NII-Electronic Library Service
TlteJaPaneseJbu・rnaluf Fts'.vc'honomicScience
2008, VoL 27,No, 1,38・45
Lectures
-Psychophysics,
Mechanisms
of
attention
cognitive
psychology,
and cognitiveZhong-Lin
Lu
Universdy
of
Southern Calijbrnia*-
Sensory
physiologists and psychologists have recognized the importance of attention onhuman performance for more than 100 years. Since the 1970s, controlled and extensive
experi-ments
have
examined effects ofselective attention toalocation
in
space or toan object,In
additionto
behavioral
studies, cognitive neuroscientistshave
investigated
theneural bases of attention. Inthispaper, Ibrieflyreview some classical attention paradigms, recent advances on the theory of attention, and some new
insights
from
psychophysics and cognitive neuroscience. The focusison the mechanisrns of attention, thatis,
how
attentionimproves
human performance. Situations jn which theperception
ofobjects isunchanged, but perfermance may differdue todifferentdecision structures, are distinguished from those inwhich attention changes theperceptual processes.The
perceptual template modelis
introduced
as a theoreticaiframework
foranalyzing mechanisms of attention.I
also present empirical evidencefor
two attention mechanisms, stimulus enhancernentand external noise exclusion, from psychophysics, neurophysiology and brain imaging.
Key
words: mechanisms of attention,decisjon
uncertainty, stimulus enhancement, external noiseexcLusion, perceptual template model
Introduction
Attention
solves the problem ofinformation
over-load in cognitive processing systems by selecting some information
for
further
processing,orby
man-aging resources applied te several sources ofinfor-mation simultaneously
(Broadbent,
l957; Posner,1980:
Treisman,
1969).
Scientific
enquiry on attention originated withcognitive approaches topsychology at theend of the 1800s and early 1900s
(James,
1890;Pillsbury,1908;Titchener,
1908;
Wundt,
1902).
Recognizing
theimportance of attention for human performance,
pioneering investigaters debated whether attention affects the perceived quality of objects, such as the
brightness
of alightpatch,theloudness of a musical*Laboratory of
Brain
Processes
(LOBES),
Dana
and
David
Dornsife
Cognitive
Neuroscience
Imaging Center, and Departments of
Psychol-ogy and Biomedical Engineering,
University
ofSouthern
California,
Los
Angeles,
CA
90089-1061,USA
Copyright2008,The
Japanese
Psychonomic Society,Allrights reserved. tone,the clarity of a visual pattern,or the vividness of a certain co]or.Sincethe 1970s,selective attention
to
a locationin space, or toan object,has
been
the subject of exten-sive studyin
controlled experiments(Posner,
1980;Shiffrin,
1988;Sperling & Melchner, 1978;Treisman&
Gelade,
198e), Numerous studieshave
demon-strated that attending to a target usually
leads
toimproved performance in accuracy
(Bashinski
&Bacharach,
1980;
Cheal,
Lyon,
&
Gottlob,
1994;
Downing, 1988; Enns
&
Di Lollo, 1997;Shiu
& Pashler, 1994),andlor response time(Egly
& Homa, l991; Eriksen & Hoffman, 1972; Henderson&
Mac-quistan,1993;
Posner,
Nissen,
&
Ogden,
1978).
Currently,
empirical investigation of attention hasprimarily focused on
(1}
identifying mechanisms ofattention: how and why attention improves human
performance, or
how
lack
of attentionhinders
per-formance, and{2)
defining the networks of attention control:how
is
attention allocatedin
space and time,contributions of top-down and bottom-up processes
inattention allocation, and the relationship between
Z.-L,
Lu:
Mechanlsms
overt and covert attentlon.
