hereditary families
Peter Borg
Department of Mathematis
Universityof Malta
MsidaMSD 2080, Malta
p.borg.02antab.net
Submitted: Sep 15, 2009;Aepted: Apr5,2010;Published: Apr19,2010
Mathematis SubjetClassiation: 05D05
Abstrat
A family
H
of sets is hereditary if any subset of any set inH
is inH
. If twofamilies
A
andB
are suh that any set inA
intersets any set inB
, then we saythat
(A, B)
isaross-intersetion pair (ip). Wesaythataip(A, B)
issimple ifatleastoneof
A
andB
ontains onlyoneset. ForafamilyF
, letµ(F)
denotethesizeof a smallest set in
F
that is not a subset of any other set inF
. For any positiveinteger
r
, let[r] := {1, 2, ..., r}
,2 [r] := {A : A ⊆ [r]}
,F (r) := {F ∈ F : |F | = r}
.We show thatifa hereditary family
H ⊆ 2 [n] is ompressed, µ(H) > r + s
with
r 6 s
, and (A, B)
is a ip with ∅ 6= A ⊂ H (r) and ∅ 6= B ⊂ H (s), then |A| + |B|
∅ 6= B ⊂ H (s), then |A| + |B|
is a maximum if
(A, B)
is the simple ip{[r]}, {B ∈ H (s) : B ∩ [r] 6= ∅}
; Frankl
and Tokushige proved this for
H = 2 [n]. We also show that for any 2 6 r 6 s
and
m > r + s
there exist (non-ompressed) hereditaryfamiliesH
withµ(H) = m
suhthatnoip
(A, B)
with amaximum valueof|A| + |B|
underthe onditionthat∅ 6= A ⊂ H (r) and ∅ 6= B ⊂ H (s) is simple (we prove that this is not the ase for
r = 1
),and we suggesttwo onjeturesabout the extremalstruturesin general.
r = 1
),and we suggesttwo onjeturesabout the extremalstruturesin general.1 Introdution
Weshallusesmallletterssuhas
x
todenoteelementsofasetorpositiveintegers,apitalletterssuhas
X
todenotesets,and alligraphiletterssuhasF
todenotefamilies (i.e.sets whose members are sets themselves). Unless otherwise stated, it is to be assumed
that sets and familiesare nite.
N
is the set{1, 2, ...}
of positive integers. Form, n ∈ N
withm 6 n
, the set{i ∈ N : m 6 i 6 n}
is denoted by[m, n]
, and ifm = 1
then we also write[n]
. The power set{A : A ⊆ X}
of asetX
isdenoted by2 X, and {A ⊆ X : |A| = r}
isdenoted by X r
.
We next develop some notationfor ertain sets and familiesdened on a family
F ⊆ 2 X. Let U (F)
denote the union of all sets in F
. Let F (r) := {F ∈ F : |F | = r}
. For
a set
Y
, letF(Y ) := {F ∈ F : F ∩ Y 6= ∅}
andF [Y ] := {F ∈ F : Y ⊆ F }
. Fora single-element set
{y}
, we may abbreviate the notationF ({y})
toF (y)
, and we setF hyi := {F \{y} : F ∈ F(y)}
.For
i, j ∈ [n]
, let∆ i,j : 2 2 [ n ] → 2 2 [ n ] bethe ompressionoperation (see [4℄) dened by
∆ i,j (F) := {δ i,j (F ) : F ∈ F, δ i,j (F ) ∈ F } ∪ {F / ∈ F : δ i,j (F ) ∈ F },
where
δ i,j : 2 [n] → 2 [n] is dened by
δ i,j (F ) :=
(F \{j}) ∪ {i}
ifi / ∈ F
andj ∈ F ;
F
otherwise.
