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ト ポロジ ー III [講義録] 2010 年版 An Introduction to Algebraic Topology

Homotopy Groups

— A Short Course

Katsuro Sakai

Institute of Mathematics University of Tsukuba

代数的ト ポロジ ー入門

ホモト ピ ー群

短期課程  

筑波大学・数学系

酒 井  克 郎

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Preface

In Algebraic Topology, topological properties of topological spaces and con- tinuous maps are studied by using algebraic methods (e.g., groups, homomor- phisms, etc.). Homology Theory and Homotopy Theory are typical and clas- sical. As an introduction to Algebraic Topology, this course is provided. Our purpose is knowing how to associate Topology (spaces) with Algebra (groups) by learning the process of defining the homotopy groups, and how to use Al- gebra in Topology by applying the homotopy groups. The 1-dimensional homotopy group is also called the fundamental group, which is not commu- tative (i.e., non-Abelian), whereas higher dimensional homotopy groups are commutative. We use more than half of this lecture to discuss the funda- mental groups of spaces. In the last two sections, CW-complexes are studied, whose concept generalizes one of simplicial complexes. It will be proved that a continuous map between CW-complexes is homotopy equivalence if it in- duces the isomorphisms between the homotopy groups.

The reader is required to familiar with basic language of sets and maps, elementary point-set topology of Euclidean spaces and elementary group the- ory. One can study this course independently from the course of Homology Theory.

Tsukuba, March, 2010 Katsuro Sakai

2010 K. Sakaic

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Contents

1 Homotopy and Paths . . . 4

2 Fundamental Groups . . . 11

3 Covering Spaces . . . 16

4 Homotopy Lifting Property . . . 24

5 The Fundamental Group of the Circle . . . 28

6 Free Groups and Free Products . . . 32

7 Theorem of Seifert and Van Kampen . . . 36

8 Homotopy Groups . . . 45

9 Relative Homotopy Groups . . . 52

10 Reconsidering Definitions . . . 62

11 Weak Homotopy Equivalences . . . 71

12 CW-Complexes . . . 76

13 The Cellular Approximation Theorem and J.H.C. Whitehead’s Theorem . . . 84

14 Homotopy Type of CW-Complexes . . . 91

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Homotopy Groups

— A Short Course

In this course, we study Homotopy Groups, which is a sequence of groups associated with a topological space. These groups are commutative except for the first Homotopy Group. The first is also called the Fundamental Group.

As the most important fact, it is shown that homeomorphic spaces have isomorphic homotopy groups. Some applications of homotopy groups are given. The homotopy groups of several surfaces are also calculated.

Notations

We use the following notations:

• N = 1, 2, . . . — the set of natural numbers; 自然数全体

• Z = 0, ±1, ±2, . . . — the set of integers; 整数全体

• ω = N ∪ {0} = 0, 1, 2, . . .

— the set of non-negative integers; 非負整数全体

• R = (−∞, ∞) — the real line; (実) 数直線

• R+ = [0, ∞) — the non-negative half line; 半数直線

• I = [0, 1] — the unit closed interval, ∂I = {0, 1}; 単位閉区間

• Xn = X × · · · × X

  

n times

, ∀x ∈ Xn, x = (x(1), . . . , x(n)),

x(i) ∈ X — the i-th coordinate of x, i 座標 pri : Xn→ X (pri(x) = x(i)) — the projection; 射影

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• Rk — the k-dimensional Euclidean space, k 次元

ユークリッド 空間

∀x ∈ Rk, x = ki=1x(i)2 — (Euclidean) norm, ノル ム

∀x, y ∈ Rk, ∀t ∈ R,

x + y = (x(1) + y(1), . . . , x(k) + y(k)) — sum, tx = (tx(1), . . . , tx(k)) — scalar product, スカラー倍 ei ∈ Rk (i = 1, . . . , k) defined by

ei(j) =

1 if i = j, 0 if i = j;

• Bk =

def

x ∈ Rk x ≤ 1 — the unit k-ball; k 次元 単位球(体)

• Sk−1 = ∂Bk =

def

x ∈ Rk x = 1 — the unit (k − 1)-sphere, k − 1 次元 単位球面

• idX = id — the identity map of X; 恒等写像

• ca — the constant map with {a} the image; 定値写像

• intXA = int A — the interior of A in X; 内部

bdXA = bd A — the boundary of A in X; 境界

clXA = cl A — the closure of A in X; 閉包

• card A — the cardinality of A (i.e., the number of elemnents of A); 濃度

• X ≈ Y — X is homeomorphic to Y ; 同相

• C(X, Y ) — the set of all continuous maps from X to Y . For a metric space X = (X, d), we denote

• diam A =

defsup{d(x, y) | x, y ∈ A} — the diameter of A; 直径

• dist(A, B) =

definf{d(x, y) | x ∈ A, y ∈ B}

— the distance between A and B; 距離

• d(x, A) =

definfy∈Ad(x, y) (= dist({x}, A));

• B(x, ε) =

def{y ∈ X | d(x, y) < ε} — the ε-neighborhood of x. ε 近傍

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A pair (X, A) of spaces means a pair of a space X and its subspace A. 空間の対 A map (or a homeomorphism) f : (X, A) → (Y, B) from a pair (X, A) of 対の間の写像 spaces to another pair (Y, B) means a map (or a homeomorphism) f : X → Y 同相写像

with f (A) ⊂ B (or f (A) = B), whence f |A : A → B is also a map (or a homeomorphism). When there is a homeomorphism f : (X, A) → (Y, B), we

say that (X, A) is homeomorphic to (Y, B) and denote (X, A) ≈ (Y, B). 空間の対の同相 A pair (X, x0) of a space (or a set) X and a point x0 ∈ X is called a

pointed space (pointed set) with x0 the base point. 基点を持つ空間(集合)