In this paper, Iprovide a
brief
review on mecha-nisms of attention. The review consists of three topicsi(1)
Major
paradigmsin
attention reseach,(2)
Separating decision and perceptual effects ofatten-tion,and
(3)
Mechanisms
ef attention, Because ofspace limitations,
I
cannot provide a detailedreviewof the
literature,
Instead Iattempt to highlight someof the most
important
paradigms and results.Major
Paradigms
introspection
The classical
question
in
attention was: Does atten-tion affect the quality or strength of perception(James, 1890;
Pillsbury,
1908; Titchener, I908;Wundt,
19e2)?The
answer to thisquestion relied onsubjective reports, and the views of the early theo-rists
differed
(James, 1890).Despite extensive subse-quent research, we stillhave
only themostrudimen-tary answer to the original question, because itis
very
diMcu]t
toquantify or test the subjectiveap-pearance of perceived objects
(but
seePrinzmetal,
Amiri, Allen & Edwards, 1998}. A somewhat more modestbut
substantially more tractablequestion is: Does attention changehuman
performance?71hePosner paradigm
Inthe Posner paradigm
{Posner,
1980),subjects are asked todetect
a targetas quickly as possible. The targetappears either to theIeft
or right of the fix-ation shortly after abriefly
flashed
central cue.The
cue couldbe
valid(80%
predictive of the target location),neutral(50%),
or invalid(20%).
Compared
tothe neural cues. valid cues led tofasterresponse times:invalid
cuesled
toslewer response times, The Posner paradigm and itsvariants have been widelyused
in
bothbasic
and applied attention research.inhibition
of returnPosner & Cohen
(1984)
found that,although valid peripheral cues reduced response times inthe cuedlocation when
the
target-cue delay was short(100-300ms), they
increased
the response times in thecued location when the target-cue delay was
long
(500-3,OOOms).
They named the phenomenon,i,e.
of attention 39
reduced inclinationto revisit a previously cued
item,
"inhibition
of return".
Later
studies examined the effect of inhibitionof return on the accuracy ofper-ceptual
discriminations,
finding a reduction in per-forrnance accuracy in long cue targetdelay
condi-tions(Cheal,
Chastain. & Lyon, 1998}.Visual search
In visual search, subjects are shown visual
dis-playscontaining varying numbers of objects and are asked to
determine
whether a targetis
included
in
the
display.
Treisman&
Gelade
U980)
contrastedtwo types of visual search:
(1)
feature search inwhich subjects were asked to
look
for a bluc Tarnong brown T's and green X's
(the
target wasdefined by one feature),and
(2)
conjunction search inwhich subject were asked to
look
for
a greenT
among brown T's and green X's
(the
target wasdefined
by
the
conjunction oft-to
features),
Theyfound
that search timesincreased
linearlywithdis-play size inconjunction search, Incontrast, display size had no effect on search times in the feature
search task, They concluded that basic visua]
fea-turesare processed pre-attentively,whereas process-ing feature conjunctions requires attention.
Attention
operating characteristics
Sperling
&
Melchner(1978)
developed theatten-tion operating characteristics
(AOC)
to investigate how attentional resource isshared between tasks.Atypical
AOC
study consists of two tasks, Baselineconditions measure
how
well each taskis
done
alone, Iftwo tasks can bedone simultaneously without loss, thejoint
performanceis
the same as that in the baseline conditions. Ifthe two tasks makccompet-ing
demands
on attention, thejoint
performanceis
worse than thatin the baselineconditions.
System-atic manipulations of attention instructions that re-quire subjects toallocatedifferential
amounts ofat-tention tothe two tasks provide quantitative
meas-ures of the overlap of the resources shared by thc
two tasks.
Attention
reactien timeNII-Electronic Library Service
40 The
Japanese
Journal
of PsychonomicScience
Vol,27,
No.
1reaction time
(ART)
paradigm tomeasure the time course of an attention episode.Subjects
were shown two adjacent rapid serial visual presentations(RSVP),
a stream of ]etterson the leftwith a targetletter
ernbedded at a randem positionin
the middleand a stream of numerals on the right. They were instructed to initiallypay attention to the letter
stream, and as soon as they detected the target,
$witch attention tothe numeral stream and report the earliest possible nurneral.
They
found
that thesubject nearly always reported the numerals that
occurred
327
or436
ms after targetonset.They
later
elaborated the procedure to ask subjects to reportnot merely the earliest occurring numeral but the
earliest
four.