A family
F
issaid to be- ahereditary family (or anideal or adownset)if all subsetsof any set in
F
are inF
;- uniform if the sets in
F
have the same size;- interseting if any set in
F
intersets any other set inF
;- entred if the sets in
F
ontain a ommonelement;- ompressed if
F ⊆ 2 [n] and ∆ i,j (F) = F
for any i, j ∈ [n]
with i < j
;
- ompressed with respet to
x ∈ U (F )
if∆ x,y (F ) = F
foranyy ∈ U(F )
.Twofamilies
A
andB
aresaidtobeross-interseting ifanysetinA
intersetsanysetin
B
. Wesaythat(A, B)
isaross-intersetionpair (ip)ifA
andB
areross-interseting.Wesay that aip
(A, B)
is simple if atleast one ofA
andB
ontains onlyone set.HiltonandMilner[7℄provedthatif
r 6 n/2
andA, B
arenon-emptyross-interseting sub-familiesof[n]
r
,then
|A| + |B| 6 n r
− n−r r
+ 1 = |A 0 | + |B 0 |
, whereA 0 is {[r]}
and
B 0 is {B ∈ [n] r
{B ∈ [n] r
: B ∩ [r] 6= ∅}
. A streamlined proof of this result was later obtained by Simpson[10℄ by meansof the ompression(also known asshifting)tehnique introduedinthe seminalpaper[4℄(see[5℄foragoodsurveyontheusesofthistehniqueinextremal
set theory). FranklandTokushige[6℄insteadused the Kruskal-Katona Theorem [8, 9℄to
establishthe following extension.
Theorem 1.1 (Frankl and Tokushige [6℄) If
r 6 s
,n > r + s
, and(A, B)
is a ipwith
∅ 6= A ⊆ [n] r
and
∅ 6= B ⊆ [n] s
, then
|A| + |B| 6 n s
− n−r s
+ 1 = |A 0 | + |B 0 |
,where
(A 0 , B 0 )
isthe simpleip{[r]}, {B ∈ [n] s
: B ∩ [r] 6= ∅}
.
In this paper we are interested in ip's
(A, B)
having a maximum value of|A| + |B|
undertheonditionthatboth
A
andB
arenon-emptyuniformsub-familiesofahereditary familyH
. Note that Theorem 1.1 deals with the speial ase whenH
is the power set2 [n], whihisthe simplestexampleofahereditary family. It iseasytoseethat afamilyis
hereditary if and onlyif itis aunion ofpowersets. There are manyinteresting examples
of hereditary families,suh asthe familyof independent sets of a graphor matroid.
Before stating our results, we shall introdue afew more denitions.
We say that a set
M
isF
-maximal ifM
is not a subset of any set inF \{M}
. Wedenote the size of a smallest
F
-maximalset inF
byµ(F)
.For a family
F
, we denote the set{(A, B) : (A, B)
is a ip with a maximum value of|A| + |B|
under the ondition that∅ 6= A ⊂ F (r) and ∅ 6= B ⊂ F (s) }
by C(F , r, s)
.
Using the ompression tehnique, wegeneralise Theorem 1.1 asfollows.
Theorem 1.2 If
r 6 s
,n > r + s
, andH
is a ompressed hereditary sub-family of2 [n]
with
µ(H) > r + s
, thenthe simpleip{[r]}, {B ∈ H (s) : B ∩ [r] 6= ∅}
is in
C(H, r, s)
.Theorem 1.1 is the ase
H = 2 [n],in whih [n]
isthe onlyH
-maximalset inH
and hene
µ(H) = n
. Notethat weannotrelaxthe onditionthatµ(H) > r +s
. Indeed,ifH = 2 [n]
and
s 6 µ(H) < r + s
, then any set inH (r) = [n] r
intersets any set in
H (s) = [n] s
(sine
n = µ(H) < r + s
), and heneH (r) , H (s)
is the only ip in
C(H, r, s)
. Notethatif
H = 2 [n] and µ(H) < s
,then C(H, r, s) = ∅
(sine n = µ(H) < s
and heneH (s) = ∅
).
Remark 1.3 One of the entral problems in extremal set theory is the famous Chvátal
Conjeture[2℄,whihlaimsthatatleastoneofthelargestintersetingsub-familiesofany
hereditary family
H
is entred. Chvátal[3℄ proved his onjeture for the ase whenH
isompressed. Snevily[11℄improvedChvátal'sresulttotheasewhen
H
isompressedwithrespet toanelementof
U (H)
. In the next setionwe showthat nosimilarimprovement anbemadetoTheorem1.2forr > 2
;morepreisely,weshowthatforany2 6 r 6 s
andm > r + s
thereare hereditaryfamiliesH
withµ(H) = m
suhthatH
isompressedwithrespet to an element of
U (H)
and no ip inC(H, r, s)
is simple. We then suggest twoonjetures aboutthe strutureofatleast oneofthe ip'sin
C(H, r, s)
for anyhereditaryfamily
H
withµ(H) > r + s
.For
r = 1
we do have the desired generalresult.Theorem 1.4 If
H
isahereditaryfamilywithµ(H) > 1+s
, thenC(H, 1, s)
hasasimpleip
(A 0 , B 0 )
withA 0 = {{x}}
andB 0 = {B ∈ H (s) : x ∈ B}
for somex ∈ U (H)
.Proof. Let
(A, B) ∈ C(H, 1, s)
. Suppose|A| = 1
. Then, sineA ⊂ H (1), A = {{x}}
for
some
x ∈ U (H)
. SineB ⊂ H (s)and |A| + |B|
isamaximum(underthe ross-intersetion
ondition), B
must onsist of all the sets inH (s) whih ontain x
.