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1 Homotopy and Paths

It is said that continuous maps f, g : X → Y are homotopic (in Y ) and ホモトピ ック denoted by f ≃ g if there is a continuous map h : X × I → Y such that

h0 = f and h1 = g, where ht: X → Y , t ∈ I, is defined by ht(x) = h(x, t) for

x ∈ X. In this case, h : X × I → Y is called a homotopy from f to g. We ホモトピ ー denote h : f ≃ g. Given a subset A ⊂ X, when ht|A = f |A = g|A for every

t ∈ I, it is said that f and g are homotopic relative to A and denoted by f ≃ g rel. A or h : f ≃ g rel. A. When A is a singleton {x0}, we write f ≃ g rel. x0 (or h : f ≃ g rel. x0). Note that f ≃ g rel. ∅ is none other than f ≃ g.

1.1 Proposition Let A ⊂ X, B ⊂ Y , f, f, f′′ ∈ C(X, Y ) and g, g ∈ C(Y, Z). Then, the following hold:

(i) f ≃ f rel. A;

(ii) f ≃ f rel. A ⇒ f ≃ f rel. A;

(iii) f ≃ f rel. A, f ≃ f′′ rel. A ⇒ f ≃ f′′ rel. A;

(iv) f ≃ f rel. A, g ≃ g rel. B and f (A), f(A) ⊂ B ⇒ gf ≃ gf rel. A. Proof. (i) The homotopy h : f ≃ f rel. A is defined by h(x, t) = f (x). (ii) If h : f ≃ f rel. A then a homotopy h : f ≃ f rel. A can be defined by h(x, t) = h(x, 1 − t). (iii) If h : f ≃ f rel. A and h : f ≃ f′′ rel. A then a homotopy h′′ : f → f′′ rel. A can be defined by h′′t = h2t for 0  t  12 and h′′t = h2t−1) for 12  t  1 (i.e., h′′(x, t) = h(x, 2t) for 0  t  12 and h′′(x, t) = h(x, 2t − 1) for 12  t  1). (iv) If h : f ≃ f rel. A and h : g ≃ g rel. B then a homotopy h′′ : gf → gf rel. A can be defined by h′′t = htht (i.e., h′′(x, t) = h(h(x, t), t)). 

By Proposition 1.1 above, ≃ (or ≃ rel. A) is an equivalence relation on the set C(X, Y ). The quotient set C(X, Y )/ ≃ (or C(X, Y )/ ≃ rel. A) is denoted by [X, Y ]. The equivalence class of f ∈ C(X, Y ) is called the

homotopy class of f and denoted by [f ]. By (iv) in Proposition 1.1, we ホモトピ ー類 can define [g][f ] = [gf ] for each f ∈ C(X, Y ) and g ∈ C(Y, Z).

A continuous map f : X → Y is called a homotopy equivalence if ホモトピ ー同値写像 there is a continuous map g : Y → X such that gf ≃ idX and f g ≃ idY,

where g is called a homotopy inverse of f . When there exists a homotopy ホモトピ ー逆写像 equivalence f : X → Y , it is said that X is homotopy equivalent to Y

(they are homotopy equivalent or they have the same homotopy type) ホモトピ ー同値 and denoted by X ≃ Y . In this case, we also say that X has the homotopy ホモトピ ー型

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type of Y . Obviously, every homeomorphism is a homotopy equivalence,

hence X ≈ Y implies X ≃ Y . Although M¨obius band is not homeomorphic メビ ウスの帯 to the annulus, they have the same homotopy type (the homotopy type of 円環帯 the circle S1).

Annulus M¨obius band

Figure 1: The M¨obius band and the annulus

A continuous map f : X → Y is said to be null-homotopic (denoted ナル・ホモトピ ック by f ≃ 0) if f is homotopic to a constant map. A space X is said to be

contractible if the identity map idX of X is null-homotopic, that is, there 可縮 is a homotopy h : X × I → X such that h0 = id and h1(X) is a singleton,

where h is called a contraction. 収縮

1.1 Exercise – Show that every convex set in Rn is contractible. 演習 1.2 Proposition A space X is contractible if and only if X ≃ {0}.

1.2 Exercise – Prove the above proposition. 演習

1.3 Proposition If X or Y is contractible, then every continuous map f : X → Y is null-homotopic.

1.3 Exercise – Prove the above proposition. 演習

Hint. See Proposition 1.1 (iv).

A continuous map α : I → X is called a path (in X) from α(0) to α(1) パス, 弧 (or connecting α(0) and α(1)). For paths α, β : I → X with α(1) = β(0), we

define a path α ∗ β : I → X from α(0) to β(1) as follows:

α ∗ β(t) =

def

α(2t) for 0  t  12, β(2t − 1) for 12 t  1.

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α β α(1) = β(0)

α(0) β(1)

0 1 1

2

0 1

0 1

α ∗ β(12)

α ∗ β(1) α ∗ β(0)

Figure 2: The join of two paths

This path α ∗ β is called the join of α and β. ジョ イン, 結び In general, given paths α1, . . . , αn : I → X such that αi(1) = αi+1(0) for each

i = 1, . . . , n − 1, we define a path α1∗ · · · ∗ αn : I → X as follows: α1∗ · · · ∗ αn(t) =

defαi(nt − i + 1) for i − 1

n t  i

n, i = 1, . . . , n.

