(de Gruyter 2001
On special projections of varieties: epitome to a theorem of Beniamino Segre
Alberto Calabri and Ciro Ciliberto
(Communicated by A. Sommese)
Abstract. In this paper we make some comments and improvements on a theorem of Benia- mino Segre, concerning the locus of points from which an algebraic variety is not projected generically one-to-one.
1 Introduction
A well-known and useful technique in algebraic geometry is the linear projection of a given projective variety XHPr, which we will usually assume to be irreducible, reduced and non-degenerate, i.e. not contained in any proper subspace of Pr. It is clear that the projectionpfrom a general point of the ambient space of a varietyX, which is not a hypersurface, is such that pjX is generically one-to-one, i.e. it is bira- tional to its image. For example, if n:dimX<rÿ1, by applyingrÿnÿ1 such projections, one may considerXas birationally equivalent to a hypersurface inPn1. However, it may be interesting to know also what is the locusS Xof points from whichXisprojected multiply, i.e. the locus of points from which the projection ofX is not generically one-to-one. Since Beniamino Segre already studied in [4] the prop- erties of S X, we will call it the Segre locusofX. More precisely, we say that the projection pz:Pr!Prÿ1 from a point zBX onto a hyperplane Prÿ1 not passing throughzis aspecial projectionofXifpzjX is not generically one-to-one. We de®ne the Segre locus of an irreducible, reduced, algebraic varietyXHPras:
S X: fzAPrÿX :pzis a special projection of Xg:
where Y is the Zariski closure of the subsetYinPr. For example, if XHPn1 is a hypersurface (of degree>1), thenS X Pn1. In [4] Segre proved the following:
Theorem 1.Let XHPr be an irreducible,non-degenerate,algebraic variety of dimen- sion n<rÿ1.Then the Segre locusS Xis the union of ®nitely many linear subspaces of Pr and all of its irreducible components have dimension strictly less than n. Fur- thermore,a linear k-spacePHPr,with0<k<n,is contained inS Xif and only if either one of the following equivalent properties holds:
(i) X lies on an n1-dimensional cone with vertex atP;
(ii) the tangent space to X at a general point cutsPin a subspace of dimension kÿ1.
FinallyPis an irreducible component ofS Xif and only ifPenjoys either(i)or(ii) and it is maximal under this condition.This in turn happens if and only if the maximal vertex of the cone in(i)coincides withP.
Recall that a variety XHPr is a cone if there is a point zAX such that for every other pointxAX the line joiningxandzlies inX. In this casezis called a 0- dimensional vertex of X. The set of 0-dimensional vertices of X is a subspace of Pr called themaximal vertex ofX. Any subspace of the maximal vertex is called a vertexofX.
Theorem 1 implies the following corollary, which has somewhat unexpected appli- cations to problems in numerical algebraic geometry, as shown by Sommese, Ver- schelde and Wampler in [7]. Letcrÿnÿ1 and letx x1;. . .;xcbe a point of Xc. Let us denote by Cone X;xthe cone overXwith vertex at the linear subspace ofPrspanned byx1;. . .;xc.
Corollary 2.Let X be as in Theorem1.Then:
7
xAXcnD
Cone X;x XUS X
where D is the set of x x1;. . .;xcAXc such that the linear space spanned by
x1;. . .;xchas dimension strictly less than cÿ1 (if c1thenDq).
Note thatDin the above statement is a proper subset ofXcby the General Posi- tion Theorem (see [1], pg. 109).
Section 2 will be devoted to explain some general properties of the Segre locus, to revise Segre's proof of Theorem 1 and to prove Corollary 2.
Following Segre, we de®ne a zero- (resp. positive) dimensional component of S X to be a centre (resp. an axis) of X. In [5] Segre shows that for every l;n;r such that 0<l<nWrÿ2 and for everym>0, there exists an irreducible algebraic varietyXHProf dimensionnsuch thatXhas an axis of dimensionland moreover m centers. He also studies the possible con®gurations of the axes of a surface. By extending some of these results, in section 3 we will show the following improvement of Theorem 1:
Theorem 3.Let XHPr be an irreducible,non-degenerate,algebraic variety of dimen- sion n<rÿ1which is not a cone.Then the Segre locusS Xis the disjoint union of
®nitely many linear subspaces of Pr. If P1 and P2 are two distinct axes of X, then dim P1 dim P2Wn1.Moreover
(i) Ifdim P1 dim P2Xn,thenP1 andP2are the only axes of X,nrÿ2and X is the complete intersection of two cones of dimension n1with vertices atP1
andP2.
