua.e. and inLp(Ω). By Egoroff’s theorem, for anyµ >0 there is a measur- able subsetΩµ ofΩsuch that|\µ| ≤µandunuuniformly onΩµ. Thus εnun0 a.e. inΩµ. We have

1 εnp1

gx, εnun(x)dx

=

µ

gx, εnun(x) εnp1un(x)p1

un(x)p1dx

+

\µ

gx, εnun(x) εnp1un(x)p1

un(x)p1dx.

(2.4)

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By (1.2) and (1.3),

g(x, t)

|t|p1 C. (2.5)

The first integral on the right-hand side of (2.4) tends to zero by the asymptotic behavior (1.3) ofg, (2.5), and Lebesgue’s dominated convergence theorem (ob- serve that the integrand is majorized byC(|u(x)|+δ)p1for anyδ >0 due to the uniform convergence inΩµ). The second integral is bounded by

C\µ1/ pun(p1)/ p1/ p−→0 asµ−→0, (2.6) which proves (2.2). Observing that the elementary inequality

Gx, εnun(x)εnun(x)gx, τn(x)εnun(x) (2.7) holds, where 0τn(x)1, which yields

1 εnp

Gx, εnun(x)dx

gx, τn(x)εnun(x) τn(x)p1εnp1un(x)p1

un(x)pdx, (2.8)

we see that (2.3) follows similarly.

Lemma2.5. Problem (1.1) has a positive solutionu >0within the order interval [0, u]and a negative solutionu <0within the order interval[u,0].

Proof. In the proof we focus on the existence of a positive solution only since the existence of a negative solution can be shown in a similar way.

As is well known, solutions of (1.1) are the critical points of Φ(u)=

|∇u|pp F(x, u)dx, uW01,p(Ω), (2.9)

whereF(x, t)=t

0f(x, s)ds. Let f be the following truncated nonlinearity:

f(x, t)=

0, t0,

f(x, t), 0< t < u(x), fx, u(x), tu(x),

(2.10)

andFits associated primitive given by F(x, t)=

t

0 f(x, s)ds. (2.11)

Consider the functional Φ(u)=

|∇u|ppF(x, u)dx (2.12)

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whose critical points are the solutions of the auxiliary boundary value problem uW01,p(Ω) :pu=f(x, u) inW1,p(Ω). (2.13) Obviously,Φ:W01,p(Ω)Ris bounded from below, weakly lower semicontin- uous, and coercive. Thus, there is a global minimizer, that is, a critical pointuof Φ

0=

Φ(u), ϕ=

|∇u|p2u· ∇ϕf(x, u)ϕdx. (2.14)

We will show that this global minimizer is in fact a positive solution of (1.1) within [0, u]. Taking in (2.14) the special test functionϕ=u:=max(u,0) we get in view of the definition of f the equation

0=

|∇u|p2u· ∇uf(x, u)udx=up, (2.15)

which shows thatu=0, and thusu0. Sinceuis a supersolution,ϕ=(u u)+W01,p(Ω)L+p(Ω), so byDefinition 2.1and (2.14) we obtain

0

|∇u|p2u− |∇u|p2u· ∇(uu)+

f(x, u)f(x, u)(uu)+dx

=

{u>u}

|∇u|p2u− |∇u|p2u·(u− ∇u)dx0,

(2.16)

which implies that(uu)+=0, and thusuu. This shows that the global minimizeruof the functionalΦsatisfiesu[0, u], and thusuis a solution of (1.1) due to the definition of f. Sincea > λ1, we get by hypothesis (H1) that

Φεϕ1

<0, ε >0 small. (2.17) Asuis a global minimizer ofΦ, it followsΦ(u)Φ(εϕ)<0, and thusumust be

a positive solution of (1.1).

Definition 2.6. A solutionu+ is called theleast positive solutionof (1.1) if any other positive solutionuof problem (1.1) satisfiesuu+. Similarly,uis the greatest negative solutionof (1.1) if any other negative solutionusatisfiesuu. Lemma2.7. Problem (1.1) has a least positive solutionu+and a greatest negative solutionu.

Proof. We are going to prove the existence of the least positive solution only, since the proof of the existence of the greatest negative solution is analogous.

In view ofLemma 2.5, there exists a positive solutionu[0, u], and applying

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Lemma 2.3there is aε >0 small enough such thatεϕ1u, whereϕ1is the eigen- function that belongs to the first eigenvalueλ1ofp. Sincea > λ1, one readily verifies thatεϕ1 is a subsolution of problem (1.1) for sufficiently smallε >0.