1

n−1n 2

n 1

0 n

α1 α2 αn

α1(0)

α1(1) = α2(0)

α2(1) = α3(0)

αn−1(1) = αn(0)

αn(1)

Figure 3: The join of several paths

The reverse α of a path α : I → X is define by α(t) = α(1 − t) for every t ∈ I,

which is a path from α(1) to α(0). By the definitions, we have the following: (α ∗ β)= β∗ α for every paths α, β : I → X with α(1) = β(0). For each x ∈ X, we denote by cx : I → X the constant path with cx(I) = {x}. 1.4 Proposition Let α, α, β, β, γ : I → X be paths such that α(0) = α(0), α(1) = α(1) = β(0) = β(0) and β(1) = β(1) = γ(0). Then, the following hold:

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(i) α ≃ α rel. ∂I and β ≃ β rel. ∂I ⇒ α ∗ β ≃ α ∗ β rel. ∂I; (ii) (α ∗ β) ∗ γ ≃ α ∗ (β ∗ γ) ≃ α ∗ β ∗ γ rel. ∂I;

(iii) α ≃ α rel. ∂I ⇒ α≃ α′← rel. ∂I;

(iv) α ∗ α≃ cα(0) rel. ∂I and α∗ α ≃ cα(1) rel. ∂I; (v) α ∗ cα(1) ≃ cα(0)∗ α ≃ α rel. ∂I.

Proof. (i) For h : α ≃ α rel. ∂I and h : β ≃ β rel. ∂I, define h′′ : α ∗ β ≃ α ∗ β rel. ∂I by h′′t = ht ∗ ht (i.e., h′′(s, t) = h(2s, t) for 0  s  12 and h′′(s, t) = h(2s − 1, t) for 12 s  1).

(ii) We can define h : (α ∗ β) ∗ γ ≃ α ∗ (β ∗ γ) rel. ∂I as follows:

h(s, t) =

⎧⎪

⎪⎪

⎪⎪

⎪⎨

⎪⎪

⎪⎪

⎪⎪

⎩ α

 4s 1 + t



for 0  s  1 + t 4 , β(4s − (1 + t)) for 1 + t

4 s  2 + t

4 , γ

4s − (2 + t) 2 − t



for 2 + t

4 s  1.

α β γ

γ α β

t

s = 2 + t 4 s = 1 + t

4

1 4 12

0 1

1 2 34

Figure 4: (α ∗ β) ∗ γ ≃ α ∗ (β ∗ γ) rel. ∂I

Similarly to the above, we can show that (α ∗ β) ∗ γ ≃ α ∗ β ∗ γ rel. ∂I. (iii) Let h : α ≃ α rel. ∂I. Then, we have h : α ≃ α′← rel. ∂I defined by h(s, t) = h(1 − s, t).

(iv) We can define h : α ∗ α≃ cα(0) rel. ∂I as follows:

h(s, t) =

⎧⎪

⎪⎩

α(2s) for 0  s  12(1 − t), α(1 − t) for 12(1 − t)  s  12(t + 1), α(2s) = α(2 − 2s) for 12(t + 1)  s  1.

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α αr t

s = 12(t + 1) s = 12(1 − t)

0 1 1

2

Figure 5: α ∗ α≃ cα(0) rel. ∂I By replacing α and α, the latter half can be obtained.

(v) We can define h : α ∗ cα(1) ≃ α rel. ∂I and h : cα(0)∗ α ≃ α rel. ∂I as follows:

h(s, t) =

⎧⎪

⎪⎩ α

 2s t + 1



for 0  s  12(t + 1), cα(1)(s) = α(1) for 12(t + 1)  s  1;

h(s, t) =

⎧⎪

⎪⎩

cα(0)(s) = α(0) for 0  s  12(1 − t), α

2s + t − 1 t + 1



for 12(1 − t)  s  1. 

α cα(1) t

s = 12(t + 1)

0 1 1

2

cα(0) α t

s = 12(1 − t)

0 1 1

2

Figure 6: α ∗ cα(1) ≃ α rel. ∂I and cα(0) ∗ α ≃ α rel. ∂I

Given paths α1, . . . , αn : I → X so that αi(1) = αi+1(0) for each i = 1, . . . , n − 1, the following can be obtained by induction:

α1∗ · · · ∗ αn≃ (α1∗ · · · ∗ αn−1) ∗ αn rel. ∂I.

A space X is path-connected if every points x, y ∈ X can be connected 弧状連結 by a path, that is, there is a path α : I → X from x to y (i.e., α(0) = x,

α(1) = y). On the other hand, X is connected if X is not a union of disjoint 連結 non-empty open sets.

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1.5 Proposition If X is path-connected then X is connected.

1.4 Exercise – Prove the above proposition. 演習

Hint. Suppose that X is not connected. Then, a contradiction occur be- cause I is connected.

1.6 Proposition Let f : X → Y be a continuous map. If X is path- connected then f (X) is also path-connected.

1.5 Exercise – Show the above proposition. 演習

1.7 Proposition A space X is contractible then X is path-connected.

1.6 Exercise – Give a proof of the above proposition. 演習 It is said that X is locally connected (resp. locally path-connected) 局所連結 if each x ∈ X has a neighborhood basis consisting of connected (resp. path- 局所弧状連結 connected) neighborhoods.

In usual, the local path-connectedness of X is defined by the following con- dition:

• Every neighborhood U of each x ∈ X contains a neighborhood V of x such that each pair of points y, z ∈ V are connected by a path in U , that is, there is a path f : I → U with f (0) = y and f (1) = z.

In the condition above, let V= {f (1) | f ∈ C(I, U ), f (0) = x} ⊂ U . Then, V is a neighborhood of x because V ⊂ V. Moreover, it is easy to see that each pair of points y, z ∈ V can be connected by a path in V, that is, V is path-connected. Thus, this condition is equivalent to the above definition of local path-connectedness.