(ii) Ifdim P1 dim P2 n1thenS X P1UP2. In the last section 4 we discuss some open problems.
2 Properties of the Segre locus
In this paper, XHPr will always be an irreducible, reduced, algebraic variety of dimensionn, wherePrPr Cis the projectiver-dimensional space over the com- plex numbers. If x is a smooth point ofX, we will denote by TX;x the projective tangent space toXatx. IfZis any subset ofPr, we denote, as usual, by Span Zthe smallest linear subspace ofPr containingZ.
If Y is a variety in Pr and P is a subspace of Pr of dimension l, we denote by Cone Y;Pthe cone overYwith vertex atP, that is the Zariski closure of the union of all thePl1's joiningPwith a point inYÿPVY.
LetXbe a cone. IfPis a vertex of dimensionlofXandYis the intersection ofX with a Pm independent of P, for r>mXrÿlÿ1, then X Cone Y;P. If m rÿlÿ1, thenPis the maximal vertex ofXif and only ifYis not a cone.
We can now list some basic properties of the Segre locus:
Lemma 4. Let X be an irreducible, reduced, projective variety of dimension n in Pr. Then:
(i) for every xAX,S XJCone X;xJSpan X;
(ii) dimS XWn1;
(iii) if X Span X,i.e. if X is a linear subspace ofPr,thenS X q;
(iv) dim S X n1 if and only if dim Span X n1, i.e. if and only if S X Span X;
(v) if P is a subspace of Pr such that Span XVPq, then S Cone X;P Cone S X;P;
(vi) if P is a hyperplane of Pr such that XVP is irreducible and reduced, then S XVPJS XVP;
(vii) if zAPrÿ XUS X, set ppz, and suppose that for an irreducible compo- nent Z ofS X,p Zis not contained in p X.Then p ZJS p X. In par- ticular,if zAPris a general point,thenp S XJS p X.
Proof. (i) and (ii): By de®nition of the Segre locus, if zAS X, the line Ljoining z with a general point xAX intersects X also at another point y, hence zALJ Cone X;xJSpan X. Moreover dim Cone X;xWn1.
(iii): For every zAPrÿX, any line through zintersects Xin almost one point, thuspzis not a special projection ofX.
(iv): By (i) and (iii) we may assume that Span X Prandr>n. If dim S X n1, thenS X Cone X;xfor everyxAX by (i). Hence the maximal vertex of the coneS Xcoincides with Span X, thusS X Pr. Ifrn1, then a general
line through any point zBX intersects Xin d points, where ddeg X>1, thus zAS X, hence S X Pr. Finally, if S X Span X, then dim Span X dim S X n1 by (ii) and (iii).
(v): We may assume that Span XandPspan the whole ofPr.
LetzAS Xand letwbe a general point on the line joiningzand a pointvAP.
Since pzis a special projection ofX, the line Ljoiningzwith a general pointxAX intersectsXat another pointyAX. Notice thatLlies in Span X, henceLVPq.
Thus the lines joiningvwithxandyare distinct. Therefore the line joiningwwith a point of a general linevxof Cone X;Pintersects this cone at another point lying on the linevy. This means thatwAS Cone X;P.
Conversely, let zAS Cone X;P ÿCone X;P. The line L joining z with a general point xACone X;Pintersects Xat another point yACone X;P. Notice that LVPq otherwise L would be contained in Cone X;P, whereas zB Cone X;P. Letp be the projection ofPr fromPto Span X. Then the linep L
containsz0p zBX andp x, which is a general point ofX, and it also contains p yAX; that implies thatz0AS X.
(vi): LetzAPVS X ÿPVX. By the assumption thatXVPis reduced, the line joiningzwith a general pointxAXVPintersectsX, henceXVP, at another point y, thereforexAS XVP.
(vii): LetwAZbe a general point. We may assume thatp w wby choosing the hyperplane whichpprojects onto. Notice thatp w wBp Xby our assumption.
Let xAX be a general point and setyp x. Then the line joiningwwithxinter- sectsXat another pointx0(not lying on the line zx), hence the line joiningwwithy intersectsp Xalso iny0p x00y. The ®nal assertion easily follows.
Notice that, in view of Lemma 4, we may and will assume, without loss of gener- ality, thatXis non-degenerate. We may also ignore, from now on, the trivial cases in whichXis either a projective space or a hypersurface or a cone.