The
rich datafrom
theART procedure led tothe gating model of attention(Reeves
&Sper-ling,
1986).Attention
blink
Another interesting phenomenon uncovered in
rapid serial visual presentation
(RSVP)
is
attention blink(Chun
&
Potter,1995). Ina typical demonstra-tion. subjects are asked to detect a target that is embedded at a randorn positionin
the middle of aletter
stream,If
a probe occurs right after the target,subjects could perceive itmost of the time. Ifthe probe
is
veryfar
awayfrom
the target,subjects could also perceive itmost of the time. But iftheprobe isplaced any-rhere
from
200 ms te500
msafter the target, subjects are unaware of the target with
high
probability. Attention blink isthought to refiect the refractory period of attentien.Object
attentionObject
attention, reflecting competitien betweenobjects for focalattention. isevident
in
dual-object
report disadvantages
(Duncan,
1984}: Twojudg-ments that concern the same object can
be
madesimultaneously with
]ittle
or noloss
of accuracycompared to a single
judgment
about that objecLHowever, two
judgments
about separate objectsex-hibitlossescompared to single or
dual
judgments
about a single object. Object attention has become a
major organizational principle in some theories of
attention
(Desimone
&
Duncan,1995).
Change btindness
In
a typicaldemonstration
of change blindness.subjects are presented with two images of scenes
alternating repeatedly with a brief
(80ms)
blank
screen after each
image.
Surprisingly
largechanges cou)d be made to thescene without subjects reliablynoticing them
(Rensink,
O'Regan,
&
CIark,
1997;
Simons
&
Levin,
1998}.Change.blindness
can beparticularly
dramatic when changes occurunexpect-edly, reflecting the
limitations
of visual awareness.Separating
Decision
andPerceptual
Effects
ofAttention
One
relatively recent majorinsight
in
thefield
ofattention is that some observed performance
im-provements
in
some classical attentien paradigmsmay reflect
decision
factors
thatdo
net change the perception of objccts:(1)
decision uncertaintyby
which performance maybe
reducedby
multiple sources offalse
alarrns(Eckstein,
Thomas,
Palmer, &Shimozaki, 2000; Gould, Wolfgang, & Smith, 2007; Palmer, Ames, & Lindsey, 1993;
Shaw
&
Shaw,
1977),
and
(2)
altered weights on the elementsin
thedisplayor biasestoward responses
(Bundesen,
1990;Ecks-tein,
Shimozaki,
&
Abbey,
2002;
Logan,
2002;
Sper-ling
&
Doshen
1986}.
71hePosner paradigm
Using
the classificationimage
technique,Eckstein
et al.
(2002)
tested an alternative model of the costlbenefit effects inthe Posner paradigm. The model
predicts a cueing effect without a change
in
thequality
o[ processing at theattended and unattendedlocations:
Subjects
monitor the responses of tweequivalent perceptual filtersat the cued and uncued
locations. Each of the perceptual filterslinearly
weights the
luminance
at thecued and uncuedloca-tiens, Using a Bayesian rule, the model computes
and combines the likelihood$ across the cued and
uncued locations. Eckstein et al.
{2002)
found
nosignificant
difference
between the shapes of thein-ferred
perceptualfilters
in
the attended andunat-tended locations,although there was a
difference
in
the magnitude of the classification images,support-ing the idea that visual attention changes the
Z.-L.Lu:Mechanisms of attention 41
weighting of
information
without changing the qual-ityof processing at the cued and uncued locations.vrsuat
searchAlthough set-size effects
in
visual searchhave
tra-ditiona]lybeen attributed toattention processes, Pal-mer,Ames,&Lindsey(1993)evaluatedanalternativedecision
hypothesis ofvisual search: Invisualsearchwith a set size of one, subjects
decide
whether an ambiguous percept camefrom
a distractoror a targetby
adopting a response criterion, With ]arger set sizes, subjectshave
tobase
theirdecision
oninternal
responses toallthe
items
inthedisplay. The distrac-toreliciting the maximuminternal
responseis
rnost confusable with the target.As thenumber ofdistrac-tors
increases,
thedistribution
of the maximumin-ternal response to
distractors
become
less
separated from that of the target and therefore result intheset-size effect. Focusing on visual thre$holds
(an
accuracy measure), Palmer et al,
(1993)
conc]udedthat a
decision
effect alone was suMcient to predicttheset-size effects without any attentional
Hmitation
on perceptlon.Dosher.