A (connected) component of X is defined as a maximal connected

set of X. Then, every connected component of X is a closed set because the (連結) 成分 closure of a connected set in X is also connected. A maximal path-connected

set in X is called a path-component of X. Note that a path-component of 弧状(連結) 成分

X is not closed in general.

1.8 Example Let X be the closure of the following set in Euclidean plane R2:

X1 =(x, y) ∈ R2 y = sin(1/x), 0 < x  1.

Then, X is connected but not path-connected. Moreover, X has two path- components, the above set X1 and {0} × [−1, 1]. This space X is called the

sin(1/x)-curve. sin(1/x) カーブ (曲線)

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Proof. Since X is the closure of the connected set X1≈ I, it is also connected. Assume that there exists a path f : I → X with f (0) ∈ {0} × [−1, 1] and f (1) ∈ X1. Let t0 = sup(pr1f )−1(0). Since (pr1f )−1(0) is closed in I, t0∈ (pr1f )−1(0), that is, f (t0) = 0. Then, t0 < 1. By the continuity of f , we have 0 < δ < 1 − t0such that t0< t  t0+ δ implies f (t) − f (t0) < 1. Choose n ∈ N so that 1/2nπ < pr1f (t0+ δ). By the intermediate value theorem, we have t0< t1, t2t0+ δ such that pr1f (t1) = 1/(2n +12)π and pr1f (t2) = 1/(2n +32)π. Then,

f (t1) − f (t2)  f (t1) − f (t0) + f (t2) − f (t0) < 2 but

f (t1) − f (t2)  | pr2f (t1) − pr2f (t2)| = 2, which is a contradiction. 

Remark. One should note that the image of a path is very different from I. In fact, the following is well known:

Hahn-Mazurkiewiecz Theorem. A space X is the image of ハーン ・マツールキエヴ ッツの定理

a path if and only if X is connected, locally connected compact metrizable space.

In particular, there is a continuous surjection f : I → I2. Such a first exmaple was constructed by Peano. Then, the image of a path is called a

Peano continuum. ペア ノ連続体

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2 Fundamental Groups

A path α : I → X is called a loop (at x0 ∈ X) if α(0) = α(1) (= x0). Given ループ a point x0 ∈ X, let Ω(X, x0) be the set of all loop at x0. We define

π1(X, x0) =

defΩ(X, x0)/ ≃ rel. ∂I

= [(I, ∂I), (X, x0)].

The homotopy class of a loop α ∈ Ω(X, x0) is denoted by [α], that is, [α] =β ∈ Ω(X, x0) α ≃ β rel. ∂I.

By Proposition 1.4 (i), we can define the maltiplication on π1(X, x0) as fol- lows:

[α][β] =

def[α ∗ β] for α, β ∈ Ω(X, x0).

Due to Proposition 1.4 (ii), this is associative. It follows from Proposition 1.4 (v) that the homotopy class [cx0] is the unit element of π1(X, x0) with respect to this multiplication. Moreover, by Proposition 1.4 (iii), (iv), we can define the inverse of [α] as follows:

[α]−1 =

def

] for α ∈ Ω(X, x0).

Thus, π1(X, x0) is a group with this multiplication, which is called the fun-

damental group of X at x0. 基本群

Let ω : I → X be a path from x0 to x1 (i.e., ω(0) = x0 and ω(1) = x1). We define ω : π1(X, x1) → π1(X, x0) as follows:

ω([α]) = [ω ∗ α ∗ ω] for each α ∈ Ω(X, x1).

x1 x0 ω

ω

α Figure 7: ω ∗ α ∗ ω

2.1 Proposition Let ω, ω, ω′′ : I → X be paths such that ω(0) = ω(0) = x0, ω(1) = ω(1) = ω′′(0) = x1 and ω′′(1) = x2. Then, the following hold:

(i) ω ≃ ω rel. ∂I ⇒ ω = ω : π1(X, x1) → π1(X, x0);

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(ii) (cx0) = idπ1(X,x0) : π1(X, x0) → π1(X, x0); (iii) (ω ∗ ω′′) = ωω′′ : π1(X, x2) → π1(X, x0);

(iv) ω : π1(X, x1) → π1(X, x0) is an isomorphism with ω−1 = ω; Proof. By Proposition 1.4, it is easy to see (i), (ii) and (iii).

(iv): For each α, β ∈ Ω(X, x1),

ω ∗ (α ∗ β) ∗ ω ≃ ω ∗ α ∗ cx0 ∗ β ∗ ω

≃ (ω ∗ α ∗ ω) ∗ (ω ∗ β ∗ ω) rel. ∂I and ω ∗ α∗ ω = (ω ∗ α ∗ ω). This means that

ω([α][β]) = ω([α])ω([β]) and ω([α]−1) = ω([α])−1.

Thus, ω is a homomorphism. Moreover, since ω ∗ ω ≃ cω(0) rel. ∂I and ω ∗ ω≃ cω(0) rel. ∂I, it follows from (i), (ii) and (iii) that ω is bijective and ω−1 = ω. 

2.1 Exercise – Prove (i), (ii) and (iii) in Proposition 2.1 above. 演習 By Proposition 2.1, we have the following:

2.2 Corollary If X is path-connected then π1(X, x0) ∼= π1(X, x1) for each x0, x1 ∈ X.

When X is path-connected, the isomorphism class of π1(X, x0) is uniquely determined, it is independent from choice of x0 ∈ X. Then, we may write π1(X) omitting a point x0 ∈ X.