For the proof of Segre's theorem 1 we need to recall the following result from [2], Proposition 4.1:
Proposition 5.Let X be an irreducible,reduced,projective variety of dimension n inPr and letPbe a subspace ofProf dimension l.The tangent space TX;xto X at a general point xAX intersectsPin a subspace of dimension h if and only if the projection Y of X fromPto aPrÿlÿ1has dimension nÿhÿ1.This in turn happens if and only if X sits on an nlÿh-dimensional cone with vertex at P, namely on the Cone Y;P. In particular:
(i) in case hl:X is a cone with vertex atPif and only if the tangent space TX;xto X at a general point xAX containsP;
(ii) in case hn:X is contained inPif and only if the tangent space TX;xto X at a general point xAX is contained inP;
(iii) in case hnÿ1:X is contained in aPl1containingPif and only if the tangent space TX;xto X at a general point xAX intersectsP in a subspace of dimension nÿ1.
Now we are ready for the:
Proof of Theorem 1.Notice that properties (i) and (ii) in the statement of Theorem 1 are equivalent by Proposition 5.
LetZbe an irreducible component ofS X. Fix a general pointxAX. For a gen- eral pointzAZ, the lineLzjoiningzwithx intersectsXat another pointy. Notice that both TX;x and TX;y lie in a subspace of dimension n1 which is tangent to Cone X;z along the line Lz. Let Y be an irreducible component of the Zariski closure of the locus of such y's as zvaries inZ. Then h:dimYWn and TY;yJ TX;y, hence TY;y intersects TX;x in a subspace of dimension hÿ1, therefore Y is contained in a subspace Px of dimension n1 containing TX;x by Proposition 5, (iii). Now Pxcontains both xandyhence it contains the line Lz, thusPxcontains the general pointzAZ, i.e.ZJPx. Notice thatPxdepends onx, otherwiseXwould be contained in PxPn1, against the assumptions. ThereforeP7xAXPx is a linear subspace of dimension lWn which containsZ. For every xAX, the tangent spaceTX;xintersectsPin a subspace of dimensionlÿ1, because bothTX;xandPlie inPx. The caselnis ruled out by Proposition 5 and the assumptions. Hencel<n andX is contained in a cone with vertex atP by Proposition 5, (i). Finally pz is a special projection ofXfor everyzAP, thusZP.
At this point the statement clearly follows.
We ®nish this section with the
Proof of Corollary 2. Let S7xAXcnDCone X;x. Clearly XJS. Lemma 4, (i) implies thatS XJ 7xAXCone X;xJS. It remains to prove thatSJXUS X.
Assume ®rst that c1. If zASÿX, then the line L joining z to a general point xAX sits in Cone X;x. ThereforeLintersectsXat some other pointyAX and this means thatpzjX is not birational, i.e.zAS X.
Assume now that c>1 and suppose that there is a point zASÿ XUS X.
Then the projection ofXfromzto aPrÿ1would be ann-dimensional varietyYwhich would enjoy the following property: every Pcÿ1, which cuts Y at c independent points, contains a further point ofY. This property contradicts the General Position Theorem (see [1], pg. 109).
3 On the axes of a variety
This section is devoted to the proof of Theorem 3. This will be done in a few di¨erent steps. The ®rst one is the following:
Proposition 6.Let XHPr be an irreducible,non-degenerate, algebraic variety of di- mension n<rÿ1 which is not a cone. Suppose that X has two distinct axesP1 and P2.ThenP1VP2q.
Proof.LetT :TX;xbe the tangent space toXat its general pointx. We will use the following notation: for h1;2, we set lhdim Ph, ThTVPh, thdim Th,
idim P1VP2, jdim T1VT2, PSpan P1UP2, ldim P l1l2ÿi, YSpan T1UT2,ydim Y. Theorem 1 implies thatth lhÿ1, forh1;2.
We argue by contradiction and we assumeiX0. SinceXis not a cone, Proposition 5, (i) forcesj<i, hence:
rÿ2XnXyt1t2ÿj
X l1ÿ1 l2ÿ1 ÿ iÿ1 l1l2ÿiÿ1lÿ1
thusPis a proper subspace ofPr. Ifyl, thenYPhencePJT, but this is not possible because Xshould be a cone by Proposition 5, (i). It follows thatylÿ1, i.e.jiÿ1.
If l<n, thenP would enjoy property (ii) of the statement of Theorem 1, contra- dicting the fact thatP1 andP2are irreducible components ofS X. The caseln is also excluded by Proposition 5, (iii), sincelnWrÿ2. Therefore we may assume lXn1. On the other handlÿ1yWn, henceln1 andYT. SinceYJ P, we ®nd a contradiction by Proposition 5, (ii).
