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Summary of Financial Results for 1Q FY2017

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Company name: ULVAC, Inc. Stock exchange listing: First section of the Tokyo Stock Exchange

Stock code number: 6728 URL: https://www.ulvac.co.jp/en/

Representative: Setsuo Iwashita,President and CEO

Contact person: Akira Umeda,Executive Officer,General Manager of IR Department Telephone number: +81-467-89-2024

Scheduled date of filing financial statement : Supplementary results material: Yes

Financial results meeting: Yes (For domestic financial analysts and institutional investors)

(Figures are rounded off to the nearest one million yen)

1. Consolidated Results for the First Quarter of FY2017 (July 1, 2017 through September 30, 2017)

(1) Consolidated Business Results (cumulative total ) (Percentages indicated changes from the corresponding period of the previous fiscal year)

Millions of yen % Millions of yen % Millions of yen % Millions of yen %

60,943 21.7 8,900 38.6 9,174 49.2 6,333 24.7

50,072 △ 0.2 6,422 20.8 6,149 26.9 5,080 56.4

(Note) Comprehensive income: First Quarter of FY2017: 7,429million yen 37.2% First Quarter of FY2016: 5,415million yen (855.7%)

(2) Consolidated Financial Position

103,209million yen FY2016: 98,688million yen

2. Dividends (Base date)

FY2017(Forecast)

3. Consolidated Earnings Forecast for the year ending June 30, 2018

Millions of yen % Millions of yen % Millions of yen % Millions of yen %

121,000 8.0 17,000 18.0 17,000 16.1 13,500 19.4

245,000 5.7 33,000 12.0 33,000 11.1 27,500 12.4

Yen

Full Year 558.12

(Note) Revision of consolidated financial forecast during this quarter: Yes

This English version is not an official translation of the original Japanese document. In cases where any differences occur between the English version and the originalJapanese version, the Japanese version shall prevail. ULVAC, Inc. assumes no responsibility for accuracy, correctness or contents of this English text.

First Half of FY2017 273.99

Net sales Operating profit Ordinary profit

Net income attributable to owners of parent

Net income per share (Percentages for full business year indicated changes from the previous fiscal year, and for interim period changes from the

corresponding period of the previous fiscal year.)

― ― 60.00 60.00

(Note) Revision of dividend forecast during this quarter: No

FY2017 ―

FY2016 ― ― ― 50.00 50.00

End of Q1 End of Q2 End of Q3 End of FY Annual

Yen Yen Yen Yen Yen

FY2016 245,306 104,917 40.2

(Reference): Equity: First Quarter of FY2017:

Dividend per share

Equity ratio

Millions of yen   Millions of yen   %

First Quarter of FY2017 257,023 109,123 40.2

First Quarter of FY2016 102.95

-Gross asetts Net assets

Yen Yen

First Quarter of FY2017 128.53

-First Quarter of FY2017 First Quarter of FY2016

Net income per share

Diluted net income

per share

November 10, 2017

Financial Results for the First Quarter of the Fiscal Year Ending June 30, 2018 (Consolidated)

November 10, 2017

Net sales Operating profit Ordinary profit

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