Let f : X → Y be a continuous map such that f (x0) = y0 (i.e., f : (X, x0) → (Y, y0)). Then, we define f : π1(X, x0) → π1(Y, y0) as follows:

f([α]) = [f ◦ α] for every α ∈ Ω(X, x0).

2.3 Proposition Let f, f : (X, x0) → (Y, y0) and g : (Y, y0) → (Z, z0) be continuous maps. Then the following hold:

(i) f ≃ f rel. x0 ⇒ f = f : π1(X, x0) → π1(Y, y0); (ii) (idX) = idπ1(X,x0) : π1(X, x0) → π1(X, x0);

(iii) (gf ) = gf : π1(X, x0) → π1(Z, z0);

(iv) f : π1(X, x0) → π1(Y, y0) is homomorphism.

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Proof. The assertions (ii) and (iii) are trivial and (i) follows from Proposition 1.1 (iv). It is straightforward to show (iv).

2.2 Exercise – Prove (iv) in Proposition 2.3 above. 演習 2.4 Corollary Every homotopy equivalence f : (X, x0) → (Y, y0) induces

the isomorphism f : π1(X, x0) → π1(Y, y0), where if g is a homotopy inverse of f then g = f−1. Consequenctly, (X, x0) ≃ (Y, y0) implies π1(X, x0) ∼= π1(Y, y0)

In the above corollary, gf ≃ idX rel. x0 and gf ≃ idY rel. y0. However, this condition can be weakened as gf ≃ idX and gf ≃ idY. To show this, we need the following:

2.5 Proposition Let f, f : X → Y be continuous maps with f ≃ f. Then, for each x0 ∈ X, there is a path ω : I → Y from f (x0) to f(x0) such that f = ωf : π1(X, x0) → π1(Y, f (x0)), that is, the following diagram commutes:

π1(Y, f(x0))

ω



π1(X, x0)

f g33

gg gg gg g

f W++

WW WW WW W

π1(Y, f (x0)).

Proof. Let h : f ≃ f and define ω : I → Y by ω(t) = h(x0, t) for t ∈ I. Then, ω is a path from f (x0) to f(x0). For each α ∈ Ω(X, x0), we can define h : f α ≃ ω ∗ (fα) ∗ ω rel. ∂I as follows:

h(s, t) =

⎧⎪

⎪⎪

⎪⎪

⎪⎪

⎪⎪

⎪⎩

ω(3s) for 0  s  t 3, htα

3s − t 3 − 2t



for t

3 s  3 − t

3 , ω(3 − 3s) for 3 − t

3 s  1. Thus, we have f([α]) = ωf([α]). 

2.6 Corollary Every null-homotopic continuous map f : X → Y induces the trivial homomorphism f : π1(X, x0) → π1(Y, f (x0)) for each x0 ∈ X, that is, f1(X, x0)) = {e}.

Proof. In Proposition 2.5 let f is the constant map with f(X) = {f (x0)}. Since f is trivial, we have the result. 

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f α

ω fα ω

t

s = 3 − t 3

s = t 3

1

3 23

0 1

ω

f(x0)

f (x0)

fα

f α

htα

ω(t)

Figure 8: f α ≃ ω ∗ (fα) ∗ ω rel. ∂I

2.7 Corollary Every homotopy equivalence f : X → Y induces the isomor- phism f : π1(X, x0) → π1(Y, f (x0)) for each x0 ∈ X.

Proof. Let g : Y → X be a homotopy inverse of f , that is, gf ≃ idX and f g ≃ idY. By Proposition 2.5, we have a path ω : I → X from gf (x0) to x0

and ω : I → Y from f gf (x0) to f (x0) such that

(gf ) = ω : π1(X, x0) → π1(X, gf (x0)) and (f g) = ω : π1(Y, f (x0)) → π1(Y, f gf (x0)).

Due to Proposition 2.3 (iii), (gf ) = gf and (f g) = fg, where the sec- ond f is different from the first f (the second is f : π1(X, gf (x0)) → π1(Y, f gf (x0))) but both g are the same. Thus, we have the following com- mutative diagram:

π1(X, x0) ω //

f



π1(X, gf (x0))

f

π1(Y, f (x0))

g mmmm 66m mm mm mm mm

ω

//π1(Y, f gf (x0)),

Since ω and ω are isomorphisms by Proposition 2.1, it follows that g : π1(Y, f (x0)) → π1(X, gf (x0)) is an isomorphism, hence so is f = g−1ω : π1(X, x0) → π1(X, f (x0)). 

Combining Corollaries 2.2 and 2.7, we have the following:

2.8 Corollary Let X and Y be path-connected. Then, X ≃ Y implies π1(X, x0) ∼= π1(Y, y0) for every x0 ∈ X and y0 ∈ Y . 

A space X is said to be simply connected if X is path-connected and 単連結 any continuous map f : S1 → X is null-homotopic.

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2.9 Proposition For a path-connected space X, the following are equiva- lent:

(a) X is simply connected;

(b) Every continuous map f : S1 → X extends to a continuous map ˜f : B2 → X;

(c) For each loop α : I → X, α ≃ cx0 rel. ∂I, where α(∂I) = {x0}; (d) π1(X, x0) ∼= {e} for some x0 ∈ X.

Proof. (a) ⇒ (b): For each continuous map f : S1 → X, we have h : f ≃ cx0,

x0 ∈ X. Then, we can extend f to a continuous map ˜f : B2 → X as follows:

f (z) =˜

⎧⎨

⎩ h

 z

z, 1 − z



if z = 0,

x0 if z = 0.