The next step is as follows:
Proposition 7.Let XHPr be an irreducible,non-degenerate, algebraic variety of di- mension n<rÿ1 which is not a cone. Suppose that X has two distinct axesP1 and P2.Thendim P1 dim P2Wn1.Moreover ifdim P1 dim P2Xn then n rÿ2and X is the complete intersection of two cones of dimension n1 with vertices respectively atP1andP2.
Proof.We keep the above notation. SinceP1andP2are disjoint, the same is true for T1 andT2. ThusnXyt1t21l1l2ÿ1.
If l1l2n1, then T YJP. Proposition 5, (ii) implies that PPr, thus rll1l21n2, namely X has codimension 2 and X is contained in Cone X;P1VCone X;P2. Actually X is equal to the complete intersection of the two cones. Indeed, for i1;2, any Pli1 generator of Cone X;Pi cuts Cone X;P3ÿialong a varietyYand Cone X;P3ÿi Cone Y;P3ÿi. This implies that Y is irreducible and reduced. One moment of re¯ection shows then that the complete intersection of Cone X;P1 and Cone X;P2 itself is irreducible and re- duced, i.e. it coincides withX.
If l1l2n, then ynÿ1. Proposition 5, (iii) forces n1l1l21 lXrÿ1, hence again rn2 and, as above, X is the complete intersection of Cone X;P1and Cone X;P2.
The ®nal step consists in proving the following result, which, together with Prop- ositions 6 and 7, implies Theorem 3:
Proposition 8.Let XHPr be an irreducible,non-degenerate, algebraic variety of di-
mension nrÿ2which is not a cone.Suppose thatP1 and P2 are two distinct irre- ducible components ofS X.ThenS XVSpan P1UP2 P1UP2.
Proof.Again we keep the above notation. We ®rst treat the casel1l2Wn.
Let x0;. . .;xr be projective coordinates inPr. We ®x the hyperplane at in®nity
Py to be the one with equationx00 and we consider x1;. . .;xras a½ne coor- dinates onArPrÿPy. We denote byPithe point at in®nity of thexi-axis, i.e. the point 0;. . .;1;. . .;0 where 1 is at the i1-th place. We may assume P1 to be generated by the points P1;. . .;Pl11 andP2 by the points Prÿl2;. . .;Pr, thus P1U P2HPy. Hence local a½ne equations ofXin a suitable open subsetUofArmay be written in the form:
x1f x2;. . .;xrÿl2ÿ1; xrg xl12;. . .;xrÿ1 wherefandgare analytic functions of their variables.
Suppose that the assertion is false. Then we may assume thatS XVPycontains the pointC 0;1;. . .;1;0;. . .;0;1;. . .;1, where the 0's appear at places 1 andl1 2;. . .;rÿl2ÿ1. Let
P f u2;. . .;urÿl2ÿ1;u2;. . .;urÿ1;g ul12;. . .;urÿ1
be a general point ofX. Then there is a point
P0 f u20;. . .;urÿl0 2ÿ1;u20;. . .;urÿ10 ;g ul012;. . .;urÿ10
onXsuch that the line joiningPandP0hasCas its point at in®nity, i.e.:
f u2;. . .;urÿl2ÿ1 ÿf u20;. . .;urÿl0 2ÿ1 u2ÿu20 ul11ÿul011
urÿl2ÿurÿl0 2 urÿ1ÿurÿ10 g ul12;. . .;urÿ1 ÿg ul012;. . .;urÿ10
anduiui0foril12;. . .;rÿl2ÿ1. Notice thatP0depends onP.
By shrinking the open subset UofAr in which we are working, we may assume that u20;. . .;ul011;urÿl0 2;. . .;urÿ10 are analytic functions of u2;. . .;urÿ1. We claim that u20;. . .;ul011 do not depend on urÿl2;. . .;urÿ1. We argue by contradiction and we assume this is not the case. By (*) we have:
f u2;. . .;urÿl2ÿ1 ÿuif u20;. . .;urÿl0 2ÿ1 ÿui0 for everyi2;. . .;l11. Hence we deduce that:
q
quj f u20;. . .;urÿl0 2ÿ1 ÿui0 0 for everyjrÿl2;. . .;rÿ1. This reads:
X
l11 h2
qf qxh
quh0 quj ÿqui0
quj0
which holds for everyi2;. . .;l11 and everyjrÿl2;. . .;rÿ1. By linear alge- bra, this yields:
Xl11
h2
qf qxh 1:
Notice that the tangent spaceTtoXatPhas a½ne equations:
X
rÿl2ÿ1 h2
qf
qxh xÿuh x1ÿu1; Xrÿ1
kl12
qg
qxk xÿuk xrÿur
and the projective hyperplane de®ned by the former equation contains P2 andC.