Thus there is anε0>0 such thatε0ϕ1anduforms an ordered pair of sub- and supersolutions. Applying [3, Corollary 5.1.2] on the existence of extremal solu- tions for general quasilinear elliptic problems, we obtain the existence of a least and greatest solution of (1.1) with respect to the order interval [ε0ϕ1, u]. We de- note the least solution within this interval byu0. Now let (εn)n=0be a decreasing sequence withεn0 asn→ ∞, and denote byunthe corresponding least solu- tion of (1.1) with respect to the order interval [εnϕ1, u]. Then obviously (un) is a decreasing sequence of least positive solutions of (1.1) which converges to its nonnegative pointwise limituinLp(Ω). We will show thatuis in fact the least positive solution, that is,u=u+. First we verify thatuis a solution of (1.1).

Since theunare solutions of (1.1) we get from the equation unp=

unp2un· ∇undx=

fx, un

undx, (2.18) which by the growth condition (H1) and the boundedness inLp(Ω) of the se- quence (un) implies its boundedness inW01,p(Ω), that is,unc. Thus there exists a subsequence weakly convergent inW01,p(Ω), and due to the strong con- vergence of (un) in Lp(Ω) even the entire sequence is weakly convergent in W01,p(Ω) with weak limitu. From (1.1) with the test functionunu, we ob- tain

pun, unu=

unp2un· ∇

unudx

=

fx, ununudx,

(2.19)

which implies

lim sup

n

pun, unu0. (2.20)

The weak convergence of (un) and (2.20) along with the S+-property of the oper- atorp(see, e.g., [3, Chapter D]) yield its strong convergence inW01,p(Ω). This allows the passage to the limit in (1.1) withureplaced byun, and henceuis a solution of problem (1.1). To show thatu>0, our argument is by contradic- tion. Supposeu=0, that is,un0 inW01,p(Ω). Sinceun>0 we may consider

˜

un:=un/unwhich satisfies

u˜np2u˜n· ∇ϕ dx=

a˜upn1+gx, un unp1

ϕ dx. (2.21)

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By definitionu˜n =1, so there is a subsequence (˜un) that converges weakly in W01,p(Ω) and strongly inLp(Ω) to ˜udue to the compact embedding ofW01,p(Ω)

Lp(Ω). Taking in (2.21) as special test functionϕ=u˜nu, we get for the right-˜ hand side of (2.21)

a˜unp1+ gx, un un(x)p1

u˜n(x)p1

˜

unu˜dx−→0, (2.22) asn→ ∞, because the terms in parentheses areLq(Ω)-bounded. Hence (2.21) implies

lim sup

n

pu˜n,u˜nu˜0, (2.23)

which due to the S+-property ofp implies the strong convergence of ˜unu˜ inW01,p(Ω). Moreover, the third integral term on the right-hand side of (2.21) converges to zero byLemma 2.4, so we may pass to the limit to get

|∇u˜|p2u˜· ∇ϕ dx=

a˜up1ϕ dx ϕC0(Ω), (2.24) that is, ˜usatisfies the boundary value problem

˜

uW01,p(Ω) :pu˜=a˜up1 inW1,p(Ω). (2.25) Since u˜n =1 and ˜un>0,by Lemma 2.3 we have the same properties for ˜u, which, however, contradicts the fact that a nontrivial solution of (2.25) changes sign. So far we have shown that the limituof the least solutionsunnϕ1, u] is a positive solution of (1.1). Finally, to prove thatuis the least positive solution, letwbe any positive solution of (1.1). Then byLemma 2.3there is aεn>0 forn sufficiently large such thatεnϕ1wwhich by definition of the sequence of least solutions (un) yieldsuunw, which proves thatu=u+is in fact the least

positive one.

3. Main result

Theorem3.1. Let hypotheses (H1), (H2), and (H3) be satisfied. Then the bound- ary value problem (1.1) has at least three nontrivial solutions: a positive solution, a negative solution, and a sign-changing solution.

Proof. Let

f+(x, t)=

0, t0,

f(x, t), 0< t < u+(x),F+(x, t)=t

0 f+(x, s)ds, fx, u+(x), tu+(x),

(3.1)

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and consider

Φ+(u)=

|∇u|ppF+(x, u)dx. (3.2)

Arguments similar to those in the proof ofLemma 2.5show that critical points ofΦ+are solutions of (1.1) in the order interval [0, u+], so 0 andu+are the only critical points ofΦ+by Lemmas2.3and2.7. Now,Φ+is bounded from below and coercive, and

Φ+

εϕ1

<0, ε >0 small (3.3)

sincea > λ1, soΦ+has a global minimizer at a negative critical level. It follows thatu+is the (strict) global minimizer ofΦ+andΦ+(u+)<0.

Now let

f(x, t)=

fx, u(x), tu(x),

f(x, t), u(x)< t < u+(x),F(x, t) =t

0f(x, s)ds, fx, u+(x), tu+(x),

Φ(u)=

|∇u|ppF(x, u) dx.