(b) ⇒ (c): Note that (I2, ∂I2) ≈ (B2, S1), where ∂I2 = (∂I × I) ∪ (I × ∂I). For each loop α : I → X at x0 ∈ X, we define f : ∂I2 → X as follows:

f ((∂I × I) ∪ (I × {1}) = {x0} and f (t, 0) = α(t) for each t ∈ I. By (b), f extends to a continuous map h : I2 → X, which is a homotopy giving α ≃ cx0 rel. ∂I.

(c) ⇒ (a): Since I/∂I ≈ S1, we have a quotient map q : I → S1 such that q−1(e1) = ∂I and q|I \ ∂I is a homeomorphism. For each continuous map f : S1 → X, f q is a loop at f (e1), hence we have h : f q ≃ cf (e1) rel. ∂I by (c). Note that h(∂I × I) = {f (e1)}. Then, there is a homotopy ˜h : S1 × I → X such that ˜h(q × idI) = h. Since ˜h0q = f q and ˜h1(S1) = h1(I) = {f (e1)}, it follows that ˜h0 = f and ˜h1 = cf (e1), hence f ≃ 0.

(c) ⇔ (d): The condition (c) means that π1(X, x0) = {e} for every x0 ∈ X. Then, this equivalence follows from Corollary 2.2. 

2.3 Exercise – In the proof of (a) ⇒ (b) in the above, verify the 演習 continuity of ˜f at 0 ∈ B2.

2.10 Proposition Every contractible space X is simply connected.

2.4 Exercise – Prove the above proposition. 演習

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3 Covering Spaces

Let p : X → X be a continuous surjection. It is said that an open set U ⊂ X

is evenly covered by p if p−1(U ) can be written as the union of disjoint 均一に 覆われ る open sets Uλ ⊂ X, λ ∈ Λ, i.e., p−1(U ) =λ∈ΛUλ, and each p|Uλ : Uλ → U

is a homeomorphism. When each x ∈ X has an open neighborhood U which

is evenly covered by p, we call p : X → X a covering (projection) and 被覆写像 X a covering space of X. In case card p −1(x) = n for every x ∈ X, p (or 被覆空間 X) is called an n-fold covering. Recall that a contnuous map f : X → Y n 重被覆

is quotient provided R ⊂ Y is open (or closed) in Y if f−1(R) is open (or 商写像 closed) in X.

3.1 Proposition Every covering projection p : X → X is quotient.

Proof. For R ⊂ X, assume that p−1(R) is open in X. Each x ∈ R has an open neighborhood Ux which is evenly covered by p. In particular, we have an open set Ux in X such that p|Ux : Ux → Ux is a homeomorphism. Since (p|Ux)−1(Ux∩R) = Ux∩p−1(R) is open in Ux, it follows that Ux∩R is open in Ux, hence it is open in X. Then, R =x∈R(Ux∩ R) is open in X. Therefore, p is quotient. 

3.2 Example In the following, we regard S1 = {z ∈ C | |z| = 1}. (1) exp : R → S1 — the exponential map defined by exp(t) = e2πit.

(We can define exp(t) = (cos 2πt, sin 2πt) where S1= {x ∈ R2| x = 1}.)

R

S1

exp exp

0

−1 1

1 1

0 1

R −1

Figure 9: The exponential map

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(2) rn: S1 → S1 — the n-fold coverling defined by rn(z) = zn.

S1

r3 S1

1 1

−1 3 +

2 3i

−1 3

2 3i

1 1

r3

S1 S1

−1 3 +

2i 3

−1 3

2i 3

Figure 10: The 3-fold coverling of S1

(3) Let T2 = S1 × S1 be the torus. Then, we have a covering q : R2 → T2 where q(s, t) = (e2πis, e2πit). This is none other than the natural quotient map.

S1

S1 q

R2

S1× S1 = T2

0 1

1

U

q−1(U )

Figure 11: The coverling q of the torus

The torus T2 can be obtained from the square I2 by identifying (x, 0) with (x, 1) and (0, y) with (1, y). This can be regarded as the quotient space R2/ ∼, where the equivalence relation ∼ is defined as follows:

(x, y) ∼ (x, y) ⇐⇒

def x − x

, y − y ∈ Z.

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Considering R2 as an additive group and Z2 as its subgroup, T2 is the quotient group R2/Z2.

(4) We can define an nm-fold covering p : T2 → T2 as follows: p = rn× rm : T2 = S1× S1 → T2 = S1× S1,

where rn, rm : S1 → S1 are the n-fold and the m-fold coverings defined in (2) above.

(5) Let K2 be Klein bottle. Then, the natural quotient map q : R2 → K2 is a covering.

q R2

0 1

1

q−1(U )

K2 U

Figure 12: The coverling q of Klein bottle

Klein bottle T2 can be obtained from the square I2 by iden- クラ インの壺 tifying (x, 0) with (x, 1) and (0, y) with (1, 1 − y). This can be

regarded as the quotient space R2/ ∼, where the equivalence re- lation ∼ is defined as follows:

(x, y) ∼ (x, y) ⇐⇒

def x − x

, y − (−1)x−xy ∈ Z.

(6) Let P2be the projective plane, that is, the quotient space of R3\{0}/ ∼, where the equivalence relation ∼ is defined as follows:

x ∼ y ⇐⇒

def ∃t ∈ R \ {0} such that y = tx (i.e., Rx = Ry). For each x ∈ R3\ {0}, the equivalence class of x is denoted by [x], that is, [x] = Rx \ {0}. We can regard P2 as a quotient space of the sphere S2, where every antipodal points x, −x ∈ S2 are identified. Then, the quotient map q : S2 → P2 is a 2-fold covering.

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The projective plane P2 can be also obtained from the disk B2 射影平面 by identifying every antipodal points of the bounday circle S1.