Han,&
Lu
(2004)
extended the accuracyanalysis of visual search to
include
an analysis of the fulltime course of visual search,The
central theo-reticalissue
is
whether visual searchinvolves
a serial or parallelinformation processing architecture. In-creased average response time and error rates for Iargerdisplays are not suMcient todiscriminate
the two types of processes, nor are accuracy measures alone.Using
the speed-accuracytrade-off
paradigm,Dosher et al,
(2004)
measured the time courses ofvi$ual search for easy C-in-O searches and difficult O-in-Csearches. They found that the time courses of
the two tasks were similar and independent ef
dis-play size.
In
the absence of eye movements, asym-metric visual search, long considered an examp}e of serial deployment of covert attention, isqualitatively
and quantitatively consistent with parallelsearch processes.Perceptual
Mechanisms
ofAttention
In signa] processing, there are three ways te
irn-prove the signal to noise ratio: amplification,
irn-proved filtering.and modified gain control. Similar principles of contrast gain, re-tuning of cellular sig-nal selectivity, and reduced contrast-gain have also been demonstrated in single unit neurophysiology
(Reynolds,
Pasternak,
&
Desirnone,
2000).
Motivated
by the principles
in
signalprocessing
and neuro-physiology, Lu&
Dosher(1998)
developed
theexter-nal noise plus attention paradigm and a theoretical
framework based on the Perceptual Template Model
(PTM)
todistinguish
perceptua] mechanisrns ofat-tention
[see
Lu & Dosher, 2008, fora recent review].
The
paradigm adds systematicallyincreasing
amounts of external noiserrandom visual noise
(similar
torandom TV noise)-to thevisual stirnulus and observesits
effects on a perceptual taskin
at-tendedandunattended conclitions. Threshold versus external noise contrast(TvC)
functions
are estimatedfrorn
theobservations.Three
perceptual mechanismsof attention can
be
distinguished:
Stimulus
enhance-ment acts
by
multiplying the contrast of theinput
stimulus by a factor greater than one, mathemati-cally equivalent to
internal
additive noise reduction.The
behavioral
signaturefor
thismechanismis
per-formance improvement
(reduced
thresholds) in theregion of low or zero external noise
(Figure
lb). Be-causeit
affectsboth
the signal and external noisein
the
input
stimulusin
the sarne way,the
mechanisrndoes
not affect performancein
high external noiseconditions. External noise exclusion
improves
per-formance
by focusing perceptual anaiysis on theap-propriate
time,spatial region, and/or contentcharac-teristicsof the signal stirnulus.
The
focus
serves to eliminate external noise frorn further processing.The
behavioral
signaturefor
thismechanismis
per-formance
improvements
inthe region ofhigh
exter-nal neise(Figure
lc)where there isexternal noise to exclude, Internal multiplicatiye noise redttction reduces thenoise whose amplitudeis
proportional to the contrast energy in the input stimulus. Themechanism produces asignature of
improvements
in
both high and low levelsof external noise
(Figure
ld).
Measuring
TvC
functions
at two or morecrite-rion performance levelsresolves the
individual
con-tributionof each mechanisrnin
a mixed mechanism situation(Dosher
&
Lu.
1999).
NII-Electronic Library Service
42
The
Japanese
Journal
ofPsychonomic
Science
Vo].27,No. 1a Nm Ne
dditive
Nolse
template Muttipiicetive Decision
Noise
ExternalNoiseExcFusion
-3
£ al e E o o fi 8 th StimulusEnhancernent-32s"16g6's2,8mp
b
ge32i16g-8i.5a
o124816 32 lnternalMultiplicative NoiseReductionContrastofExternelNoiseC%)
Figure 1.
(a)
The perceptual templatc modeL{b,
c,d)
Signatures
of the three mechanismsof attention.