x
.Now suppose
|A| > 1
. LetZ := {z ∈ U(H) : {z} ∈ A}
; so|Z | = |A|
and hene|Z| > 1
. Sine every set inB
must interset every (single-element) set inA
, we learlyhave
B ⊆ H (s) [Z]
(= {H ∈ H (s) : Z ⊆ H}
). LetB ∈ B
. Sine every (single-element) set inA
must intersetB
, we haveZ ⊆ B
and hene|Z | 6 s
. Letx ∈ Z
and letM
be anH
-maximal set inH
suh thatB ⊂ M
. Then|M | > 1 + s
(as|M | > µ(H)
),Z ⊂ M
(as
Z ⊆ B
), andM s
⊆ H (s) (as H
is hereditary). Now let (A 0 , B 0 )
be the simple ip
{{x}}, H (s) (x)
. Sine
(A, B) ∈ C(H, 1, s)
,|A 0 | + |B 0 | 6 |A| + |B|
. Also,|A 0 | + |B 0 | = 1 +
H (s) (x)
> 1 +
H (s) [Z ] +
A ∈
M s
: x ∈ A, |A ∩ Z| = |Z| − 1
= 1 +
H (s) [Z]
+
|Z| − 1
|Z| − 2
|M | − |Z|
s − (|Z | − 1)
> |Z | +
H (s) [Z]
= |A| +
H (s) [Z]
> |A| + |B|.
Sowe atually have
|A 0 | + |B 0 | = |A| + |B|
, and hene(A 0 , B 0 ) ∈ C(H, 1, s)
.2
The above result willbe used in the proof of Theorem 1.2. It is easy to see from its
proof that if
µ(H) > 1 + s
, then any(A, B)
inC(H, 1, s)
isa simple ip as inthe result.2 A onstrution and two onjetures
The followingis the proof of the laim inRemark 1.3.
Proposition 2.1 Let
2 6 l + 1 6 r 6 s
,m > r + s
andp > m−l s
− m−r s + 1
/ m−l r−l
.
For eah
i ∈ [p]
, letM i := [l] ∪ [(i − 1)(m − l) + l + 1, i(m − l) + l]
. LetE = S p
i=1 2 M i
. ThenE
is hereditary,E
is ompressed with respet to1
,µ(E ) = m
, and no ip inC(E , r, s)
issimple.
Proof. It isstraightforward that
E
is hereditary,E
is ompressed with respet to1
, andµ(E ) = |M 1 | = ... = |M p | = m
. Let(A, B)
be a simple ip with∅ 6= A ⊆ E (r) and
∅ 6= B ⊆ E (s). Let L := [l]
, A 1 := {L ∪ C : C ∈ M r−l i \L
for some
i ∈ [p]}
,B 1 = E (s) (L)
(
= {E ∈ E (s) : E ∩ L 6= ∅}
). Sine(A 1 , B 1 )
is a non-simple ip with∅ 6= A 1 ⊆ E (r) and
∅ 6= B 1 ⊆ E (s), the result follows if weshow that |A| + |B| < |A 1 | + |B 1 |
.
Let
R := [r]
,A 0 := {R}
,B 0 := E (s) (R)
. We willshowthat|A| + |B| 6 |A 0 | + |B 0 |.