In the picture, the upper half is called the cross cap, which is クロス・キャップ homeomorphic to M¨obius band. This meas that the projective

plane P2 can be also obtained by pasting M¨obius band to the disk B2 around their boundary circles.

paste fold

v v

v v v

x, −x ∈ S1 are identified

◦0 x2

x3

R3

◦0 x2

x3 [x]

x R3

v = [e1] [x]

q

≈ x

x1 x1

Figure 13: The 2-hold coverling q of the projective plane

The following is a generalization of Example 3.2 (3) and (4):

3.3 Proposition If p : X → X and q : Y → Y are covering projections then p × q : X × Y → X × Y is also a covering.

3.1 Exercise – Show the above proposition. 演習

3.4 Proposition Let p : X → X be a covering projection. Then, for each A ⊂ X, p|p−1(A) : p−1(A) → A is a covering projection.

3.2 Exercise – Show the above proposition. 演習

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Recall that X is locally connected if every neighborhood U of each 局所連結 x ∈ X contains a connected neighborhood V of x. Here, V can be taken to

be open in X.1 Indeed, let V be the connected component of int U containing x. Since X is locally connected, each y ∈ V has a connected neighborhood W such that W ⊂ int U . Note that x ∈ V ∪ W ⊂ int U and V ∪ W is connected. Then, it follows that V ∪ W ⊂ V , which means W ⊂ V . Hence, V is open in X.

3.5 Proposition Let pi : Xi → X, i = 1, 2, be coverings over a locally connected space X. If p : X1 → X2 is a continuous surjection such that p1 = p2p, then p is also a covering projection.

X1 p1

@ @

@@

@@

@

p //X

2 p2

~~~~~~

~~~

X

Proof. For each x ∈ X2, we can choose a connected open neighborhood U of p2(x) in X which is evenly covered by both p1 and p2, that is, p−11 (U ) =



λ∈ΛUλ and p−12 (U ) =



γ∈ΓVγ where Uλ ⊂ X1 and Vγ ⊂ X2 are open,

Uλ ∩ Uλ = ∅ for λ = λ and Vγ ∩ Vγ = ∅ for γ = γ, each p1|Uλ : Uλ → U

and each p1|Vγ : Vγ → U are homeomorphisms. Observe that each Uλ is connected, hence so is p(Uλ). Then, p(Uλ) ∩ Vγ = ∅ implies p(Uλ) ⊂ Vγ. In this case, we have (p2|Vγ)(p|Uλ) = p1|Uλ, hence p|Uλ : Uλ → p(Uλ) = Vγ

is a homeomorphism. Choose γ ∈ Γ so that x ∈ Vγ. Then, Vγ is an open neighborhood of x evenly covered by p. 

In Proposition 3.5 above, the local connectedness of X is essential, that is, Proposition 3.5 does not hold without the local connectedness of X. The following example shows this fact:

3.6 Example Let X = {0} ∪ {n−1 | n ∈ N} ⊂ R, X1 = X × N and X2 = X × {0, 1}. The projections p1 = prX : X1 → X and p2 = prX : X2 → X are

coverings. We define a map p : X1 → X2 as follows:

p|X × {1} = id, p(n−1, n) = (n−1, 1) for each n > 1 and p(x, n) = (x, 0) for n > 1 and x = n−1.

Then, p1 = p2p but p is not a covering. Indeed, p−1(0, 1) is a singleton but each p−1(n−1, 1) has two points if n > 1.

1It should be noted that int V is not connected in general.

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In Example 3.2 (2), the composition of rn and rm is also a covering. In fact, rnm = rnrm. More general, we have the following proposition concerning composition of coverings:

3.7 Proposition Let p : Y → X and q : Z → Y be coverings. If each p−1(x) is finite then pq : Z → X is a covering.

3.3 Exercise – Prove the above proposition. 演習

In Proposition 3.7 above, we cannot replace the finiteness of p−1(x) with the one of q−1(y) even if spaces are locally connected.

3.8 Example Let f : R2 → R2 be the homeomorphism defined by f (x, y) = (12x +12, y). Then, fn(x, y) = (2−nx + 1 − 2−n, 2−ny) for each n ∈ N. Let

X = 

n∈

fn−1(S1) ⊂ R2 and Y = X × N,

where X is called the Hawaiian earring. Then, the projection p = prX : ハワ イアン ・ イヤリング

Y → X is a covering.

S1 f (S1)

f2(S1)

e1

X

Figure 14: Hawaiian earring

Now, let g, h, k : R2 → R2 be the homeomorphisms defined as follows: g(x, y) = (x,12y), h(x, y) = (2 − x, y) and k(x, y) = (−x, −y).

Then, gn(x, y) = (x, 2−ny) for each n ∈ N. Moreover, h2 = id and k2 = id. We define

Z = 

n∈

 n



i=1

gi−1(S1) ∪

i n

hfi(S1) ∪ khfi(S1)



× {n}.

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S1 S1 g(S1) hf (S1)

hf2(S1)

khf (S1) khf

2(S1)

= −hf (S1) Z

Figure 15: The space Z

Let r2 : S1 → S1 be the 2-fold covering defined in Example 3.2 (2). We define a map q : Z → Y as follows:

q|gi−1(S1) × {n} =fi−1r2g−i+1|gi−1(S1)× id, q|hfi(S1) × {n} =h|hfi(S1)× id and

q|khfi(S1) × {n} =hk|khfi(S1)× id .