Although there are three possible mechanisms of attention, two of
them
have
dominatcd
theempirical results. Inthe absence of decision uncertainty, cov-ert attention has beenfound
tooperate primarily viatwo independent mechanisms:
(1)
Enhancing
$timu-lus
in
the targetlocation
(Carrasco,
Penpeci-Talgar, & Eckstein,2000; Li,Lu, Tjan, Dosher, & Chu, 2008; Lu & Dosher, 1998; Lu & Dosher, 2000; Lu,Liu,
&
Dosher,
200e;
Luck
&
Hillyard,
1995;
McAdams
&
MaunselL 1999;Motter, l993;Reyno]ds et al. 2000), and
(2>
Excluding distractoror external noisein
the target region(Dosher
&Lu,
2000a; Dosher&
Lu, 2000b; Lu & Dosher, 2000; Lu, Lesmes, & Dosher, 2002; Moran & Desimone,1985;
Reynolds,Chelazzi,
&
Desimone,1999;
Smith,
Ratcliff,&
Wolgang, 2004;Treue
&
Andersen,
1996).
Stimulus enhancement
BehavioralLy,
stimulus enhancement(Figure
lb)is
demonstrated by improvements due to attention in
the absence of or presence of
low
external noise,but
cannot
improve
performance whenit
is
limited
by
external noise
(Lu
& Dosher, 1998).Lu,Liu,& Dosher(2000)
applied theexternal noise plus attention para-digm to study attention mechanisrns involved inconcurrent first-orderand second-order motion
per-ception at two spatial locations.
Centrast
thresholds formotion direction discrimination were measured at three criterion performance levelsineveryatten-tion and external noise condition,
Observers
could, without anyloss,
simultaneously extract first-order motion directions at two widely separated spatial locationsaeross a broad range of external nDise con-ditions. However, considerable lossoccurred atthe
unattended locationin the low external noisecondi-tions
in
processing second-order motion directionat two separated spatial locations.In second-orderrno-tion perception, attending to a spatial
location
en-hances
stimulus contrastby
afactor
of about1.37,
In physiology, stimulus enhancement isbest dem-onstrated
by
aleftward
horizontal
shift of contrastresponse
functions
(CRF;
mean firingrate versu$ signal stimulus contrast) in the attended condition relative tothe
unattended condition<Reynolds
et al.,2000).
Based
on sing]e-unit recording on monkeys,Reynolds et al.
(2eOO)
concJudedthat,
on average, attention increased the effective contrast by a factor of 1,51forneurons inprimate V4,A
similar conclu-sion was also reachedby
Martinez-Trujillo
&
Treue(2002)
inmonkey MT(but
see Williford& Maunsell,2006).
In
functional
imaging
studies.Li
et al.(2008)
meas-ured the BOLDfMRI
contrast response functions in the retinotopically defined early visual areas{V1,
V2,
V3,
V3A,
and V4) inhumans.
Theytound
thatcovertattention
increased
both the baseline activities and contrast gains in the fivecortical areas.Attentien
enhanced stimulus contrast by afactor
of 3.2acrossthe areas.
Increase
in
contrast gain accounted forapproximately 88.0,28.5,12.7.35.9,and 25,2% of the trial-by-trialeffects of attention, consistent with sin-gle-unit
findings
in
V4
andMT.
The results provide $trong evidence fora stimulus enhancement mecha-nism of attention.External noise exclusion
In
behavioral
studies, pure external noiseexclu-sion
(Figure
lc)occurs when attention improvesper-formance only inhigh external noi$e, yet
has
littleor no effect in¢onditions with low or no external noise<Dosher
&
Lu,
2000a;
Dosher
&
Lu, 2000b; Lu&
Dosher, 2000; Lu et al. 2002), Dosher
&
Lu
(2000b)
demonstrated that valid pre-cueing one ofiour
wide-ly-separated
spatiallocations
dramatically
improved
Z=L.
Lu:
Mechanisms
of attentionGabor
orientationidentification
relative to invalidpre-cuesonly inhigh external noise conditions.