(1)Letusrst assumethis. Notethat
B 0 isthe disjointunionof B 1 and the familyR
of sets
R
of setsin
E (s)that intersetR
but notL
. SineR
isasubsetofM 1 but notasubsetofanyother
set
M i, we learly have R = {A ∈ M 1 s \L
: A ∩ (R\L) 6= ∅}
. We have(|A 1 | + |B 1 |) − (|A| + |B|) > (|A 1 | + |B 1 |) − (|A 0 | + |B 0 |)
(by (1))= (|A 1 | + |B 1 |) − (|A 0 | + |B 1 | + |R|) = |A 1 | − |A 0 | − |R|
= p
m − l r − l
−
m − l s
+
m − r s
− 1
> 0
(by hoie ofp
)and hene
|A| + |B| < |A 1 | + |B 1 |
as required.We now prove (1). Suppose
A
ontains only one setA
. ThenB ⊆ E (s) (A)
. Sinel < r
andM i ∩ M j = L
for any distinti
andj
in[p]
, there is a uniquek
in[p]
suhthat
A ⊂ M k, and it is therefore easy to see that
E (s) (A)
6 |B 0 |
; so (1) holds in thisase. Now suppose
|A| > 1
. Then, sine(A, B)
is a simple ip,B
ontains only oneset
B
andA ⊆ E (r) (B )
. LetS := [s]
,C 0 := E (r) (S)
,D 0 := {S}
. Similarly to theabove, it is easy to see that
E (r) (B )
6 |C 0 |
; so|A| + |B| 6 |C 0 | + |D 0 |
. Ifr = s
then|C 0 | + |D 0 | = |A 0 | + |B 0 |
and hene (1) holds again. Supposer < s
. Foreahi ∈ [p]
, letF i := M s i
and
G i := M r i
. Sine
R ⊂ M 1 and R ∩ M i = S ∩ M i = L
for eah i ∈ [2, p]
,
welearly have
|B 0 | = |F 1 (R)| + P p
i=2 |F i (L)|and |C 0 | = |G 1 (S)| + P p
i=2 |G i (L)|. Wehave
|G 1 (S)| < |F 1 (R)|
sine|F 1 (R)| − |G 1 (S)| = m
s
−
m − r s
− m
r
−
m − s r
= m
s
− m
r
−
m − r s
−
m − s r
= m
r
r!(m − r)...(m − s + 1)
s! − 1
−
m − s r
r!(m − r)...(m − s + 1)
s! − 1
> 0.
By asimilar alulation,weobtain that
|G i (L)| < |F i (L)|
for eahi ∈ [2, p]
. So we have|C 0 | + |D 0 | = |G 1 (S)| +
p
X
i=2
|G i (L)| + 1 < |F 1 (R)| +
p
X
i=2
|F i (L)| + 1 = |A 0 | + |B 0 |
and hene, sine
|A| + |B| 6 |C 0 | + |D 0 |
, (1) holds again.2
Somethingommontothe ip
(A 1 , B 1 )
intheaboveproofand theextremalstruturesdetermined in Theorems 1.2 and 1.4 is that the rst family in the pair is entred. We
onjeture that there always exist ip's
(A, B)
withA
entred that are extremal underthe onditions we have been onsidering, where by extremal we mean that
|A| + |B|
is amaximum.
Conjeture 2.2 (Weak Form) If
r 6 s
andH
isahereditaryfamilywithµ(H) > r +s
,then for some
(A 0 , B 0 ) ∈ C(H, r, s)
,A 0 is entred.
Conjeture 2.3 (Strong Form) If
r 6 s
andH
isa hereditaryfamilywithµ(H) > r + s
, thenthereexistsasetH
inH
with1 6 |H| 6 r
suhthatforsome(A 0 , B 0 ) ∈ C(H, r, s)
,A 0 = {A ∈ H (r) : H ⊆ A}
andB 0 = {B ∈ H (s) : B ∩ H 6= ∅}
.Notethat thefamilies
A 1 and B 1 inthe proofof Proposition2.1 have the strutureof A 0
A 0
and
B 0 inthe aboveonjeture.
3 Some tools
Thissetionprovidesthe maintoolsweneedfor theproofof Theorem1.2. Westartwith
a ruiallemma onerningthe levels of ahereditary family(see [1, Corollary3.2℄).
Lemma 3.1 (Borg [1℄) If
H
is a hereditary family andr < s 6 µ(H) − r
, thenH (r) 6
s s−r
µ(H)−r s−r
H (s)
.
The following is our seond important lemma, whih purely onerns the parameter
µ(F )
of afamilyF
.Lemma 3.2 Let
∅ 6= F ⊆ 2 [n] and a ∈ [n]
. Let D := F \F (a)
and E := F \F (n)
.