Then, q is also a 2-fold covering. However, any neighborhood of e1 ∈ X is not evenly covered by pq, that is, pq is not a covering projection. Indeed, it contains some fn(S1), hence (pq)−1(fn(S1)) ⊃ gn(S1) × {n}.

q Z

Y

q

Figure 16: The 2-hold covering q

3.9 Theorem Let p : X → X be a covering over X such that X is Hausdorff. For two continuous maps f, g : Y → X of a connected space Y , if pf = pg and f (y0) = g(y0) for some y0 ∈ Y then f = g.

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Proof. Let Y0 = {y ∈ Y | f (y) = g(y)}. Then, Y0 = ∅ because y0 ∈ Y0. We shall show that Y0 is open and closed in Y . Then, since Y is connected, it follows that Y0 = Y , which means f = g.

To see that Y0 is open in Y , let y ∈ Y0. Then, pf (y) = pg(y) has an open neighborhood U in X which is evenly covered by p, hence f (y) = g(y) has an open neighborhood V in X such that p|V : V → U is a homeomorphism. We denote s = (p|V )−1 : U → V . By the continuity of f and g, y has an open neighborhood W in Y such that f (W ) ∪ g(W ) ⊂ V . Since pf |W = pg|W and s(p|V ) = id, we have f |W = spf |W = spg|W = g|W , hence W ⊂ Y0. Thus, Y0 is open in Y .

To see that Y \ Y0 is open in Y , let y ∈ Y \ Y0. Since X is Hausdorff and f (y) = g(y), X has disjoint open sets U and V such that f (y) ∈ U and g(y) ∈ V . Then, W = f−1(U ) ∩ g−1(V ) is an open neighborhood of y. Observe that f (y) = g(y) for every y ∈ W , hence W ⊂ Y \ Y0. Thus, Y \ Y0

is open in Y . The proof is completed. 

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4 Homotopy Lifting Property

Given a continuous map p : E → B, a lift of a continuous map f : X → B リフト(持上げ)

is a continuous map ˜f : X → E such that p ˜f = f , where f : X → B is said

to lift to ˜f . It is said that a continuous map p : E → B has the homotopy 持上が る

lifting property with restect to a space X if the following condition holds: ホモトピ ー・リフテ ィン グ ・プ ロパテ ィー

(HL) For each homotopy h : X × I → B, if h0 lifts to a continuous map f : X → E then h lifts to a homotopy ˜h : X × I → E with ˜h0 = f .

X

×0



f //E

p

X × I

˜h

o 77o o o o o o

h //B

The following is a direct consequence of the definition:

4.1 Lemma Let p : E → B be a continuous map having the homotopy lifting property with respect to a space X. If a continuous map f : X → B has a lift then every continuous map g : X → B homotopic to f has also a lift. 

It is said that a continuous map p : E → B has the absolute homotopy 絶対ホモトピー・リフティ

ング ・プ ロパテ ィー

lifting property if it has the homotopy lifting property with restect to

an arbitrary space. A continuous map p : E → B is called a Hurewicz フレヴ ィッツ・ファイブレ fibration if p has the absolute homotopy lifting property, where E is called イション

a total space, B a base space and each p−1(b) is the fiber over b ∈ B. 全空間, 底空間

ファ イバー

4.2 Proposition The projection prB : B × F → B is a Hurewicz fibration for every space F .

Proof. Given a continuous map f : X → B × F and a homotopy h : X × I → B with h0 = prBf , we can define a homotopy ˜h : X × I → B × F by

˜h(x, t) = (h(x, t), prF f (x)), which is a lift of h with ˜h0 = f . 

A continuous map f : E → B is called a trivial fibration if there exist a space F and a homeomorphism ϕ : E → B × F such that f = prBϕ.

E

f @@

@@

@@

@

ϕ //B × F

prB

{{wwww wwww

w

B

The following is an easy consequence of Proposition 4.2:

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4.3 Corollary Every trivial fibration is a Hurewicz fibration.

4.4 Proposition The composition of Hurewicz fibrations is also a Hurewicz fibration. 

4.1 Exercise – Show the above proposition. 演習

4.5 Theorem Every covering p : X → X is a Hurewicz fibration.

Proof. Let h : Y × I → X be a homotopy of an arbitrary space Y with f : Y → X a lift of h0. Let y ∈ Y be fixed. For each t ∈ I, h(y, t) has an open neighborhood Ut which is evenly covered by p. Then, y has an open neighborhood Vt with δt> 0 such that

Vt× ((t − δt, t + δt) ∩ I) ⊂ h−1(Ut). Since I is compact, we have 0  t1 < · · · < tk 1 such that

I ⊂

k i=1

(ti− δti, ti+ δti).

Note that t1− δt1 < 0 and tk+ δtk > 1. Choose 0 = s0 < s1 < · · · < sk = 1 so that ti+1− δti+1 < si < ti+ δti. Then,

h(Vti × [si−1, si]) ⊂ Uti for each i = 1, . . . , k.

h

Uti

Vti× (ti− δti, t + δti)

si−1 si

y 1

0

X

Y

Figure 17: Subdividing {y} × I

For convenience sake, let g0 : Y × {0} = Y × {s0} → X be the map defined g0 = f prY. Then, pg0 = h|Y × {s0}. Since pg0(y, s0) ∈ Ut1 and

Ut1 is evenly covered by p, g0(y, s0) has an open neighborhood W1 such that p|W1 : W1 → Ut1 is a homeomorphism. Choose a neighborhood V1 ⊂ Vt1

Figure 4: (α ∗ β) ∗ γ ≃ α ∗ (β ∗ γ) rel. ∂I
Figure 8: f α ≃ ω ∗ (f ′ α) ∗ ω ← rel. ∂I
Figure 9: The exponential map
Figure 11: The coverling q of the torus
+7

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