This implies that the tangent space toXatPintersects the spanMofP2 andCin a subspace of dimension l2. ThusM is contained in an axis and we get a contradic- tion, becauseMstrictly containsP2. This proves our claim thatu20;. . .;ul011 do not depend on urÿl2;. . .;urÿ1. Similarly one shows thaturÿl0 2;. . .;urÿ10 do not depend on u2;. . .;ul11.
Suppose thatl10. Sincel2Wnÿ1 one hasrÿl2>l122, and recall that in this caseuiui0fori2;. . .;rÿl2ÿ1. Hencef u2;. . .;urÿl2ÿ1 f u20;. . .;urÿl0 2ÿ1 and therefore all the di¨erences in (*) are 0, i.e.PP0, a contradiction. Similarly if l20. Thus we may assumel1Xl2>0. In this case, as a consequence of the above analysis, we have that the di¨erences in (*) are equal to a constantc, so the transla- tion bycin the direction of the point at in®nityC®xesX. Since Xis algebraic, this yields that Xis a cone with vertex atC, a contradiction. This ends the proof in the casel1l2Wn.
Suppose now thatl1l2 n1, thus in particularl1;l2>1. We may assume that P2is generated byPrÿl2;. . .;Pr, soP2HPy. We may assume also that the subspace PyVP1 is generated byP1;. . .;Pl1. Notice thatl11rÿl2. Then we argue by contradiction supposing that the point C 0;1;. . .;1 sits in S X. By the same computations as before (by replacing onlyl1withl1ÿ1 in all the above formulae), it follows thatXis a cone, a contradiction.
Remark 9. (i) We stress that the existence of varieties of dimensionnrÿ2, with irreducible componentsP1 andP2 ofS Xof dimension respectively l1 andl2, are possible for all values ofl1 andl2such thatl1l2Wn1. It is su½cient to take for Xa complete intersection of cones of dimensionn1 with maximal vertices at two skew subspacesP1,P2 of the prescribed dimensions.
(ii) We want to point out the following interesting phenomenon. LetXHPrbe an irreducible, non-degenerate, algebraic variety of dimension n<rÿ1 which is not a cone and letP1, P2 be two distinct, and therefore disjoint, axes of X. Consider the
projection pfrom a point ofPSpan P1UP2not onXUP1UP2, and setY p X, which is a variety Ybirational to X. Using Lemma 4, (vii), one sees that, in general,p PJS Y.
4 Some open problems
In the present section we want to propose some open problems. First of all, the con-
®guration and the number of the irreducible components of the Segre locus of a variety XHProf dimension nWrÿ2 is still pretty much a mystery. In the case nrÿ2 some not exhaustive information is provided by Proposition 8. Is it possible to extend this result to the casen<rÿ2?
In general any information more detailed than the one we have given here would be welcome. In particular, Segre's theorem from [5], mentioned in the introduction, about the existence of varieties with as many centers as one wants, should be com- plemented with answers to questions like:
(i) are there bounds on the number of centers, or axes, depending on any invariant of the variety, like the (co)dimension, the degree, etc.?
(ii) is the con®guration and the number of components of the Segre locus in¯uenced by the smoothness of the variety?
A generalization of the Segre locus, that we call theGrassmann±Segre locus, can be de®ned as follows. Let XHPr be an irreducible, projective variety of dimensionn and letmbe a non-negative integer such thatmWrÿnÿ2. IfPis a general linear subspace ofProf dimensionm, then the projectionp:pPofPrtoPrÿmÿ1 fromP restricts toXto a birational morphism ofXonto its image. IfPis still such thatpjX is a morphism, i.e. PVXq, butpjX is no longer birational to its image, then we say thatpis aspecial projectionofX. We de®ne them-thGrassmann±Segre locusofX as:
Sm X: fPAG m;r:pPis a special projection ofXg:
Of course S0 X S X. It would be nice to have extensions of Theorems 1 and 3 to theseGrassmann±Segre loci. For instance, we have an argument, which we do not reproduce here, based on the theory of foci of planes in P4 (see [3]), to the e¨ect thatS1 Xis a ®nite set ifXis a curve. Is it always the case thatSm Xis a
®nite set ifXis a curve?
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Received 13 November, 2000
A. Calabri, Dipartimento di Matematica, UniversitaÁ di Roma ``Tor Vergata'', via della Ricerca Scienti®ca, 00133 Roma
E-mail: [email protected]
C. Ciliberto, Dipartimento di Matematica, UniversitaÁ di Roma ``Tor Vergata'', via della Ricerca Scienti®ca, 00133 Roma
E-mail: [email protected]