(i) If
F (a) 6= ∅
, thenµ(F hai) > µ(F) − 1
.(ii) If
F
is hereditary, thenµ(D) > µ(F ) − 1
.(iii) If
F
is ompressed and[n] ∈ F /
, thenµ(E ) > µ(F )
.Proof. Suppose
F (a) 6= ∅
. LetM
beanF hai
-maximalsetinF hai
. ThenM ′ := M ∪{a}
is an
F
-maximalset inF
. So|M | = |M ′ | − 1 > µ(F ) − 1
. Hene (i).Suppose
F
is hereditary. Then, sineF 6= ∅
,∅ ∈ F
. SoD 6= ∅
. LetM
be aD
-maximal set in
D
. Suppose also that|M | < µ(F)
. SoM
is notF
-maximal, and henethere exists a set
M ′ ∈ F (a)
suh thatM ⊂ M ′ and M ′ is F
-maximal. Sine F
is
F
-maximal. SineF
ishereditary,
M ′′ := M ′ \{a} ∈ F
. SineM
isD
-maximalandM ⊆ M ′′ ∈ D
,M = M ′′. So
M ′ = M ∪ {a}
. Therefore |M | = |M ′ | − 1 > µ(F ) − 1
. Hene (ii).
Suppose
F
is ompressed and[n] ∈ F /
. LetM
be anE
-maximal set inE
. Suppose|M | < µ(F )
. Then there exists a setM ′ ∈ F (n)
suh thatM ⊂ M ′. Sine [n] ∈ F /
,
X := [n]\M ′ 6= ∅
. Let x ∈ X
and M ′′ := δ x,n (M ′ ) = (M ′ \{n}) ∪ {x}
. Sine F
is
ompressed,
M ′′ ∈ F
. But thenM ( M ′′ ∈ E
, aontradition (asM
isE
-maximal). So|M | > µ(F )
. Hene (iii).2
We remark that the inequalitiesabove annot be replaed by equalities. An example
for (iii) is that if
n > 3
andF
is the ompressed (hereditary) family2 [n−1] ∪ 2 [n−3]∪{n},
then
µ(E ) = n − 1 > n − 2 = µ(F )
.We shall say that a family
F ⊆ 2 [n] is quasi-ompressed if δ i,j (F ) ∈ F
for any F ∈ F
and any i, j ∈ U (F )
with i < j
. Therefore a quasi-ompressed family F ⊆ 2 [n]
is isomorphi to a ompressed sub-family of
2 [|U(F)|], and the isomorphism is indued
by the bijetion β : U (F) → [|U (F )|]
dened by β(u i ) := i
, i = 1, ..., |U(F )|
, where
{u 1 , ..., u |U(F)| } = U(F )
and u 1 < ... < u |U(F )|.
The next lemmais straightforward, sowe omit itsproof.
Lemma 3.3 Let
H ⊆ 2 [n] and a ∈ [n]
.
(i) If
H
is hereditary, thenH\H(a)
andHhai
are hereditary.(ii) If
H
is quasi-ompressed, thenH\H(a)
andHhai
are quasi-ompressed.We shall frequently use the followingproperty of quasi-ompressed families.
Lemma 3.4 Let
F ⊆ 2 [n] be a quasi-ompressed family with U (F ) 6= ∅
. Let Z ⊆ [n]
and
let
i, j ∈ U(F )
,i 6 j
. Then|F (Z )| 6 |F (δ i,j (Z))|
.Proof. Let
Y := δ i,j (Z)
. SupposeY 6= Z
, and letW := Z ∩ Y
. Theni < j
,Z = W ∪ {j} 6= W
andY = W ∪ {i} 6= W
. LetD := {F ∈ F : i ∈ F, F ∩ W = ∅}
,E := {F ∈ F : j ∈ F, F ∩ W = ∅}
. SineF
is quasi-ompressed andi, j ∈ U (F )
,we have
∆ i,j (E\E(i)) ⊆ D\D(j)
; so|D\D(j)| > |∆ i,j (E\E(i))| = |E\E(i)|
. Note thatD(j ) = E (i)
. Thus, sine|F(Y )| − |F (Z)| = (|F (W )| + |D|) − (|F(W )| + |E|) = (|D(j)| + |D\D(j)|) − (|E (i)| + |E\E(i)|) = |D\D(j)| − |E\E(i)| > 0
, the result follows.2
For a set
X := {x 1 , ..., x n } ⊂ N
withx 1 < ... < x n and r ∈ [n]
, all {x 1 , ..., x r }
the
initial
r
-segment ofX
. For onveniene, we all∅
the initial0
-segment ofX
.Corollary 3.5 Let
F ⊆ 2 [n] be quasi-ompressed. Let∅ 6= Z ⊆ [n]
andlet Y ∈ |Z| [n]
suh
that
Y
ontains the initial|Z ∩ U(F )|
-segment ofU (F )
. Then|F (Z )| 6 |F (Y )|
.Proof. Let
Z ′ := Z ∩ U (F )
. IfZ ′ = ∅
then|F (Z)| = 0 6 |F (Y )|
. SupposeZ ′ 6= ∅
.Let
Y ′ bethe initial|Z ′ |
-segmentof U (F)
. Sine F
is quasi-ompressed and Z ′ ⊆ U (F )
,
we an onstrut a omposition of ompressions
δ i,j with i, j ∈ U (F)
, i 6 j
, that yields
Y ′ when applied on Z ′. Thus |F(Z ′ )| 6 |F (Y ′ )|
by repeated appliation of Lemma 3.4.