Four
Gabor
stimuli appeared on an annulus, one in eachquadrant. A 62.5% valid central arrow pre-cue
indi-cated the likely report location. A simultaneous report cue
indicated
the actualtarget
location. The primary mcchanisrn of attention inthis centralcue-ing
paradigm was external noise exclusion, implying a retuning of the perceptual template.Lu
&
Dosher
<2000)
found that thresholdsin
high
external noisebut not zero or low external noise were improved
in
central pre-cuing, whereas thresholds in both high and low external noise were improved inperipheral pre-cuing. The results suggest that the endogenous and exogenous attention systems invoke different mechanisms of attention: external noise exclusion
for
theendogenous system, and external noise exclu-sion plus stimulus enhancementfor
the exogenous system.In
physiology, evidence of external noise exclusioncame
from
studies that investigated attentionalrnodulation of the responses of single neurons when two stimuli are placed intheirreceptive
fields
<Mo-ran & Desimone, 1985; Reynolds et al. 1999).In
a classical study, Moran & Desimone<1985)
presented two stimuli inthe receptive fieldof a V4 neuron. One of the stimuli was preferredby
the neuron and elic-iteda high firjngrate whenit
was presented alone.The
other was a non-preferred stimulus of theneu-ron and elicited a weak response when itwas
pre-sented alone. They
found
that,when the rnonkeyattended tothe preferred stimulus, the cell gave a good response; when the animal attended tothe non-preferred stimulus,
the
cell gave almost no response, even though the effective stimulus was presented in itsreceptivc field.The
receptivefield
of the neuron"shrank
and wrapped" the attended stimulus, ex-cluding the unattended stimulus.
Lu
et al.(2007}
investigated
the effect of covertattention in high external noise on the BOLD
con-trast response functions
in
retinotopically defined early visual brain areas.Using
both
rapid event-related and mixecldesigns,
BOLD responses toa brief(100
ms). spatially windowed(50-70
annulus)sinu-soidal grating embedded
in
a singlehigh
level
of43
external noise were obtainecl inVl, V2, V3vfVP, V3
A,
andV4v.
Four
grating contrasts were testedjnboth attended and unattended conditions.
In
Vl
andV2,
theBOLD
responses without attention were largelyindependent of signal contrast,Covert
atten-tion reduced the BOLD responses tolow
contrastsignals and increased the BOLD response to
high
contrast signals. increasing the irnpactof signal and decreasing that of external noise. Inhigher cortical areas, attention did not alter the magnitude of the
BOLD
responses tolow
contrast signals but in-creased theBOLD
responses tohigh
contrast signals.Attention reduces the impact of external noise
in
early visual areas, resulting inincreased signal to noise ratio and therefore
better
performance. Atten-tion also enhances stimulus, which does not affect signal tonoise ratioin
high
external noise.
Conclusion
In
thisreview, Ihave
focused
on some of themajor paradigms and classical results on attention.These
paradigms
document
various aspects of effects ofattention on human performance. Sorne effects of attention can be attributed to decision factorsthat
do
not affect perceptual processes.Using
paradigms without structural uncertainty, we found converging evidence from psychophysics, neurophysiology, andfunction
imaging that attention improvesperferm-ance via two major mechanisms:
Stimulus
enhance-ment and External noise exclusion.Future
studies on mechanisms of attention will help us elucidate the taxonomy of themechanisms of attention, and relatethe various mechanisms to human performance
in
demanding
operator environments,
Acknowledgements
The
AFOSR,
NSF,
NIMH,
andNEI
supported theresearch, Ithank my long-term collaborator
Barbara
Dosher
for
her
continuing support and inspiration.Ialso thank all the students and postdoctors inthe Laboratory of Brain Processes
(LOBES),
Dr,LuisLes-mes,
Dr.
Xiangrui
LL
Dr.
Chris
Liu,
Dr.SimonJeon,
Dr.Wilson
Chu,
for
theircontributions tothe various research projects.NII-Electronic Library Service
44 The
Japanese
Journal
of Psychonomic ScienceVol.
27, No. 1References
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