(3.4)

As before, critical points ofΦare solutions of (1.1) in the order interval [u, u+], so it follows from Lemmas2.3 and2.7that any nontrivial critical point other thanu±is a sign-changing solution.

Lemma3.2. The solutionsu±are strict local minimizers ofΦ, and Φ(u ±)<0.

Proof. We only consideru+as the argument foruis similar. Suppose that there is a sequenceuju+inW01,p(Ω), uj =u+withΦ(uj)Φ(u+). By (1.2) and (1.3) we have

F(x, t)C|t|p, (3.5)

so Φuj

=

u+jppFx, u+jdx+

ujppFx, ujdx

Φ+

u+j+ujpCujpp.

(3.6)

Ifuj =0, thenu+j =u+and Φ+

u+jΦuj

Φu+

=Φ+ u+

, (3.7)

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contradicting the fact thatu+is the unique global minimizer ofΦ+, souj =0.

We will show that

ujp> Cujpp, jlarge. (3.8)

Assuming this for the moment, we have the contradictionΦ+(u+j)<Φ+(u+).

To see that (3.8) holds, we first note that the measure of the setΩj= {xΩ: uj(x)<0}goes to zero. To see this, givenε >0, take a compact subsetΩε ofΩ such that|\ε|< εand letΩεj=εj. Then

uju+p

p

εj

uju+pdx

εj

u+pdxcpεj, (3.9)

wherec=minεu+>0, so|εj| →0. SinceΩjεj(Ω\ε) andε >0 is arbi- trary, the claim follows.

If (3.8) does not hold, settinguj=uj/ujp,ujis bounded for a subse- quence, soujuinLp(Ω) and a.e. for a further subsequence, whereup=1 andu0. But thenΩµ= {xΩ:u(x) µ}has positive measure for all suffi- ciently smallµ >0 and

ujupp

µ\j

ujupdx=

µ\j

updxµpµj, (3.10)

a contradiction.

Now a standard deformation argument gives a mountain-pass pointu1at the critical value

c:=inf

γΓ max

uγ([1,1])Φ(u) >Φu±, (3.11) where Γ= {γC([1,1], W01,p(Ω)) :γ(±1)=u±} is the class of paths join- ing u±. To show that u1 =0, we will construct a path that lies in Φ0:= {u W01,p(Ω) :Φ(u)<0}.

First we show that, for all sufficiently smallε >0,±εϕ1can be joined by a path γεinΦ0. We have

Φ(u) =I(a,b)(u)

G(x, u)dx, (3.12)

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where

I(a,b)(u)=

|∇u|pau+pbupdx (3.13)

is the functional associated with (1.4) and

G(x, t) =F(x, t) at+pbtp=o|t|p ast−→0. (3.14) Since (a, b) is aboveᏯ, there is a pathγ0in{uW01,p(Ω) :I(a,b)(u)<0,up= 1}joining±ϕ1by the construction ofᏯ[6]. Foruγ0([1,1]),

Φ(εu)εp

maxI(a,b) γ0

[1,1]+

G(x, εu) εp dx

, (3.15)

and the last integral goes to 0 uniformly on the compact setγ0([1,1]) asε0 byLemma 2.4, so we can takeγε=εγ0.

We complete the proof by showing that±εϕ1andu±can be joined by paths in Φ0. Again we only considerεϕ1 and u+. Settingα=infΦ+=Φ+(u+) and β=Φ+(εϕ1)=Φ(εϕ1)<0, by the second deformation lemma (see, e.g., Chang [4]), the sublevel setΦα+:= {uW01,p(Ω) :Φ+(u)α} = {u+}is a strong defor- mation retract ofΦβ+, that is, there is anηC([0,1]×Φβ+,Φβ+) such that

(i)η(0, u)=ufor alluΦβ+, (ii)η(t, u+)=u+for allt[0,1], (iii)η(1, u)=u+for alluΦβ+.

In particular,γ=η(·, εϕ1) is a path inΦβ+joiningεϕ1andu+. Now the pathγ+

defined byγ+(t)=γ(t)+also joinsεϕ1andu+, and Φγ+(t)=Φ+(γ(t))

γ(t)pβ. (3.16)

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Siegfried Carl: Fachbereich Mathematik und Informatik, Institut f ¨ur Analy- sis, Martin-Luther-Universit¨at Halle-Wittenberg, D-06099Halle, Germany

E-mail address:[email protected]

Kanishka Perera: Department of Mathematical Sciences, Florida Institute of Technology, Melbourne, FL32901, USA

E-mail address:[email protected] URL:http://winnie.fit.edu/kperera/

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