Z ′. Thus |F(Z ′ )| 6 |F (Y ′ )|
by repeated appliation of Lemma 3.4.
Sine
Y ′ ⊆ Y
and|F (Z)| = |F (Z ′ )|
, we have|F (Z)| 6 |F(Y ′ )| 6 |F (Y )|
.2
The followingis a well-known fundamentalproperty of ompressions that emerged in
[4℄and that is not diult toprove.
Lemma 3.6 If
A ⊂ 2 [n] is interseting and i, j ∈ [n]
, then ∆ i,j (A)
isinterseting.
4 Proof of Theorem 1.2
Lemma 4.1 Let
r, s, n
andH
be as in Theorem 1.2, and let(A, B)
be a ip with∅ 6=
A ⊂ H (r) and ∅ 6= A ⊂ H (s). Let 1 6 i < j 6 n
. Then:
1 6 i < j 6 n
. Then:(i)
∆ i,j (A)
and∆ i,j (B)
are ross-interseting;(ii) if either
∆ m,n (A) = A
for allm ∈ [n − 1]
or∆ m,n (B) = B
for allm ∈ [n − 1]
, then(A ∩ B)\{n} 6= ∅
for anyA ∈ A
andB ∈ B
.Proof. Let
A ′ := {A ∪ {n + 1} : A ∈ A}
,A ′′ := {A ∗ ∪ {n + 1} : A ∗ ∈ ∆ i,j (A)}
,B ′ := {B ∪ {n + 2} : B ∈ B}
,B ′′ := {B ∗ ∪ {n + 2}: B ∗ ∈ ∆ i,j (B)}
. Clearly, the familyC := A ′ ∪ B ′ is interseting, and hene ∆ i,j (C)
is interseting by Lemma 3.6. Sine
∆ i,j (C) = A ′′ ∪ B ′′,(i) learly follows.
Suppose without loss of generality that
∆ m,n (A) = A
for allm ∈ [n − 1]
. SupposeA ∩ B = {n}
for someA ∈ A
andB ∈ B
. Then,sine|(A ∪ B )\{n}| = r + s − 2 < n − 1
,the set
X := [n − 1]\(A ∪ B )
is non-empty. Letx ∈ X
. Sine∆ x,n (A) = A
,δ x,n (A) ∈ A
.But
δ x,n (A) ∩ B = ∅
, a ontradition. Hene (ii).2
Proof of Theorem 1.2. Let
R := [r]
and let(A 0 , B 0 )
be the simpleip({R}, H (s) (R))
.Welearly have
[µ(H)] ∈ H
(sineH
is ompressed) and hene2 [µ(H)] ⊆ H
(2)(sine
H
ishereditary). SoR ∈ H (r). Wethereforehave∅ 6= A 0 ⊂ H (r)and∅ 6= B 0 ⊂ H (s).
∅ 6= B 0 ⊂ H (s).
It remainstoshowthat
|A| + |B| 6 |A 0 | + |B 0 |
for anyip(A, B)
with∅ 6= A ⊂ H (r) and
∅ 6= B ⊂ H (s),and we do this using indution onr
.
Consider the base ase
r = 1
. By Theorem 1.4, there exists a (single-element) setZ ∈ H (1) suh that {Z }, H (s) (Z)
∈ C(H, 1, s)
and hene|A| + |B| 6 1 + |H (s) (Z )|
. ByCorollary 3.5,
|H (s) (Z )| 6 |B 0 |
. So|A| + |B| 6 |A 0 | + |B 0 |
.Now onsider
r > 2
. Supposen = r + s
. Soµ(H) = n
and hene[n] ∈ H
. Thus,sine
H
is hereditary,H (p) = [n] p
for eah
p ∈ [n]
. Havingn = r + s
means that forevery
A ∈ [n] r
there is only one set
B ∈ [n] s
suh that
A ∩ B = ∅
, so|A| + |B| 6
|A| + n s
− |A|
= |A 0 | + |B 0 |
.We nowonsider
n > r + s + 1
and proeed by indution onn
. Letn ′ := n − 1
.In viewofLemma4.1(i)and theassumptionthat
H
isompressed,if∆ m,n (A) 6= A
or∆ m,n (B) 6= B
for somem ∈ [n − 1]
, then we an replaeA
andB
byA ′ := ∆ m,n (A)
andB ′ := ∆ m,n (B)
, respetively,and repeat the proedure untilwe obtainfamiliesA ∗ ⊂ H (r)
and
B ∗ ⊂ H (s) suh that ∆ m,n (A ∗ ) = A ∗ and ∆ m,n (B ∗ ) = B ∗ for all m ∈ [n − 1]
(it is
∆ m,n (B ∗ ) = B ∗ for all m ∈ [n − 1]
(it is
well-known and easy tosee that suh aproedure indeedtakesa nite number of steps).
Wean therefore assume that
∆ m,n (A) = A
and∆ m,n (B) = B
for allm ∈ [n − 1]
. (3)Thus, by Lemma4.1(ii),
(A ∩ B )\{n} 6= ∅
for anyA ∈ A
andB ∈ B
. (4)Let
I := H\H(n) = {H ∈ H : n / ∈ H}
. Similarly, letC := A\A(n)
,D := B\B(n)
,E := B 0 \B 0 (n)
. SoC ⊂ I (r) and D, E ⊂ I (s). Note that C 6= ∅
and D 6= ∅
by (3). Sine
H
is hereditary, if [n] ∈ H
then µ(I) = n − 1
. Thus, if [n] ∈ H
then µ(I) > r + s
, and if
[n] ∈ H /
then, sineµ(H) > r + s
,it follows by Lemma3.2(iii) thatµ(I) > r + s
. Clearly
I
isa ompressedhereditary sub-familyof 2 [n−1]. Therefore, by theindutivehypothesis,
C 6= ∅
andD 6= ∅
by (3). SineH
is hereditary, if[n] ∈ H
thenµ(I) = n − 1
. Thus, if[n] ∈ H
thenµ(I) > r + s
, and if[n] ∈ H /
then, sineµ(H) > r + s
,it follows by Lemma3.2(iii) thatµ(I) > r + s
. ClearlyI
isa ompressedhereditary sub-familyof2 [n−1]. Therefore, by theindutivehypothesis,
|C| + |D| 6 |A 0 | + |E|.
(5)Let
J := Hhni
. ClearlyJ
isaompressedhereditarysub-familyof2 [n−1],andµ(J ) >
µ(H) − 1
by Lemma 3.2(i). Letr ′ := r − 1
ands ′ := s − 1
. Sor ′ 6 s ′ and µ(J ) > µ(H) − 1 > r + s − 1 > r ′ + s ′ .
(6)
Wehave
Ahni ⊂ J (r ′ ) and Bhni ⊂ J (s ′ ). By(4), Ahni
and Bhni
are ross-interseting.
Ahni
andBhni
are ross-interseting.Suppose
Ahni 6= ∅
andBhni 6= ∅
. LetR ′ := [r ′ ] = R\{r}
. Bytheindutivehypothesis,|Ahni| + |Bhni| 6 1 +
J (s ′ ) (R ′ )
. Similarly to (2),2 [µ(J )] ⊆ J
; so[µ(J s ′ )]
⊆ J (s ′ ). Sine
B 0 hni = J (s ′ ) (R)
,
|B 0 hni| =
J (s ′ ) (R ′ ) +
n B ∈ J (s ′ ) : B ∩ R ′ = ∅, r ∈ B o
>
J (s ′ ) (R ′ ) +
B ∈
[µ(J )]\R ′ s ′
: r ∈ B
=
J (s ′ ) (R ′ ) +
µ(J ) − r ′ − 1 s ′ − 1
andhene,by(6),
|B 0 hni| >
J (s ′ ) (R ′ )
+1
. So|Ahni|+|Bhni| 6 |B 0 hni|
. Sine|A|+|B| =
|C|+|D|+|Ahni|+|Bhni|
,(5)andthelastinequalitygiveus|A|+|B| 6 |A 0 |+|E|+|B 0 hni| =
|A 0 | + |B 0 |
.Next,suppose
Ahni = ∅
. LetA ∈ C
(reallthatC 6= ∅
). By(4),|Bhni| 6
J (s ′ ) (A)
. Itiseasytoseethat
U(J (s ′ ) ) = [l]
forsomel ∈ [n ′ ]
(sineJ
isompressed); soJ (s ′ ) (A) 6 J (s ′ ) (R)
byCorollary3.5. Sine|A| + |B| = |C| + |D| + |Ahni| + |Bhni|
,whereAhni = ∅
and
|Bhni| 6
J (s ′ ) (R)
= |B 0 hni|
,it follows by (5) that|A| + |B| 6 |A 0 | + |B 0 |
.Finally, suppose
Bhni = ∅
. Ifr ′ = s ′ (i.e. r = s
) then |A| + |B| 6 |A 0 | + |B 0 |
follows by an argument similar to the one for the previous ase. Suppose
r ′ < s ′. Let
K 0 := J \J (1) := {J ∈ J : 1 ∈ / J}
and K 1 := J h1i
. SoK 0 , K 1 ⊆ 2 [2,n−1]. ByLemma 3.3,
K 0 and K 1 are hereditary and quasi-ompressed. By (i)and (ii)of Lemma 3.2, µ(K 0 ) >
K 0 and K 1 are hereditary and quasi-ompressed. By (i)and (ii)of Lemma 3.2, µ(K 0 ) >
µ(K 0 ) >
µ(J ) − 1
andµ(K 1 ) > µ(J ) − 1
. Thus, by (6),µ(K 0 ) > r ′ + s ′. Let R ∗ := [2, r]
and
S ∗ := [2, s]
. It is lear from (2) thatR ∗ , S ∗ ∈ K 0. Note that therefore R ∗ and
S ∗ are initial segments of U (K 0 )
. Sine
S ∗ are initial segments of U (K 0 )
. Sine
K (r 0 ′ ) (S ∗ ), {S ∗ }
is a ip with the rst family
ontainedin
K (r 0 ′ ) and theseondfamilyontainedinK (s 0 ′ ),theindutivehypothesisgives
us
K (r 0 ′ ) (S ∗ )
+ |{S ∗ }| 6 |{R ∗ }| +
K (s 0 ′ ) (R ∗ )
and heneK (r 0 ′ ) (S ∗ ) 6
K (s 0 ′ ) (R ∗ )
.
(7)Let
L 0 := {A ∈ J (r ′ ) (S) : 1 ∈ / A}
andL 1 := {A\{1} : 1 ∈ A ∈ J (r ′ ) (S)}
. LetM 0 :=
{B ∈ B 0 hni : 1 ∈ / B}
andM 1 := {B\{1} : 1 ∈ B ∈ B 0 hni}
. NotethatL 0 = K (r 0 ′ ) (S ∗ )
andM 0 = K (s 0 ′ ) (R ∗ )
. So|L 0 | 6 |M 0 |
by (7). Letr ′′ := r ′ − 1
ands ′′ := s ′ − 1
. Similarlyto (6),
µ(K 1 ) > r ′′ + s ′′. By Lemma 3.1, |K (r 1 ′′ ) | < |K (s 1 ′′ ) |
. Thus, sine L 1 = K (r 1 ′′ ) and
M 1 = K (s 1 ′′ ), |L 1 | < |M 1 |
. Wetherefore have
M 1 = K (s 1 ′′ ), |L 1 | < |M 1 |
. Wetherefore have
J (r ′ ) (S)
= |L 0 | + |L 1 | < |M 0 | + |M 1 | = |B 0 hni|.
(8)Nowlet
D ∈ D
. By(4),|Ahni| 6
J (r ′ ) (D)
. It iseasytosee thatU (J (r ′ ) ) = [l]
forsomel ∈ [n ′ ]
(sineJ
isompressed); soJ (r ′ ) (D) 6
J (r ′ ) (S)
byCorollary3.5. Thus, by(8),|Ahni| < |B 0 hni|.
Togetherwith(5) andBhni = ∅
, thisgivesus|A| + |B| < |A 0 | + |B 0 |
.2
Aknowledgements: The author isindebted toan anonymous referee for heking the
paperarefullyand suggesting helpful omments.
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